0001752724-20-102448.txt : 20200526
0001752724-20-102448.hdr.sgml : 20200526
20200526114842
ACCESSION NUMBER: 0001752724-20-102448
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200526
PERIOD START: 20200930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS
CENTRAL INDEX KEY: 0000796229
IRS NUMBER: 133625130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04719
FILM NUMBER: 20908797
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 8004223554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS
DATE OF NAME CHANGE: 20091130
FORMER COMPANY:
FORMER CONFORMED NAME: WESTWOOD FUNDS
DATE OF NAME CHANGE: 20060621
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS
DATE OF NAME CHANGE: 19980304
0000796229
S000001083
TETON WESTWOOD INTERMEDIATE BOND FUND
C000002923
CLASS A
WEAIX
C000002924
CLASS AAA
WEIBX
C000002926
CLASS C
WECIX
C000061066
Class I
WEIIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000796229
XXXXXXXX
S000001083
C000002923
C000061066
C000002926
C000002924
Teton Westwood Funds
811-04719
0000796229
549300F5AG1CXKI4KV24
One Corporate Center
Rye
10580-1422
1-800-422-3554
TETON Westwood Intermediate Bond Fund
S000001083
549300Z1MWH0H5DYJ125
2020-09-30
2020-03-31
N
4877537.42
51734.84
4825802.58
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
72786.81000000
USD
N
CYRUSONE LP/CYRUSONE FIN
N/A
CyrusOne LP / CyrusOne Finance Corp
23283PAQ7
50000.00000000
PA
USD
48032.25000000
0.995321487021
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
2.90000000
N
N
N
N
N
N
MPT OPER PARTNERSP/FINL
N/A
MPT Operating Partnership LP / MPT Finance Corp
55342UAF1
125000.00000000
PA
USD
125468.75000000
2.599956129991
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
6.37500000
N
N
N
N
N
N
VORNADO REALTY LP
549300BMOJ05INE4YK86
Vornado Realty LP
929043AJ6
75000.00000000
PA
USD
72420.76000000
1.500698770814
Long
DBT
CORP
US
N
2
2025-01-15
Fixed
3.50000000
N
N
N
N
N
N
STEEL DYNAMICS INC
549300HGGKEL4FYTTQ83
Steel Dynamics Inc
858119BD1
50000.00000000
PA
USD
48667.09000000
1.008476604527
Long
DBT
CORP
US
N
2
2024-10-01
Fixed
5.50000000
N
N
N
N
N
N
WESTERN MIDSTREAM OPERAT
L6D8A6MLSY454J2JXJ60
Western Midstream Operating LP
958254AA2
79000.00000000
PA
USD
63144.04000000
1.308467119266
Long
DBT
CORP
US
N
2
2021-06-01
Fixed
5.37500000
N
N
N
N
N
N
FREEPORT-MCMORAN INC
549300IRDTHJQ1PVET45
Freeport-McMoRan Inc
35671DBH7
90000.00000000
PA
USD
90585.00000000
1.877097094179
Long
DBT
CORP
US
N
2
2021-11-14
Fixed
4.00000000
N
N
N
N
N
N
CELANESE US HOLDINGS LLC
CD30XVRLT4QO00B1C706
Celanese US Holdings LLC
15089QAC8
35000.00000000
PA
USD
34646.46000000
0.717941926252
Long
DBT
CORP
