0001752724-19-178746.txt : 20191126
0001752724-19-178746.hdr.sgml : 20191126
20191126111604
ACCESSION NUMBER: 0001752724-19-178746
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191126
PERIOD START: 20190930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS
CENTRAL INDEX KEY: 0000796229
IRS NUMBER: 133625130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04719
FILM NUMBER: 191248319
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 8004223554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS
DATE OF NAME CHANGE: 20091130
FORMER COMPANY:
FORMER CONFORMED NAME: WESTWOOD FUNDS
DATE OF NAME CHANGE: 20060621
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS
DATE OF NAME CHANGE: 19980304
0000796229
S000001083
TETON WESTWOOD INTERMEDIATE BOND FUND
C000002923
CLASS A
WEAIX
C000002924
CLASS AAA
WEIBX
C000002926
CLASS C
WECIX
C000061066
Class I
WEIIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000796229
XXXXXXXX
S000001083
C000061066
C000002924
C000002923
C000002926
Teton Westwood Funds
811-04719
0000796229
549300F5AG1CXKI4KV24
One Corporate Center
Rye
10580-1422
1-800-422-3554
TETON Westwood Intermediate Bond Fund
S000001083
549300Z1MWH0H5DYJ125
2019-09-30
2019-09-30
N
5138757.29
95838.85
5042918.44
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
USD
N
MACYS RETAIL HLDGS INC
549300JMONK27O4SQQ19
Macy's Retail Holdings Inc
55616XAH0
50000.00000000
PA
USD
49461.32000000
0.980807454819
Long
DBT
CORP
US
N
2
2023-02-15
Fixed
2.87500000
N
N
N
N
N
N
CYRUSONE LP/CYRUSONE FIN
N/A
CyrusOne LP / CyrusOne Finance Corp
23283PAG9
75000.00000000
PA
USD
77812.50000000
1.543005323718
Long
DBT
CORP
US
N
2
2024-03-15
Fixed
5.00000000
N
N
N
N
N
N
KINDER MORGAN ENER PART
549300PDHUGWPWGOT525
Kinder Morgan Energy Partners LP
494550BE5
40000.00000000
PA
USD
41151.15000000
0.816018551352
Long
DBT
CORP
US
N
2
2020-09-15
Fixed
5.30000000
N
N
N
N
N
N
MPT OPER PARTNERSP/FINL
N/A
MPT Operating Partnership LP / MPT Finance Corp
55342UAF1
125000.00000000
PA
USD
131192.50000000
2.601519369407
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
6.37500000
N
N
N
N
N
N
MPLX LP
5493000CZJ19CK4P3G36
MPLX LP
55336VAW0
250000.00000000
PA
USD
256435.34000000
5.085058246549
Long
DBT
CORP
US
N
2
2022-10-15
Fixed
6.25000000
N
N
N
N
N
N
NRG ENERGY INC
5E2UPK5SW04M13XY7I38
NRG Energy Inc
629377CK6
75000.00000000
PA
USD
77241.03000000
1.531673195174
Long
DBT
CORP
US
N
2
2024-06-15
Fixed
3.75000000
N
N
N
N
N
N
WABTEC CORP
06BTX5UWZD0GQ5N5Y745
Wabtec Corp
960386AH3
50000.00000000
PA
USD
52559.28000000
1.042239342661
Long
DBT
CORP
US
N
2
2023-08-15
Fixed
4.37500000
N
N
N
N
N
N
LEAR CORP
549300UPNBTXA1SYTQ33
Lear Corp
521865AX3
50000.00000000
PA
USD
51649.74000000
1.024203357927
Long
DBT
CORP
US
N
2
2025-01-15
Fixed
5.25000000
N
N
N
N
N
N
ANHEUSER-BUSCH INBEV FIN
5493000EYEKDT0FBSQ91
Anheuser-Busch InBev Finance Inc
03524BAE6
100000.00000000
PA
USD
106841.96000000
2.118653340742
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
3.70000000
N
N
N
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XBX3
75000.00000000
PA
USD
75067.00000000
1.488562642706
Long
DBT
CORP
US
N
2
