0001752724-19-178745.txt : 20191126
0001752724-19-178745.hdr.sgml : 20191126
20191126111602
ACCESSION NUMBER: 0001752724-19-178745
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191126
PERIOD START: 20190930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS
CENTRAL INDEX KEY: 0000796229
IRS NUMBER: 133625130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04719
FILM NUMBER: 191248318
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 8004223554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS
DATE OF NAME CHANGE: 20091130
FORMER COMPANY:
FORMER CONFORMED NAME: WESTWOOD FUNDS
DATE OF NAME CHANGE: 20060621
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS
DATE OF NAME CHANGE: 19980304
0000796229
S000001085
TETON WESTWOOD SMALL CAP EQUITY FUND
C000002931
CLASS A
WWSAX
C000002933
CLASS C
WWSCX
C000002934
CLASS AAA
WESCX
C000061068
Class I
WWSIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000796229
XXXXXXXX
S000001085
C000061068
C000002931
C000002934
C000002933
Teton Westwood Funds
811-04719
0000796229
549300F5AG1CXKI4KV24
One Corporate Center
Rye
10580-1422
1-800-422-3554
TETON Westwood Small Cap Equity Fund
S000001085
549300NBL8ODUSRSBI98
2019-09-30
2019-09-30
N
41100301.43
2418998.71
38681302.72
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Equity Commonwealth
549300YPGVU9PR4L0606
Equity Commonwealth
294628102
6000.00000000
NS
USD
205500.00000000
0.531264423764
Long
EC
CORP
US
N
1
N
N
N
ICU Medical Inc
5493003NRW7LS2QZRH60
ICU Medical Inc
44930G107
1780.00000000
NS
USD
284088.00000000
0.734432348508
Long
EC
CORP
US
N
1
N
N
N
Supernus Pharmaceuticals Inc
549300GRM36VBKISYJ58
Supernus Pharmaceuticals Inc
868459108
4100.00000000
NS
USD
112668.00000000
0.291272506553
Long
EC
CORP
US
N
1
N
N
N
Steelcase Inc
GIE4CCPBJDI8SMV1OX95
Steelcase Inc
858155203
24300.00000000
NS
USD
447120.00000000
1.155907295151
Long
EC
CORP
US
N
1
N
N
N
First Foundation Inc
549300MLBB1IY0K7IR56
First Foundation Inc
32026V104
34400.00000000
NS
USD
525460.00000000
1.358434083266
Long
EC
CORP
US
N
1
N
N
N
Nanometrics Inc
549300V1USTYXJ7TNR79
Nanometrics Inc
630077105
8400.00000000
NS
USD
274008.00000000
0.708373246846
Long
EC
CORP
US
N
1
N
N
N
Darling Ingredients Inc
L1N0SPPKS7EXZYUMZ898
Darling Ingredients Inc
237266101
41400.00000000
NS
USD
791982.00000000
2.047454310763
Long
EC
CORP
US
N
1
N
N
N
Oaktree Capital Group LLC
254900T1ODNFOK2L6090
Oaktree Capital Group LLC
674001201
6000.00000000
NS
USD
322140.00000000
0.832805457282
Long
EC
CORP
US
N
2
N
N
N
Woodward Inc
YPYKXXTR8TFDH54ZMB45
Woodward Inc
980745103
900.00000000
NS
USD
97047.00000000
0.250888654662
Long
EC
CORP
US
N
1
N
N
N
ABM Industries Inc
QF02R89VEIOROM77J447
