N-PX 1 b87903a1nvpx.txt THE GAMCO WESTWOOD FUNDS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04719 The GAMCO Westwood Funds -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Bruce N. Alpert Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1422 -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 1-800-422-3554 Date of fiscal year end: September 30 Date of reporting period: July 1, 2010 - June 30, 2011 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. ================================================================================ PROXY VOTING RECORD FOR PERIOD JULY 1, 2010 TO JUNE 30, 2011 ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 1 Investment Company Report ASCENT MEDIA CORPORATION SECURITY 043632108 MEETING TYPE Annual TICKER SYMBOL ASCMA MEETING DATE 09-Jul-2010 ISIN US0436321089 AGENDA 933287028 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 PHILIP J. HOLTHOUSE For For 2 BRIAN C. MULLIGAN For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. 03 STOCKHOLDER PROPOSAL RELATING TO THE Shareholder For Against REDEMPTION OF THE PREFERRED SHARE PURCHASE RIGHTS ISSUED PURSUANT TO OUR RIGHTS AGREEMENT DATED SEPTEMBER 17, 2008, AS AMENDED.
WILLAMETTE VALLEY VINEYARDS, INC. SECURITY 969136100 MEETING TYPE Annual TICKER SYMBOL WVVI MEETING DATE 11-Jul-2010 ISIN US9691361003 AGENDA 933295291 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 1 DIRECTOR Management 1 JAMES W. BERNAU For For 2 JAMES L. ELLIS For For 3 THOMAS M. BRIAN For For 4 SEAN M. CARY For For 5 DELNA L. JONES For For 6 BETTY M. O'BRIEN For For 7 CRAIG SMITH For For 8 STAN G. TUREL For For 2 RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WILLAMETTE VALLEY VINEYARDS, INC. FOR THE YEAR ENDING DECEMBER 31, 2010.
AZZ INCORPORATED SECURITY 002474104 MEETING TYPE Annual TICKER SYMBOL AZZ MEETING DATE 13-Jul-2010 ISIN US0024741045 AGENDA 933293184 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 DR. H. KIRK DOWNEY For For 2 DANIEL R. FEEHAN For For 3 PETER A. HEGEDUS For For 02 APPROVAL TO RATIFY THE APPOINTMENT OF BDO Management For For SEIDMAN, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING FEBRUARY 28, 2011.
EVERGREEN ENERGY INC. SECURITY 30024B104 MEETING TYPE Annual TICKER SYMBOL EEE MEETING DATE 13-Jul-2010 ISIN US30024B1044 AGENDA 933298639 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 GUIDO BARTELS For For 2 WILLIAM G. GIBSON For For 3 MANUEL H. JOHNSON For For 4 ROBERT S. KAPLAN For For 5 RICHARD B. PERL For For 6 CHESTER N. WINTER For For 7 THOMAS H. STONER, JR. For For 02 AUTHORIZE THE BOARD OF DIRECTORS TO EFFECT A Management For For REVERSE STOCK SPLIT OF ALL ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT A SPLIT RATIO OF BETWEEN 1-FOR-12 AND 1-FOR-17. 03 RATIFICATION AND APPROVAL OF THE COMPANY'S 2010 Management Against Against EQUITY INCENTIVE PLAN. 04 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON DECEMBER 31, 2010.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 2 INVERNESS MEDICAL INNOVATIONS, INC. SECURITY 46126P106 MEETING TYPE Annual TICKER SYMBOL IMA MEETING DATE 14-Jul-2010 ISIN US46126P1066 AGENDA 933290330 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 ROBERT P. KHEDERIAN For For 2 DAVID SCOTT, PH.D. For For 3 PETER TOWNSEND For For 4 ELI Y. ADASHI, M.D. For For 02 APPROVAL OF AN AMENDMENT TO INVERNESS MEDICAL Management For For INNOVATIONS, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO CHANGE THE NAME OF THE COMPANY. 03 APPROVAL OF THE INVERNESS MEDICAL INNOVATIONS, Management Against Against INC. 2010 STOCK OPTION AND INCENTIVE PLAN. 04 APPROVAL OF AN AMENDMENT TO INVERNESS MEDICAL Management For For INNOVATIONS, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK BY 50,000,000 FROM 150,000,000 TO 200,000,000.
THE GREAT ATLANTIC & PACIFIC TEA CO INC. SECURITY 390064103 MEETING TYPE Annual TICKER SYMBOL GAP MEETING DATE 15-Jul-2010 ISIN US3900641032 AGENDA 933294237 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against COMPANY'S CHARTER TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK WHICH THE COMPANY HAS AUTHORITY TO ISSUE FROM 160,000,000 TO 260,000,000 SHARES. 02 DIRECTOR Management 1 B. GAUNT For For 2 D. KOURKOUMELIS For For 3 E. LEWIS For For 4 G. MAYS For For 5 M. B. TART-BEZER For For 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
KID BRANDS INC SECURITY 49375T100 MEETING TYPE Annual TICKER SYMBOL KID MEETING DATE 15-Jul-2010 ISIN US49375T1007 AGENDA 933295683 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 RAPHAEL BENAROYA For For 2 MARIO CIAMPI For For 3 BRUCE G. CRAIN For For 4 FREDERICK J. HOROWITZ For For 5 HUGH R. ROVIT For For 6 SALVATORE M. SALIBELLO For For 7 JOHN SCHAEFER For For 8 MICHAEL ZIMMERMAN For For
ULTRATECH, INC. SECURITY 904034105 MEETING TYPE Annual TICKER SYMBOL UTEK MEETING DATE 20-Jul-2010 ISIN US9040341052 AGENDA 933296952 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 1 DIRECTOR Management 1 ARTHUR W. ZAFIROPOULO For For 2 JOEL F. GEMUNDER For For 3 NICHOLAS KONIDARIS For For 4 RICK TIMMINS For For 5 BEN TSAI For For 2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. 3 TO APPROVE AMENDMENTS TO THE COMPANY'S 1993 Management For For STOCK OPTION/STOCK ISSUANCE PLAN TO EXTEND THE EXPIRATION DATE OF THE PLAN AND REQUIRE STOCKHOLDER APPROVAL OF OPTION REPRICING PROGRAMS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 3 PARK ELECTROCHEMICAL CORP. SECURITY 700416209 MEETING TYPE Annual TICKER SYMBOL PKE MEETING DATE 20-Jul-2010 ISIN US7004162092 AGENDA 933305686 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 DALE BLANCHFIELD For For 2 LLOYD FRANK For For 3 EMILY J. GROEHL For For 4 BRIAN E. SHORE For For 5 STEVEN T. WARSHAW For For 02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 27, 2011.
MODINE MANUFACTURING COMPANY SECURITY 607828100 MEETING TYPE Annual TICKER SYMBOL MOD MEETING DATE 22-Jul-2010 ISIN US6078281002 AGENDA 933304230 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 1A ELECTION OF DIRECTOR: THOMAS A. BURKE Management For For 1B ELECTION OF DIRECTOR: CHARLES P. COOLEY Management For For 1C ELECTION OF DIRECTOR: GARY L. NEALE Management For For 02 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
FARMERS & MERCHANTS BANK OF LONG BEACH SECURITY 308243104 MEETING TYPE Annual TICKER SYMBOL FMBL MEETING DATE 22-Jul-2010 ISIN US3082431046 AGENDA 933306121 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 1 DIRECTOR Management 1 RICHARD W. DARLING For For 2 WALTER M. FLORIE For For 3 WILLIAM G. HAYTER For For 4 TIMOTHY W. JACKERT For For 5 LAWRENCE J. MCLAUGHLIN For For 6 DANIEL K. WALKER For For 7 TIMOTHY M. WILSON For For 2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT PUBLIC ACCOUNTANT OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. 3 TO ACT UPON A PROPOSAL TO APPROVE THE FARMERS Management For For AND MERCHANTS BANK OF LONG BEACH 2010 LONG-TERM INCENTIVE PLAN.
MAINE & MARITIMES CORPORATION SECURITY 560377103 MEETING TYPE Annual TICKER SYMBOL MAM MEETING DATE 22-Jul-2010 ISIN US5603771032 AGENDA 933307173 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF MARCH 12, 2010, AMONG BHE HOLDINGS INC., BHE HOLDING SUB ONE INC., AND MAINE & MARITIMES CORPORATION. 02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Management For For MEETING TO A LATER DATE OR TIME, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH DDDDDDD ADJOURNMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER. 03 DIRECTOR Management 1 RICHARD G. DAIGLE For For 2 DAVID N. FELCH For For 3 BRIAN N. HAMEL For For 04 PROPOSAL TO RATIFY THE SELECTION OF CATURANO AND Management For For COMPANY, P.C. AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2010.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 4 NMT MEDICAL, INC. SECURITY 629294109 MEETING TYPE Annual TICKER SYMBOL NMTI MEETING DATE 27-Jul-2010 ISIN US6292941092 AGENDA 933303973 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 FRANCIS J. MARTIN For For 2 RICHARD E. DAVIS For For 3 JOHN E. AHERN For For 4 DANIEL F. HANLEY, M.D. For For 5 PAUL H. KRAMER, M.D. For For 6 JAMES J. MAHONEY, JR. For For 7 DAVID L. WEST, PHD, MPH For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
HAWKINS, INC. SECURITY 420261109 MEETING TYPE Annual TICKER SYMBOL HWKN MEETING DATE 28-Jul-2010 ISIN US4202611095 AGENDA 933303822 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 JOHN S. MCKEON For For 2 JOHN R. HAWKINS For For 3 JAMES A. FAULCONBRIDGE For For 4 DUANE M. JERGENSON For For 5 DARYL I. SKAAR For For 6 JAMES T. THOMPSON For For 7 JEFFREY L. WRIGHT For For 02 PROPOSAL TO APPROVE THE HAWKINS, INC. 2010 Management Against Against OMNIBUS INCENTIVE PLAN 03 PROPOSAL TO AMEND AND RESTATE THE COMPANY'S Management For For ARTICLES OF INCORPORATION
GRAHAM CORPORATION SECURITY 384556106 MEETING TYPE Annual TICKER SYMBOL GHM MEETING DATE 29-Jul-2010 ISIN US3845561063 AGENDA 933301688 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 JERALD D. BIDLACK For For 2 JAMES J. MALVASO For For 02 RATIFICATION AND APPROVAL OF THE GRAHAM Management For For CORPORATION EMPLOYEE STOCK PURCHASE PLAN. 03 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
NATIONAL DENTEX CORPORATION SECURITY 63563H109 MEETING TYPE Special TICKER SYMBOL NADX MEETING DATE 29-Jul-2010 ISIN US63563H1095 AGENDA 933307046 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 THE ADOPTION AND APPROVAL OF THE AGREEMENT AND Management For For PLAN OF MERGER, DATED AS OF APRIL 2, 2010, AMONG GDC HOLDINGS, INC., A DELAWARE CORPORATION ("PARENT"), ROYAL ACQUISITION CORP., A DELAWARE CORPORATION AND AN INDIRECT WHOLLY OWNED SUBSIDIARY OF PARENT ("MERGER SUB"), AND NATIONAL DENTEX CORPORATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 THE APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY, TO PERMIT NATIONAL DENTEX CORPORATION TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF MERGER.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 5 SENECA FOODS CORPORATION SECURITY 817070709 MEETING TYPE Annual TICKER SYMBOL SENEL MEETING DATE 05-Aug-2010 ISIN US8170707090 AGENDA 933308620 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 JOHN P. GAYLORD For For 2 SUSAN A. HENRY For For 3 SUSAN W. STUART For For 02 TO CONSIDER AN AMENDMENT TO THE COMPANY'S Management For For CERTIFICATE OF INCORPORATION FOR THE PURPOSE OF DELETING ARTICLES 10 THERETO. 03 APPOINTMENT OF AUDITORS: RATIFICATION OF THE Management For For APPOINTMENT OF BDO SEIDMAN, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
ATS MEDICAL, INC. SECURITY 002083103 MEETING TYPE Special TICKER SYMBOL ATSI MEETING DATE 05-Aug-2010 ISIN US0020831030 AGENDA 933309646 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF APRIL 28, 2010, BY AND AMONG MEDTRONIC, INC., PILGRIM MERGER CORPORATION AND ATS MEDICAL, INC. 02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Management For For NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF APPROVAL OF THE MERGER AGREEMENT.
THERMOGENESIS CORP. SECURITY 883623209 MEETING TYPE Special TICKER SYMBOL KOOL MEETING DATE 09-Aug-2010 ISIN US8836232095 AGENDA 933305939 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 TO APPROVE AN AMENDMENT OF AMENDED AND Management For For RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE SPLIT.
ELECTRO SCIENTIFIC INDUSTRIES, INC. SECURITY 285229100 MEETING TYPE Annual TICKER SYMBOL ESIO MEETING DATE 12-Aug-2010 ISIN US2852291002 AGENDA 933308377 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 FREDERICK A. BALL* For For 2 NICHOLAS KONIDARIS* For For 3 ROBERT R. WALKER* For For 4 DAVID NIERENBERG** For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS ESI'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 2, 2011. 03 TO TRANSACT ANY OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE MEETING.
ACME COMMUNICATIONS, INC. SECURITY 004631107 MEETING TYPE Annual TICKER SYMBOL ACME MEETING DATE 12-Aug-2010 ISIN US0046311074 AGENDA 933310322 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 JAMIE KELLNER For For 2 DOUGLAS GEALY For For 3 THOMAS ALLEN For For 4 MICHAEL CORRIGAN For For 5 FREDERICK WASSERMAN For For 02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN Management For For MCCANN P.C. AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. 03 IN ACCORDANCE WITH THE DISCRETION OF THE PROXY Management Against Against HOLDERS, TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT(S) OR POSTPONEMENT(S) THEREOF.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 6 BIGLARI HOLDINGS INC. SECURITY 08986R101 MEETING TYPE Special TICKER SYMBOL BH MEETING DATE 12-Aug-2010 ISIN US08986R1014 AGENDA 933313809 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 TO APPROVE, FOR PURPOSES OF SECTION 162(M) OF THE Management Against Against INTERNAL REVENUE CODE OF 1986, THE INCENTIVE BONUS AGREEMENT WITH THE INTENT OF PRESERVING THE TAX DEDUCTIBILITY TO THE CORPORATION OF THE COMPENSATION PAYABLE THEREUNDER. 02 TO APPROVE ONE PEOPLE FOR ETHICAL TREATMENT OF Shareholder Against For ANIMALS (PETA) SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE SPECIAL MEETING.
VALUE LINE, INC. SECURITY 920437100 MEETING TYPE Annual TICKER SYMBOL VALU MEETING DATE 17-Aug-2010 ISIN US9204371002 AGENDA 933316994 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 H.A. BRECHER For For 2 M.E. APPEL For For 3 S.R. ANASTASIO For For 4 W.E. REED For For 5 A. FIORE For For 6 S. DAVIS For For 7 T. SARKANY For For
BERKSHIRE BANCORP INC. SECURITY 084597202 MEETING TYPE Annual TICKER SYMBOL BERK MEETING DATE 24-Aug-2010 ISIN US0845972027 AGENDA 933311108 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 WILLIAM L. COHEN For For 2 MARTIN A. FISCHER For For 3 MOSES KRAUSZ For For 4 MOSES MARX For For 5 STEVEN ROSENBERG For For 6 RANDOLPH B. STOCKWELL For For
MATRIXX INITIATIVES, INC. SECURITY 57685L105 MEETING TYPE Annual TICKER SYMBOL MTXX MEETING DATE 25-Aug-2010 ISIN US57685L1052 AGENDA 933313190 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 JOHN M. CLAYTON, PH.D For For 2 WILLIAM J. HEMELT For For 3 MICHAEL A. ZEHER For For 02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN Management For For MCCANN P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
CAPSTONE TURBINE CORPORATION SECURITY 14067D102 MEETING TYPE Annual TICKER SYMBOL CPST MEETING DATE 26-Aug-2010 ISIN US14067D1028 AGENDA 933309204 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 1 DIRECTOR Management 1 ELIOT G. PROTSCH For For 2 RICHARD K. ATKINSON For For 3 JOHN V. JAGGERS For For 4 DARREN R. JAMISON For For 5 NOAM LOTAN For For 6 GARY J. MAYO For For 7 GARY D. SIMON For For 8 HOLLY A. VAN DEURSEN For For 9 DARRELL J. WILK For For 2 TO APPROVE THE AMENDED AND RESTATED CAPSTONE Management For For TURBINE CORPORATION EMPLOYEE STOCK PURCHASE PLAN 3 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011
FLOW INTERNATIONAL CORPORATION SECURITY 343468104 MEETING TYPE Annual TICKER SYMBOL FLOW MEETING DATE 09-Sep-2010 ISIN US3434681041 AGENDA 933316374 - Management ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 7
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 1A ELECTION OF DIRECTOR CHARLES M. BROWN TO SERVE Management For For UNTIL THE 2013 ANNUAL MEETING 1B ELECTION OF DIRECTOR PATRICK J. BYRNE TO SERVE Management For For UNTIL THE 2013 ANNUAL MEETING 1C ELECTION OF DIRECTOR BRADLEY D. TILDEN TO SERVE Management For For UNTIL THE 2013 ANNUAL MEETING 1D ELECTION OF DIRECTOR JERRY L. CALHOUN TO SERVE Management For For UNTIL THE 2012 ANNUAL MEETING 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
NATHAN'S FAMOUS, INC. SECURITY 632347100 MEETING TYPE Annual TICKER SYMBOL NATH MEETING DATE 14-Sep-2010 ISIN US6323471002 AGENDA 933313102 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 ROBERT J. EIDE For For 2 ERIC GATOFF For For 3 BRIAN S. GENSON For For 4 BARRY LEISTNER For For 5 HOWARD M. LORBER For For 6 WAYNE NORBITZ For For 7 DONALD L. PERLYN For For 8 A.F. PETROCELLI For For 9 CHARLES RAICH For For 02 ADOPTION OF THE 2010 STOCK INCENTIVE PLAN. Management Against Against 03 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For THORNTON LLP AS AUDITORS FOR FISCAL 2011.