2022-06-30
Floating
3.41438000
N
N
N
N
N
N
CNH INDUSTRIAL CAP LLC
549300PNSJ5B81UMVO28
CNH Industrial Capital LLC
12592BAG9
75000.00000000
PA
USD
77131.50000000
1.529501238572
Long
DBT
CORP
US
N
2
2021-10-15
Fixed
3.87500000
N
N
N
N
N
N
LAMB WESTON HLD
5493005SMYID1D2OY946
Lamb Weston Holdings Inc
513272AA2
50000.00000000
PA
USD
52870.00000000
1.048400854168
Long
DBT
CORP
US
N
2
2024-11-01
Fixed
4.62500000
N
N
N
N
N
N
BAUSCH HEALTH COS INC
B3BS7ACMDUWISF18KY76
Bausch Health Cos Inc
91911KAK8
75000.00000000
PA
USD
79009.50000000
1.566741579108
Long
DBT
CORP
US
N
2
2024-03-15
Fixed
7.00000000
N
N
N
N
N
N
UNITED RENTALS NORTH AM
NGIZXNT70J2LYT3FBI09
United Rentals North America Inc
911365BC7
125000.00000000
PA
USD
128231.25000000
2.542798411786
Long
DBT
CORP
US
N
2
2023-07-15
Fixed
4.62500000
N
N
N
N
N
N
LEVEL 3 FINANCING INC
N/A
Level 3 Financing Inc
527298BK8
50000.00000000
PA
USD
51117.50000000
1.013649151938
Long
DBT
CORP
US
N
2
2024-01-15
Fixed
5.37500000
N
N
N
N
N
N
FORD MOTOR CREDIT CO LLC
UDSQCVRUX5BONN0VY111
Ford Motor Credit Co LLC
345397XQ1
75000.00000000
PA
USD
75120.96000000
1.489632658028
Long
DBT
CORP
US
N
2
2021-01-15
Fixed
3.20000000
N
N
N
N
N
N
CAPITAL ONE FINANCIAL CO
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040HBF1
200000.00000000
PA
USD
210284.65000000
4.169899880435
Long
DBT
CORP
US
N
2
2024-04-24
Fixed
3.75000000
N
N
N
N
N
N
TENET HEALTHCARE CORP
0W9AIBT6U6ADJ2I8HK17
Tenet Healthcare Corp
88033GCS7
50000.00000000
PA
USD
51574.00000000
1.022701449837
Long
DBT
CORP
US
N
2
2024-07-15
Fixed
4.62500000
N
N
N
N
N
N
Government National Mortgage A
549300M8ZYFG0OCMTT87
Ginnie Mae I Pool
36200NBP5
10678.16000000
PA
USD
12113.15000000
0.240201187945
Long
ABS-MBS
USGA
US
N
2
2034-01-15
Fixed
5.50000000
N
N
N
N
N
N
TRINITY INDUSTRIES INC
R1JB4KXN77XFCXOQKV49
Trinity Industries Inc
896522AH2
75000.00000000
PA
USD
76510.72000000
1.517191303216
Long
DBT
CORP
US
N
2
2024-10-01
Fixed
4.55000000
N
N
N
N
N
N
METHANEX CORP
549300TSJHRXT9QXRD13
Methanex Corp
59151KAG3
75000.00000000
PA
USD
77967.83000000
1.546085484579
Long
DBT
CORP
CA
N
2
2022-03-01
Fixed
5.25000000
N
N
N
N
N
N
WESTERN MIDSTREAM OPERAT
L6D8A6MLSY454J2JXJ60
Western Midstream Operating LP
958254AA2
75000.00000000
PA
USD
77147.55000000
1.529819506658
Long
DBT
CORP
US
N
2
2021-06-01
Fixed
5.37500000
N
N
N
N
N
N
KINROSS GOLD CORP
549300UEBMAQDN0K0R06
Kinross Gold Corp
496902AJ6
100000.00000000
PA
USD
104000.00000000
2.062297878448
Long
DBT
CORP
CA
N
2
2021-09-01
Fixed
5.12500000
N
N
N
N
N
N
PLAINS ALL AMER PIPELINE
N/A
Plains All American Pipeline LP / PAA Finance Corp
72650RAZ5
75000.00000000
PA
USD
76950.62000000
1.525914426646
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
3.65000000
N
N
N
N
N
N
Government National Mortgage A
549300M8ZYFG0OCMTT87
Ginnie Mae I Pool
36213RUM7
3304.92000000
PA
USD
3792.24000000
0.075199312563
Long
ABS-MBS
USGA
US
N
2
2033-12-15
Fixed
6.00000000
N
N
N
N
N
N
BECTON DICKINSON AND CO
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887BV0
75000.00000000
PA
USD
78282.36000000
1.552322547576
Long
DBT
CORP
US
N
2
2024-06-06
Fixed
