0001752724-19-178742.txt : 20191126
0001752724-19-178742.hdr.sgml : 20191126
20191126111553
ACCESSION NUMBER: 0001752724-19-178742
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191126
PERIOD START: 20190930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS
CENTRAL INDEX KEY: 0000796229
IRS NUMBER: 133625130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04719
FILM NUMBER: 191248313
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 8004223554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS
DATE OF NAME CHANGE: 20091130
FORMER COMPANY:
FORMER CONFORMED NAME: WESTWOOD FUNDS
DATE OF NAME CHANGE: 20060621
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS
DATE OF NAME CHANGE: 19980304
0000796229
S000001082
TETON Convertible Securities Fund
C000002919
CLASS A
WEIAX
C000002921
CLASS C
WEICX
C000002922
CLASS AAA
WESRX
C000061065
Class I
WESIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000796229
XXXXXXXX
S000001082
C000002921
C000002919
C000061065
C000002922
Teton Westwood Funds
811-04719
0000796229
549300F5AG1CXKI4KV24
One Corporate Center
Rye
10580-1422
1-800-422-3554
TETON Convertible Securities Fund
S000001082
549300865NLDDOK77H40
2019-09-30
2019-09-30
N
51730133.71
1094886.39
50635247.32
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
USD
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796RN1
100000.00000000
PA
USD
99678.58000000
0.196856113627
Long
DBT
UST
US
N
2
2019-12-05
None
0.00000000
N
N
N
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746804
117.00000000
NS
USD
178131.33000000
0.351793146924
Long
EP
CORP
US
N
1
N
N
N
SAILPOINT TECH HOLDINGS
529900809B15HNZH5H79
SailPoint Technologies Holding Inc
78781PAA3
200000.00000000
PA
USD
191050.20000000
0.377306738115
Long
DBT
CORP
US
Y
2
2024-09-15
Fixed
0.12500000
N
N
N
N
Y
SailPoint Technologies Holding
SailPoint Technologies Holding Inc
USD
XXXX
N
N
N
ADESTO TECHNOLOGIES CORP
549300J97LXW3AREY415
Adesto Technologies Corp
00687DAA9
250000.00000000
PA
USD
253809.42000000
0.501250479524
Long
DBT
CORP
US
Y
2
2024-09-15
Fixed
4.25000000
N
N
N
N
Y
Adesto Technologies Corp
Adesto Technologies Corp
USD
XXXX
N
N
N
INTL FLAVOR & FRAGRANCES
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances Inc
459506309
8032.00000000
NS
USD
377825.28000000
0.746170503744
Long
EP
CORP
US
N
1
N
N
N
BOINGO WIRELESS
54930058LPWPZZCRMC04
Boingo Wireless Inc
09739CAA0
840000.00000000
PA
USD
694124.80000000
1.370833237198
Long
DBT
CORP
US
Y
2
2023-10-01
Fixed
1.00000000
N
N
N
N
Y
Boingo Wireless Inc
Boingo Wireless Inc
USD
XXXX
N
N
N
ENERGIZER HOLDINGS INC
5493000D6NN0V57UME20
Energizer Holdings Inc
29272W208
5150.00000000
NS
USD
487602.00000000
0.962969523815
Long
EP
CORP
US
N
1
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
DexCom Inc
252131AG2