MICRUS ENDOVASCULAR CORPORATION SECURITY 59518V102 MEETING TYPE Annual TICKER SYMBOL MEND MEETING DATE 14-Sep-2010 ISIN US59518V1026 AGENDA 933319596 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JULY 11, 2010, BY AND AMONG JOHNSON & JOHNSON, COPE ACQUISITION CORP. AND MICRUS ENDOVASCULAR CORPORATION. 02 DIRECTOR Management 1 JOHN T. KILCOYNE For For 2 JEFFREY H. THIEL For For 03 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS MICRUS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. 04 TO APPROVE THE ADJOURNMENT OF THE ANNUAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES FOR THE ADOPTION OF THE MERGER AGREEMENT.
MESA LABORATORIES, INC. SECURITY 59064R109 MEETING TYPE Annual TICKER SYMBOL MLAB MEETING DATE 23-Sep-2010 ISIN US59064R1095 AGENDA 933317441 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 1 DIRECTOR Management 1 LUKE R. SCHMIEDER For For 2 H. STUART CAMPBELL For For 3 MICHAEL T. BROOKS For For 4 ROBERT V. DWYER For For 5 EVAN C. GUILLEMIN For For 6 JOHN J. SULLIVAN For For 2 TO APPROVE AN AMENDMENT TO OUR 2006 STOCK Management Against Against COMPENSATION PLAN INCREASING THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 400,000 TO 800,000 (THE "2006 STOCK COMPENSATION PLAN AMENDMENT PROPOSAL"). 3 TO RATIFY THE APPOINTMENT OF EHRHARDT, KEEFE, Management For For STEINER & HOTTMAN, PC (EKS&H) AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL 2011 (THE "RATIFICATION OF AUDITORS PROPOSAL".
GERBER SCIENTIFIC, INC. SECURITY 373730100 MEETING TYPE Annual TICKER SYMBOL GRB MEETING DATE 23-Sep-2010 ISIN US3737301008 AGENDA 933321856 - Management ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 8
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 DONALD P. AIKEN For For 2 MARC T. GILES For For 3 EDWARD G. JEPSEN For For 4 RANDALL D. LEDFORD For For 5 JOHN R. LORD For For 6 JAMES A. MITAROTONDA For For 7 JAVIER PEREZ For For 8 CAROLE F. ST. MARK For For 9 W. JERRY VEREEN. For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
SKYLINE CORPORATION SECURITY 830830105 MEETING TYPE Annual TICKER SYMBOL SKY MEETING DATE 27-Sep-2010 ISIN US8308301055 AGENDA 933321503 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 ARTHUR J. DECIO For For 2 THOMAS G. DERANEK For For 3 JOHN C. FIRTH For For 4 JERRY HAMMES For For 5 WILLIAM H. LAWSON For For 6 DAVID T. LINK For For 7 ANDREW J. MCKENNA For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For ACCOUNTING FIRM: THE BOARD AND AUDIT COMMITTEE HAVE APPOINTED CROWE HORWATH LLP AS SKYLINE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
IMAX CORPORATION SECURITY 45245E109 MEETING TYPE Special TICKER SYMBOL IMAX MEETING DATE 28-Sep-2010 ISIN CA45245E1097 AGENDA 933324181 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 ERIC A. DEMIRIAN For For 2 I. MARTIN POMPADUR For For
HAMPTON ROADS BANKSHARES, INC. SECURITY 409321106 MEETING TYPE Annual TICKER SYMBOL HMPR MEETING DATE 28-Sep-2010 ISIN US4093211062 AGENDA 933325638 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 JOHN A.B. DAVIES, JR.* For For 2 HERMAN A. HALL, III** For For 3 W. LEWIS WITT** For For 4 ROBERT R. KINSER** For For 5 JORDAN E. SLONE** For For 6 JERRY T. WOMACK** For For 7 OLLIN B. SYKES** For For 02 TO ALLOW SHAREHOLDERS TO ENDORSE OR NOT Management For For ENDORSE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. 03 APPROVAL OF THE ISSUANCE OF UP TO 800,000,000 Management For For SHARES OF THE COMPANY'S COMMON STOCK AT $0.40 PER SHARE. 04 APPROVAL OF THE ISSUANCE OF UP TO 25,000,000 SHARES Management For For OF THE COMPANY'S COMMON STOCK IN POTENTIAL TRANSACTIONS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 05 APPROVAL OF THE POTENTIAL ISSUANCE OF UP TO Management For For 60,000,000 SHARES OF THE COMMON STOCK. 06 AMENDMENT TO THE ARTICLES OF INCORPORATION, AS Management For For AMENDED ("ARTICLES OF INCORPORATION"), TO INCREASE THE AUTHORIZED COMMON STOCK FROM 100,000,000 TO 1,000,000,000 SHARES. 07 TO AMEND THE TERMS OF OUR ARTICLES OF Management For For INCORPORATION TO CHANGE THE DESIGNATIONS OF THE SERIES A AND SERIES B PREFERRED STOCK. 08 APPROVE AN AMENDMENT TO THE ARTICLES OF Management For For INCORPORATION TO PERMIT OUR BOARD OF DIRECTORS TO EFFECT A REVERSE STOCK SPLIT OF COMMON STOCK. 09 TO CONSIDER A SHAREHOLDER PROPOSAL TO Shareholder Against For DECLASSIFY THE BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 9 ALL AMERICAN GROUP INC. SECURITY 016437105 MEETING TYPE Special TICKER SYMBOL COHM MEETING DATE 28-Sep-2010 ISIN US0164371058 AGENDA 933328064 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 ROBERT J. DEPUTY Withheld Against 2 RICHARD M. LAVERS Withheld Against 3 EDWIN W. MILLER Withheld Against 02 TO AMEND THE ARTICLES OF INCORPORATION TO Management Against Against INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES
AMERICREDIT CORP. SECURITY 03060R101 MEETING TYPE Special TICKER SYMBOL ACF MEETING DATE 29-Sep-2010 ISIN US03060R1014 AGENDA 933325842 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 THE PROPOSAL TO ADOPT AND APPROVE THE Management For For AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 21, 2010, AMONG GENERAL MOTORS HOLDINGS LLC, GOALIE TEXAS HOLDCO INC., A WHOLLY-OWNED SUBSIDIARY OF GENERAL MOTORS HOLDINGS LLC, AND AMERICREDIT CORP., AS IT MAY BE AMENDED FROM TIME TO TIME. 02 THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Management For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, FOR, AMONG OTHER REASONS, THE SOLICITATION OF ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT AND APPROVE THE MERGER AGREEMENT.
STRATTEC SECURITY CORPORATION SECURITY 863111100 MEETING TYPE Annual TICKER SYMBOL STRT MEETING DATE 05-Oct-2010 ISIN US8631111007 AGENDA 933325169 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 FRANK J. KREJCI For For 02 APPROVAL OF THE PROPOSAL TO AMEND AND RESTATE Management For For THE STRATTEC SECURITY CORPORATION STOCK INCENTIVE PLAN.
UNICA CORPORATION SECURITY 904583101 MEETING TYPE Special TICKER SYMBOL UNCA MEETING DATE 05-Oct-2010 ISIN US9045831016 AGENDA 933326173 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF AUGUST 12, 2010, BY AND AMONG INTERNATIONAL BUSINESS MACHINES CORPORATION, A NEW YORK CORPORATION ("IBM"), AMAROO ACQUISITION CORP., A DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF IBM, AND UNICA CORPORATION, A DELAWARE CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. 02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management For For LATER DATE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING.
NEOGEN CORPORATION SECURITY 640491106 MEETING TYPE Annual TICKER SYMBOL NEOG MEETING DATE 07-Oct-2010 ISIN US6404911066 AGENDA 933326072 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 ROBERT M. BOOK For For 2 JACK C. PARNELL For For 3 CLAYTON K. YEUTTER For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 10 5N PLUS INC. SECURITY 33833X101 MEETING TYPE Annual and Special Meeting TICKER SYMBOL FPLSF MEETING DATE 07-Oct-2010 ISIN CA33833X1015 AGENDA 933328482 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 ELECTION OF DIRECTORS FOR ALL NOMINEES PROPOSED Management For For FOR ELECTION AS DIRECTORS IN THE MANAGEMENT PROXY CIRCULAR. 02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. 03 THE RESOLUTION RATIFYING AND CONFIRMING THE 2007 Management For For STOCK OPTION PLAN OF THE CORPORATION, AND AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR, WHICH RESOLUTION IS ANNEXED AS SCHEDULE A TO THE MANAGEMENT PROXY CIRCULAR.
SCHMITT INDUSTRIES, INC. SECURITY 806870200 MEETING TYPE Annual TICKER SYMBOL SMIT MEETING DATE 08-Oct-2010 ISIN US8068702005 AGENDA 933324686 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 JAMES A. FITZHENRY For For 2 DAVID M. HUDSON For For
CASELLA WASTE SYSTEMS, INC. SECURITY 147448104 MEETING TYPE Annual TICKER SYMBOL CWST MEETING DATE 12-Oct-2010 ISIN US1474481041 AGENDA 933324698 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 JAMES F. CALLAHAN, JR. For For 2 DOUGLAS R. CASELLA For For 3 MICHAEL K. BURKE For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 1997 Management For For EMPLOYEE STOCK PURCHASE PLAN. 03 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
THE MARCUS CORPORATION SECURITY 566330106 MEETING TYPE Annual TICKER SYMBOL MCS MEETING DATE 13-Oct-2010 ISIN US5663301068 AGENDA 933324826 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 STEPHEN H. MARCUS For For 2 DIANE MARCUS GERSHOWITZ For For 3 DANIEL F. MCKEITHAN, JR For For 4 ALLAN H. SELIG For For 5 TIMOTHY E. HOEKSEMA For For 6 BRUCE J. OLSON For For 7 PHILIP L. MILSTEIN For For 8 BRONSON J. HAASE For For 9 JAMES D. ERICSON For For 10GREGORY S. MARCUS For For 02 THE RATIFICATION OF THE SELECTION OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE MARCUS CORPORATION FOR FISCAL YEAR 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 11 DEL GLOBAL TECHNOLOGIES CORP. SECURITY 245073101 MEETING TYPE Special TICKER SYMBOL DGTC MEETING DATE 13-Oct-2010 ISIN US2450731011 AGENDA 933328507 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For INCORPORATION, AS AMENDED ("CERTIFICATE OF INCORPORATION") TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED TO BE ISSUED BY THE COMPANY FROM 50,000,000 TO 100,000,000. 02 TO APPROVE AMENDMENTS TO CERTIFICATE OF Management For For INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF THE COMMON STOCK AT A RATIO OF ONE-FOR- 50, AT ANY TIME PRIOR TO FEBRUARY 28, 2011 AND TO EFFECT A FORWARD STOCK SPLIT OF THE COMMON STOCK IMMEDIATELY FOLLOWING THE REVERSE STOCK SPLIT OF THE COMPANY'S COMMON STOCK AT A RATIO OF FOUR- FOR-ONE, AT ANY TIME PRIOR TO FEBRUARY 28, 2011. 03 TO APPROVE OF AN AMENDMENT TO THE CERTIFICATE OF Management For For INCORPORATION TO CHANGE THE COMPANY'S NAME FROM "DEL GLOBAL TECHNOLOGIES CORP." TO "DGT HOLDINGS CORP."
METHODE ELECTRONICS, INC. SECURITY 591520200 MEETING TYPE Annual TICKER SYMBOL MEI MEETING DATE 14-Oct-2010 ISIN US5915202007 AGENDA 933312504 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 1A ELECTION OF DIRECTOR: WALTER J. ASPATORE Management For For 1B ELECTION OF DIRECTOR: WARREN L. BATTS Management For For 1C ELECTION OF DIRECTOR: J. EDWARD COLGATE Management For For 1D ELECTION OF DIRECTOR: DARREN M. DAWSON Management For For 1E ELECTION OF DIRECTOR: DONALD W. DUDA Management For For 1F ELECTION OF DIRECTOR: STEPHEN F. GATES Management For For 1G ELECTION OF DIRECTOR: ISABELLE C. GOOSSEN Management For For 1H ELECTION OF DIRECTOR: CHRISTOPHER J. HORNUNG Management For For 1I ELECTION OF DIRECTOR: PAUL G. SHELTON Management For For 1J ELECTION OF DIRECTOR: LAWRENCE B. SKATOFF Management For For 02 THE RATIFICATION OF THE AUDIT COMMITTEE'S Management For For SELECTION OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2011. 03 THE APPROVAL OF THE METHODE ELECTRONICS, INC. 2010 Management For For CASH INCENTIVE PLAN. 04 THE APPROVAL OF THE METHODE ELECTRONICS, INC. 2010 Management For For STOCK PLAN.
TWIN DISC, INCORPORATED SECURITY 901476101 MEETING TYPE Annual TICKER SYMBOL TWIN MEETING DATE 15-Oct-2010 ISIN US9014761012 AGENDA 933329282 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 JOHN H. BATTEN For For 2 HAROLD M. STRATTON II For For 3 MICHAEL C. SMILEY For For 02 APPROVE THE TWIN DISC, INCORPORATED 2010 LONG- Management Against Against TERM INCENTIVE COMPENSATION PLAN. 03 APPROVE THE TWIN DISC, INCORPORATED 2010 STOCK Management Against Against INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. 04 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
ANGIODYNAMICS, INC. SECURITY 03475V101 MEETING TYPE Annual TICKER SYMBOL ANGO MEETING DATE 18-Oct-2010 ISIN US03475V1017 AGENDA 933325234 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 1 DIRECTOR Management 1 JEFFREY G. GOLD For For 2 KEVIN J. GOULD For For 3 DENNIS S. METENY For For 2 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS ANGIODYNAMICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011. 3 TO AMEND ANGIODYNAMICS' EMPLOYEE STOCK Management For For PURCHASE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK THAT MAY BE OFFERED UNDER THE PLAN FROM 400,000 TO 700,000.
THE L.S. STARRETT COMPANY SECURITY 855668109 MEETING TYPE Annual TICKER SYMBOL SCX MEETING DATE 20-Oct-2010 ISIN US8556681091 AGENDA 933332936 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---- ----------- 01 DIRECTOR Management 1 RICHARD B. KENNEDY For For 2 TERRY A. PIPER For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 12 GAMCO Westwood Mighty MitesSM Fund MERCURY COMPUTER SYSTEMS, INC. SECURITY 589378108 MEETING TYPE Annual TICKER SYMBOL MRCY MEETING DATE 21-Oct-2010 ISIN US5893781089 AGENDA 933330045 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ------------------ ------- ------------ 01 DIRECTOR Management 1 JAMES K. BASS For For 2 MICHAEL A. DANIELS For For 3 LEE C. STEELE For For 02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management Against Against THE MERCURY COMPUTER SYSTEMS, INC. 2005 STOCK INCENTIVE PLAN DESCRIBED IN THE PROXY STATEMENT 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
VIEWCAST CORPORATION SECURITY 926713108 MEETING TYPE Annual TICKER SYMBOL VCST MEETING DATE 21-Oct-2010 ISIN US9267131087 AGENDA 933330487 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ------------- ------- ------------ 01 DIRECTOR Management 1 GEORGE C. PLATT For For 2 DAVID T. STONER For For 3 JOSEPH AUTEM For For 4 SHEREL D. HORSLEY For For 5 DAVID W. BRANDENBURG For For 6 JOHN W. SLOCUM, JR. For For 02 RATIFICATION OF THE APPOINTMENT OF BKD, LLP AS Management For For VIEWCAST'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
MGP INGREDIENTS, INC. SECURITY 55302G103 MEETING TYPE Annual TICKER SYMBOL MGPI MEETING DATE 21-Oct-2010 ISIN US55302G1031 AGENDA 933330906 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------ ------------- ------- ------------ 01 DIRECTOR Management 1 JOHN R. SPEIRS For For
LECROY CORPORATION SECURITY 52324W109 MEETING TYPE Annual TICKER SYMBOL LCRY MEETING DATE 22-Oct-2010 ISIN US52324W1099 AGENDA 933330007 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------------- ------- ------------ 01 DIRECTOR Management 1 WALTER O. LECROY For For 2 ROBERT E. ANDERSON For For 3 THOMAS H. RESLEWIC For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JULY 2, 2011.
COOLBRANDS INTERNATIONAL INC. SECURITY 21639P307 MEETING TYPE Special TICKER SYMBOL CULBF MEETING DATE 27-Oct-2010 ISIN CA21639P3079 AGENDA 933333229 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- --------- ------- ------------ 01 THE SPECIAL RESOLUTION APPROVING THE Management For For ARRANGEMENT TO EFFECT THE CONTINUANCE OF THE COMPANY AS A CORPORATION UNDER THE LAWS OF THE STATE OF DELAWARE, THE FULL TEXT OF WHICH IS SET FORTH AS SCHEDULE "A" TO THE CIRCULAR; 02 THE ORDINARY RESOLUTION APPROVING THE ISSUANCE Management For For OF ADDITIONAL COMMON SHARES OF THE COMPANY, AS CONTINUED IN THE STATE OF DELAWARE, THE FULL TEXT OF WHICH IS SET FORTH AS SCHEDULE "B" TO THE CIRCULAR.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 13 GAMCO Westwood Mighty MitesSM Fund COOLBRANDS INTERNATIONAL INC. SECURITY 21639P307 MEETING TYPE Special TICKER SYMBOL CULBF MEETING DATE 27-Oct-2010 ISIN CA21639P3079 AGENDA 933333798 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------ ----------- 01 THE SPECIAL RESOLUTION APPROVING THE Management For For ARRANGEMENT TO EFFECT THE CONTINUANCE OF THE COMPANY AS A CORPORATION UNDER THE LAWS OF THE STATE OF DELAWARE, THE FULL TEXT OF WHICH IS SET FORTH AS SCHEDULE "A" TO THE CIRCULAR; 02 THE ORDINARY RESOLUTION APPROVING THE ISSUANCE Management For For OF ADDITIONAL COMMON SHARES OF THE COMPANY, AS CONTINUED IN THE STATE OF DELAWARE, THE FULL TEXT OF WHICH IS SET FORTH AS SCHEDULE "B" TO THE CIRCULAR.