US
N
2
2021-06-15
Fixed
5.87500000
N
N
N
N
N
N
CAPITAL ONE FINANCIAL CO
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040HBF1
150000.00000000
PA
USD
151215.14000000
3.133471324059
Long
DBT
CORP
US
N
2
2024-04-24
Fixed
3.75000000
N
N
N
N
N
N
UNITED RENTALS NORTH AM
NGIZXNT70J2LYT3FBI09
United Rentals North America Inc
911365BM5
50000.00000000
PA
USD
47527.50000000
0.984862086919
Long
DBT
CORP
US
N
2
2027-11-15
Fixed
3.87500000
N
N
N
N
N
N
HCA INC
L3CJ6J7LJ2DX62FTXD46
HCA Inc
404119BN8
100000.00000000
PA
USD
103705.43000000
2.148977880483
Long
DBT
CORP
US
N
2
2024-03-15
Fixed
5.00000000
N
N
N
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46647PBB1
50000.00000000
PA
USD
50904.93000000
1.054848994672
Long
DBT
CORP
US
N
2
2023-04-01
Fixed
3.20700000
N
N
N
N
N
N
CENTENE CORP
549300Z7JJ4TQSQGT333
Centene Corp
15135BAL5
50000.00000000
PA
USD
50812.50000000
1.052933665595
Long
DBT
CORP
US
Y
2
2025-04-01
Fixed
5.25000000
N
N
N
N
N
N
ARAMARK SERVICES INC
42YMHYH0XMHJEXDUB065
Aramark Services Inc
038522AN8
60000.00000000
PA
USD
56956.05000000
1.180239950885
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
4.75000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128284T4
150000.00000000
PA
USD
154535.16000000
3.202268585135
Long
DBT
UST
US
N
2
2021-06-15
Fixed
2.62500000
N
N
N
N
N
N
WESTERN DIGITAL CORP
549300QQXOOYEF89IC56
Western Digital Corp
958102AP0
50000.00000000
PA
USD
43741.21000000
0.906402806059
Long
DBT
CORP
US
N
2
2024-02-01
Variable
1.50000000
N
N
N
N
N
Western Digital Corp
Western Digital Corp
USD
XXXX
N
N
N
HUNTSMAN INTERNATIONAL L
3YTEJFW18LGIUQ2N5J61
Huntsman International LLC
44701QBD3
75000.00000000
PA
USD
77013.22000000
1.595863459462
Long
DBT
CORP
US
N
2
2022-11-15
Fixed
5.12500000
N
N
N
N
N
N
SYNGENTA FINANCE NV
54930042S3BYCEGOCN86
Syngenta Finance NV
87164KAA2
25000.00000000
PA
USD
21855.85000000
0.452895650778
Long
DBT
CORP
NL
N
2
2022-03-28
Fixed
3.12500000
N
N
N
N
N
N
STERICYCLE INC
B8PTJH2P0AXSWSMP2136
Stericycle Inc
858912AF5
50000.00000000
PA
USD
49875.00000000
1.033506845197
Long
DBT
CORP
US
Y
2
2024-07-15
Fixed
5.37500000
N
N
N
N
N
N
Government National Mortgage A
549300M8ZYFG0OCMTT87
Ginnie Mae I Pool
36200NBP5
9678.82000000
PA
USD
11002.39000000
0.227990884782
Long
ABS-MBS
USGA
US
N
2
2034-01-15
Fixed
5.50000000
N
N
N
N
N
N
TRINITY INDUSTRIES INC
R1JB4KXN77XFCXOQKV49
Trinity Industries Inc
896522AH2
75000.00000000
PA
USD
64043.06000000
1.327096559345
Long
DBT
CORP
US
N
2
2024-10-01
Fixed
4.55000000
N
N
N
N
N
N
ARCONIC INC
549300HO5WFZUT5N2T22
Arconic Inc
013817AV3
50000.00000000
PA
USD
49596.25000000
1.027730603931
Long
DBT
CORP
US
N
2
2021-04-15