ABM Industries Inc
000957100
21000.00000000
NS
USD
762720.00000000
1.971805359093
Long
EC
CORP
US
N
1
N
N
N
Lumentum Holdings Inc
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024U109
5722.00000000
NS
USD
306470.32000000
0.792295756475
Long
EC
CORP
US
N
1
N
N
N
AMN Healthcare Services Inc
529900W3ARRTCNFH2I39
AMN Healthcare Services Inc
001744101
2700.00000000
NS
USD
155412.00000000
0.401775506696
Long
EC
CORP
US
N
1
N
N
N
Coastal Financial Corp/WA
549300XG5L36T6IU0B47
Coastal Financial Corp/WA
19046P209
11800.00000000
NS
USD
178298.00000000
0.460941042473
Long
EC
CORP
US
N
1
N
N
N
Advanced Energy Industries Inc
549300756XI3QLFT2U27
Advanced Energy Industries Inc
007973100
13300.00000000
NS
USD
763553.00000000
1.973958854299
Long
EC
CORP
US
N
1
N
N
N
Brown & Brown Inc
549300PC8KTJ71XKFY89
Brown & Brown Inc
115236101
16600.00000000
NS
USD
598596.00000000
1.547507343103
Long
EC
CORP
US
N
1
N
N
N
Washington Federal Inc
N/A
Washington Federal Inc
938824109
14000.00000000
NS
USD
517860.00000000
1.338786347886
Long
EC
CORP
US
N
1
N
N
N
Oceaneering International Inc
549300L6PH74701W0R30
Oceaneering International Inc
675232102
23700.00000000
NS
USD
321135.00000000
0.830207302800
Long
EC
CORP
US
N
1
N
N
N
Mueller Water Products Inc
549300F7ZU4P1F8V8L60
Mueller Water Products Inc
624758108
42300.00000000
NS
USD
475452.00000000
1.229151984465
Long
EC
CORP
US
N
1
N
N
N
OFG Bancorp
549300Q4QEXJ37LEXQ06
OFG Bancorp
67103X102
17350.00000000
NS
USD
379965.00000000
0.982296286012
Long
EC
CORP
PR
N
1
N
N
N
Cadence BanCorp
54930022CKKXKBR5CK30
Cadence BanCorp
12739A100
21662.00000000
NS
USD
379951.48000000
0.982261333725
Long
EC
CORP
US
N
1
N
N
N
Glacier Bancorp Inc
N/A
Glacier Bancorp Inc
37637Q105
9300.00000000
NS
USD
376278.00000000
0.972764549125
Long
EC
CORP
US
N
1
N
N
N
Magnolia Oil & Gas Corp
N/A
Magnolia Oil & Gas Corp
559663109
41200.00000000
NS
USD
457320.00000000
1.182276624213
Long
EC
CORP
US
N
1
N
N
N
OceanFirst Financial Corp
N/A
OceanFirst Financial Corp
675234108
12150.00000000
NS
USD
286740.00000000
0.741288374064
Long
EC
CORP
US
N
1
N
N
N
Versum Materials Inc
5493006QY0E0EST2ZX08
Versum Materials Inc
92532W103
10861.00000000
NS
USD
574872.73000000
1.486177273193
Long
EC
CORP
US
N
1
N
N
N
Infinera Corp
549300ZOF66WPV3H0H17
Infinera Corp
45667G103
122800.00000000
NS
USD
669260.00000000
1.730189918484
Long
EC
CORP
US
N
1
N
N
N
Ethan Allen Interiors Inc
N/A
Ethan Allen Interiors Inc
297602104
38000.00000000
NS
USD
725800.00000000
1.876358728799
Long
EC
CORP
US
N
1
N
N
N
Umpqua Holdings Corp
5299002ENJ7CY215BW86
Umpqua Holdings Corp
904214103
19050.00000000
NS
USD
313563.00000000
0.810631953814
Long
EC
CORP
US
N