3.36300000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810FP8
150000.00000000
PA
USD
206850.59000000
4.101803201084
Long
DBT
UST
US
N
2
2031-02-15
Fixed
5.37500000
N
N
N
N
N
N
CHEMOURS CO
549300M1BOLNXL8DOV14
Chemours Co/The
163851AB4
50000.00000000
PA
USD
49562.50000000
0.982813832698
Long
DBT
CORP
US
N
2
2023-05-15
Fixed
6.62500000
N
N
N
N
N
N
MACQUARIE INFRASTRUCTURE
529900IZSJ64GH477714
Macquarie Infrastructure Corp
55608BAB1
50000.00000000
PA
USD
45750.00000000
0.907212768644
Long
DBT
CORP
US
N
2
2023-10-01
Fixed
2.00000000
N
N
N
N
Y
Macquarie Infrastructure Corp
Macquarie Infrastructure Corp
USD
XXXX
N
N
N
ALLY FINANCIAL INC
549300JBN1OSM8YNAI90
Ally Financial Inc
02005NAZ3
50000.00000000
PA
USD
50437.50000000
1.000164896579
Long
DBT
CORP
US
N
2
2020-03-30
Fixed
4.12500000
N
N
N
N
N
N
CONAGRA BRANDS INC
54930035UDEIH090K650
Conagra Brands Inc
205887BJ0
50000.00000000
PA
USD
51192.92000000
1.015144714495
Long
DBT
CORP
US
N
2
2022-09-15
Fixed
3.25000000
N
N
N
N
N
N
JEFFERIES FIN GROUP INC
549300HOF34RGOJ5YL07
Jefferies Financial Group Inc
527288BE3
75000.00000000
PA
USD
81433.53000000
1.614809578399
Long
DBT
CORP
US
N
2
2023-10-18
Fixed
5.50000000
N
N
N
N
N
N
SEAGATE HDD CAYMAN
529900BD50TRWEG1SF63
Seagate HDD Cayman
81180WAH4
100000.00000000
PA
USD
104667.09000000
2.075526131253
Long
DBT
CORP
KY
N
2
2023-06-01
Fixed
4.75000000
N
N
N
N
N
N
CHARTER COMM OPT LLC/CAP
N/A
Charter Communications Operating LLC / Charter Communications Operating Capital
161175BB9
75000.00000000
PA
USD
78987.19000000
1.566299176553
Long
DBT
CORP
US
N
2
2022-07-23
Fixed
4.46400000
N
N
N
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625HRW2
50000.00000000
PA
USD
50825.20000000
1.007852905112
Long
DBT
CORP
US
N
2
2023-10-24
Floating
3.51275000
N
N
N
N
N
N
BUNGE LTD FINANCE CORP
549300QHC068L40NNM71
Bunge Ltd Finance Corp
120568BA7
140000.00000000
PA
USD
147562.92000000
2.926141315900
Long
DBT
CORP
US
N
2
2024-03-15
Fixed
4.35000000
N
N
N
N
N
N
WESTERN DIGITAL CORP
549300QQXOOYEF89IC56
Western Digital Corp
958102AP0
50000.00000000
PA
USD
48125.00000000
0.954308513464
Long
DBT
CORP
US
N
2
2024-02-01
Variable
1.50000000
N
N
N
N
N
Western Digital Corp
Western Digital Corp
USD
XXXX
N
N
N
HUNTSMAN INTERNATIONAL L
3YTEJFW18LGIUQ2N5J61
Huntsman International LLC
44701QBD3
75000.00000000
PA
USD
80015.45000000
1.586689353635
Long
DBT
CORP
US
N
2
2022-11-15
Fixed
5.12500000
N
N
N
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XBD7
125000.00000000
PA
USD
126594.03000000
2.510332687434
Long
DBT
CORP
US
N
2
2020-11-24
Fixed
3.70000000
N
N
N
N
N
N
FORD MOTOR CREDIT CO LLC
UDSQCVRUX5BONN0VY111
Ford Motor Credit Co LLC
345397XK4
125000.00000000
PA
USD
125330.91000000
2.485285286509
Long
DBT
CORP
US
N
2
2020-08-04
Fixed
3.15700000
N
N
N
N
N
N
HCA INC
L3CJ6J7LJ2DX62FTXD46
HCA Inc
404119BN8
100000.00000000
PA
USD
109304.44000000
2.167483795355
Long
DBT
CORP
US
N
2
2024-03-15
Fixed
5.00000000
N
N
N
N
N
N
ENERGY TRANSFER OPERATNG
5493008K8W3OKZE54J59
Energy Transfer Operating LP
29278NAL7
75000.00000000
PA
USD
78415.85000000
1.554969625881
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
4.25000000
N
N
N
N
N