Fixed
5.40000000
N
N
N
N
N
N
CONAGRA BRANDS INC
54930035UDEIH090K650
Conagra Brands Inc
205887BJ0
50000.00000000
PA
USD
49143.49000000
1.018348537581
Long
DBT
CORP
US
N
2
2022-09-15
Fixed
3.25000000
N
N
N
N
N
N
METHANEX CORP
549300TSJHRXT9QXRD13
Methanex Corp
59151KAG3
75000.00000000
PA
USD
68852.27000000
1.426752728869
Long
DBT
CORP
CA
N
2
2022-03-01
Fixed
5.25000000
N
N
N
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625HRW2
50000.00000000
PA
USD
48426.54000000
1.003491941437
Long
DBT
CORP
US
N
2
2023-10-24
Floating
3.03088000
N
N
N
N
N
N
WALGREENS BOOTS ALLIANCE
549300RPTUOIXG4LIH86
Walgreens Boots Alliance Inc
931427AF5
50000.00000000
PA
USD
50767.30000000
1.051997033828
Long
DBT
CORP
US
N
2
2021-11-18
Fixed
3.30000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810FP8
150000.00000000
PA
USD
222878.91000000
4.618483792181
Long
DBT
UST
US
N
2
2031-02-15
Fixed
5.37500000
N
N
N
N
N
N
CENTURYLINK INC
8M3THTGWLTYZVE6BBY25
CenturyLink Inc
156700BC9
100000.00000000
PA
USD
97750.00000000
2.025569806877
Long
DBT
CORP
US
Y
2
2027-02-15
Fixed
4.00000000
N
N
N
N
N
N
EQM MIDSTREAM PARTNERS L
549300NELT611CL6XM83
EQM Midstream Partners LP
26885BAD2
50000.00000000
PA
USD
36372.50000000
0.753708826605
Long
DBT
CORP
US
N
2
2023-07-15
Fixed
4.75000000
N
N
N
N
N
N
BAUSCH HEALTH COS INC
B3BS7ACMDUWISF18KY76
Bausch Health Cos Inc
91911KAK8
75000.00000000
PA
USD
76874.63000000
1.592991605553
Long
DBT
CORP
US
Y
2
2024-03-15
Fixed
7.00000000
N
N
N
N
N
N
ENERGY TRANSFER OPERATNG
5493008K8W3OKZE54J59
Energy Transfer Operating LP
29278NAL7
75000.00000000
PA
USD
68049.77000000
1.410123370608
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
4.25000000
N
N
N
N
N
N
CNH INDUSTRIAL CAP LLC
549300PNSJ5B81UMVO28
CNH Industrial Capital LLC
12592BAG9
75000.00000000
PA
USD
74690.85000000
1.547739443580
Long
DBT
CORP
US
N
2
2021-10-15
Fixed
3.87500000
N
N
N
N
N
N
STEEL DYNAMICS INC
549300HGGKEL4FYTTQ83
Steel Dynamics Inc
858119BF6
60000.00000000
PA
USD
59643.53000000
1.235929754921
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
5.00000000
N
N
N
N
N
N
TENET HEALTHCARE CORP
0W9AIBT6U6ADJ2I8HK17
Tenet Healthcare Corp
88033GCS7
50000.00000000
PA
USD
48000.00000000
0.994653204400
Long
DBT
CORP
US
N
2
2024-07-15
Fixed
4.62500000
N
N
N
N
N
N
T-MOBILE USA INC
549300V2JRLO5DIFGE82
T-Mobile USA Inc
87264AAR6
50000.00000000
PA
USD
50498.95000000
1.046436300757
Long
DBT
CORP
US
N
2
2022-04-15
Fixed
4.00000000
N
N
N
N
N
N
BECTON DICKINSON AND CO
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887BV0
75000.00000000
PA
USD
75117.16000000
1.556573414571
Long
DBT
CORP
US
N
2
2024-06-06
Fixed
3.36300000
N
N