195000.00000000
PA
USD
229070.79000000
0.452393939250
Long
DBT
CORP
US
Y
2
2023-12-01
Fixed
0.75000000
N
N
N
N
Y
DexCom Inc
DexCom Inc
USD
XXXX
N
N
N
Q2 HOLDINGS INC
549300M9RKR9DZXWS696
Q2 Holdings Inc
74736LAC3
375000.00000000
PA
USD
415800.00000000
0.821167115808
Long
DBT
CORP
US
Y
2
2026-06-01
Fixed
0.75000000
N
N
N
N
Y
Q2 Holdings Inc
Q2 Holdings Inc
USD
XXXX
N
N
N
REXNORD CORP
549300AM3633XDFU1Q85
Rexnord Corp
76169B201
5200.00000000
NS
USD
284960.00000000
0.562770036846
Long
EP
CORP
US
N
1
N
N
N
PAR TECHNOLOGY CORP
549300HYPTHBJQINVG57
PAR Technology Corp
698884AA1
500000.00000000
PA
USD
556277.50000000
1.098597379182
Long
DBT
CORP
US
Y
2
2024-04-15
Fixed
4.50000000
N
N
N
N
Y
PAR TECHNOLOGY CORP/DEL
PAR TECHNOLOGY CORP/DEL
USD
XXXX
N
N
N
RINGCENTRAL INC
549300C8EH0H1614VE84
RingCentral Inc
76680RAD9
310000.00000000
PA
USD
501360.14000000
0.990140596789
Long
DBT
CORP
US
N
2
2023-03-15
None
0.00000000
N
N
N
N
Y
RingCentral Inc
RingCentral Inc
USD
XXXX
N
N
N
AEROJET ROCKETDYNE HLDG
549300VULNLWHE8QWI76
Aerojet Rocketdyne Holdings Inc
007800AB1
250000.00000000
PA
USD
499218.75000000
0.985911546644
Long
DBT
CORP
US
N
2
2023-12-15
Fixed
2.25000000
N
N
N
N
Y
Aerojet Rocketdyne Holdings In
Aerojet Rocketdyne Holdings Inc
USD
XXXX
N
N
N
AERIE PHARMACEUTICALS
529900SFXHDHUO324R09
Aerie Pharmaceuticals Inc
00771VAA6
495000.00000000
PA
USD
498967.69000000
0.985415726019
Long
DBT
CORP
US
Y
2
2024-10-01
Fixed
1.50000000
N
N
N
N
Y
Aerie Pharmaceuticals Inc
Aerie Pharmaceuticals Inc
USD
XXXX
N
N
N
ASSURANT INC
H3F39CAXWQRVWURFXL38
Assurant Inc
04621X207
2538.00000000
NS
USD
317300.76000000
0.626640091228
Long
EP
CORP
US
N
1
N
N
N
TABULA RASA HLTHCR INC
549300K6KY242XRMEF28
Tabula Rasa HealthCare Inc
873379AB7
770000.00000000
PA
USD
835795.11000000
1.650619191643
Long
DBT
CORP
US
Y
2
2026-02-15
Fixed
1.75000000
N
N
N
N
Y
Tabula Rasa HealthCare Inc
Tabula Rasa HealthCare Inc
USD
XXXX
N
N
N
INTERDIGITAL INC
N/A
InterDigital Inc
45867GAA9
985000.00000000
PA
USD
970839.00000000
1.917318570332
Long
DBT
CORP
US
Y
2
2024-06-01
Fixed
2.00000000
N
N
N
N
Y
InterDigital Inc
InterDigital Inc
USD
XXXX
N
N
N
8X8 INC
254900XWSOC5U1BRW939
8x8 Inc
282914AA8
305000.00000000
PA
USD
321047.95000000
0.634040450066
Long
DBT
CORP
US
Y
2
2024-02-01
Fixed
0.50000000
N
N
N
N
Y
8x8 Inc
8x8 Inc
USD
XXXX
N
N
N
TERADYNE INC
C3X4YJ278QNZHRJULN75
Teradyne Inc
880770AG7
300000.00000000
PA
USD
571139.93000000
1.127949324292
Long
DBT
CORP
US
N
2
2023-12-15
Fixed
1.25000000
N
N
N
N
Y
Teradyne Inc
Teradyne Inc
USD
XXXX
N
N
N
OKTA INC
549300N8J06I8MRHU620
Okta Inc
679295AC9
395000.00000000
PA
USD
359117.54000000
0.709224421736
Long
DBT
CORP
US
Y
2
2025-09-01
Fixed
0.12500000
N
N
N
N
Y
Okta Inc
Okta Inc
CHF
XXXX
N
N
N
SEMPRA ENERGY
PBBKGKLRK5S5C0Y4T545
Sempra Energy
816851406
3535.00000000
NS