SYMMETRICOM, INC. SECURITY 871543104 MEETING TYPE Annual TICKER SYMBOL SYMM MEETING DATE 29-Oct-2010 ISIN US8715431040 AGENDA 933333332 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ------------ ------ ----------- 01 DIRECTOR Management 1 ROBERT T. CLARKSON For For 2 DAVID G. COTE For For 3 ALFRED BOSCHULTE For For 4 JAMES A. CHIDDIX For For 5 ELIZABETH A. FETTER For For 6 ROBERT J. STANZIONE For For 7 R.M. NEUMEISTER,JR. For For 8 DR. RICHARD W. OLIVER For For 9 RICHARD N. SNYDER For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT FISCAL YEAR. 03 PROPOSAL TO APPROVE THE ADOPTION OF THE 2010 Management For For EMPLOYEE STOCK PURCHASE PLAN.
DIAMOND MGMT & TECHNOLOGY CONSULTANTS SECURITY 25269L106 MEETING TYPE Annual TICKER SYMBOL DTPI MEETING DATE 02-Nov-2010 ISIN US25269L1061 AGENDA 933333875 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------ ----------- 01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For THE MERGER AGREEMENT DATED AS OF AUGUST 23, 2010 AMONG THE COMPANY, PRICEWATERHOUSECOOPERS LLP (ALSO REFERRED TO AS "PWC") AND CARBON MERGER SUBSIDIARY, INC., A WHOLLY-OWNED INDIRECT SUBSIDIARY OF PWC, AND APPROVE THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT 02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For THE ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO ADOPT THE MERGER AGREEMENT 03 DIRECTOR Management 1 MELVYN E. BERGSTEIN For For 2 PAULINE A. SCHNEIDER For For 3 JOHN J. SVIOKLA For For 04 TO RA TIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEP ENDENT REGISTERED AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
BIGLARI HOLDINGS INC. SECURITY 08986R101 MEETING TYPE Special TICKER SYMBOL BH MEETING DATE 05-Nov-2010 ISIN US08986R1014 AGENDA 933338104 - Management
FOR/AGAINST ITEM PROOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------------- ------------ --------- ----------- 01 TO APPROVE, FOR PURPOSES OF SECTION 162(M) OF THE Management Against Against INTERNAL REVENUE CODE OF 1986, THE AMENDED AND RESTATED INCENTIVE BONUS AGREEMENT WITH THE INTENT OF PRESERVING THE TAX DEDUCTIBILITY TO THE CORPORATION OF THE COMPENSATION PAYABLE THEREUNDER. 02 TO APPROVE ONE PEOPLE FOR THE ETHICAL TREATMENT Shareholder Against For OF ANIMALS (PETA) SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE SPECIAL MEETING.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 14 GAMCO Westwood Mighty MitesSM Fund ACERGY S.A. SECURITY 00443E104 MEETING TYPE Special TICKER SYMBOL ACGY MEETING DATE 09-Nov-2010 ISIN US00443E1047 AGENDA 933335552 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ----------- ----- ----------- 01 TO APPROVE THE COMBINATION WITH SUBSEA 7, AND Management For For ACCORDINGLY TO INCREASE THE AUTHORISED SHARE CAPITAL OF THE COMPANY TO $900M AND, CONDITIONAL UPON AND WITH EFFECT FROM COMPLETION (AS DEFINED IN THE ENCLOSED PROSPECTUS), TO RESTATE THE COMPANY'S ARTICLES OF INCORPORATION, AS SET OUT IN THE PROSPECTUS, INCLUDING CHANGING THE NAME OF THE COMPANY TO "SUBSEA 7 S.A." 02 TO APPOINT MR KRISTIAN SIEM, SIR PETER MASON KBE, Management For For MR JEAN CAHUZAC, MR MEL FITZGERALD, MR DOD FRASER, MR ARILD SCHULTZ, MR ALLEN L STEVENS AND MR TROND WESTLIE AS THE DIRECTORS OF THE COMPANY AS FROM COMPLETION. ADDITIONALLY, TO APPOINT A NINTH DIRECTOR JOINTLY IDENTIFIED BY THE CHAIRMEN OF ACERGY S.A. AND SUBSEA 7 INC. AND PROPOSED FOR APPOINTMENT AT THE EXTRAORDINARY GENERAL MEETING. MR KRISTIAN SIEM, SIR PETER MASON KBE, MR JEAN CAHUZAC, MR MEL FITZGERALD AND SUCH NINTH DIRECTOR TO SERVE FOR AN INITIAL TERM EXPIRING AT THE ANNUAL GENERAL MEETING.
MAGNETEK, INC. SECURITY 559424106 MEETING TYPE Annual TICKER SYMBOL MAG MEETING DATE 10-Nov-2010 ISIN US5594241060 AGENDA 933330968 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 DAVID A. BLOSS, SR. For For 2 YON Y. JORDEN For For 3 MITCHELL I. QUAIN For For 4 DAVID P. REILAND For For 02 RATI FICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGI STERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 . 03 APPROVAL OF ADOPTION OF THE FOURTH AMENDED AND Management For For RESTATED 1997 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN OF MAGNETEK, INC.
SCHIFF NUTRITION INTERNATIONAL, INC. SECURITY 806693107 MEETING TYPE Annual TICKER SYMBOL WNI MEETING DATE 11-Nov-2010 ISIN US8066931077 AGENDA 933342747 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------- -------------- ------------- ----------- 01 DIRECTOR Management 1 ERIC WEIDER For For 2 GEORGE F. LENGVARI For For 3 BRUCE J. WOOD For For 4 RONALD L. COREY For For 5 MATTHEW T. HOBART For For 6 MICHAEL HYATT For For 7 EUGENE B. JONES For For 8 ROGER H. KIMMEL For For 9 BRIAN P. MCDERMOTT For For 10 WILLIAM E. MCGLASHAN JR For For
ZYGO CORPORATION SECURITY 989855101 MEETING TYPE Annual TICKER SYMBOL ZIGO MEETING DATE 16-Nov-2010 ISIN US9898551018 AGENDA 933331910 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ---------------- -------- ----------- 01 DIRECTOR Management 1 STEPHEN D. FANTONE For For 2 SAMUEL H. FULLER For For 3 CHRIS L. KOLIOPOULOS For For 4 SEYMOUR E. LIEBMAN For For 5 ROBERT B. TAYLOR For For 6 CAROL P. WALLACE For For 7 GARY K. WILLIS For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 15 GAMCO Westwood Mighty MitesSM Fund BALDWIN TECHNOLOGY COMPANY, INC. SECURITY 058264102 MEETING TYPE Annual TICKER SYMBOL BLD MEETING DATE 16-Nov-2010 ISIN US0582641025 AGENDA 933338510 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------- ---------- ----------- ----------- 01 DIRECTOR Management 1 MARK T. BECKER Withheld Against 2 GERALD A. NATHE Withheld Against 3 RONALD B. SALVAGIO Withheld Against
CORINTHIAN COLLEGES, INC. SECURITY 218868107 MEETING TYPE Annual TICKER SYMBOL COCO MEETING DATE 17-Nov-2010 ISIN US2188681074 AGENDA 933337481 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 PAUL R. ST. PIERRE For For 2 LINDA AREY SKLADANY For For 3 ROBERT LEE For For 4 JACK D. MASSIMINO For For 5 HANK ADLER For For 6 JOHN M. DIONISIO For For 02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE MAXIMUM PERMITTED NUMBER OF DIRECTORS ON THE COMPANY'S BOARD OF DIRECTORS TO THIRTEEN. 03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against THE CORINTHIAN COLLEGES, INC. 2003 PERFORMANCE AWARD PLAN, WHICH AUTHORIZES THE ISSUANCE OF AN ADDITIONAL 5,000,000 SHARES UNDER SUCH PLAN, AND CERTAIN OTHER AMENDMENTS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 04 APPROVAL OF THE AMENDMENT OF THE CORINTHIAN Management For For COLLEGES, INC. EMPLOYEE STOCK PURCHASE PLAN TO EXTEND THE COMPANY'S ABILITY TO GRANT NEW AWARDS UNDER SUCH PLAN UNTIL DECEMBER 31, 2020. 05 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
SWS GROUP INC. SECURITY 78503N107 MEETING TYPE Annual TICKER SYMBOL SWS MEETING DATE 18-Nov-2010 ISIN US78503N1072 AGENDA 933334942 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------- ---------- ----------- ----------- 1 DIRECTOR Management 1 DON A. BUCHHOLZ For For 2 ROBERT A. BUCHHOLZ For For 3 BRODIE L. COBB For For 4 I.D. FLORES III For For 5 LARRY A. JOBE For For 6 FREDERICK R. MEYER For For 7 DR. MIKE MOSES For For 8 JAMES H. ROSS For For 9 JOEL T. WILLIAMS III For For 2 THE RATIFICATION OF THE SELECTION OF GRANT Management For For THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JUNE 24, 2011.
SHARPS COMPLIANCE CORP. SECURITY 820017101 MEETING TYPE Annual TICKER SYMBOL SMED MEETING DATE 18-Nov-2010 ISIN US8200171010 AGENDA 933337479 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- -------- ----------- 01 DIRECTOR Management 1 JOHN W. DALTON For For 2 RAMSAY GILLMAN For For 3 PARRIS H. HOLMES For For 4 F. GARDNER PARKER For For 5 DAVID P. TUSA For For 6 DR. PHILIP C. ZERRILLO For For 02 PROPOSAL TO APPROVE THE SHARPS COMPLIANCE CORP. Management Against Against 2010 STOCK PLAN WHICH WOULD REPLACE THE SHARPS COMPLIANCE 1993 STOCK PLAN.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 16 GAMCO Westwood Mighty MitesSM Fund DELTA NATURAL GAS COMPANY, INC. SECURITY 247748106 MEETING TYPE Annual TICKER SYMBOL DGAS MEETING DATE 18-Nov-2010 ISIN US2477481061 AGENDA 933338508 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------ ----------- 01 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS DELTA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 02 DIRECTOR Management 1 LINDA K. BREATHITT For For 2 LANNY D. GREER For For
EDGAR ONLINE, INC. SECURITY 279765101 MEETING TYPE Annual TICKER SYMBOL EDGR MEETING DATE 18-Nov-2010 ISIN US2797651013 AGENDA 933341252 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Management For For THE ISSUANCE OF SHARES OF THE COMPANY'S COMMON STOCK AND SERIES C CONVERTIBLE PREFERRED STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 23, 2010, BY AND AMONG THE COMPANY, UBM ACQUISITION CORP., UBMATRIX, INC. AND A REPRESENTATIVE OF THE STOCKHOLDERS OF UBMATRIX, INC. 02 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Management For For THE ISSUANCE OF SHARES OF THE COMPANY'S SERIES C CONVERTIBLE PREFERRED STOCK PURSUANT TO THE SERIES C PREFERRED STOCK PURCHASE AGREEMENT. 03 TO CONSIDER AND ACT UPON A PROPOSAL TO CONSIDER Management For For AND VOTE UPON AN ADJOURNMENT OF THE ANNUAL MEETING. 04 DIRECTOR Management 1 ALFRED R. BERKELEY, III For For 2 RICHARD L. FEINSTEIN For For 3 MARK MAGED For For 4 WILLIAM J. O'NEILL, JR. or For 05 PROPOSAL TO AUTHORIZE, APPROVE AND ADOPT Management Against Against AMENDMENTS TO THE COMPANY'S 2005 STOCK AWARD AND INCENTIVE PLAN (I) TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR AWARD UNDER SUCH PLAN AND (II) TO INCREASE THE LIMITATION ON THE AMOUNT OF AWARDS THAT MAY BE GRANTED TO ANY ONE PARTICIPANT IN A GIVEN YEAR IN ORDER TO QUALIFY AWARDS AS "PERFORMANCE-BASED". 06 TO CONSIDER AND ACT UPON A PROPOSAL TO AMEND Management For For COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE NUMBER OF SHARES OF AUTHORIZED SHARES OF COMMON STOCK THEREUNDER. 07 TO APPROVE AND RATIFY THE APPOINTMENT OF BDO USA, Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
THE HAIN CELESTIAL GROUP, INC. SECURITY 405217100 MEETING TYPE Annual TICKER SYMBOL HAIN MEETING DATE 18-Nov-2010 ISIN US4052171000 AGENDA 933344753 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 IRWIN D. SIMON For For 2 BARRY J. ALPERIN For For 3 RICHARD C. BERKE For For 4 JACK FUTTERMAN For For 5 MARINA HAHN For For 6 BRETT ICAHN For For 7 ROGER MELTZER For For 8 DAVID SCHECHTER For For 9 LEWIS D. SCHILIRO For For 10 LAWRENCE S. ZILAVY For For 02 TO VOTE, ON AN ADVISORY BASIS, FOR THE Management For For COMPENSATION AWARDED TO THE NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED JUNE 30, 2010, AS SET FORTH IN THE SUMMARY COMPENSATION TABLE. 03 TO APPROVE THE AMENDEMENT OF THE AMENDED AND Management Against Against RESTATED 2002 LONG TERM INCENTIVE AND STOCK AWARD PLAN. 04 TO APPROVE THE AMENDEMENT OF THE AMENDED AND Management For For RESTATED BY-LAWS OF THE HAIN CELESTIAL GROUP, INC. 05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, TO . Management For For ACT AS REGISTERED INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 17 GAMCO Westwood Mighty MitesSM Fund PHOENIX TECHNOLOGIES LTD. SECURITY 719153108 MEETING TYPE Special TICKER SYMBOL PTEC MEETING DATE 19-Nov-2010 ISIN US7191531083 AGENDA 933332102 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------ ---------- ------- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER (THE Management For For "MERGER AGREEMENT"), DATED AS OF AUGUST 17, 2010, BY AND AMONG PHOENIX TECHNOLOGIES LTD., PHARAOH ACQUISITION CORP. ("PARENT") AND PHARAOH MERGER SUB CORP., ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO Management For For SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
COLLECTORS UNIVERSE, INC. SECURITY 19421R200 MEETING TYPE Annual TICKER SYMBOL CLCT MEETING DATE 19-Nov-2010 ISIN US19421R2004 AGENDA 933336489 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 A. CLINTON ALLEN For For 2 DEBORAH A. FARRINGTON For For 3 DAVID G. HALL For For 4 MICHAEL J. MCCONNELL For For 5 A.J. "BERT" MOYER For For 6 VAN D. SIMMONS For For 7 BRUCE A. STEVENS For For 02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
MICROTUNE, INC. SECURITY 59514P109 MEETING TYPE Special TICKER SYMBOL TUNE MEETING DATE 19-Nov-2010 ISIN US59514P1093 AGENDA 933340743 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------ ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF SEPTEMBER 7, 2010, BY AND BETWEEN ZORAN CORPORATION, MAPLE ACQUISITION CORP. AND MICROTUNE, INC., AS IT MAY BE AMENDED. 02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A Management For For LATER TIME OR DATE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
KEITHLEY INSTRUMENTS, INC. SECURITY 487584104 MEETING TYPE Special TICKER SYMBOL KEI MEETING DATE 19-Nov-2010 ISIN US4875841045 AGENDA 933342432 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ----- ----------- 01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For OF MERGER, DATED AS OF SEPTEMBER 29, 2010, AMONG DANAHER CORPORATION, AEGEAN ACQUISITION CORP. AND KEITHLEY INSTRUMENTS, INC. AND THE TRANSACTIONS CONTEMPLATED THEREBY.
OTIX GLOBAL, INC. SECURITY 68906N200 MEETING TYPE Special TICKER SYMBOL OTIX MEETING DATE 22-Nov-2010 ISIN US68906N2009 AGENDA 933341769 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------- ---------- ------ ----------- 01 TO ADOPT THE AGREEMENT AND PLAN MERGER DATED AS Management For For SEPTEMBER 13, 2010, AMONG WILLIAM DEMANT HOLDING A/S, OI MERGER SUB, INC., AND OTIX GLOBAL, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. 02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
NYMAGIC, INC. SECURITY 629484106 MEETING TYPE Special TICKER SYMBOL NYM MEETING DATE 22-Nov-2010 ISIN US6294841068 AGENDA 933342610 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------- ---------- ------ ----------- 01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For OF MERGER, DATED AS OF JULY 15, 2010, BY AND AMONG PROSIGHT SPECIALTY INSURANCE HOLDINGS, INC., PSI MERGER SUB INC. AND NYMAGIC, INC. 02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 18 GAMCO Westwood Mighty MitesSM Fund ORITANI FINANCIAL CORP SECURITY 68633D103 MEETING TYPE Annual TICKER SYMBOL ORIT MEETING DATE 23-Nov-2010 ISIN US68633D1037 AGENDA 933342406 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 NICHOLAS ANTONACCIO For For 2 KEVIN J. LYNCH For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ORITANI FINANCIAL CORP. FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
GSI GROUP INC. SECURITY 36191C106 MEETING TYPE Annual and Special Meeting TICKER SYMBOL LASR MEETING DATE 23-Nov-2010 ISIN CA36191C1068 AGENDA 933342519 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ------ ----------- 01 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. 02 TO APPROVE THE GSI GROUP INC. 2010 INCENTIVE AWARD Management For For PLAN. 03 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For ARTICLES TO EFFECT A REVERSE STOCK SPLIT OF OUR COMMON SHARES BY A RATIO OF 1-FOR-2, 1-FOR-3, 1-FOR- 4, OR 1-FOR-5, WITH THE EXACT RATIO TO BE DETERMINED BY OUR BOARD OF DIRECTORS IN ITS DISCRETION, AND TO AUTHORIZE OUR BOARD OF DIRECTORS TO IMPLEMENT THE REVERSE STOCK SPLIT AT ANY TIME PRIOR TO FEBRUARY 23, 2011 BY FILING AN AMENDMENT TO OUR ARTICLES.