N
FLOWSERVE CORPORATION
6Y0GK87T6V7NJKZJVM41
Flowserve Corp
34354PAD7
75000.00000000
PA
USD
77418.91000000
1.535200517738
Long
DBT
CORP
US
N
2
2023-11-15
Fixed
4.00000000
N
N
N
N
N
N
CHURCH & DWIGHT CO INC
POOXSI30AWAQGYJZC921
Church & Dwight Co Inc
171340AK8
50000.00000000
PA
USD
50166.52000000
0.994791420818
Long
DBT
CORP
US
N
2
2022-08-01
Fixed
2.45000000
N
N
N
N
N
N
ARAMARK SERVICES INC
42YMHYH0XMHJEXDUB065
Aramark Services Inc
038522AN8
50000.00000000
PA
USD
51500.00000000
1.021234045577
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
4.75000000
N
N
N
N
N
N
EQUINIX INC
549300EVUN2BTLJ3GT74
Equinix Inc
29444UAR7
75000.00000000
PA
USD
81046.88000000
1.607142391142
Long
DBT
CORP
US
N
2
2027-05-15
Fixed
5.37500000
N
N
N
N
N
N
EQUINIX INC
549300EVUN2BTLJ3GT74
Equinix Inc
29444UAP1
75000.00000000
PA
USD
78238.13000000
1.551445476084
Long
DBT
CORP
US
N
2
2025-01-01
Fixed
5.75000000
N
N
N
N
N
N
STERICYCLE INC
B8PTJH2P0AXSWSMP2136
Stericycle Inc
858912AF5
50000.00000000
PA
USD
51500.00000000
1.021234045577
Long
DBT
CORP
US
N
2
2024-07-15
Fixed
5.37500000
N
N
N
N
N
N
MONDELEZ INTERNATIONAL
549300DV9GIB88LZ5P30
Mondelez International Inc
50075NBA1
100000.00000000
PA
USD
101106.57000000
2.004921777001
Long
DBT
CORP
US
N
2
2020-02-10
Fixed
5.37500000
N
N
N
N
N
N
AT&T INC
549300Z40J86GGSTL398
AT&T Inc
00206RCE0
100000.00000000
PA
USD
106104.10000000
2.104021733891
Long
DBT
CORP
US
N
2
2024-03-11
Fixed
3.90000000
N
N
N
N
N
N
SERVICE PROPERTIES TRUST
529900IS770AG1K9QG27
Service Properties Trust
44106MAZ5
150000.00000000
PA
USD
151947.33000000
3.013083233604
Long
DBT
CORP
US
N
2
2024-10-01
Fixed
4.35000000
N
N
N
N
N
N
CELANESE US HOLDINGS LLC
CD30XVRLT4QO00B1C706
Celanese US Holdings LLC
15089QAC8
35000.00000000
PA
USD
36961.99000000
0.732948399617
Long
DBT
CORP
US
N
2
2021-06-15
Fixed
5.87500000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128284T4
150000.00000000
PA
USD
152323.24000000
3.020537448945
Long
DBT
UST
US
N
2
2021-06-15
Fixed
2.62500000
N
N
N
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46647PBB1
50000.00000000
PA
USD
51242.32000000
1.016124305988
Long
DBT
CORP
US
N
2
2023-04-01
Floating
3.20700000
N
N
N
N
N
N
T-MOBILE USA INC
549300V2JRLO5DIFGE82
T-Mobile USA Inc
87264AAR6
50000.00000000
PA
USD
51375.00000000
1.018755322166
Long
DBT
CORP
US
N
2
2022-04-15
Fixed
4.00000000
N
N
N
N
N
N
ARCONIC INC
549300HO5WFZUT5N2T22
Arconic Inc
013817AV3
50000.00000000
PA
USD
51744.24000000
1.026077272826
Long
DBT
CORP
US
N
2
2021-04-15
Fixed
5.40000000
N
N
N
N
N
N
VORNADO REALTY LP
549300BMOJ05INE4YK86
Vornado Realty LP
929043AJ6
75000.00000000
PA
USD
77484.92000000
1.536509481997
Long
DBT
CORP
US
N
2
2025-01-15
Fixed
3.50000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912828J27
250000.00000000
PA
USD
255332.03000000
5.063179843931
Long
DBT
UST
US
N
2
2025-02-15
Fixed
2.00000000
N
N
N
N
N
N
EQM MIDSTREAM PARTNERS L
549300NELT611CL6XM83
EQM Midstream Partners LP
26885BAD2
50000.00000000
PA
USD
50186.30000000
0.995183654011
Long
DBT
CORP
US
N
2
2023-07-15
Fixed
4.75000000
N
N
N
N
N
N
2019-11-20
Teton Westwood Funds
John C. Ball
John C. Ball
Treasurer