USD
417837.00000000
0.825190005213
Long
EP
CORP
US
N
1
N
N
N
AVANTOR INC
5493003VM0XB4U8YD238
Avantor Inc
05352A209
2730.00000000
NS
USD
146573.70000000
0.289469702939
Long
EP
CORP
US
N
1
N
N
N
PERFICIENT INC
549300HTBXKL2755T650
Perficient Inc
71375UAB7
750000.00000000
PA
USD
896840.58000000
1.771178432944
Long
DBT
CORP
US
N
2
2023-09-15
Fixed
2.37500000
N
N
N
N
Y
Perficient Inc
Perficient Inc
USD
XXXX
N
N
N
SUPERNUS PHARMACEUTICALS
549300GRM36VBKISYJ58
Supernus Pharmaceuticals Inc
868459AD0
708000.00000000
PA
USD
659218.33000000
1.301896139331
Long
DBT
CORP
US
N
2
2023-04-01
Fixed
0.62500000
N
N
N
N
Y
Supernus Pharmaceuticals Inc
Supernus Pharmaceuticals Inc
USD
XXXX
N
N
N
BRISTOW GROUP INC
5OR64DV4VUQ8NW3R8C06
Bristow Group Inc
110394AF0
509000.00000000
PA
USD
63625.00000000
0.125653578026
Long
DBT
CORP
US
N
2
2023-06-01
Fixed
4.50000000
Y
N
N
N
Y
Bristow Group Inc
Bristow Group Inc
USD
XXXX
N
N
N
AQUA AMERICA INC
549300ILTEOF3E3QY357
Aqua America Inc
03836W202
9720.00000000
NS
USD
589032.00000000
1.163284532368
Long
EP
CORP
US
N
1
N
N
N
TEAM INC
549300DEKHQ3OEQJWU96
Team Inc
878155AE0
292000.00000000
PA
USD
323407.72000000
0.638700780814
Long
DBT
CORP
US
N
2
2023-08-01
Fixed
5.00000000
N
N
N
N
Y
Team Inc
Team Inc
USD
XXXX
N
N
N
VOCERA COMMUNICATIONS
5493006D2J6NPNZ60K83
Vocera Communications Inc
92857FAB3
800000.00000000
PA
USD
840651.17000000
1.660209467700
Long
DBT
CORP
US
N
2
2023-05-15
Fixed
1.50000000
N
N
N
N
Y
Vocera Communications Inc
Vocera Communications Inc
USD
XXXX
N
N
N
RETROPHIN INC
N/A
Retrophin Inc
761299AB2
350000.00000000
PA
USD
260824.43000000
0.515104485126
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
2.50000000
N
N
N
N
Y
Retrophin Inc
Retrophin Inc
USD
XXXX
N
N
N
PROOFPOINT INC
529900C5FODDK0WSR085
Proofpoint Inc
743424AE3
500000.00000000
PA
USD
542570.15000000
1.071526611830
Long
DBT
CORP
US
Y
2
2024-08-15
Fixed
0.25000000
N
N
N
N
Y
Proofpoint Inc
Proofpoint Inc
USD
XXXX
N
N
N
MERCADOLIBRE INC
549300DKPDN9M5S8GB14
MercadoLibre Inc
58733RAD4
500000.00000000
PA
USD
736490.61000000
1.454501851932
Long
DBT
CORP
AR
N
2
2028-08-15
Fixed
2.00000000
N
N
N
N
Y
MercadoLibre Inc
MercadoLibre Inc
USD
XXXX
N
N
N
AMERICAN ELECTRIC POWER
1B4S6S7G0TW5EE83BO58
American Electric Power Co Inc
025537127
10180.00000000
NS
USD
560714.40000000
1.107359852429
Long
EP
CORP
US
N
1
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F796
14000.00000000
NS
USD
702380.00000000
1.387136505053
Long
EP
CORP
US
N
2
N
N
N
EXTRA SPACE STORAGE LP
549300YNKSKNZFR8UC42
Extra Space Storage LP
30225VAD9
300000.00000000
PA
USD
383463.38000000
0.757305237548
Long
DBT
CORP
US
Y
2
2035-10-01
Fixed
3.12500000
N
N
N
N
N
Extra Space Storage Inc
Extra Space Storage Inc
USD
XXXX
N
N
N
PARATEK PHARMACEUTICALS
5493007V5QDIWECEYV79
Paratek Pharmaceuticals Inc