TIB FINANCIAL CORP. SECURITY 872449103 MEETING TYPE Special TICKER SYMBOL TIBB MEETING DATE 01-Dec-2010 ISIN US8724491035 AGENDA 933347507 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 01 FOR APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 02 FOR APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For RESTATED ARTICLES OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 03 FOR APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For RESTATED ARTICLES OF INCORPORATION TO PERMIT SHAREHOLDERS TO ACT BY WRITTEN CONSENT AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
EPOCH HOLDING CORPORATION SECURITY 29428R103 MEETING TYPE Annual TICKER SYMBOL EPHC MEETING DATE 02-Dec-2010 ISIN US29428R1032 AGENDA 933338813 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 ALLAN R. TESSLER For For 2 WILLIAM W. PRIEST For For 3 ENRIQUE R. ARZAC For For 4 JEFFREY L. BERENSON For For 5 JOHN L. CECIL For For 6 PETER A. FLAHERTY For For 7 TIMOTHY T. TAUSSIG For For 02 RATIFICATION OF THE APPOINTMENT OF CF & CO., L.L.P. Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 19 GAMCO Westwood Mighty MitesSM Fund 1-800-FLOWERS.COM, INC. SECURITY 68243Q106 MEETING TYPE Annual TICKER SYMBOL FLWS MEETING DATE 02-Dec-2010 ISIN US68243Q1067 AGENDA 933339928 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 JOHN J. CONEFRY For For 2 LEONARD J. ELMORE For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM: PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 3, 2011 AS DESCRIBED IN THE PROXY STATEMENT.
THERMADYNE HOLDINGS CORPORATION SECURITY 883435307 MEETING TYPE Special TICKER SYMBOL THMD MEETING DATE 02-Dec-2010 ISIN US8834353075 AGENDA 933345161 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------ ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF OCTOBER 5, 2010, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG RAZOR HOLDCO INC., RAZOR MERGER SUB INC. AND THERMADYNE HOLDINGS CORPORATION. 02 TO ADJOURN THE SPECIAL MEETING TO A LATER DATE, IF Management For For NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
ULTICOM, INC. SECURITY 903844207 MEETING TYPE Special TICKER SYMBOL ULCM MEETING DATE 02-Dec-2010 ISIN US9038442078 AGENDA 933345680 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------ ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF OCTOBER 12, 2010, AMONG UTAH INTERMEDIATE HOLDING CORPORATION, A DELAWARE CORPORATION, UTAH MERGER CORPORATION, A NEW JERSEY CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF UTAH INTERMEDIATE HOLDING CORPORATION AND ULTICOM, INC., A NEW JERSEY CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME AND APPROVE THE MERGER. 02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A Management For For LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
NU HORIZONS ELECTRONICS CORP. SECURITY 669908105 MEETING TYPE Special TICKER SYMBOL NUHC MEETING DATE 07-Dec-2010 ISIN US6699081054 AGENDA 933344020 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------ ----------- 01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For THE MERGER AGREEMENT, DATED AS OF SEPTEMBER 19, 2010 (THE "MERGER AGREEMENT") BY AND AMONG NU HORIZONS ELECTRONICS CORP., ARROW ELECTRONICS, INC., AND NEPTUNE ACQUISITION CORPORATION, INC. 02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Management For For THE SPECIAL MEETING, IF NECESSARY, FOR THE SOLICITATION OF ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT.
KMG CHEMICALS, INC. SECURITY 482564101 MEETING TYPE Annual TICKER SYMBOL KMGB MEETING DATE 07-Dec-2010 ISIN US4825641016 AGENDA 933344373 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 DAVID L. HATCHER For For 2 J. NEAL BUTLER For For 3 GERALD G. ERMENTROUT For For 4 CHRISTOPHER T. FRASER For For 5 GEORGE W. GILMAN For For 6 FRED C. LEONARD, III For For 7 STEPHEN A. THORINGTON For For 8 KAREN A. TWITCHELL For For 9 RICHARD L. URBANOWSKI For For 02 TO RATIFY THE APPOINTMENT OF UHY LLP AS THE . Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND AUDITORS FOR THE COMPANY FOR FISCAL YEAR 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 20 GAMCO Westwood Mighty MitesSM Fund AARON'S INC. SECURITY 002535300 MEETING TYPE Special TICKER SYMBOL AANA MEETING DATE 07-Dec-2010 ISIN US0025353006 AGENDA 933346214 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 01 APPROVAL OF AN AMENDMENT TO ARTICLES OF Management For For INCORPORATION TO CONVERT ALL SHARES OF COMMON STOCK INTO CLASS A COMMON STOCK, REMOVE THE CURRENT CLASS OF COMMON STOCK, RENAME CLASS A COMMON STOCK AS COMMON STOCK, ELIMINATE CERTAIN OBSOLETE PROVISIONS OF EXISTING ARTICLES OF INCORPORATION RELATING TO DUAL-CLASS COMMON STOCK STRUCTURE AND AMEND NUMBER OF AUTHORIZED SHARES TO 225,000,000. 02 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management Against Against BYLAWS TO ESTABLISH A CLASSIFIED BOARD OF DIRECTORS WITH THREE CLASSES OF DIRECTORS EACH TO SERVE A THREE-YEAR TERM. 03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management Against Against BYLAWS TO PROVIDE THAT VACANCIES ON OUR BOARD OF DIRECTORS SHALL ONLY BE FILLED BY OUR BOARD OF DIRECTORS. 04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For BYLAWS TO REDUCE THE DEFAULT APPROVAL THRESHOLD REQUIRED FOR MATTERS SUBMITTED TO SHAREHOLDERS FOR A VOTE.
PERICOM SEMICONDUCTOR CORPORATION SECURITY 713831105 MEETING TYPE Annual TICKER SYMBOL PSEM MEETING DATE 09-Dec-2010 ISIN US7138311052 AGENDA 933340349 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 ALEX CHIMING HUI For For 2 CHI-HUNG (JOHN) HUI PHD For For 3 HAU L. LEE, PH.D. For For 4 DENNIS MCKENNA For For 5 MICHAEL J. SOPHIE For For 6 SIU-WENG SIMON WONG PHD For For 7 EDWARD YANG For For 02 TO RATIFY THE APPOINTMENT OF BURR, PILGER & MAYER Management For For LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR 2011.
WHX CORPORATION SECURITY 929248607 MEETING TYPE Annual TICKER SYMBOL WXCO MEETING DATE 09-Dec-2010 ISIN US9292486076 AGENDA 933345212 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 WARREN G. LICHTENSTEIN For For 2 ROBERT FRANKFURT For For 3 JACK L. HOWARD For For 4 GLEN M. KASSAN For For 5 LOUIS KLEIN, JR. For For 6 JOHN H. MCNAMARA JR. For For 7 GAREN W. SMITH For For 02 TO APPROVE AN AMENDMENT TO THE AMENDED AND Management For For RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY, AS AMENDED, TO CHANGE THE NAME OF THE COMPANY FROM "WHX CORPORATION" TO "HANDY & HARMAN HOLDINGS LTD." 03 TO APPROVE AN AMENDMENT OF THE COMPANY'S 2007 . Management For For INCENTIVE STOCK PLAN (THE "2007 PLAN") TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK SUBJECT TO THE 2007 PLAN FROM 80,000 SHARES TO 1,200,000 SHARES. 04 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 21 GAMCO Westwood Mighty MitesSM Fund A. SCHULMAN, INC. SECURITY 808194104 MEETING TYPE Annual TICKER SYMBOL SHLM MEETING DATE 09-Dec-2010 ISIN US8081941044 AGENDA 933346303 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 EUGENE R. ALLSPACH For For 2 GREGORY T. BARMORE For For 3 DAVID G. BIRNEY For For 4 HOWARD R. CURD For For 5 JOSEPH M. GINGO For For 6 MICHAEL A. MCMANUS, JR. For For 7 LEE D. MEYER For For 8 JAMES A. MITAROTONDA For For 9 ERNEST J. NOVAK, JR. For For 10 DR. IRVIN D. REID For For 11 JOHN B. YASINSKY For For 02 THE RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS A. SCHULMAN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2011. 03 THE ADOPTION AND APPROVAL OF A. SCHULMAN'S 2010 Management Against Against VALUE CREATION REWARDS PLAN.
THERMOGENESIS CORP. SECURITY 883623308 MEETING TYPE Annual TICKER SYMBOL KOOL MEETING DATE 10-Dec-2010 ISIN US8836233085 AGENDA 933342420 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 HUBERT E. HUCKEL, M.D. For For 2 DAVID W.CARTER For For 3 PATRICK J. MCENANY For For 4 CRAIG W. MOORE For For 5 MAHENDRA S. RAO, PH.D For For 6 J. MELVILLE ENGLE For For 02 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
GYRODYNE COMPANY OF AMERICA, INC. SECURITY 403820103 MEETING TYPE Annual TICKER SYMBOL GYRO MEETING DATE 10-Dec-2010 ISIN US4038201038 AGENDA 933348662 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 RONALD J. MACKLIN For For 2 STEPHEN V. MARONEY For For 3 PHILIP F. PALMEDO For For 02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN Management For For REMINICK LLP AS INDEPENDENT ACCOUNTANTS FOR THE CURRENT FISCAL YEAR.
ICO GLOBAL COMMUNICATIONS (HLDG.) LTD. SECURITY 44930K108 MEETING TYPE Annual TICKER SYMBOL ICOG MEETING DATE 13-Dec-2010 ISIN US44930K1088 AGENDA 933342773 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 1 DIRECTOR Management 1 RICHARD P. EMERSON For For 2 RICHARD P. FOX For For 3 NICOLAS KAUSER For For 4 CRAIG O. MCCAW For For 5 BARRY L. ROWAN For For 6 R. GERARD SALEMME For For 7 STUART M. SLOAN For For 8 H. BRIAN THOMPSON For For 9 BENJAMIN G. WOLFF For For 2 RATIFICATION OF THE SELECTION BY THE AUDIT Management For For COMMITTEE OF THE BOARD OF DIRECTORS OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR
WINNEBAGO INDUSTRIES, INC. SECURITY 974637100 MEETING TYPE Annual TICKER SYMBOL WGO MEETING DATE 14-Dec-2010 ISIN US9746371007 AGENDA 933342684 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------ ----------- 1 DIRECTOR Management 1 ROBERT M. CHIUSANO For For 2 JERRY N. CURRIE For For 3 LAWRENCE A. ERICKSON For For 2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS WINNEBAGO INDUSTRIES, INC. INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 22 GAMCO Westwood Mighty MitesSM Fund OIL-DRI CORPORATION OF AMERICA SECURITY 677864100 MEETING TYPE Annual TICKER SYMBOL ODC MEETING DATE 14-Dec-2010 ISIN US6778641000 AGENDA 933345781 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 J. STEVEN COLE For For 2 ARNOLD W. DONALD For For 3 DANIEL S. JAFFEE For For 4 RICHARD M. JAFFEE For For 5 JOSEPH C. MILLER For For 6 MICHAEL A. NEMEROFF For For 7 ALLAN H. SELIG For For 8 PAUL E. SUCKOW For For 02 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JULY 31, 2011.
GP STRATEGIES CORPORATION SECURITY 36225V104 MEETING TYPE Annual TICKER SYMBOL GPX MEETING DATE 15-Dec-2010 ISIN US36225V1044 AGENDA 933343206 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------ ----------- 1 DIRECTOR Management 1 HARVEY P. EISEN For For 2 MARSHALL S. GELLER For For 3 SCOTT N. GREENBERG For For 4 SUE W. KELLY For For 5 RICHARD C. PFENNIGER For For 6 A. MARVIN STRAIT For For 7 GENE A. WASHINGTON For For 8 DANIEL M. FRIEDBERG For For 2 TO RATIFY THE BOARD OF DIRECTORS' APPOINTMENT OF Management For For KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. 3 ANY OTHER MATTERS PROPERLY BROUGHT BEFORE THE Management For For MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
CROWN MEDIA HOLDINGS, INC. SECURITY 228411104 MEETING TYPE Annual TICKER SYMBOL CRWN MEETING DATE 16-Dec-2010 ISIN US2284111042 AGENDA 933344955 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 WILLIAM J. ABBOTT For For 2 DWIGHT C. ARN For For 3 ROBERT C. BLOSS For For 4 WILLIAM CELLA For For 5 GLENN CURTIS For For 6 STEVE DOYAL For For 7 BRIAN E. GARDNER For For 8 HERBERT GRANATH For For 9 DONALD HALL, JR. For For 10 IRVINE O. HOCKADAY, JR. For For 11 A. DRUE JENNINGS For For 12 PETER A. LUND For For 13 BRAD R. MOORE For For 14 DEANNE STEDEM For For 02 APPROVE THE CHIEF EXECUTIVE OFFICER AND OTHER Management For For EXECUTIVE OFFICERS' PERFORMANCE-BASED COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 23 GAMCO Westwood Mighty MitesSM Fund ACTIVIDENTITY CORPORATION SECURITY 00506P103 MEETING TYPE Special TICKER SYMBOL ACTI MEETING DATE 16-Dec-2010 ISIN US00506P1030 AGENDA 933349551 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ------ ----------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OR Management For For MERGER, DATED AS OF OCTOBER 11, 2010 (THE "MERGER AGREEMENT"), BY AND AMONG ASSA ABLOY INC., AN OREGON CORPORATION ("ASSA US"), FITACQUISITION, INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF ASSA US ("MERGER SUB"), AND ACTIVIDENTITY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
VILLAGE SUPER MARKET, INC. SECURITY 927107409 MEETING TYPE Annual TICKER SYMBOL VLGEA MEETING DATE 17-Dec-2010 ISIN US9271074091 AGENDA 933341098 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- --------- ----------- 1 DIRECTOR Management 1 JAMES SUMAS For For 2 ROBERT SUMAS For For 3 WILLIAM SUMAS For For 4 JOHN P. SUMAS For For 5 KEVIN BEGLEY For For 6 NICHOLAS SUMAS For For 7 JOHN J. SUMAS For For 8 STEVEN CRYSTAL For For 9 DAVID C. JUDGE For For 10 PETER R. LAVOY For For 11 STEPHEN F. ROONEY For For 2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL 2011. 3 TO APPROVE THE VILLAGE SUPER MARKET, INC. 2010 Management Against Against STOCK PLAN.
ACERGY S.A. SECURITY 00443E104 MEETING TYPE Special TICKER SYMBOL ACGY MEETING DATE 20-Dec-2010 ISIN US00443E1047 AGENDA 933355097 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------ ----------- 01 TO APPOINT MR. BOB LONG AS AN INDEPENDENT NON- Management For For EXECUTIVE DIRECTOR OF THE COMPANY, TO SERVE FOR AN INITIAL TERM COMMENCING ON AND SUBJECT TO COMPLETION OF THE COMBINATION AND EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD NOT LESS THAN 12 MONTHS AFTER COMPLETION.
NIGHTHAWK RADIOLOGY HOLDINGS, INC. SECURITY 65411N105 MEETING TYPE Special TICKER SYMBOL NHWK MEETING DATE 22-Dec-2010 ISIN US65411N1054 AGENDA 933354083 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------ ---------- ------ ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF SEPTEMBER 26, 2010, BY AND AMONG VIRTUAL RADIOLOGIC CORPORATION, EAGLE MERGER SUB CORPORATION AND NIGHTHAWK RADIOLOGY HOLDINGS, INC. (THE "MERGER AGREEMENT"). 02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
CELLU TISSUE HOLDINGS, INC. SECURITY 151169109 MEETING TYPE Special TICKER SYMBOL CLU MEETING DATE 23-Dec-2010 ISIN US1511691099 AGENDA 933356974 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ------ ----------- 01 THE PROPOSAL TO ADOPT AND APPROVE THE Management For For AGREEMENT AND PLAN OF MERGER DATED SEPTEMBER 15, 2010, AS AMENDED FROM TIME TO TIME, BY AND AMONG CELLU TISSUE HOLDINGS, INC, CLEARWATER PAPER CORPORATION, AND SAND DOLLAR ACQUISITION CORPORATION. 02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING, FOR Management For For ANY PURPOSE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF MERGER.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 24 GAMCO Westwood Mighty MitesSM Fund HESKA CORPORATION SECURITY 42805E207 MEETING TYPE Special TICKER SYMBOL HSKA MEETING DATE 29-Dec-2010 ISIN US42805E2072 AGENDA 933354588 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ------------ ------ ------------ 01 TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For CERTIFICATE OF INCORPORATION, AS AMENDED, TO EFFECT A ONE-FOR-TEN REVERSE SPLIT OF OUR COMMON STOCK, TOGETHER WITH A CORRESPONDING REDUCTION IN THE TOTAL NUMBER OF SHARES OF OUR AUTHORIZED STOCK AND INCREASE IN THE PAR VALUE FOR SUCH AUTHORIZED STOCK. 02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY TO SOLICIT ADDITIONAL PROXIES FOR THE REVERSE STOCK SPLIT AMENDMENT PROPOSAL
SYCAMORE NETWORKS, INC. SECURITY 871206405 MEETING TYPE Annual TICKER SYMBOL SCMR MEETING DATE 04-Jan-2011 ISIN US8712064059 AGENDA 933347278 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ------------ ------ ------------ 1 DIRECTOR Management 1 GURURAJ DESHPANDE For For 2 CRAIG R. BENSON For For 2 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS SYCAMORE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2011. 3 IF PROPERLY PRESENTED AT THE ANNUAL MEETING, TO Shareholder Against For ACT ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS ADOPT A SIMPLE MAJORITY VOTE STANDARD IN SYCAMORE'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND BY- LAWS.
ZEP INC SECURITY 98944B108 MEETING TYPE Annual TICKER SYMBOL ZEP MEETING DATE 06-Jan-2011 ISIN US98944B1089 AGENDA 933350364 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ------------ ------ ------------ 1 DIRECTOR Management 1 TIMOTHY M. MANGANELLO For For 2 JOHN K. MORGAN For For 3 JOSEPH SQUICCIARINO For For 4 TIMOTHY T. TEVENS For For 2 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Management For For PUBLIC ACCOUNTING FIRM.