1
N
N
N
Apergy Corp
549300EP2909K6DYYP38
Apergy Corp
03755L104
9300.00000000
NS
USD
251565.00000000
0.650352967222
Long
EC
CORP
US
N
1
N
N
N
Ferro Corp
1YTO5R7OHOPE81ZNYD08
Ferro Corp
315405100
29100.00000000
NS
USD
345126.00000000
0.892229515893
Long
EC
CORP
US
N
1
N
N
N
Hain Celestial Group Inc/The
5493000S8QXWHLIXDP75
Hain Celestial Group Inc/The
405217100
14100.00000000
NS
USD
302797.50000000
0.782800678125
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796ST7
2610000.00000000
PA
USD
2603385.16000000
6.730345094230
Long
DBT
UST
US
N
2
2019-11-21
None
0.00000000
N
N
N
N
N
N
FARO Technologies Inc
529900MFEFNOFP3YR823
FARO Technologies Inc
311642102
5800.00000000
NS
USD
280430.00000000
0.724975583242
Long
EC
CORP
US
N
1
N
N
N
TTM Technologies Inc
549300SC4BDOIS008048
TTM Technologies Inc
87305R109
25700.00000000
NS
USD
313411.50000000
0.810240291720
Long
EC
CORP
US
N
1
N
N
N
Patterson Cos Inc
YM48Q2087CUE26GWEK09
Patterson Cos Inc
703395103
44900.00000000
NS
USD
800118.00000000
2.068487728533
Long
EC
CORP
US
N
1
N
N
N
Matador Resources Co
549300CI3Q2UUK5R4G79
Matador Resources Co
576485205
27000.00000000
NS
USD
446310.00000000
1.153813260196
Long
EC
CORP
US
N
1
N
N
N
Patterson-UTI Energy Inc
254900XGFBKIXD6G0697
Patterson-UTI Energy Inc
703481101
94200.00000000
NS
USD
805410.00000000
2.082168756905
Long
EC
CORP
US
N
1
N
N
N
Bottomline Technologies DE Inc
OJ3Q4KYIXDSSGURLMT36
Bottomline Technologies DE Inc
101388106
8300.00000000
NS
USD
326605.00000000
0.844348501817
Long
EC
CORP
US
N
1
N
N
N
Valley National Bancorp
549300ET52S1UBIB9762
Valley National Bancorp
919794107
24600.00000000
NS
USD
267402.00000000
0.691295228435
Long
EC
CORP
US
N
1
N
N
N
A SCHULMAN INC
N/A
SCHULMAN A INC CVR
000000000
22200.00000000
NS
USD
11610.60000000
0.030016052158
Long
EC
CORP
US
N
3
N
N
N
Rush Enterprises Inc
529900V3XHTN7A6DFT17
Rush Enterprises Inc
781846209
14100.00000000
NS
USD
543978.00000000
1.406307341657
Long
EC
CORP
US
N
1
N
N
N
Oritani Financial Corp
N/A
Oritani Financial Corp
68633D103
8200.00000000
NS
USD
145099.00000000
0.375114046831
Long
EC
CORP
US
N
1
N
N
N
FTI Consulting Inc
549300K17GM8EQD0FQ48
FTI Consulting Inc
302941109
4850.00000000
NS
USD
514051.50000000
1.328940505755
Long
EC
CORP
US
N
1
N
N
N
Atlantic Capital Bancshares In
5493005URKIOUNJO6097
Atlantic Capital Bancshares Inc
048269203
22600.00000000
NS
USD
391884.00000000
1.013109622591
Long
EC
CORP
US
N
1
N
N
N
Berkshire Hills Bancorp Inc
549300AS2OC6UMMBNO37
Berkshire Hills Bancorp Inc
084680107
5900.00000000
NS
USD
172811.00000000
0.446755894575
Long
EC
CORP
US
N
1
N
N
N
CIRCOR International Inc
5493007701O01N3FQM69
CIRCOR International Inc
17273K109
11300.00000000