699374AB0
400000.00000000
PA
USD
293187.47000000
0.579018540478
Long
DBT
CORP
US
N
2
2024-05-01
Fixed
4.75000000
N
N
N
N
N
Paratek Pharmaceuticals Inc
Paratek Pharmaceuticals Inc
USD
XXXX
N
N
N
QTS REALTY TRUST INC
5493006PA4CJK4OG2J54
QTS Realty Trust Inc
74736A301
7500.00000000
NS
USD
911175.00000000
1.799487606413
Long
EP
CORP
US
N
1
N
N
N
DTE ENERGY CO
549300IX8SD6XXD71I78
DTE Energy Co
233331883
5000.00000000
NS
USD
290050.00000000
0.572822323088
Long
EP
CORP
US
N
1
N
N
N
INSULET CORPORATION
549300TZTYD2PYN92D43
Insulet Corp
45784PAJ0
300000.00000000
PA
USD
305672.55000000
0.603675435943
Long
DBT
CORP
US
Y
2
2026-09-01
Fixed
0.37500000
N
N
N
N
Y
Insulet Corp
Insulet Corp
CHF
XXXX
N
N
N
KAMAN CORP
5493003YK076OLTEQF95
Kaman Corp
483548AF0
500000.00000000
PA
USD
572897.44000000
1.131420246413
Long
DBT
CORP
US
N
2
2024-05-01
Fixed
3.25000000
N
N
N
N
Y
Kaman Corp
Kaman Corp
USD
XXXX
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAC7
1000000.00000000
PA
USD
872570.06000000
1.723246367269
Long
DBT
CORP
US
N
2
2024-09-01
Fixed
2.12500000
N
N
N
N
Y
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAB5
712000.00000000
PA
USD
827707.77000000
1.634647431993
Long
DBT
CORP
US
N
2
2024-03-15
Fixed
0.25000000
N
N
N
N
N
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
CROWN CASTLE INTL CORP
54930012H97VSM0I2R19
Crown Castle International Corp
22822V309
504.00000000
NS
USD
636133.68000000
1.256306058860
Long
EP
CORP
US
N
1
N
N
N
SOUTHERN CO
549300FC3G3YU2FBZD92
Southern Co/The
842587602
7500.00000000
NS
USD
401325.00000000
0.792580309648
Long
EP
CORP
US
N
1
N
N
N
SUNPOWER CORP
549300TXO070764WUH65
SunPower Corp
867652AL3
750000.00000000
PA
USD
682192.14000000
1.347267320901
Long
DBT
CORP
US
N
2
2023-01-15
Fixed
4.00000000
N
N
N
N
N
SunPower Corp
SunPower Corp
USD
XXXX
N
N
N
BROADCOM INC
549300WV6GIDOZJTV909
Broadcom Inc
11135F200
1005.00000000
NS
USD
1030512.73000000
2.035168750114
Long
EP
CORP
US
N
1
N
N
N
WORKIVA INC
529900RTOQ8GRWHY1O58
Workiva Inc
98139AAA3
500000.00000000
PA
USD
458635.10000000
0.905762535534
Long
DBT
CORP
US
Y
2
2026-08-15
Fixed
1.12500000
N
N
N
N
Y
Workiva Inc
Workiva Inc
USD
XXXX
N
N
N
LIBERTY LATIN AMERICA
213800YWQHEAX7CAVO83
Liberty Latin America Ltd
53069QAA7
500000.00000000
PA
USD
500566.81000000
0.988573842320
Long
DBT
CORP
US
Y
2
2024-07-15
Fixed
2.00000000
N
N
N
N
Y
Liberty Latin America Ltd
Liberty Latin America Ltd
USD
XXXX
N
N
N
TWILIO INC
5493004W8TRGD63APX93
Twilio Inc
90138FAB8
300000.00000000
PA
USD
501380.95000000
0.990181694643
Long
DBT
CORP
US
N
2
2023-06-01
Fixed
0.25000000
N
N
N
N
Y
Twilio Inc
Twilio Inc
USD
XXXX
N
N
N
CHART INDUSTRIES INC
EM7QGKC1GYOF3LSZSL80
Chart Industries Inc
16115QAD2
300000.00000000
PA
USD
376872.00000000
0.744287862599
Long
DBT
CORP
US
Y
2
2024-11-15
Fixed