N
N
N
N
PLAINS ALL AMER PIPELINE
N/A
Plains All American Pipeline LP / PAA Finance Corp
72650RAZ5
75000.00000000
PA
USD
68603.70000000
1.421601875806
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
3.65000000
N
N
N
N
N
N
FLOWSERVE CORPORATION
6Y0GK87T6V7NJKZJVM41
Flowserve Corp
34354PAD7
85000.00000000
PA
USD
85126.84000000
1.763993420551
Long
DBT
CORP
US
N
2
2023-11-15
Fixed
4.00000000
N
N
N
N
N
N
SEAGATE HDD CAYMAN
529900BD50TRWEG1SF63
Seagate HDD Cayman
81180WAH4
100000.00000000
PA
USD
100278.44000000
2.077963993297
Long
DBT
CORP
KY
N
2
2023-06-01
Fixed
4.75000000
N
N
N
N
N
N
WESTINGHOUSE AIR BRAKE
06BTX5UWZD0GQ5N5Y745
Westinghouse Air Brake Technologies Corp
960386AH3
50000.00000000
PA
USD
49357.97000000
1.022792979649
Long
DBT
CORP
US
N
2
2023-08-15
Fixed
4.37500000
N
N
N
N
N
N
JEFFERIES FIN GROUP INC
549300HOF34RGOJ5YL07
Jefferies Financial Group Inc
527288BE3
75000.00000000
PA
USD
76003.17000000
1.574933262189
Long
DBT
CORP
US
N
2
2023-10-18
Fixed
5.50000000
N
N
N
N
N
N
MPLX LP
5493000CZJ19CK4P3G36
MPLX LP
55336VAW0
250000.00000000
PA
USD
225334.69000000
4.669372322313
Long
DBT
CORP
US
Y
2
2022-10-15
Fixed
6.25000000
N
N
N
N
N
N
BUNGE LTD FINANCE CORP
549300QHC068L40NNM71
Bunge Ltd Finance Corp
120568BA7
140000.00000000
PA
USD
137151.50000000
2.842045395068
Long
DBT
CORP
US
N
2
2024-03-15
Fixed
4.35000000
N
N
N
N
N
N
ANHEUSER-BUSCH INBEV FIN
5493000EYEKDT0FBSQ91
Anheuser-Busch InBev Finance Inc
03524BAE6
100000.00000000
PA
USD
104035.97000000
2.155827311112
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
3.70000000
N
N
N
N
N
N
FORD MOTOR CREDIT CO LLC
UDSQCVRUX5BONN0VY111
Ford Motor Credit Co LLC
345397XK4
125000.00000000
PA
USD
122518.75000000
2.538826401804
Long
DBT
CORP
US
N
2
2020-08-04
Fixed
3.15700000
N
N
N
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XBX3
75000.00000000
PA
USD
59621.28000000
1.235468691717
Long
DBT
CORP
US
N
2
2022-06-30
Floating
2.68463000
N
N
N
N
N
N
SERVICE PROPERTIES TRUST
529900IS770AG1K9QG27
Service Properties Trust
44106MAZ5
150000.00000000
PA
USD
110296.58000000
2.285559306903
Long
DBT
CORP
US
N
2
2024-10-01
Fixed
4.35000000
N
N
N
N
N
N
KINDER MORGAN ENER PART
549300PDHUGWPWGOT525
Kinder Morgan Energy Partners LP
494550BE5
40000.00000000
PA
USD
39881.68000000
0.826425850184
Long
DBT
CORP
US
N
2
2020-09-15
Fixed
5.30000000
N
N
N
N
N
N
CDW LLC/CDW FINANCE
N/A
CDW LLC / CDW Finance Corp
12513GBC2
50000.00000000
PA
USD
51827.75000000
1.073971616965
Long
DBT
CORP
US
N
2
2025-09-01
Fixed
5.00000000
N
N
N
N
N
N
CHURCH & DWIGHT CO INC
POOXSI30AWAQGYJZC921
Church & Dwight Co Inc
171340AK8
50000.00000000
PA
USD
49390.79000000
1.023473073778