THE GREENBRIER COMPANIES, INC. SECURITY 393657101 MEETING TYPE Annual TICKER SYMBOL GBX MEETING DATE 07-Jan-2011 ISIN US3936571013 AGENDA 933354350 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ------------ ------ ------------ 01 DIRECTOR Management 1 GRAEME A. JACK For For 2 VICTORIA MCMANUS For For 3 WENDY L. TERAMOTO For For 4 BENJAMIN R. WHITELEY For For 02 APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Management For For STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN AND TO CHANGE THE VESTING SCHEDULE FOR RESTRICTED STOCK GRANTS TO NON-EMPLOYEE DIRECTORS. 03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For THE COMPANY'S INDEPENDENT AUDITORS FOR 2011 SUBJECT TO THE AUDIT COMMITTEE'S RIGHT, IN ITS DISCRETION, TO APPOINT A DIFFERENT INDEPENDENT AUDITOR AT ANY TIME DURING THE YEAR.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 25 GAMCO Westwood Mighty MitesSM Fund HERLEY INDUSTRIES, INC. SECURITY 427398102 MEETING TYPE Annual TICKER SYMBOL HRLY MEETING DATE 11-Jan-2011 ISIN US4273981021 AGENDA 933360252 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ------------ ------ ------------ 01 DIRECTOR Management 1 DR. EDWARD A. BOGUCZ For For 2 CARLOS C. CAMPBELL For For 3 F. JACK LIEBAU, JR. For For 4 MICHAEL N. POCALYKO For For 5 JOHN A. THONET For For 6 RAJ TATTA For For 02 PROPOSAL TO AMEND ARTICLE V OF THE COMPANY'S Management For For BYLAWS TO MODIFY THE DEFINITION OF "INDEPENDENT DIRECTOR." 03 PROPOSAL TO AMEND SECTION 3, ARTICLE V OF THE Management For For COMPANY'S BYLAWS TO GIVE THE AUDIT COMMITTEE RESPONSIBILITY FOR REVIEW OF "AFFILIATE TRANSACTIONS." 04 PROPOSAL TO AMEND ARTICLE V OF THE BYLAWS TO Management Against Against DELETE SECTION 5, WHICH CURRENTLY REQUIRES A TWO- THIRDS VOTE OF STOCKHOLDERS TO AMEND ARTICLE V OF THE BYLAWS. 05 PROPOSAL TO AMEND SECTIONS 1 AND 4 OF ARTICLE V OF Management For For THE BYLAWS TO CORRECT TYPOGRAPHICAL ERRORS.
CANTEL MEDICAL CORP. SECURITY 138098108 MEETING TYPE Annual TICKER SYMBOL CMN MEETING DATE 13-Jan-2011 ISIN US1380981084 AGENDA 933355302 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ------------ ------ ------------ 01 DIRECTOR Management 1 ROBERT L. BARBANELL For For 2 ALAN R. BATKIN For For 3 JOSEPH M. COHEN For For 4 CHARLES M. DIKER For For 5 MARK N. DIKER For For 6 GEORGE L. FOTIADES For For 7 ALAN J. HIRSCHFIELD For For 8 ANDREW A. KRAKAUER For For 9 P.J. PRONOVOST, MD, PHD For For 10 BRUCE SLOVIN For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM
FIRST MERCURY FINANCIAL CORP. SECURITY 320841109 MEETING TYPE Special TICKER SYMBOL FMR MEETING DATE 14-Jan-2011 ISIN US3208411096 AGENDA 933359792 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ------------ ------ ------------ 01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 28, 2010, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG FAIRFAX FINANCIAL HOLDINGS LIMITED, FAIRFAX INVESTMENTS II USA CORP. AND FIRST MERCURY FINANCIAL CORPORATION. 02 TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN Management For For THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER REFERENCED IN PROPOSAL 1 ABOVE. 03 TO TRANSACT ANY OTHER BUSINESS THAT MAY Management For For PROPERLY COME BEFORE THE SPECIAL MEETING, OR ANY ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, BY OR AT THE DIRECTION OF THE BOARD OF DIRECTORS OF THE COMPANY.
DAWSON GEOPHYSICAL COMPANY SECURITY 239359102 MEETING TYPE Annual TICKER SYMBOL DWSN MEETING DATE 18-Jan-2011 ISIN US2393591027 AGENDA 933358017 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ------------ ------ ----------- 01 DIRECTOR Management 1 PAUL H. BROWN For For 2 CRAIG W. COOPER For For 3 L. DECKER DAWSON For For 4 GARY M. HOOVER For For 5 STEPHEN C. JUMPER For For 6 JACK D. LADD For For 7 TED R. NORTH For For 8 TIM C. THOMPSON For For 02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 26 GAMCO Westwood Mighty MitesSM Fund ROCK OF AGES CORPORATION SECURITY 772632105 MEETING TYPE Special TICKER SYMBOL ROAC MEETING DATE 18-Jan-2011 ISIN US7726321059 AGENDA 933360125 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ------------ ------ ------------ 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF OCTOBER 18, 2010, BY AND AMONG ROCK OF AGES CORPORATION, SWENSON GRANITE COMPANY, LLC AND GRANITE ACQUISITION, LLC. 02 TO ADJOURN MEETING IF NECESSARY TO PERMIT Management For For FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES OF CLASS A COMMON STOCK AT THE TIME OF MEETING TO SATISFY THE CONDITION IN MERGER AGREEMENT THAT MERGER AGREEMENT BE APPROVED BY A MAJORITY OF THE OUTSTANDING SHARES OF OUR CLASS A COMMON STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
MARINEMAX, INC. SECURITY 567908108 MEETING TYPE Annual TICKER SYMBOL HZO MEETING DATE 19-Jan-2011 ISIN US5679081084 AGENDA 933357736 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ------------ ------ ------------ 1A ELECTION OF MICHAEL H. MCLAMB AS A DIRECTOR TO Management For For SERVE A THREE-YEAR TERM EXPIRING IN 2014 1B ELECTION OF RUSSELL J. KNITTEL AS A DIRECTOR TO Management For For SERVE A THREE-YEAR TERM EXPIRING IN 2014 02 TO APPROVE OUR 2011 STOCK-BASED COMPENSATION Management Against Against PLAN. 03 TO APPROVE OUR INCENTIVE COMPENSATION PROGRAM Management For For SO AS TO TAKE ADVANTAGE OF THE BENEFITS OF SECTION 162(M). 04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS Management For For OUR INDEPENDENT AUDITOR FOR THE YEAR ENDING SEPTEMBER 30, 2011.
CHASE CORPORATION SECURITY 16150R104 MEETING TYPE Annual TICKER SYMBOL CCF MEETING DATE 19-Jan-2011 ISIN US16150R1041 AGENDA 933361696 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ------------ 01 DIRECTOR Management 1 ADAM P. CHASE For For 2 PETER R. CHASE For For 3 MARY CLAIRE CHAS E For For 4 J. BROOKS FENNO For For 5 LEWIS P. GACK For For 6 GEORGE M. HUGHES For For 7 RONALD LEVY For For 8 THOMAS WROE, JR. For For 02 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2011.
EURAND N.V. SECURITY N31010106 MEETING TYPE Special TICKER SYMBOL EURX MEETING DATE 19-Jan-2011 ISIN NL0000886448 AGENDA 933363854 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ------------ 1A TO APPOINT JOHN J. FRAHER AS EXECUTIVE DIRECTOR 'A' Management For For AND CHIEF EXECUTIVE OFFICER OF THE COMPANY. 1B TO APPOINT CECILIA GONZALO AS A NON-EXECUTIVE Management For For DIRECTOR 'B' OF THE COMPANY. 2A TO REVIEW AND APPROVE COMPENSATION FOR JOHN J. Management For For FRAHER, EXECUTIVE DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE COMPANY. 2B TO REVIEW AND APPROVE COMPENSATION FOR ANGELO Management For For C. MALAHIAS, CHAIRMAN OF THE BOARD OF THE COMPANY. 2C TO REVIEW AND APPROVE COMPENSATION FOR CECILIA Management For For GONZALO AS A DIRECTOR OF THE COMPANY. 03 TO GRANT A DISCHARGE TO THE RESIGNING DIRECTORS Management For For (GEAROID FAHERTY AND JONATHAN COSGRAVE) IN RESPECT OF THEIR MANAGEMENT. 04 TO APPROVE THE SHARE PURCHASE AGREEMENT BY AND Management For For AMONG THE COMPANY, AXCAN HOLDINGS INC. AND AXCAN PHARMA HOLDING B.V. 05 TO REVIEW & APPROVE SALE OF ALL ASSETS & LIABILITIES Management For For OF COMPANY TO AXCAN PHARMA HOLDING B.V. OR ONE OR MORE OF ITS DESIGNEES. 06 TO APPROVE THE DESIGNATION OF THE MEMBERS OF Management For For SPECIAL COMMITTEE WITH RESPECT TO SALE OF ASSETS AND LIABILITIES OF THE COMPANY. 7A TO APPOINT RICHARD TARTE, VP, CORPORATE Management For For DEVELOPMENT AND GENERAL COUNSEL OF AXCAN, AS AN EXECUTIVE DIRECTOR 'A' OF THE COMPANY. 7B TO APPOINT RICHARD DEVLEESCHOUWER, SENIOR VICE Management For For PRESIDENT, HUMAN RESOURCES OF AXCAN, AS AN EXECUTIVE DIRECTOR 'A' OF THE COMPANY.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 27
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ------------ 7C TO APPOINT STEVE GANNON, SENIOR VICE PRESIDENT, Management For For CFO OF AXCAN, AS AN EXECUTIVE DIRECTOR 'A' OF THE COMPANY. 08 TO APPROVE THE DISSOLUTION OF THE COMPANY, Management For For EFFECTIVE UPON THE COMPLETION OF THE SUBSEQUENT OFFERING PERIOD. 09 TO APPROVE THE APPOINTMENT OF AXCAN PHARMA Management For For HOLDING B.V. KEEPER OF BOOKS & RECORDS OF COMPANY UPON TERMINATION OF LIQUIDATION. 10 TO APPROVE ANY OTHER RESOLUTION TABLED IN Management For For CONNECTION WITH THE ABOVE.
TECH/OPS SEVCON, INC. SECURITY 878293109 MEETING TYPE Annual TICKER SYMBOL TO MEETING DATE 25-Jan-2011 ISIN US8782931096 AGENDA 933361963 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ------------ 01 DIRECTOR Management 1 MATTHEW BOYLE For For 2 PAUL O. STUMP For For 02 RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 03 TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against EXECUTIVE OFFICERS. 04 TO INDICATE THE FREQUENCY OF VOTES TO APPROVE Management Abstain Against THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS.
CAMINO MINERALS CORPORATION SECURITY 138050109 MEETING TYPE Annual and Special Meeting TICKER SYMBOL CAMZF MEETING DATE 25-Jan-2011 ISIN CA1380501090 AGENDA 933362864 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ------------ 01 TO SET THE NUMBER OF DIRECTORS AT FOUR (4). Management For For 02 DIRECTOR Management 1 R.E. GORDON DAVIS For For 2 GORDON BOGDEN For For 3 JAMES TUTTON For For 4 DAVID WATKINS For For 03 TO APPOINT PRICEWATERHOUSECOOPERS LLP, Management For For CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AT A REMUNERATION TO BE FIXED BY THE DIRECTORS. 04 TO APPROVE THE OPTION PLAN RESOLUTION RELATING Management For For TO THE ADOPTION OF THE STOCK OPTION PLAN OF THE COMPANY, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR DATED DECEMBER 6, 2010.
CRAZY WOMAN CREEK BANCORP INCORPORATED SECURITY 225233105 MEETING TYPE Annual TICKER SYMBOL CRZY MEETING DATE 26-Jan-2011 ISIN US2252331051 AGENDA 933360923 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ------------ 01 DIRECTOR Management 1 RICHARD REIMANN Withheld Against 2 SANDRA K. TODD Withheld Against 3 PAUL M. BRUNKHORST Withheld Against 02 THE RATIFICATION OF THE APPOINTMENT OF ANDERSON Management Against Against ZURMUEHLEN, CPA AS INDEPENDENT AUDITORS OF CRAZY WOMAN CREEK BANCORP INCORPORATED FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
ROCHESTER MEDICAL CORPORATION SECURITY 771497104 MEETING TYPE Annual TICKER SYMBOL ROCM MEETING DATE 27-Jan-2011 ISIN US7714971048 AGENDA 933361216 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ------------ 01 DIRECTOR Management 1 DARNELL L. BOEHM For For 2 ANTHONY J. CONWAY For For 3 DAVID A. JONAS For For 4 ROGER W. SCHNOBRICH For For 5 BENSON SMITH For For 02 RATIFICATION OF SELECTION OF GRANT THORNTON LLP Management For For AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011 03 ADVISORY APPROVAL, BY NON-BINDING VOTE, OF Management Abstain Against EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 28 GAMCO Westwood Mighty MitesSM Fund RGC RESOURCES, INC. SECURITY 74955L103 MEETING TYPE Annual TICKER SYMBOL RGCO MEETING DATE 31-Jan-2011 ISIN US74955L1035 AGENDA 933360151 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ------------ 01 DIRECTOR Management 1 NANCY HOWELL AGEE For For 2 J. ALLEN LAYMAN For For 3 RAYMOND D. SMOOT, JR. For For 02 TO RATIFY THE SELECTION OF BROWN EDWARDS & Management For For COMPANY L.L.P. AS THE INDEPENDENT ACCOUNTANTS. 03 TO AUTHORIZE AN ADDITIONAL 50,000 SHARES OF Management For For COMMON STOCK FOR THE RESTRICTED STOCK PLAN FOR OUTSIDE DIRECTORS FOR PURCHASE AT MARKET PRICE. 04 A NON-BINDING SHAREHOLDER ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 05 A NON-BINDING SHAREHOLDER ADVISORY VOTE ON THE Management Abstain Against FREQUENCY OF HOLDING A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION.
LINDSAY CORPORATION SECURITY 535555106 MEETING TYPE Annual TICKER SYMBOL LNN MEETING DATE 31-Jan-2011 ISIN US5355551061 AGENDA 933364440 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ------------ 01 DIRECTOR Management 1 MICHAEL N. CHRISTODOLOU For For 2 W. THOMAS JAGODINSKI For For 3 J. DAVID MCINTOSH For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING AUGUST 31, 2011. 03 NON-BINDING VOTE ON RESOLUTION TO APPROVE THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 NON-BINDING VOTE ON WHETHER A STOCKHOLDER VOTE Management Abstain Against TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD BE TAKEN EVERY YEAR, EVERY SECOND YEAR OR EVERY THIRD YEAR.
GRIFFON CORPORATION SECURITY 398433102 MEETING TYPE Annual TICKER SYMBOL GFF MEETING DATE 03-Feb-2011 ISIN US3984331021 AGENDA 933360048 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ------------ 01 DIRECTOR Management 1 BERTRAND M. BELL For For 2 ROBERT G. HARRISON For For 3 RONALD J. KRAMER For For 4 MARTIN S. SUSSMAN For For 02 APPROVAL OF THE RESOLUTION APPROVING THE Management Abstain Against COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 03 SELECTION OF VOTING FREQUENCY FOR FUTURE Management Abstain Against ADVISORY VOTES ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. 04 APPROVAL OF THE GRIFFON CORPORATION 2011 EQUITY Management Against Against INCENTIVE PLAN. 05 APPROVAL OF THE GRIFFON CORPORATION 2011 Management For For PERFORMANCE BONUS PLAN. 06 RATIFICATION OF THE SELECTION BY OUR AUDIT Management For For COMMITTEE OF GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
L-1 IDENTITY SOLUTIONS, INC. SECURITY 50212A106 MEETING TYPE Special TICKER SYMBOL ID MEETING DATE 03-Feb-2011 ISIN US50212A1060 AGENDA 933363967 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ------------ 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF SEPTEMBER 19, 2010, BY AND AMONG L-1 IDENTITY SOLUTIONS, INC., A DELAWARE CORPORATION, SAFRAN SA, A FRENCH SOCIETE ANONYME, AND LASER ACQUISITION SUB INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF SAFRAN SA, AND TO APPROVE THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. 02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 29 GAMCO Westwood Mighty MitesSM Fund TECHNICAL COMMUNICATIONS CORPORATION SECURITY 878409101 MEETING TYPE Annual TICKER SYMBOL TCCO MEETING DATE 07-Feb-2011 ISIN US8784091014 AGENDA 933364779 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ------------ 01 DIRECTOR Management 1 ROBERT T. LESSARD For For 02 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against COMPANY'S NAMED EXECUTIVE OFFICERS. 03 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Management Abstain Against VOTING BY STOCKHOLDERS ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 APPROVE THE TECHNICAL COMMUNICATIONS Management Against Against CORPORATION 2010 EQUITY INCENTIVE PLAN, AS AMENDED AND RESTATED. 05 RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN LLP Management For For AS REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2011.
SURMODICS, INC. SECURITY 868873100 MEETING TYPE Annual TICKER SYMBOL SRDX MEETING DATE 07-Feb-2011 ISIN US8688731004 AGENDA 933365694 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ------------ 01 DIRECTOR Management 1 ROBERT C. BUHRMASTER For For 2 JEFFREY C. SMITH For For 3 SUSAN E. KNIGHT For For 02 TO SET THE NUMBER OF DIRECTORS AT TEN (10). Management For For 03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For SURMODICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 04 CAST A NON-BINDING ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 05 CAST A NON-BINDING ADVISORY VOTE REGARDING THE Management Abstain Against FREQUENCY OF NON-BINDING SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.