1.00000000
N
N
N
N
Y
Chart Industries Inc
Chart Industries Inc
USD
XXXX
N
N
N
DOMINION ENERGY INC
ILUL7B6Z54MRYCF6H308
Dominion Energy Inc
25746U133
5000.00000000
NS
USD
528750.00000000
1.044233074756
Long
EP
CORP
US
N
1
N
N
N
BLACKLINE INC
529900P9N7PK9LV5EK56
Blackline Inc
09239BAA7
500000.00000000
PA
USD
479276.19000000
0.946526807642
Long
DBT
CORP
US
Y
2
2024-08-01
Fixed
0.12500000
N
N
N
N
N
Blackline Inc
Blackline Inc
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796SQ3
125000.00000000
PA
USD
124816.93000000
0.246502064483
Long
DBT
UST
US
N
2
2019-10-31
None
0.00000000
N
N
N
N
N
N
TESLA ENERGY OPERATIONS
54930035YLO0PKMDT602
Tesla Energy Operations Inc/DE
83416TAC4
250000.00000000
PA
USD
247685.75000000
0.489156789211
Long
DBT
CORP
US
N
2
2019-11-01
Fixed
1.62500000
N
N
N
N
N
Tesla Inc
Tesla Inc
USD
XXXX
N
N
N
NEUROCRINE BIOSCIENCES
549300FECER0XBN49756
Neurocrine Biosciences Inc
64125CAD1
337000.00000000
PA
USD
462266.52000000
0.912934259170
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
2.25000000
N
N
N
N
Y
Neurocrine Biosciences Inc
Neurocrine Biosciences Inc
USD
XXXX
N
N
N
INVITAE CORP
549300MYI59DZW1WIX92
Invitae Corp
46185LAA1
495000.00000000
PA
USD
494133.75000000
0.975869134947
Long
DBT
CORP
US
Y
2
2024-09-01
Fixed
2.00000000
N
N
N
N
N
Invitae Corp
Invitae Corp
USD
XXXX
N
N
N
PROS HOLDINGS INC
549300LPE1KNL5RWKQ48
PROS Holdings Inc
74346YAE3
500000.00000000
PA
USD
568258.38000000
1.122258525585
Long
DBT
CORP
US
Y
2
2024-05-15
Fixed
1.00000000
N
N
N
N
Y
PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
Splunk Inc
848637AD6
400000.00000000
PA
USD
439250.00000000
0.867478729241
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.12500000
N
N
N
N
N
Splunk Inc
Splunk Inc
USD
XXXX
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410AE1
350000.00000000
PA
USD
434909.87000000
0.858907367927
Long
DBT
CORP
US
Y
2
2024-02-01
Fixed
2.62500000
N
N
N
N
N
CONMED Corp
CONMED Corp
USD
XXXX
N
N
N
EVOLENT HEALTH INC
549300CZOCFHQ2BBTR11
Evolent Health Inc
30050BAC5
700000.00000000
PA
USD
453250.00000000
0.895127453679
Long
DBT
CORP
US
Y
2
2025-10-15
Fixed
1.50000000
N
N
N
N
Y
Evolent Health Inc
Evolent Health Inc
USD
XXXX
N
N
N
LENDINGTREE INC
549300ISY5YHUJZTON08
LendingTree Inc
52603BAA5
199000.00000000
PA
USD
319255.62000000
0.630500761618
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
0.62500000
N
N
N
N
Y
LendingTree Inc
LendingTree Inc
USD
XXXX
N
N
N
CSG SYSTEMS INTERNATIONA
549300D7FJZUOHHXUA81
CSG Systems International Inc
126349AF6
550000.00000000
PA
USD
624511.73000000
1.233353766504
Long
DBT
CORP
US
Y
2
2036-03-15
Fixed
4.25000000
N
N
N
N
Y
CSG Systems International Inc
CSG Systems International Inc
USD
XXXX
N
N
N
GANNETT CO INC
549300S74UKH4O12NI89
Gannett Co Inc
36473HAB0
500000.00000000
PA
USD