Long
DBT
CORP
US
N
2
2022-08-01
Fixed
2.45000000
N
N
N
N
N
N
ANGLOGOLD HOLDINGS PLC
213800745ZIXC4L6A131
AngloGold Ashanti Holdings PLC
03512TAC5
25000.00000000
PA
USD
24022.97000000
0.497802585202
Long
DBT
CORP
GB
N
2
2022-08-01
Fixed
5.12500000
N
N
N
N
N
N
BECTON DICKINSON AND CO
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887BR9
35000.00000000
PA
USD
34892.22000000
0.723034550659
Long
DBT
CORP
US
N
2
2020-06-05
Fixed
2.40400000
N
N
N
N
N
N
KINROSS GOLD CORP
549300UEBMAQDN0K0R06
Kinross Gold Corp
496902AJ6
100000.00000000
PA
USD
100925.00000000
2.091361971960
Long
DBT
CORP
CA
N
2
2021-09-01
Fixed
5.12500000
N
N
N
N
N
N
WESTLAKE CHEMICAL CORP
GOXNEVUM0LL78B1OS344
Westlake Chemical Corp
960413AF9
25000.00000000
PA
USD
26094.67000000
0.540732231943
Long
DBT
CORP
US
N
2
2022-07-15
Fixed
3.60000000
N
N
N
N
N
N
FORD MOTOR CREDIT CO LLC
UDSQCVRUX5BONN0VY111
Ford Motor Credit Co LLC
345397XQ1
75000.00000000
PA
USD
72843.75000000
1.509463944958
Long
DBT
CORP
US
N
2
2021-01-15
Fixed
3.20000000
N
N
N
N
N
N
NRG ENERGY INC
5E2UPK5SW04M13XY7I38
NRG Energy Inc
629377CK6
75000.00000000
PA
USD
73788.33000000
1.529037476705
Long
DBT
CORP
US
Y
2
2024-06-15
Fixed
3.75000000
N
N
N
N
N
N
EQUINIX INC
549300EVUN2BTLJ3GT74
Equinix Inc
29444UAR7
75000.00000000
PA
USD
74583.75000000
1.545520123618
Long
DBT
CORP
US
N
2
2027-05-15
Fixed
5.37500000
N
N
N
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XBD7
125000.00000000
PA
USD
123791.58000000
2.565201910932
Long
DBT
CORP
US
N
2
2020-11-24
Fixed
3.70000000
N
N
N
N
N
N
CHARTER COMM OPT LLC/CAP
N/A
Charter Communications Operating LLC / Charter Communications Operating Capital
161175BB9
75000.00000000
PA
USD
77888.93000000
1.614009871079
Long
DBT
CORP
US
N
2
2022-07-23
Fixed
4.46400000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912828J27
250000.00000000
PA
USD
269433.60000000
5.583187366939
Long
DBT
UST
US
N
2
2025-02-15
Fixed
2.00000000
N
N
N
N
N
N
MACQUARIE INFRASTRUCTURE
529900IZSJ64GH477714
Macquarie Infrastructure Corp
55608BAB1
50000.00000000
PA
USD
40125.00000000
0.831467913053
Long
DBT
CORP
US
N
2
2023-10-01
Fixed
2.00000000
N
N
N
N
Y
Macquarie Infrastructure Corp
Macquarie Infrastructure Corp
USD
XXXX
N
N
N
LEVEL 3 FINANCING INC
N/A
Level 3 Financing Inc
527298BK8
50000.00000000
PA
USD
50437.25000000
1.045157756950
Long
DBT
CORP
US
N
2
2024-01-15
Fixed
5.37500000
N
N
N
N
N
N
Government National Mortgage A
549300M8ZYFG0OCMTT87
Ginnie Mae I Pool
36213RUM7
3185.22000000
PA
USD
3626.26000000
0.075143148520
Long
ABS-MBS
USGA
US
N
2
2033-12-15
Fixed
6.00000000
N
N
N
N
N
N
2020-05-21
Teton Westwood Funds
John C. Ball
John C. Ball
Treasurer