INGLES MARKETS, INCORPORATED SECURITY 457030104 MEETING TYPE Annual TICKER SYMBOL IMKTA MEETING DATE 08-Feb-2011 ISIN US4570301048 AGENDA 933361141 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ------------ 01 DIRECTOR Management 1 FRED D. AYERS For For 2 JOHN O. POLLARD For For 02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION, AS DISCLOSED IN THE PROXY STATEMENT. 03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 04 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2011. 05 STOCKHOLDER PROPOSAL CONCERNING EQUAL Shareholder Against For SHAREHOLDER VOTING.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 30 GAMCO Westwood Mighty MitesSM Fund CRUCELL N.V. SECURITY 228769105 MEETING TYPE Special TICKER SYMBOL CRXL MEETING DATE 08-Feb-2011 ISIN US2287691057 AGENDA 933366608 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ------------ 3A PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF Management For For THE COMPANY WITH EFFECT OF THE SETTLEMENT DATE, BEING THE DATE NO LATER THAN THE THIRD BUSINESS DAY AFTER THE DATE THE OFFER HAS BEEN DECLARED UNCONDITIONAL, UNDER THE CONDITION PRECEDENT OF THE CONTEMPLATED OFFER OF JOHNSON & JOHNSON FOR ALL THE ISSUED AND OUTSTANDING SHARES IN THE CAPITAL OF THE COMPANY (THE OFFER) BEING DECLARED UNCONDITIONAL. (RESOLUTION). 3B PROPOSAL TO AUTHORISE EACH MEMBER OF THE BOARD Management For OF MANAGEMENT OF THE COMPANY AND ALSO EACH CIVIL LAW NOTARY, DEPUTY CIVIL LAW NOTARY AND NOTARIAL ASSISTANT OF ALLEN & OVERY LLP, EACH OF THEM SEVERALLY, WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL, TO APPLY TO THE DUTCH MINISTRY OF JUSTICE FOR THE STATEMENT OF NO OBJECTIONS AND TO HAVE THE DEED OF AMENDMENT OF THE ARTICLES OF ASSOCIATION EXECUTED. (RESOLUTION). 04 RESIGNATION SUPERVISORY BOARD AND DISCHARGE: Management For For RESIGNATION OF MESSRS. W.M. BURNS, S.A. DAVIS, P. SATOW, J.S.S. SHANNON, G.R. SIBER, F.F. WALLER AND C.- E. WILHELMSSON AS MEMBERS OF THE SUPERVISORY BOARD AND THE PROPOSAL TO GRANT DISCHARGE WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION). 5A PROPOSAL TO APPOINT MR. J.H.J. PEETERS AS MEMBER Management For For OF THE SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION). 5B PROPOSAL TO APPOINT MR. P. STOFFELS AS MEMBER OF Management For For THE SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION). 5C PROPOSAL TO APPOINT MR. T.J. HEYMAN AS MEMBER OF Management For For THE SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION). 5D PROPOSAL TO APPOINT MR. J.J.U. VAN HOOF AS MEMBER Management For For OF THE SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION). 5E PROPOSAL TO APPOINT MS. J.V. GRIFFITHS AS MEMBER OF Management For For THE SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION). 5F PROPOSAL TO APPOINT MR. B.W. VAN ZIJLL LANGHOUT AS Management For For MEMBER OF THE SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION). 5G PROPOSAL TO APPOINT MR. P. KORTE AS MEMBER OF THE Management For For SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION). 5H PROPOSAL TO APPOINT MR. D.-J. ZWEERS AS MEMBER OF Management For For THE SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION). 5I PROPOSAL TO APPOINT MR. J.C. BOT AS MEMBER OF THE Management For For SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION).
J & J SNACK FOODS CORP. SECURITY 466032109 MEETING TYPE Annual TICKER SYMBOL JJSF MEETING DATE 09-Feb-2011 ISIN US4660321096 AGENDA 933360581 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ------------ 01 DIRECTOR Management For For 1 PETER G. STANLEY 02 ADVISORY VOTE ON APPROVAL OF THE COMPANY'S Management Abstain Against EXECUTIVE COMPENSATION PROGRAMS 03 ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against SHAREHOLDER'S ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM
MTS SYSTEMS CORPORATION SECURITY 553777103 MEETING TYPE Annual TICKER SYMBOL MTSC MEETING DATE 09-Feb-2011 ISIN US5537771033 AGENDA 933361660 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------ ---------- ----- ---------- 01 DIRECTOR Management 1 DAVID J. ANDERSON For For 2 JEAN-LOU CHAMEAU For For 3 LAURA B. HAMILTON For For 4 BRENDAN C. HEGARTY For For 5 EMILY M. LIGGETT For For 6 WILLIAM V. MURRAY For For 7 BARB J. SAMARDZICH For For 8 GAIL P. STEINEL For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 31 GAMCO Westwood Mighty MitesSM Fund
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------ ---------- ----- ---------- 03 TO APPROVE THE MTS SYSTEMS CORPORATION 2011 Management Against Against STOCK INCENTIVE PLAN. 04 TO APPROVE THE MTS SYSTEMS CORPORATION 2012 Management For For EMPLOYEE STOCK PURCHASE PLAN. 05 TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING Management Abstain Against THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 06 TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING Management Abstain Against THE FREQUENCY OF THE VOTING ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
KEY TECHNOLOGY, INC. SECURITY 493143101 MEETING TYPE Annual TICKER SYMBOL KTEC MEETING DATE 11-Feb-2011 ISIN US4931431013 AGENDA 933362004 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------ ---------- ----- ---------- 01 DIRECTOR Management 1 DAVID M. CAMP For For 2 RICHARD LAWRENCE For For 02 PROPOSAL TO CONSIDER ADVISORY APPROVAL OF THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 PROPOSAL TO CONDUCT AN ADVISORY VOTE ON THE Management Abstain Against FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 PROPOSAL TO CONSIDER APPROVAL OF THE COMPANY'S Management Against Against 2010 EQUITY INCENTIVE PLAN. 05 PROPOSAL TO RATIFY SELECTION OF GRANT THORNTON Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2011 FISCAL YEAR.
SMART BALANCE, INC. SECURITY 83169Y108 MEETING TYPE Special TICKER SYMBOL SMBL MEETING DATE 15-Feb-2011 ISIN US83169Y1082 AGENDA 933365896 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ----------------------------------------------- ---- ---- ----------- 01 PROPOSAL TO APPROVE THE PROPOSED AMENDMENT TO Management For For OUR SECOND AMENDED AND RESTATED STOCK AND AWARDS PLAN TO ALLOW FOR A STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES (OTHER THAN OUR EXECUTIVE OFFICERS AND DIRECTORS). 02 PROPOSAL TO APPROVE THE PROPOSED AMENDMENT TO Management Against Against OUR SECOND AMENDED AND RESTATED STOCK AND AWARDS PLAN TO ALLOW FOR A STOCK OPTION EXCHANGE PROGRAM FOR OUR EXECUTIVE OFFICERS AND EMPLOYEE DIRECTORS.
LIQUIDITY SERVICES, INC. SECURITY 53635B107 MEETING TYPE Annual TICKER SYMBOL LQDT MEETING DATE 16-Feb-2011 ISIN US53635B1070 AGENDA 933368094 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- --------------------------------------------------- ---------- ----- ----------- 01 DIRECTOR Management 1 PHILLIP A. CLOUGH For For 2 GEORGE H. ELLIS For For 3 JAIME MATEUS-TIQUE For For 02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION. 04 ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
PROVIDENT NEW YORK BANCORP SECURITY 744028101 MEETING TYPE Annual TICKER SYMBOL PBNY MEETING DATE 17-Feb-2011 ISIN US7440281019 AGENDA 933364476 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- --------------------------------------------------- ---------- ----- ----------- 1 DIRECTOR Management 1 DENNIS L. COYLE For For 2 VICTORIA KOSSOVER For For 3 BURT STEINBERG For For 4 GEORGE STRAYTON For For 2 APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON Management Abstain Against THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS ("SAY-ON-PAY"); 3 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 4 RATIFICATION OF THE APPOINTMENT OF CROWE Management For For HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011; AND
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 32 GAMCO Westwood Mighty MitesSM Fund DYNAMEX INC. SECURITY 26784F103 MEETING TYPE Special TICKER SYMBOL DDMX MEETING DATE 18-Feb-2011 ISIN US26784F1030 AGENDA 933367561 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ----- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF DECEMBER 14, 2010, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG DYNAMEX INC., TRANSFORCE INC., AND TRANSFORCE ACQUISITION CORP. 02 TO APPROVE ANY ADJOURNMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
CAPITOL FEDERAL FINANCIAL INC SECURITY 14057J101 MEETING TYPE Annual TICKER SYMBOL CFFN MEETING DATE 22-Feb-2011 ISIN US14057J1016 AGENDA 933369212 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- I DIRECTOR Management 1 JEFFREY M. JOHNSON For For 2 MICHAEL T. MCCOY, M.D. For For 3 MARILYN S. WARD For For II ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against III ADVISORY VOTE ON FREQUENCY OF HOLDING ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. IV THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS CAPITOL FEDERAL FINANCIAL, INC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
UNIVERSAL TECHNICAL INSTITUTE, INC. SECURITY 913915104 MEETING TYPE Annual TICKER SYMBOL UTI MEETING DATE 23-Feb-2011 ISIN US9139151040 AGENDA 933366709 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: CONRAD A. CONRAD Management For For 1B ELECTION OF DIRECTOR: ALAN E. CABITO Management For For 1C ELECTION OF DIRECTOR: KIMBERLY J. MCWATERS Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against NAMED EXECUTIVE OFFICER COMPENSATION.
ALLIS-CHALMERS ENERGY INC. SECURITY 019645506 MEETING TYPE Special TICKER SYMBOL ALY MEETING DATE 23-Feb-2011 ISIN US0196455069 AGENDA 933368359 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF AUGUST 12, 2010, AMONG ALLIS- CHALMERS ENERGY INC., SEAWELL LIMITED AND WELLCO SUB COMPANY. 02 TO APPROVE AND ADOPT AN AMENDMENT TO THE Management For For CERTIFICATE OF DESIGNATION OF 7% CONVERTIBLE PERPETUAL PREFERRED STOCK. 03 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For THE SPECIAL MEETING OF THE STOCKHOLDERS OF ALLIS- CHALMERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE FOREGOING PROPOSALS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 33 GAMCO Westwood Mighty MitesSM Fund HEADWATERS INCORPORATED SECURITY 42210P102 MEETING TYPE Annual TICKER SYMBOL HW MEETING DATE 24-Feb-2011 ISIN US42210P1021 AGENDA 933364161 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 KIRK A. BENSON For For 2 E.J. "JAKE" GARN For For 3 RAYMOND J. WELLER For For 02 RATIFY THE SELECTION BY THE BOARD OF BDO USA, LLP Management For For AS INDEPENDENT AUDITORS OF HEADWATERS FOR FISCAL 2011. 03 APPROVE AMENDMENT TO CERTIFICATE OF Management For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES TO 200,000,000. 04 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Abstain Against 05 FREQUENCY OF HOLDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
CONTINUCARE CORPORATION SECURITY 212172100 MEETING TYPE Annual TICKER SYMBOL CNU MEETING DATE 24-Feb-2011 ISIN US2121721003 AGENDA 933368171 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 R.C. PFENNIGER, JR. For For 2 ROBERT J. CRESCI For For 3 NEIL FLANZRAICH For For 4 PHILLIP FROST, M.D. For For 5 JACOB NUDEL, M.D. For For 6 MARVIN A. SACKNER, M.D. For For 7 JACQUELINE M. SIMKIN For For 8 A. MARVIN STRAIT For For 02 THE RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS CONTINUCARE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2011. 03 A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Management Abstain Against OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON PAY"). 04 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against THE ADVISORY VOTE ON SAY ON PAY IN FUTURE YEARS.
ASCENT MEDIA CORPORATION SECURITY 043632108 MEETING TYPE Special TICKER SYMBOL ASCMA MEETING DATE 24-Feb-2011 ISIN US0436321089 AGENDA 933368931 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- 01 PROPOSAL TO APPROVE THE SALE OF 100% OF OUR Management For For CONTENT DISTRIBUTION BUSINESS UNIT TO ENCOMPASS DIGITAL MEDIA, INC. AND ITS WHOLLY-OWNED SUBSIDIARY.
JOHNSON OUTDOORS INC. SECURITY 479167108 MEETING TYPE Annual TICKER SYMBOL JOUT MEETING DATE 02-Mar-2011 ISIN US4791671088 AGENDA 933368107 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 TERRY E. LONDON For For 2 JOHN M. FAHEY, JR. For For 02 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN Management For For LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING SEPTEMBER 30, 2011. 03 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. Management Abstain Against 04 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Management Abstain Against THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
MEDIACOM COMMUNICATIONS CORPORATION SECURITY 58446K105 MEETING TYPE Special TICKER SYMBOL MCCC MEETING DATE 04-Mar-2011 ISIN US58446K1051 AGENDA 933370809 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF NOVEMBER 12, 2010, BY AND AMONG MEDIACOM COMMUNICATIONS CORPORATION, JMC COMMUNICATIONS LLC AND ROCCO B. COMMISSO, AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE ANY INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. 03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO Management For For VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 34 GAMCO Westwood Mighty MitesSM Fund DGT HOLDINGS CORP. SECURITY 23328R107 MEETING TYPE Annual TICKER SYMBOL DGTCD MEETING DATE 08-Mar-2011 ISIN US23328R1077 AGENDA 933368284 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 JAMES R. HENDERSON For For 2 GENERAL M.A. MCPEAK For For 3 JAMES A. RISHER For For 4 JOHN J. QUICKE For For 5 T. SCOTT AVILA For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Management Against Against INCENTIVE STOCK PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED AND RESERVED FOR ISSUANCE THEREUNDER BY 300,000 SHARES. 03 TO APPROVE AN ADVISORY RESOLUTION REGARDING THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY AT Management Abstain Against WHICH THE COMPANY SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN ITS PROXY STATEMENT. 05 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JULY 30, 2011.
MVC CAPITAL, INC. SECURITY 553829102 MEETING TYPE Annual TICKER SYMBOL MVC MEETING DATE 10-Mar-2011 ISIN US5538291023 AGENDA 933367826 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 EMILIO DOMINIANNI For For 2 GERALD HELLERMAN For For 3 WARREN HOLTSBERG For For 4 ROBERT KNAPP For For 5 WILLIAM TAYLOR For For 6 MICHAEL TOKARZ For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For THE FUND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
OMNOVA SOLUTIONS INC. SECURITY 682129101 MEETING TYPE Annual TICKER SYMBOL OMN MEETING DATE 17-Mar-2011 ISIN US6821291019 AGENDA 933369832 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- 1 DIRECTOR Management 1 MICHAEL J. MERRIMAN For For 2 WILLIAM R. SEELBACH For For 2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2011 3 APPROVAL OF THE COMPENSATION OF THE COMPANY'S Management Abstain Against EXECUTIVE OFFICERS 4 FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION Management Abstain Against
MULTIMEDIA GAMES, INC. SECURITY 625453105 MEETING TYPE Annual TICKER SYMBOL MGAM MEETING DATE 22-Mar-2011 ISIN US6254531055 AGENDA 933372055 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: MICHAEL J. MAPLES, SR. Management For For 1B ELECTION OF DIRECTOR: STEPHEN J. GREATHOUSE Management For For 1C ELECTION OF DIRECTOR: NEIL E. JENKINS Management For For 1D ELECTION OF DIRECTOR: JUSTIN A. ORLANDO Management For For 1E ELECTION OF DIRECTOR: PATRICK J. RAMSEY Management For For 1F ELECTION OF DIRECTOR: ROBERT D. REPASS Management For For 1G ELECTION OF DIRECTOR: TIMOTHY S. STANLEY Management For For 02 AMENDMENT TO ARTICLES OF INCORPORATION TO ALLOW Management For For THE COMPANY TO REDEEM SHARES OF CAPITAL STOCK THAT ARE OWNED BY SHAREHOLDERS THAT ARE FOUND TO BE UNSUITABLE FOR GAMING REGULATORY PURPOSES. 03 AMENDMENT TO THE ARTICLES OF INCORPORATION, Management For For WHICH WILL CHANGE THE NAME OF THE COMPANY FROM "MULTIMEDIA GAMES, INC." TO "MULTIMEDIA GAMES HOLDING COMPANY, INC."
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 35
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------------- ---------- ----- ----------- 04 NON-BINDING ADVISORY Management Abstain Against VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS. 05 NON-BINDING ADVISORY Management Abstain Against VOTE UPON THE FREQUENCY OF SHAREHOLDER APPROVAL OF COMPENSATION OF NAMED EXECUTIVE OFFICERS. 06 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
ALL AMERICAN GROUP INC. SECURITY 016437105 MEETING TYPE Special TICKER SYMBOL COHM MEETING DATE 22-Mar-2011 ISIN US0164371058 AGENDA 933374249 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- ----------- ----- ----------- 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management Against Against DATED AS OF NOVEMBER 8, 2010, BY AND AMONG ALL AMERICAN GROUP HOLDINGS, LLC ("ACQUIROR"), ALL AMERICAN ACQUISITION CORPORATION ("ACQUISITION SUB"), AAG AND RICHARD M. LAVERS (AS SHAREHOLDERS REPRESENTATIVE).
LIMONEIRA COMPANY SECURITY 532746104 MEETING TYPE Annual TICKER SYMBOL LMNR MEETING DATE 22-Mar-2011 ISIN US5327461043 AGENDA 933376700 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------- ---------- ----- ----------- 01 DIRECTOR Management 1 ALLAN M. PINKERTON For For 2 ROBERT M. SAWYER For For 3 ALAN M. TEAGUE For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LIMONEIRA COMPANY FOR THE YEAR ENDING OCTOBER 31, 2011. 03 ADVISORY VOTE FOR THE APPROVAL OF THE Management Abstain Against COMPENSATION OF NAMED EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.
AIRTRAN HOLDINGS, INC. SECURITY 00949P108 MEETING TYPE Special TICKER SYMBOL AAI MEETING DATE 23-Mar-2011 ISIN US00949P1084 AGENDA 933373247 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------- ---------- ------ ----------- 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF SEPTEMBER 26, 2010, BY AND AMONG SOUTHWEST AIRLINES CO. ("SOUTHWEST"), AIRTRAN HOLDINGS, INC. AND GUADALUPE HOLDINGS CORP., A WHOLLY OWNED SUBSIDIARY OF SOUTHWEST. 02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1.
BURKE & HERBERT BANK & TRUST COMPANY SECURITY 121331102 MEETING TYPE Annual TICKER SYMBOL BHRB MEETING DATE 24-Mar-2011 ISIN US1213311020 AGENDA 933375645 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------- ---------- ------ ----------- 01 THE ELECTION OF THE PERSONS LISTED ON THE PROXY Management For For STATEMENT DATED FEBRUARY 14, 2011, ACCOMPANYING THE NOTICE OF SAID MEETING AS DIRECTORS OF THE BANK.