NS
USD
424315.00000000
1.096951162869
Long
EC
CORP
US
N
1
N
N
N
Cypress Semiconductor Corp
549300T2071OM26ZSE13
Cypress Semiconductor Corp
232806109
30900.00000000
NS
USD
721206.00000000
1.864482189807
Long
EC
CORP
US
N
1
N
N
N
Cabot Microelectronics Corp
31F6V1MN00ZW3XWB4J69
Cabot Microelectronics Corp
12709P103
2600.00000000
NS
USD
367146.00000000
0.949156243929
Long
EC
CORP
US
N
1
N
N
N
LogMeIn Inc
549300D12V5KRBV00592
LogMeIn Inc
54142L109
4100.00000000
NS
USD
290936.00000000
0.752135992176
Long
EC
CORP
US
N
1
N
N
N
Atlantic Union Bankshares Corp
N/A
Atlantic Union Bankshares Corp
04911A107
9433.00000000
NS
USD
351332.09000000
0.908273675639
Long
EC
CORP
US
N
1
N
N
N
Evoqua Water Technologies Corp
529900YQAOMEZRGRRP43
Evoqua Water Technologies Corp
30057T105
22600.00000000
NS
USD
384652.00000000
0.994413251240
Long
EC
CORP
US
N
1
N
N
N
Marvell Technology Group Ltd
8DF36O58U3QIHUCGZB18
Marvell Technology Group Ltd
000000000
20600.00000000
NS
USD
514382.00000000
1.329794923721
Long
EC
CORP
US
N
1
N
N
N
MACOM Technology Solutions Hol
N/A
MACOM Technology Solutions Holdings Inc
55405Y100
12600.00000000
NS
USD
270837.00000000
0.700175487781
Long
EC
CORP
US
N
1
N
N
N
Paramount Group Inc
5493006GJU1CFI7Z5J17
Paramount Group Inc
69924R108
15200.00000000
NS
USD
202920.00000000
0.524594534648
Long
EC
CORP
US
N
1
N
N
N
Fabrinet
5493004TETZ6IYF7CV44
Fabrinet
000000000
3900.00000000
NS
USD
203970.00000000
0.527309024405
Long
EC
CORP
TH
N
1
N
N
N
Chicken Soup For The Soul Ente
549300THRJ0EJ1DIID72
Chicken Soup For The Soul Entertainment Inc
16842Q100
11800.00000000
NS
USD
114460.00000000
0.295905235737
Long
EC
CORP
US
N
1
N
N
N
Banc of California Inc
549300ZKWUJDP6LJ1X87
Banc of California Inc
05990K106
15600.00000000
NS
USD
220584.00000000
0.570260008037
Long
EC
CORP
US
N
1
N
N
N
FormFactor Inc
549300YCEEO6SZD1ZR61
FormFactor Inc
346375108
28100.00000000
NS
USD
523924.50000000
1.354464465151
Long
EC
CORP
US
N
1
N
N
N
Financial Institutions Inc
N/A
Financial Institutions Inc
317585404
3200.00000000
NS
USD
96576.00000000
0.249671012114
Long
EC
CORP
US
N
1
N
N
N
Stifel Financial Corp
549300E5F07FE5GHJX84
Stifel Financial Corp
860630102
6500.00000000
NS
USD
372970.00000000
0.964212613778
Long
EC
CORP
US
N
1
N
N
N
PolyOne Corp
SM8L9RZYIB34LNTWO040
PolyOne Corp
73179P106
4700.00000000
NS
USD
153455.00000000
0.396716214835
Long
EC
CORP
US
N
1
N
N
N
PCSB Financial Corp
N/A
PCSB Financial Corp
69324R104
17000.00000000
NS
USD
339830.00000000
0.878538146607
Long
EC
CORP
US
N
1
N
N
N
Switch Inc
549300EZ98N5Y55J4X37
Switch Inc
87105L104
15500.00000000
NS
USD
242110.00000000
0.625909633273
Long
EC
CORP
US
N
1
N
N
N
Progress Software Corp
