Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 240 Greenwich Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10286 |
g. Telephone number (including country code if foreign) | 212-495-1784 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as custodian |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 2 Hanson Place |
Street 2 | 7th Floor |
c. City | Brooklyn |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 11217 |
g. Telephone number (including country code if foreign) | NA |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as custodian |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Westwood Management Corporation |
b. Street 1 | 200 Crescent Court |
Street 2 | Suite 1200 |
c. City | Dallas |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 75201 |
g. Telephone number (including country code if foreign) | 214-756-6900 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as sub-advisor |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Gabelli Funds, LLC |
b. Street 1 | One Corporate Center |
Street 2 | |
c. City | Rye |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10580-1422 |
g. Telephone number (including country code if foreign) | 914-921-5100 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as sub-advisor |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 301 Bellevue Parkway |
Street 2 | |
c. City | Wilmington |
d. State, if applicable |
DELAWARE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19809 |
g. Telephone number (including country code if foreign) | 302-791-1700 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as custodian |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | SS&C GIDS, Inc. |
b. Street 1 | 333 West 11th Street |
Street 2 | |
c. City | Kansas City |
d. State, if applicable |
MISSOURI
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 64105 |
g. Telephone number (including country code if foreign) | 816-435-1000 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as transfer agent |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | Teton Advisors, LLC |
b. Street 1 | 189 Mason Street |
Street 2 | |
c. City | Greenwich |
d. State, if applicable |
CONNECTICUT
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 06830 |
g. Telephone number (including country code if foreign) | 914-457-1070 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as advisor |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | Keeley-Teton Advisors, LLC |
b. Street 1 | 141 West Jackson |
Street 2 | Suite 2150 |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60604 |
g. Telephone number (including country code if foreign) | NA |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as advisor |
Director Record:
1 |
a. Full Name | Anthony S. Colavita |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21761 |
File Number Record:
2 |
File Number Record: | 811-23568 |
File Number Record:
3 |
File Number Record: | 811-23395 |
File Number Record:
4 |
File Number Record: | 811-21698 |
File Number Record:
5 |
File Number Record: | 811-22216 |
File Number Record:
6 |
File Number Record: | 811-21969 |
File Number Record:
7 |
File Number Record: | 811-05715 |
File Number Record:
8 |
File Number Record: | 811-05502 |
File Number Record:
9 |
File Number Record: | 811-22884 |
File Number Record:
10 |
File Number Record: | 811-08476 |
File Number Record:
11 |
File Number Record: | 811-21423 |
Director Record:
2 |
a. Full Name | James P. Conn |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21529 |
File Number Record:
2 |
File Number Record: | 811-08476 |
File Number Record:
3 |
File Number Record: | 811-21698 |
File Number Record:
4 |
File Number Record: | 811-22216 |
File Number Record:
5 |
File Number Record: | 811-21969 |
File Number Record:
6 |
File Number Record: | 811-04700 |
File Number Record:
7 |
File Number Record: | 811-21423 |
File Number Record:
8 |
File Number Record: | 811-04494 |
File Number Record:
9 |
File Number Record: | 811-21761 |
File Number Record:
10 |
File Number Record: | 811-02151 |
File Number Record:
11 |
File Number Record: | 811-22884 |
File Number Record:
12 |
File Number Record: | 811-04656 |
File Number Record:
13 |
File Number Record: | 811-09243 |
File Number Record:
14 |
File Number Record: | 811-22021 |
File Number Record:
15 |
File Number Record: | 811-04873 |
File Number Record:
16 |
File Number Record: | 811-22041 |
Director Record:
3 |
a. Full Name | Leslie F. Foley |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21529 |
File Number Record:
2 |
File Number Record: | 811-21969 |
File Number Record:
3 |
File Number Record: | 811-05715 |
File Number Record:
4 |
File Number Record: | 811-04700 |
File Number Record:
5 |
File Number Record: | 811-22021 |
File Number Record:
6 |
File Number Record: | 811-09243 |
File Number Record:
7 |
File Number Record: | 811-23568 |
Director Record:
4 |
a. Full Name | Mary E. Hauck |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-09397 |
File Number Record:
2 |
File Number Record: | 811-07326 |
File Number Record:
3 |
File Number Record: | 811-07644 |
File Number Record:
4 |
File Number Record: | 811-09377 |
Director Record:
5 |
a. Full Name | Michael J. Melarkey |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21761 |
File Number Record:
2 |
File Number Record: | 811-23568 |
File Number Record:
3 |
File Number Record: | 811-02151 |
File Number Record:
4 |
File Number Record: | 811-23395 |
File Number Record:
5 |
File Number Record: | 811-04656 |
File Number Record:
6 |
File Number Record: | 811-09243 |
File Number Record:
7 |
File Number Record: | 811-21529 |
File Number Record:
8 |
File Number Record: | 811-21698 |
File Number Record:
9 |
File Number Record: | 811-22216 |
File Number Record:
10 |
File Number Record: | 811-21969 |
File Number Record:
11 |
File Number Record: | 811-21423 |
File Number Record:
12 |
File Number Record: | 811-05715 |
Director Record:
6 |
a. Full Name | Werner J. Roeder |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-09397 |
File Number Record:
2 |
File Number Record: | 811-07326 |
File Number Record:
3 |
File Number Record: | 811-08560 |
File Number Record:
4 |
File Number Record: | 811-08518 |
File Number Record:
5 |
File Number Record: | 811-07896 |
File Number Record:
6 |
File Number Record: | 811-08476 |
File Number Record:
7 |
File Number Record: | 811-05715 |
File Number Record:
8 |
File Number Record: | 811-05502 |
File Number Record:
9 |
File Number Record: | 811-07644 |
File Number Record:
10 |
File Number Record: | 811-09377 |
File Number Record:
11 |
File Number Record: | 811-04494 |
Director Record:
7 |
a. Full Name | Salvatore J. Zizza |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22884 |
File Number Record:
2 |
File Number Record: | 811-06367 |
File Number Record:
3 |
File Number Record: | 811-09243 |
File Number Record:
4 |
File Number Record: | 811-08560 |
File Number Record:
5 |
File Number Record: | 811-22021 |
File Number Record:
6 |
File Number Record: | 811-04873 |
File Number Record:
7 |
File Number Record: | 811-08518 |
File Number Record:
8 |
File Number Record: | 811-21529 |
File Number Record:
9 |
File Number Record: | 811-07896 |
File Number Record:
10 |
File Number Record: | 811-08476 |
File Number Record:
11 |
File Number Record: | 811-21698 |
File Number Record:
12 |
File Number Record: | 811-22216 |
File Number Record:
13 |
File Number Record: | 811-04700 |
File Number Record:
14 |
File Number Record: | 811-21969 |
File Number Record:
15 |
File Number Record: | 811-05715 |
File Number Record:
16 |
File Number Record: | 811-21423 |
File Number Record:
17 |
File Number Record: | 811-04494 |
File Number Record:
18 |
File Number Record: | 811-22041 |
File Number Record:
19 |
File Number Record: | 811-23568 |
Director Record:
8 |
a. Full Name | Nicholas F. Galluccio |
b. CRD number, if any | 001003002 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21761 |