541600.00000000
1.069610653972
Long
DBT
CORP
US
N
2
2024-04-15
Fixed
4.75000000
N
N
N
N
Y
Gannett Co Inc
Gannett Co Inc
USD
XXXX
N
N
N
NY COMMUNITY CAP TRUST V
N/A
New York Community Capital Trust V
64944P307
6000.00000000
NS
USD
300000.00000000
0.592472666528
Long
EP
CORP
US
N
1
N
N
N
REPLIGEN CORP
54930006QJ0T5AUO1E71
Repligen Corp
759916AB5
100000.00000000
PA
USD
99375.00000000
0.196256570787
Long
DBT
CORP
US
N
2
2024-07-15
Fixed
0.37500000
N
N
N
N
Y
Repligen Corp
Repligen Corp
USD
XXXX
N
N
N
CLOVIS ONCOLOGY INC
529900WCUY9ZAHMRV489
Clovis Oncology Inc
189464AD2
235000.00000000
PA
USD
177469.99000000
0.350487060680
Long
DBT
CORP
US
Y
2
2024-08-01
Fixed
4.50000000
N
N
N
N
N
Clovis Oncology Inc
Clovis Oncology Inc
USD
XXXX
N
N
N
INVACARE CORP
549300NNUTG7HCZICS76
Invacare Corp
461203AH4
400000.00000000
PA
USD
336088.53000000
0.663744225195
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
4.50000000
N
N
N
N
Y
Invacare Corp
Invacare Corp
USD
XXXX
N
N
N
COLFAX CORP
635400OP2DYYYMOIYL17
Colfax Corp
194014205
4000.00000000
NS
USD
522160.00000000
1.031218425181
Long
EP
CORP
US
N
1
N
N
N
DANAHER CORP
S4BKK9OTCEWQ3YHPFM11
Danaher Corp
235851300
500.00000000
NS
USD
570025.00000000
1.125747439125
Long
EP
CORP
US
N
1
N
N
N
CYPRESS SEMICONDUCTOR CO
549300T2071OM26ZSE13
Cypress Semiconductor Corp
232806AM1
250000.00000000
PA
USD
436532.07000000
0.862111065126
Long
DBT
CORP
US
N
2
2022-01-15
Fixed
4.50000000
N
N
N
N
Y
Cypress Semiconductor Corp
Cypress Semiconductor Corp
USD
XXXX
N
N
N
BECTON DICKINSON AND CO
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887208
8494.00000000
NS
USD
525863.54000000
1.038532579246
Long
EP
CORP
US
N
1
N
N
N
SOUTH JERSEY INDUSTRIES
549300DJYWYT5VXLFA46
South Jersey Industries Inc
838518116
14705.00000000
NS
USD
759807.35000000
1.500550289007
Long
EP
CORP
US
N
1
N
N
N
GDS HOLDINGS LIMITED
391200MGV8DDCHTN2R77
GDS Holdings Ltd
36165LAB4
523000.00000000
PA
USD
544759.18000000
1.075849746634
Long
DBT
CORP
CN
N
2
2025-06-01
Fixed
2.00000000
N
N
N
N
N
GDS Holdings Ltd
GDS Holdings Ltd
USD
XXXX
N
N
N
SEMPRA ENERGY
PBBKGKLRK5S5C0Y4T545
Sempra Energy
816851505
1970.00000000
NS
USD
231790.20000000
0.457764526230
Long
EP
CORP
US
N
1
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAB5
800000.00000000
PA
USD
734964.56000000
1.451488042223
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.37500000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
TESLA INC
54930043XZGB27CTOV49
Tesla Inc
88160RAG6
615000.00000000
PA
USD
626180.69000000
1.236649810442
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
2.00000000
N
N
N
N
Y
Tesla Inc
Tesla Inc
USD
XXXX
N
N
N
RAMBUS INC
2549000211GDCQSLV833
Rambus Inc
750917AG1
758000.00000000
PA
USD
754781.74000000
1.490625167148
Long
DBT
CORP
US
N
2
2023-02-01
Fixed
1.37500000
N
N
N
N