549300R65B3JG6972S24
Progress Software Corp
743312100
15600.00000000
NS
USD
593736.00000000
1.534943133373
Long
EC
CORP
US
N
1
N
N
N
Meredith Corp
549300YC8BC386CCTS24
Meredith Corp
589433101
16100.00000000
NS
USD
590226.00000000
1.525868981901
Long
EC
CORP
US
N
1
N
N
N
Plantronics Inc
5493006O3W5M472F6668
Plantronics Inc
727493108
12100.00000000
NS
USD
451572.00000000
1.167416731718
Long
EC
CORP
US
N
1
N
N
N
Veritex Holdings Inc
549300F3SMOML02SC814
Veritex Holdings Inc
923451108
23700.00000000
NS
USD
575080.50000000
1.486714406086
Long
EC
CORP
US
N
1
N
N
N
Flushing Financial Corp
N/A
Flushing Financial Corp
343873105
10200.00000000
NS
USD
206091.00000000
0.532792293713
Long
EC
CORP
US
N
1
N
N
N
CenterState Bank Corp
N/A
CenterState Bank Corp
15201P109
13400.00000000
NS
USD
321399.00000000
0.830889803082
Long
EC
CORP
US
N
1
N
N
N
MYR Group Inc
529900G1IMMZHOQ17I54
MYR Group Inc
55405W104
10900.00000000
NS
USD
341061.00000000
0.881720562693
Long
EC
CORP
US
N
1
N
N
N
Oxford Industries Inc
IDZ20O0XD3GS4UOI2L88
Oxford Industries Inc
691497309
7300.00000000
NS
USD
523410.00000000
1.353134365170
Long
EC
CORP
US
N
1
N
N
N
BankUnited Inc
96OVUWEW5D4YX6PFXD91
BankUnited Inc
06652K103
13200.00000000
NS
USD
443784.00000000
1.147282973410
Long
EC
CORP
US
N
1
N
N
N
Hemisphere Media Group Inc
549300PUEQ0HSP3IRZ09
Hemisphere Media Group Inc
42365Q103
17600.00000000
NS
USD
215072.00000000
0.556010229430
Long
EC
CORP
US
N
1
N
N
N
Live Oak Bancshares Inc
N/A
Live Oak Bancshares Inc
53803X105
6500.00000000
NS
USD
117650.00000000
0.304152114140
Long
EC
CORP
US
N
1
N
N
N
Extreme Networks Inc
549300WRECW11X94UB57
Extreme Networks Inc
30226D106
94500.00000000
NS
USD
687487.50000000
1.777312168042
Long
EC
CORP
US
N
1
N
N
N
Penn Virginia Corp
5493003S4AVU6OSXB118
Penn Virginia Corp
70788V102
2100.00000000
NS
USD
61047.00000000
0.157820434440
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796SN0
177000.00000000
PA
USD
176860.96000000
0.457225965940
Long
DBT
UST
US
N
2
2019-10-17
None
0.00000000
N
N
N
N
N
N
Sterling Bancorp/DE
549300LQK6SKH5ZXO648
Sterling Bancorp/DE
85917A100
29206.00000000
NS
USD
585872.36000000
1.514613828393
Long
EC
CORP
US
N
1
N
N
N
LegacyTexas Financial Group In
5493003WRRL7ZRXZ5630
LegacyTexas Financial Group Inc
52471Y106
19000.00000000
NS
USD
827070.00000000
2.138164802739
Long
EC
CORP
US
N
1
N
N
N
American Eagle Outfitters Inc
5299001Z9HXK01DHW793
American Eagle Outfitters Inc
02553E106
3550.00000000
NS
USD
57581.00000000
0.148860033015
Long
EC
CORP
US
N
1
N
N
N
NetScout Systems Inc
5493005HZXZ3SPNVCV76
NetScout Systems Inc
64115T104
44000.00000000
NS
USD
1014640.00000000
2.623076082376
Long
EC
CORP
US
N
1
N
N
N