SYNERON MEDICAL LTD. SECURITY M87245102 MEETING TYPE Annual TICKER SYMBOL ELOS MEETING DATE 29-Mar-2011 ISIN IL0010909351 AGENDA 933377877 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------- ---------- ------ ----------- 01 TO APPROVE AND RATIFY THE RE-APPOINTMENT OF KOST Management For For FORER GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT AUDITORS FOR THE COMPANY'S 2010 AND 2011 FISCAL YEARS AND FOR AN ADDITIONAL PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING. 02 TO RE-ELECT MR. SHIMON ECKHOUSE, THE COMPANY'S Management For For CHAIRMAN OF THE BOARD OF DIRECTORS, WHOSE CURRENT TERM EXPIRES AT THE MEETING, AS A CLASS III DIRECTOR TO HOLD OFFICE UNTIL THE END OF THE THIRD ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY TO BE HELD AFTER THE MEETING OR UNTIL A SUCCESSOR HAS BEEN DULY ELECTED. 03 TO RE-ELECT DR. MICHAEL ANGHEL, THE COMPANY'S Management For For EXTERNAL DIRECTOR, FOR A THREE-YEAR TERM, EFFECTIVE AS OF NOVEMBER 7, 2011, IN ACCORDANCE WITH THE PROVISIONS OF THE ISRAELI COMPANIES LAW.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 36
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- --------- ----- ----------- 3A ARE YOU A CONTROLLING SHAREHOLDER IN THE Management For For COMPANY (AS DEFINED IN THE ISRAELI COMPANIES LAW) OR VOTING ON BEHALF OF A CONTROLLING SHAREHOLDER? - MUST BE COMPLETED FOR VOTE TO BE COUNTED. MARK "FOR" = YES AND "AGAINST" = NO. 04 TO RE-ELECT MR. DAN SUESSKIND, THE COMPANY'S Management For For EXTERNAL DIRECTOR, FOR A THREE-YEAR TERM, EFFECTIVE AS OF NOVEMBER 7, 2011, IN ACCORDANCE WITH THE PROVISIONS OF THE ISRAELI COMPANIES LAW. 4A ARE YOU A CONTROLLING SHAREHOLDER IN THE Management For For COMPANY (AS DEFINED IN THE ISRAELI COMPANIES LAW) OR VOTING ON BEHALF OF A CONTROLLING SHAREHOLDER? - MUST BE COMPLETED FOR VOTE TO BE COUNTED. MARK "FOR" = YES AND "AGAINST" = NO. 05 TO APPROVE THE COMPENSATION FOR OUR NON- Management For For EXECUTIVE DIRECTORS AND EXTERNAL DIRECTORS. 06 TO APPROVE AN INCREASE IN THE COMPANY'S Management For For AUTHORIZED SHARE CAPITAL FROM NIS 1,000,000 TO NIS 1,300,000 AND TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO REFLECT SUCH INCREASE.
GENCORP INC. SECURITY 368682100 MEETING TYPE Annual TICKER SYMBOL GY MEETING DATE 30-Mar-2011 ISIN US3686821006 AGENDA 933373350 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 THOMAS A. CORCORAN For For 2 JAMES R. HENDERSON For For 3 WARREN G. LICHTENSTEIN For For 4 DAVID A. LORBER For For 5 JAMES H. PERRY For For 6 SCOTT J. SEYMOUR For For 7 MARTIN TURCHIN For For 8 ROBERT C. WOODS For For 02 TO APPROVE AN AMENDMENT TO THE GENCORP Management For For AMENDED AND RESTATED 2009 EQUITY AND PERFORMANCE INCENTIVE PLAN TO ELIMINATE THE LIMITATION ON THE NUMBER OF SHARES AVAILABLE TO BE ISSUED AS FULL VALUE AWARDS. 03 TO APPROVE AN ADVISORY RESOLUTION REGARDING THE Management Abstain Against COMPENSATION OF GENCORP'S NAMED EXECUTIVE OFFICERS. 04 TO APPROVE AN ADVISORY Management Abstain Against VOTE ON THE FREQUENCY AT WHICH GENCORP SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF GENCORP'S NAMED EXECUTIVE OFFICERS. 05 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT Management For For OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
NORTH STATE TELECOMMUNICATIONS CORP. SECURITY 662642107 MEETING TYPE Annual TICKER SYMBOL NORSA MEETING DATE 06-Apr-2011 ISIN US6626421076 AGENDA 933387222 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 J. PATRICK HARMAN For For 2 COULSON S. MUCHER For For 3 LIZBETH W. PRIVETTE For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF BAUKNIGHT Management For For PIETRAS & STORMER, P.A. AS INDEPENDENT AUDITORS OF THE CORPORATION FOR 2011.
STEWART ENTERPRISES, INC. SECURITY 860370105 MEETING TYPE Annual TICKER SYMBOL STEI MEETING DATE 07-Apr-2011 ISIN US8603701058 AGENDA 933377574 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 JOHN B. ELSTROTT For For 2 THOMAS M. KITCHEN For For 3 ALDEN J. MCDONALD, JR. For For 4 RONALD H. PATRON For For 5 ASHTON J. RYAN, JR. For For 6 JOHN K. SAER, JR. For For 7 FRANK B. STEWART, JR. For For 02 SAY ON PAY VOTE: ADVISORY (NON-BINDING) VOTE TO Management Abstain Against APPROVE EXECUTIVE COMPENSATION (AS DISCLOSED IN THE PROXY STATEMENT).
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 37
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------- ---------- ----- ----------- 03 FREQUENCY VOTE: ADVISORY (NON-BINDING) VOTE ON Management Abstain Against HOW OFTEN THE COMPANY SHOULD HOLD A SAY-ON-PAY VOTE. 04 TO RATIFY THE RETENTION OF THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011. 05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
BIGLARI HOLDINGS INC. SECURITY 08986R101 MEETING TYPE Annual TICKER SYMBOL BH MEETING DATE 07-Apr-2011 ISIN US08986R1014 AGENDA 933383452 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ----- ----------- 01 DIRECTOR Management 1 SARDAR BIGLARI Withheld Against 2 PHILIP L. COOLEY Withheld Against 3 KENNETH R. COOPER Withheld Against 4 RUTH J. PERSON Withheld Against 5 JOHN W. RYAN Withheld Against 02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. 03 VOTE ON THE CORPORATION'S EXECUTIVE COMPENSATION, Management Abstain Against AS DESCRIBED IN THESE PROXY MATERIALS. 04 VOTE ON THE FREQUENCY OF HOLDING FUTURE Management Abstain Against SHAREHOLDER ADVISORY VOTES ON THE CORPORATION'S EXECUTIVE COMPENSATION.
TIER TECHNOLOGIES, INC. SECURITY 88650Q100 MEETING TYPE Annual TICKER SYMBOL TIER MEETING DATE 07-Apr-2011 ISIN US88650Q1004 AGENDA 933387931 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ----- ----------- 01 DIRECTOR Management 1 CHARLES W. BERGER For For 2 MORGAN P. GUENTHER For For 3 JAMES C. HALE For For 4 ALEX P. HART For For 5 PHILIP G. HEASLEY For For 6 DAVID A. POE For For 7 ZACHARY F. SADEK For For 8 KATHERINE A. SCHIPPER For For 02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 03 TO APPROVE HOLDING FUTURE EXECUTIVE COMPENSATION Management Abstain Against ADVISORY VOTES EVERY ONE YEAR, TWO YEARS, OR THREE YEARS, AS INDICATED. 04 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
THE MONARCH CEMENT COMPANY SECURITY 609031109 MEETING TYPE Annual TICKER SYMBOL MCEM MEETING DATE 13-Apr-2011 ISIN US6090311092 AGENDA 933387715 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ----- ----------- 01 DIRECTOR Management 1 DAVID L. DEFFNER For For 2 GAYLE C. MCMILLEN For For 3 RICHARD N. NIXON For For 02 APPROVAL OF THE COMPENSATION OF THE COMPANY'S Management Abstain Against NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 03 FREQUENCY OF FUTURE NON-BINDING ADVISORY Management Abstain Abstain VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 38 ANSWERS CORPORATION SECURITY 03662X100 MEETING TYPE Special TICKER SYMBOL ANSW MEETING DATE 14-Apr-2011 ISIN AGENDA 933378069 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------------- ------------ ---- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER (THE Management For For "MERGER AGREEMENT"), DATED AS OF FEBRUARY 2, 2011, BY AND AMONG ANSWERS CORPORATION, AFCV HOLDINGS, LLC ("AFCV") AND A-TEAM ACQUISITION SUB, INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY OF AFCV. 02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO Management For For SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT.
HUTTIG BUILDING PRODUCTS, INC. SECURITY 448451104 MEETING TYPE Annual TICKER SYMBOL HBPI MEETING DATE 18-Apr-2011 ISIN US4484511047 AGENDA 933383933 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------------- ------------ ---- ----------- 01 DIRECTOR Management 1 R.S. EVANS For For 2 J. KEITH MATHENEY For For 3 STEVEN A. WISE For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
CONEXANT SYSTEMS, INC. SECURITY 207142308 MEETING TYPE Annual TICKER SYMBOL CNXT MEETING DATE 18-Apr-2011 ISIN US2071423089 AGENDA 933389923 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------------- ------------ ---- ----------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF FEBRUARY 20, 2011, BY AND AMONG CONEXANT SYSTEMS, INC., GOLD HOLDINGS, INC. AND GOLD ACQUISITION CORP., AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME 02 DIRECTOR Management 1 STEVEN J. BILODEAU For For 2 D. SCOTT MERCER For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION 05 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS 06 APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY, Management For For TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT
HOLOBEAM, INC. SECURITY 436434104 MEETING TYPE Annual TICKER SYMBOL HOOB MEETING DATE 18-Apr-2011 ISIN US4364341044 AGENDA 933395914 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------------- ------------ ---- ----------- 01 DIRECTOR Management 1 MELVIN S. COOK For For 02 RATIFICATION OF SIMONTACCHI, MILLER & DEANGELIS, PA Management For For AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR THE CURRENT YEAR.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 39 SHENANDOAH TELECOMMUNICATIONS COMPANY SECURITY 82312B106 MEETING TYPE Annual TICKER SYMBOL SHEN MEETING DATE 19-Apr-2011 ISIN US82312B1061 AGENDA 933387006 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------------- ------------ ---- ----------- 01 DIRECTOR Management 1 DOUGLAS C. ARTHUR For For 2 TRACY FITZSIMMONS For For 3 JOHN W. FLORA For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE APPROVING THE COMPENSATION PAID TO Management Abstain Against THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
CORNING NATURAL GAS CORPORATION SECURITY 219381100 MEETING TYPE Annual TICKER SYMBOL CNIG MEETING DATE 19-Apr-2011 ISIN US2193811005 AGENDA 933389416 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------------- ------------ ---- ----------- 01 DIRECTOR Management 1 HENRY B. COOK, JR. For For 2 MICHAEL I. GERMAN For For 3 TED W. GIBSON For For 4 JOSEPH P. MIRABITO For For 5 WILLIAM MIRABITO For For 6 GEORGE J. WELCH For For 7 JOHN B. WILLIAMSON, III For For 02 TO RATIFY THE APPOINTMENT OF EFP ROTENBERG, LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
INNOVATIVE SOLUTIONS AND SUPPORT, INC. SECURITY 45769N105 MEETING TYPE Annual TICKER SYMBOL ISSC MEETING DATE 21-Apr-2011 ISIN US45769N1054 AGENDA 933370633 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------------- ------------ ---- ----------- 01 DIRECTOR Management 1 ROBERT A. MIONIS For For 2 GLEN R. BRESSNER For For 3 ROBERT MITTELSTAEDT, JR For For 02 PREFERENCE THAT THE ADVISORY VOTE ON THE Management Abstain Against COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS BE HELD ONCE EVERY. 03 APPROVAL OF THE RESOLUTION APPROVING Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2011.
VASCULAR SOLUTIONS, INC. SECURITY 92231M109 MEETING TYPE Annual TICKER SYMBOL VASC MEETING DATE 22-Apr-2011 ISIN US92231M1099 AGENDA 933392348 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------------- ------------ ---- ----------- 01 DIRECTOR Management 1 JOHN ERB For For 2 MICHAEL KOPP For For 3 RICHARD NIGON For For 4 PAUL O'CONNELL For For 5 HOWARD ROOT For For 6 JORGE SAUCEDO For For 7 MARTIN EMERSON For For 02 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF VASCULAR SOLUTION'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, AND THE OTHER TABULAR AND NARRATIVE DISCLOSURE REGARDING SUCH COMPENSATION, SET FORTH IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF SHAREHOLDERS. 03 THE OPTION OF ONCE EVERY ONE, TWO OR THREE YEARS Management Abstain Against THAT RECEIVES THE HIGHEST NUMBER OF VOTES CAST FOR THIS ADVISORY RESOLUTION WILL BE THE PREFERRED FREQUENCY WITH WHICH VASCULAR SOLUTIONS IS TO HOLD AN ADVISORY SHAREHOLDER VOTE ON THE COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS. 04 TO RATIFY THE SELECTION OF BAKER TILLY VIRCHOW Management For For KRAUSE, LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 40 PREFORMED LINE PRODUCTS COMPANY SECURITY 740444104 MEETING TYPE Annual TICKER SYMBOL PLPC MEETING DATE 25-Apr-2011 ISIN US7404441047 AGENDA 933389757 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 RICHARD R. GASCOIGNE For For 2 BARBARA P. RUHLMAN For For 3 ROBERT G. RUHLMAN For For 02 AMENDED AND RESTATED LONG TERM INCENTIVE PLAN OF Management Against Against 2008 TO INCREASE AVAILABLE SHARES. 03 NAMED EXECUTIVE OFFICERS' COMPENSATION. Management Abstain Against 04 FREQUENCY OF VOTING ON NAMED EXECUTIVE OFFICERS' Management Abstain Against COMPENSATION. 05 RATIFICATION OF ERNST & YOUNG LLP. Management For For
CEPHEID SECURITY 15670R107 MEETING TYPE Annual TICKER SYMBOL CPHD MEETING DATE 26-Apr-2011 ISIN US15670R1077 AGENDA 933382208 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 ROBERT J. EASTON For For 2 HOLLINGS C. RENTON For For 3 GLENN D. STEELE, JR. For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CEPHEID FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO VOTE ON A NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against EXECUTIVE COMPENSATION. 04 TO VOTE ON A NON-BINDING ADVISORY Management Abstain Against RESOLUTION ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
WASHINGTON TRUST BANCORP, INC. SECURITY 940610108 MEETING TYPE Annual TICKER SYMBOL WASH MEETING DATE 26-Apr-2011 ISIN US9406101082 AGENDA 933386496 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 1 DIRECTOR Management 1 GARY P. BENNETT For For 2 JOHN J. BOWEN For For 3 ROBERT A. DIMUCCIO, CPA For For 4 H. DOUGLAS RANDALL, III For For 5 JOHN F. TREANOR For For 2 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011; 3 A NON-BINDING RESOLUTION TO APPROVE THE Management For For COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS; 4 A NON-BINDING RESOLUTION TO SELECT THE FREQUENCY Management For For OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS;
RPC, INC. SECURITY 749660106 MEETING TYPE Annual TICKER SYMBOL RES MEETING DATE 26-Apr-2011 ISIN US7496601060 AGENDA 933386535 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 R. RANDALL ROLLINS For For 2 HENRY B. TIPPIE For For 3 JAMES B. WILLIAMS For For 02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO AMEND THE CERTIFICATE OF INCORPORATON OF Management For For COMPANY TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK TO 350,000,000 SHARES. 04 TO APPROVE THE PERFORMANCE-BASED INCENTIVE CASH Management For For COMPENSATION PLAN FOR THE EXECUTIVE OFFICERS. 05 TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION Management Abstain Abstain OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 06 TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY Management Abstain Abstain VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 41 MARINE PRODUCTS CORPORATION SECURITY 568427108 MEETING TYPE Annual TICKER SYMBOL MPX MEETING DATE 26-Apr-2011 ISIN US5684271084 AGENDA 933387563 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 R. RANDALL ROLLINS For For 2 HENRY B. TIPPIE For For 3 JAMES B. WILLIAMS For For 02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
BURNHAM HOLDINGS, INC. SECURITY 122295108 MEETING TYPE Annual TICKER SYMBOL BURCA MEETING DATE 26-Apr-2011 ISIN US1222951089 AGENDA 933394823 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 WILLIAM F. DODGE, II For For 2 JOHN W. LYMAN For For 3 ROBERT P. NEWCOMER For For 02 THE APPOINTMENT OF PARENTEBEARD LLC, OR OTHER Management For For AUDITING FIRM AS THE BOARD MAY SELECT, AS INDEPENDENT AUDITORS FOR THE ENSUING YEAR.
FEDERAL SIGNAL CORPORATION SECURITY 313855108 MEETING TYPE Annual TICKER SYMBOL FSS MEETING DATE 26-Apr-2011 ISIN US3138551086 AGENDA 933399695 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 WILLIAM F. OWENS For For 2 CHARLES R. CAMPBELL For For 3 PAUL W. JONES For For 4 DENNIS J. MARTIN For For 5 BRENDA L. REICHELDERFER For For 02 ADVISORY RESOLUTION RELATING TO OUR EXECUTIVE Management Abstain Against COMPENSATION 03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION 04 RATIFY ERNST & YOUNG LLP'S APPOINTMENT AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
CAPITAL PROPERTIES, INC. SECURITY 140430109 MEETING TYPE Annual TICKER SYMBOL CPTP MEETING DATE 26-Apr-2011 ISIN US1404301095 AGENDA 933401236 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 ROBERT H. EDER For For 2 HARRIS N. ROSEN For For
CAPITAL PROPERTIES, INC. SECURITY 140430307 MEETING TYPE Annual TICKER SYMBOL MEETING DATE 26-Apr-2011 ISIN US1404303075 AGENDA 933401856 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 MATTHEW C. BAUM For For 2 ALFRED J. CORSO For For 3 CRAIG M. SCOTT For For 4 TODD D. TURCOTTE For For
KAMAN CORPORATION SECURITY 483548103 MEETING TYPE Annual TICKER SYMBOL KAMN MEETING DATE 27-Apr-2011 ISIN US4835481031 AGENDA 933375734 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 1 DIRECTOR Management 1 BRIAN E. BARENTS For For 2 GEORGE E. MINNICH For For 3 THOMAS W. RABAUT For For 2 TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 3 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against THE EXECUTIVE COMPENSATION ADVISORY VOTE. 4 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 42 SJW CORP. SECURITY 784305104 MEETING TYPE Annual TICKER SYMBOL SJW MEETING DATE 27-Apr-2011 ISIN US7843051043 AGENDA 933387448 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 K. ARMSTRONG For For 2 M.L. CALI For For 3 J.P. DINAPOLI For For 4 D.R. KING For For 5 N.Y. MINETA For For 6 R.B. MOSKOVITZ For For 7 G.E. MOSS For For 8 W.R. ROTH For For 9 C.J. TOENISKOETTER For For 10 R.A. VAN VALER For For 02 APPROVE THE ADVISORY RESOLUTION APPROVING THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. 03 TO VOTE ON AN ADVISORY BASIS AS TO WHETHER THE Management Abstain Against ADVISORY SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY YEAR, ONCE EVERY TWO YEARS OR ONCE EVERY THREE YEARS. 04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2011.