Y
Rambus Inc
Rambus Inc
USD
XXXX
N
N
N
INTERCEPT PHARMAS
N/A
Intercept Pharmaceuticals Inc
45845PAB4
300000.00000000
PA
USD
271125.00000000
0.535447172374
Long
DBT
CORP
US
N
2
2026-05-15
Fixed
2.00000000
N
N
N
N
Y
Intercept Pharmaceuticals Inc
Intercept Pharmaceuticals Inc
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796SY6
1689000.00000000
PA
USD
1681818.00000000
3.321437316917
Long
DBT
UST
US
N
2
2019-12-26
None
0.00000000
N
N
N
N
N
N
KNOWLES CORP
5493003EO323TDZQU148
Knowles Corp
49926DAB5
500000.00000000
PA
USD
643028.47000000
1.269922640915
Long
DBT
CORP
US
N
2
2021-11-01
Fixed
3.25000000
N
N
N
N
Y
Knowles Corp
Knowles Corp
USD
XXXX
N
N
N
INSULET CORPORATION
549300TZTYD2PYN92D43
Insulet Corp
45784PAH4
404000.00000000
PA
USD
744249.76000000
1.469825466234
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
1.37500000
N
N
N
N
Y
Insulet Corp
Insulet Corp
USD
XXXX
N
N
N
TELADOC HEALTH INC
549300I2PVFBC9MFAC61
Teladoc Health Inc
87918AAB1
300000.00000000
PA
USD
513468.61000000
1.014053721817
Long
DBT
CORP
US
N
2
2022-12-15
Fixed
3.00000000
N
N
N
N
Y
Teladoc Health Inc
Teladoc Health Inc
USD
XXXX
N
N
N
NICE SYSTEMS INC
254900T6KBE4O3728267
Nice Systems Inc
65366HAB9
305000.00000000
PA
USD
545520.33000000
1.077352948534
Long
DBT
CORP
US
N
2
2024-01-15
Fixed
1.25000000
N
N
N
N
Y
Nice Ltd
Nice Ltd
USD
XXXX
N
N
N
Q2 HOLDINGS INC
549300M9RKR9DZXWS696
Q2 Holdings Inc
74736LAB5
250000.00000000
PA
USD
367343.75000000
0.725470436983
Long
DBT
CORP
US
N
2
2023-02-15
Fixed
0.75000000
N
N
N
N
N
Q2 Holdings Inc
Q2 Holdings Inc
USD
XXXX
N
N
N
GOL EQUITY FINANCE SA
222100H9BH197YU7RY14
GOL Equity Finance SA
36256KAA8
590000.00000000
PA
USD
622818.75000000
1.230010285254
Long
DBT
CORP
LU
Y
2
2024-07-15
Fixed
3.75000000
N
N
N
N
Y
Gol Linhas Aereas Inteligentes
Gol Linhas Aereas Inteligentes SA
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796SP5
105000.00000000
PA
USD
104880.09000000
0.207128621960
Long
DBT
UST
US
N
2
2019-10-24
None
0.00000000
N
N
N
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796SS9
120000.00000000
PA
USD
119739.63000000
0.236474859584
Long
DBT
UST
US
N
2
2019-11-14
None
0.00000000
N
N
N
N
N
N
BUNGE LTD
5493007M0RIN8HY3MM77
Bunge Ltd
000000000
1000.00000000
NS
USD
101630.00000000
0.200709990330
Long
EP
CORP
US
N
1
N
N
N
CHENIERE ENERGY INC
MIHC87W9WTYSYZWV1J40
Cheniere Energy Inc
16411RAG4
1100000.00000000
PA
USD
853875.00000000
1.686325327106
Long
DBT
CORP
US
N
2
2045-03-15
Fixed
4.25000000
N
N
N
N
Y
Cheniere Energy Inc
Cheniere Energy Inc
USD
XXXX
N
N
N
IAC FINANCECO 3 INC
5493003IEL8HSZKWUI17
IAC FINANCECO 3 INC
44932KAA4
750000.00000000
PA
USD
811849.79000000
1.603329366339
Long
DBT
CORP
US
Y
2
2030-01-15
Fixed
2.00000000
N
N
N
N
N
IAC/InterActiveCorp
IAC/InterActiveCorp
USD
XXXX
N
N
N
PACIRA BIOSCIENCES INC