Greenbrier Cos Inc/The
5493001GAGGFR30BP390
Greenbrier Cos Inc/The
393657101
7800.00000000
NS
USD
234936.00000000
0.607363205165
Long
EC
CORP
US
N
1
N
N
N
Cloudera Inc
549300PGONC4JOI0RG62
Cloudera Inc
18914U100
31300.00000000
NS
USD
277318.00000000
0.716930352649
Long
EC
CORP
US
N
1
N
N
N
Heritage Commerce Corp
549300CLIS851ELSR406
Heritage Commerce Corp
426927109
20100.00000000
NS
USD
236275.50000000
0.610826118526
Long
EC
CORP
US
N
1
N
N
N
EMCOR Group Inc
529900X0SQJB2J7YDU43
EMCOR Group Inc
29084Q100
6300.00000000
NS
USD
542556.00000000
1.402631146958
Long
EC
CORP
US
N
1
N
N
N
Hexcel Corp
S6Q7LW43WUBUHXY2QP69
Hexcel Corp
428291108
3600.00000000
NS
USD
295668.00000000
0.764369292679
Long
EC
CORP
US
N
1
N
N
N
Columbia Banking System Inc
N/A
Columbia Banking System Inc
197236102
8400.00000000
NS
USD
309960.00000000
0.801317376107
Long
EC
CORP
US
N
1
N
N
N
Investors Bancorp Inc
N/A
Investors Bancorp Inc
46146L101
52050.00000000
NS
USD
591288.00000000
1.528614494398
Long
EC
CORP
US
N
1
N
N
N
Hanesbrands Inc
GX5LWVWZLL5S4W1L2F20
Hanesbrands Inc
410345102
21900.00000000
NS
USD
335508.00000000
0.867364789724
Long
EC
CORP
US
N
1
N
N
N
AAR Corp
MP76T5YQX3YK5VVAQ802
AAR Corp
000361105
8000.00000000
NS
USD
329680.00000000
0.852298078961
Long
EC
CORP
US
N
1
N
N
N
Entegris Inc
IYX6OWO7BT5DKO3BYG52
Entegris Inc
29362U104
24300.00000000
NS
USD
1143558.00000000
2.956358549446
Long
EC
CORP
US
N
1
N
N
N
Natus Medical Inc
549300ZW3JLSJGT2D838
Natus Medical Inc
639050103
12800.00000000
NS
USD
407552.00000000
1.053614980214
Long
EC
CORP
US
N
1
N
N
N
Parsley Energy Inc
549300DMRA8DSL66G562
Parsley Energy Inc
701877102
34500.00000000
NS
USD
579600.00000000
1.498398345566
Long
EC
CORP
US
N
1
N
N
N
Washington Trust Bancorp Inc
J66MZFCNJPP3PERHZW54
Washington Trust Bancorp Inc
940610108
4700.00000000
NS
USD
227057.00000000
0.586994191078
Long
EC
CORP
US
N
1
N
N
N
McGrath RentCorp
N/A
McGrath RentCorp
580589109
6600.00000000
NS
USD
459294.00000000
1.187379864956
Long
EC
CORP
US
N
1
N
N
N
Omnicell Inc
5493008RH0GTKHHPZI77
Omnicell Inc
68213N109
6550.00000000
NS
USD
473368.50000000
1.223765661220
Long
EC
CORP
US
N
1
N
N
N
Centennial Resource Developmen
529900NXUJPOKU7OJ511
Centennial Resource Development Inc/DE
15136A102
55200.00000000
NS
USD
249228.00000000
0.644311288593
Long
EC
CORP
US
N
1
N
N
N
Winnebago Industries Inc
549300B7OYKYJLTE3G11
Winnebago Industries Inc
974637100
19700.00000000
NS
USD
755495.00000000
1.953127084340
Long
EC
CORP
US
N
1
N
N
N
TrustCo Bank Corp NY
N/A
TrustCo Bank Corp NY
898349105
22200.00000000
NS
USD
180930.00000000
0.467745363463
Long
EC
CORP
US
N
1
N
N
N
2019-11-20
Teton Westwood Funds
John C. Ball
John C. Ball
Treasurer