N/A
Pacira BioSciences Inc
695127AD2
500000.00000000
PA
USD
494235.21000000
0.976069509202
Long
DBT
CORP
US
N
2
2022-04-01
Fixed
2.37500000
N
N
N
N
Y
Pacira BioSciences Inc
Pacira BioSciences Inc
USD
XXXX
N
N
N
CENTERPOINT ENERGY INC
21TPXMRRHFKOBHDC8J74
CenterPoint Energy Inc
15189T503
20200.00000000
NS
USD
1055652.00000000
2.084816517886
Long
EP
CORP
US
N
1
N
N
N
ENCORE CAP EUR FINANCE
549300DAVHQDMISMVB09
Encore Capital Europe Finance Ltd
29260UAA5
300000.00000000
PA
USD
310189.78000000
0.612596553621
Long
DBT
CORP
JE
N
2
2023-09-01
Fixed
4.50000000
N
N
N
N
Y
Encore Capital Group Inc
Encore Capital Group Inc
USD
XXXX
N
N
N
INPHI CORP
549300DCMERAAZFGT726
Inphi Corp
45772FAB3
500000.00000000
PA
USD
781270.44000000
1.542937936221
Long
DBT
CORP
US
N
2
2020-12-01
Fixed
1.12500000
N
N
N
N
Y
Inphi Corp
Inphi Corp
USD
XXXX
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
Exact Sciences Corp
30063PAB1
500000.00000000
PA
USD
541900.00000000
1.070203126638
Long
DBT
CORP
US
N
2
2027-03-15
Fixed
0.37500000
N
N
N
N
Y
Exact Sciences Corp
Exact Sciences Corp
USD
XXXX
N
N
N
OKTA INC
549300N8J06I8MRHU620
Okta Inc
679295AB1
100000.00000000
PA
USD
210470.00000000
0.415659073747
Long
DBT
CORP
US
N
2
2023-02-15
Fixed
0.25000000
N
N
N
N
Y
Okta Inc
Okta Inc
CHF
XXXX
N
N
N
KBR INC
254900OFQDXZRKRCV808
KBR Inc
48242WAA4
500000.00000000
PA
USD
580345.02000000
1.146128538352
Long
DBT
CORP
US
Y
2
2023-11-01
Fixed
2.50000000
N
N
N
N
Y
KBR Inc
KBR Inc
USD
XXXX
N
N
N
LIVEPERSON INC
549300IN2P1JZ20G7N40
LivePerson Inc
538146AA9
440000.00000000
PA
USD
514074.49000000
1.015250279614
Long
DBT
CORP
US
Y
2
2024-03-01
Fixed
0.75000000
N
N
N
N
Y
LivePerson Inc
LivePerson Inc
USD
XXXX
N
N
N
ATLAS AIR WORLDWIDE HLDG
549300R0A2TUVCYZB465
Atlas Air Worldwide Holdings Inc
049164BJ4
500000.00000000
PA
USD
415937.50000000
0.821438665780
Long
DBT
CORP
US
N
2
2024-06-01
Fixed
1.87500000
N
N
N
N
Y
Atlas Air Worldwide Holdings I
Atlas Air Worldwide Holdings Inc
USD
XXXX
N
N
N
COUPA SOFTWARE INC
549300Q95ICR2GFL2K37
Coupa Software Inc
22266LAD8
590000.00000000
PA
USD
646787.50000000
1.277346382673
Long
DBT
CORP
US
Y
2
2025-06-15
Fixed
0.12500000
N
N
N
N
Y
Coupa Software Inc
Coupa Software Inc
USD
XXXX
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505682
600.00000000
NS
USD
899526.00000000
1.776481892771
Long
EP
CORP
US
N
1
N
N
N
PLURALSIGHT INC
254900B3VHPCKNREOX50
Pluralsight Inc
72941BAA4
570000.00000000
PA
USD
490180.77000000
0.968062359609
Long
DBT
CORP
US
Y
2
2024-03-01
Fixed
0.37500000
N
N
N
N
Y
Pluralsight Inc
Pluralsight Inc
USD
XXXX
N
N
N
Alibaba Group Holding Ltd
5493001NTNQJDH60PM02
Alibaba Group Holding Ltd
01609W102
1664.00000000
NS
USD
278270.72000000
0.549559318317
Long
EC
CORP
CN
N
1
N
N
N
2019-11-20
Teton Westwood Funds
John C. Ball
John C. Ball
Treasurer