INTRICON CORPORATION SECURITY 46121H109 MEETING TYPE Annual TICKER SYMBOL IIN MEETING DATE 27-Apr-2011 ISIN US46121H1095 AGENDA 933395697 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 ROBERT N. MASUCCI For For 02 TO APPROVE AN AMENDMENT TO THE CORPORATION'S Management For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES WHICH MAY BE PURCHASED UNDER THAT PLAN BY 100,000 SHARES, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 03 TO RATIFY THE APPOINTMENT OF BAKER TILLY VIRCHOW Management For For KRAUSE, LLP AS THE CORPORATION'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2011, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
DOVER DOWNS GAMING & ENTERTAINMENT, INC. SECURITY 260095104 MEETING TYPE Annual TICKER SYMBOL DDE MEETING DATE 27-Apr-2011 ISIN US2600951048 AGENDA 933402769 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 DENIS MCGLYNN For For 2 JEFFREY W. ROLLINS For For 3 KENNETH K. CHALMERS For For 4 RICHARD K. STRUTHERS For For
DOVER MOTORSPORTS, INC. SECURITY 260174107 MEETING TYPE Annual TICKER SYMBOL DVD MEETING DATE 27-Apr-2011 ISIN US2601741075 AGENDA 933406818 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 DENIS MCGLYNN For For 2 JEFFREY W. ROLLINS For For 3 KENNETH K. CHALMERS For For 4 PATRICK J. BAGLEY For For 5 RICHARD K. STRUTHERS For For
ProxyEdge Meeting Date Range:07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 43 THE EASTERN COMPANY SECURITY 276317104 MEETING TYPE Annual TICKER SYMBOL EML MEETING DATE 27-Apr-2011 ISIN US2763171046 AGENDA 933414271 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 J.W. EVERETS For For 2 L.F. LEGANZA For For 02 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against THE NAMED EXECUTIVE OFFICERS. 03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM (FIONDELLA, MILONE & LASARACINA LLP).
PROVIDENCE AND WORCESTER RAILROAD CO. SECURITY 743737108 MEETING TYPE Annual TICKER SYMBOL PWX MEETING DATE 27-Apr-2011 ISIN US7437371088 AGENDA 933419346 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 RICHARD ANDERSON For For 2 ROBERT EDER For For 3 PAUL TITTERTON For For 02 SHAREHOLDER PROPOSAL TO VOTE ANNUALLY ON A Shareholder Against For NON-BINDING RESOLUTION APPROVING THE COMPENSATION OF THE CHAIRMAN. 03 TO VOTE ON A NON-BINDING RESOLUTION TO APPROVE Management Abstain Against THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 04 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION Management Abstain Against OF NAMED EXECUTIVE OFFICERS.
ASTEC INDUSTRIES, INC. SECURITY 046224101 MEETING TYPE Annual TICKER SYMBOL ASTE MEETING DATE 28-Apr-2011 ISIN US0462241011 AGENDA 933380280 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 WILLIAM D. GEHL For For 2 PHILLIP E. CASEY For For 3 WILLIAM G. DOREY For For 02 TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against NAMED EXECUTIVE OFFICERS. 03 TO RECOMMEND THE FREQUENCY WITH WHICH Management Abstain Against SHAREHOLDER APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IS SOLICITED. 04 TO APPROVE THE 2011 INCENTIVE PLAN. Management For For 05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
TENNANT COMPANY SECURITY 880345103 MEETING TYPE Annual TICKER SYMBOL TNC MEETING DATE 28-Apr-2011 ISIN US8803451033 AGENDA 933380658 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- DIRECTOR Management 1 CAROL S. EICHER For For 2 DAVID MATHIESON For For 3 DONAL L. MULLIGAN For For 4 STEPHEN G. SHANK For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Abstain COMPENSATION. 04 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Abstain FREQUENCY FOR FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Meeting Date Range:07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 44 RWC, INC. SECURITY 749904108 MEETING TYPE Annual TICKER SYMBOL RWCI MEETING DATE 28-Apr-2011 ISIN US7499041082 AGENDA 933382260 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 JEFFREY M. HERR* For For 2 RICHARD W. GLENN** For For 02 A PROPOSAL TO CONFIRM THE APPOINTMENT OF Management For For WEINLANDER FITZHUGH AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING OCTOBER 31, 2011.
MEDIA GENERAL, INC. SECURITY 584404107 MEETING TYPE Annual TICKER SYMBOL MEG MEETING DATE 28-Apr-2011 ISIN US5844041070 AGENDA 933383111 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 SCOTT D. ANTHONY For For 2 DENNIS J. FITZSIMONS For For 3 CARL S. THIGPEN For For
CNA SURETY CORPORATION SECURITY 12612L108 MEETING TYPE Annual TICKER SYMBOL SUR MEETING DATE 28-Apr-2011 ISIN US12612L1089 AGENDA 933385367 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 PHILIP H. BRITT For For 2 ANTHONY S. CLEBERG For For 3 DAVID B. EDELSON For For 4 D. CRAIG MENSE For For 5 ROBERT A. TINSTMAN For For 6 JOHN F. WELCH For For 7 PETER W. WILSON For For 02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, DELOITTE & TOUCHE LLP, FOR THE FISCAL YEAR 2011. 03 TO APPROVE THE RESTATED CNA SURETY CORPORATION Management For For 2006 LONG-TERM EQUITY COMPENSATION PLAN. 04 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 05 TO DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against WITH WHICH THE COMPANY IS TO HOLD A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
GULF ISLAND FABRICATION, INC. SECURITY 402307102 MEETING TYPE Annual TICKER SYMBOL GIFI MEETING DATE 28-Apr-2011 ISIN US4023071024 AGENDA 933386511 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 GREGORY J. COTTER For For 2 JOHN P. (JACK) LABORDE For For 3 CHRISTOPHER M. HARDING For For 02 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 05 TO APPROVE THE COMPANY'S 2011 STOCK INCENTIVE PLAN.
THE GORMAN-RUPP COMPANY SECURITY 383082104 MEETING TYPE Annual TICKER SYMBOL GRC MEETING DATE 28-Apr-2011 ISIN US3830821043 AGENDA 933392425 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ----------- 01 DIRECTOR Management 1 JAMES C. GORMAN For For 2 JEFFREY S. GORMAN For For 3 M. ANN HARLAN For For 4 THOMAS E. HOAGLIN For For 5 CHRISTOPHER H. LAKE For For 6 DR. PETER B. LAKE For For 7 RICK R. TAYLOR For For
ProxyEdge Meeting Date Range:07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 45
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 8 W. WAYNE WALSTON For For 02 APPROVE, ON AN ADVISORY BASIS, THE COM PENSATION Management Abstain Against OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY DURING THE YEAR ENDING DECEMBER 31, 2011.
A.T. CROSS COMPANY SECURITY 227478104 MEETING TYPE Annual TICKER SYMBOL ATX MEETING DATE 28-Apr-2011 ISIN US2274781044 AGENDA 933395344 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---- ---- ----------- 01 FIXING THE NUMBER OF CLASS A DIRECTORS AT THREE Management For For AND CLASS B DIRECTORS AT SIX. 02 DIRECTOR Management 1 HARLAN M. KENT For For 2 ANDREW J. PARSONS For For 3 FRANCES P. PHILIP For For 03 APPROVAL OF AMENDMENT TO OMNIBUS INCENTIVE PLAN. Management Against Against
FIDELITY SOUTHERN CORPORATION SECURITY 316394105 MEETING TYPE Annual TICKER SYMBOL LION MEETING DATE 28-Apr-2011 ISIN US3163941053 AGENDA 933397639 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 1 JAMES B. MILLER, JR. For For 2 DAVID R. BOCKEL For For 3 WM. MILLARD CHOATE For For 4 DONALD A. HARP, JR. For For 5 KEVIN S. KING For For 6 WILLIAM C. LANKFORD, JR For For 7 H. PALMER PROCTOR, JR. For For 8 W. CLYDE SHEPHERD III For For 9 RANKIN M. SMITH, JR. For For 02 TO APPROVE THE AMENDMENT TO THE COMPANY'S Management Against Against EQUITY INCENTIVE PLAN. 03 THE RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management Against Against COMPENSATION.
LYDALL, INC. SECURITY 550819106 MEETING TYPE Annual TICKER SYMBOL LDL MEETING DATE 29-Apr-2011 ISIN US5508191062 AGENDA 933384860 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----- ---- ----------- 01 DIRECTOR Management 1 DALE G. BARNHART For For 2 KATHLEEN BURDETT For For 3 W. LESLIE DUFFY, ESQ. For For 4 MATTHEW T. FARRELL For For 5 MARC T. GILES For For 6 WILLIAM D. GURLEY For For 7 SUZANNE HAMMETT For For 8 S. CARL SODERSTROM, JR. For For 02 TO APPROVE, BY NON-BINDING Management Abstain Against VOTE, EXECUTIVE COMPENSATION. 03 TO RECOMMEND, BY NON-BINDING Management Abstain Against VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 04 RATIFYING THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
ProxyEdge Meeting Date Range:07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 46 CARDIONET, INC. SECURITY 14159L103 MEETING TYPE Annual TICKER SYMBOL BEAT MEETING DATE 29-Apr-2011 ISIN US14159L1035 AGENDA 933394328 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 1 JOSEPH H. CAPPER For For 2 RONALD A. AHRENS For For 02 NON-BINDING, ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against HOLDING A NON-BINDING, ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
FERRO CORPORATION SECURITY 315405100 MEETING TYPE Annual TICKER SYMBOL FOE MEETING DATE 29-Apr-2011 ISIN US3154051003 AGENDA 933404042 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 1 SANDRA AUSTIN CRAYTON Withheld Against 2 RICHARD J. HIPPLE Withheld Against 3 WILLIAM B. LAWRENCE Withheld Against 4 TIMOTHY K. PISTELL Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT. 03 APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE Management Abstain Against COMPENSATION FOR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS PROXY STATEMENT. 04 RECOMMENDATION, IN A NON-BINDING ADVISORY Management Abstain Against VOTE, FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
THE ZIEGLER COMPANIES, INC. SECURITY 989506209 MEETING TYPE Annual TICKER SYMBOL ZGCO MEETING DATE 29-Apr-2011 ISIN US9895062092 AGENDA 933408418 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 1 DONALD A. CARLSON For For 2 THOMAS R. PAPROCKI For For 3 WILLIAM D. MCGUIRE For For
WHITNEY HOLDING CORPORATION SECURITY 966612103 MEETING TYPE Special TICKER SYMBOL WTNY MEETING DATE 29-Apr-2011 ISIN US9666121036 AGENDA 933409787 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---- ---- ----------- 01 ADOPT AND APPROVE THE MERGER AGREEMENT, DATED Management For For AS OF DECEMBER 21, 2010, BY AND BETWEEN HANCOCK HOLDING COMPANY AND WHITNEY HOLDING CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. 02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE FOREGOING PROPOSAL.
MYERS INDUSTRIES, INC. SECURITY 628464109 MEETING TYPE Contested-Annual TICKER SYMBOL MYE MEETING DATE 29-Apr-2011 ISIN US6284641098 AGENDA 933419726 - Opposition
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 1 ROBERT S. PRATHER, JR. For For 2 F. JACK LIEBAU, JR. For For 02 THE RATIFICATION OF THE BOARD'S APPOINTMENT OF Management For ERNST & YOUNG AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL 2011. 03 VOTE ON EXECUTIVE COMPENSATION 04 A VOTE ON THE FREQUENCY FOR HOLDING THE NON- Management 1 Year For BINDING ADVISORY VOTE ON SAY-ON-PAY (EVERY ONE, TWO, OR THREE YEARS).
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 47 THE YORK WATER COMPANY SECURITY 987184108 MEETING TYPE Annual TICKER SYMBOL YORW MEETING DATE 02-May-2011 ISIN US9871841089 AGENDA 933386369 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 1 JOHN L. FINLAYSON For For 2 THOMAS C. NORRIS For For 3 ERNEST J. WATERS For For 02 TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS Management For For AUDITORS. 03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against OF THE NAMED EXECUTIVE OFFICERS. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
DOT HILL SYSTEMS CORP. SECURITY 25848T109 MEETING TYPE Annual TICKER SYMBOL HILL MEETING DATE 02-May-2011 ISIN US25848T1097 AGENDA 933395142 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management For For 1 DANA W. KAMMERSGARD For For 2 RICHARD MEJIA, JR. For For 02 TO APPROVE THE COMPANY'S 2009 EQUITY INCENTIVE Management Against Against PLAN, AS AMENDED, TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 8,000,000 SHARES. 03 TO APPROVE THE FOLLOWING RESOLUTION: RESOLVED, Management Abstain Against THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION, IS 04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION 05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011.
SKILLED HEALTHCARE GROUP, INC. SECURITY 83066R107 MEETING TYPE Annual TICKER SYMBOL SKH MEETING DATE 02-May-2011 ISIN US83066R1077 AGENDA 933402543 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 1 M. BERNARD PUCKETT For For 2 GLENN S. SCHAFER For For 3 WILLIAM C. SCOTT For For 02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against EXECUTIVE OFFICERS 03 ADVISORY VOTE ON HOLDING FUTURE ADVISORY VOTES Management Abstain Against ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY ONE, TWO OR THREE YEARS 04 APPROVAL OF THE AMENDED AND RESTATED SKILLED Management Against Against HEALTHCARE GROUP, INC. 2007 INCENTIVE AWARD PLAN 05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
FAMOUS DAVE'S OF AMERICA, INC. SECURITY 307068106 MEETING TYPE Annual TICKER SYMBOL DAVE MEETING DATE 03-May-2011 ISIN US3070681065 AGENDA 933388729 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 1 CHRISTOPHER O'DONNELL For For 2 K. JEFFREY DAHLBERG For For 3 WALLACE B. DOOLIN For For 4 LISA A. KRO For For 5 RICHARD L. MONFORT For For 6 DEAN A. RIESEN For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management Against Against AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER FROM 950,000 SHARES TO 1,400,000 SHARES. 03 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP, Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 48 LIONBRIDGE TECHNOLOGIES, INC. SECURITY 536252109 MEETING TYPE Annual TICKER SYMBOL LIOX MEETING DATE 03-May-2011 ISIN US5362521099 AGENDA 933388983 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 1 RORY J. COWAN For For 2 PAUL A. KAVANAGH For For 02 TO APPROVE THE ADOPTION OF THE 2011 STOCK Management Against Against INCENTIVE PLAN. 03 TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURES IN OUR PROXY STATEMENT. 04 TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE Management Abstain Against FREQUENCY OF THE VOTE ON OUR EXECUTIVE COMPENSATION PROGRAM. 05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
CINCINNATI BELL INC. SECURITY 171871106 MEETING TYPE Annual TICKER SYMBOL CBB MEETING DATE 03-May-2011 ISIN US1718711062 AGENDA 933389264 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: PHILLIP R. COX Management For 1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For 1C ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For 1D ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Management For 1E ELECTION OF DIRECTOR: CRAIG F. MAIER Management For 1F ELECTION OF DIRECTOR: ALEX SHUMATE Management For 1G ELECTION OF DIRECTOR: LYNN A. WENTWORTH Management For 1H ELECTION OF DIRECTOR: JOHN M. ZRNO Management For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 03 TO APPROVE, BY NON-BINDING Management Abstain Against VOTE, EXECUTIVE COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING Management Abstain Against VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 05 TO APPROVE THE CINCINNATI BELL INC. 2011 SHORT-TERM Management For For INCENTIVE PLAN.
HESKA CORPORATION SECURITY 42805E306 MEETING TYPE Annual TICKER SYMBOL HSKA MEETING DATE 03-May-2011 ISIN US42805E3062 AGENDA 933397982 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 1 LOUISE L. MCCORMICK For For 2 JOHN F. SASEN, SR. For For 02 TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE Management For For STEINER & HOTTMAN PC AS HESKA CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT. 03 ADVISORY VOTE WITH RESPECT TO DISCRETIONARY Management For For VOTING BY PROXYHOLDERS, IF OTHER BUSINESS PROPERLY COMES BEFORE THE 2011 ANNUAL MEETING.
CONSOLIDATED COMMUNICATIONS HLDGS, INC. SECURITY 209034107 MEETING TYPE Annual TICKER SYMBOL CNSL MEETING DATE 03-May-2011 ISIN US2090341072 AGENDA 933402353 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---- ---- ----------- 01 DIRECTOR Management 1 ROBERT J. CURREY For For 2 MARIBETH S. RAHE For For 02 APPROVAL OF ERNST & YOUNG, LLP, AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 EXECUTIVE COMPENSATION - AN ADVISORY VOTE ON THE Management Abstain For APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain For APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 05 APPROVE THE AMENDMENT TO THE CERTIFICATION OF Management For For INCORPORATION.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 49 HARDINGE INC. SECURITY 412324303 MEETING TYPE Annual TICKER SYMBOL HDNG MEETING DATE 03-May-2011 ISIN US4123243036 AGENDA 933404030 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 DANIEL J. BURKE For For 2 J. PHILIP HUNTER For For 02 PROPOSAL TO ADOPT THE 2011 INCENTIVE STOCK PLAN. Management For For 03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2011. 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION.
SNYDERS-LANCE INC SECURITY 833551104 MEETING TYPE Annual TICKER SYMBOL LNCE MEETING DATE 03-May-2011 ISIN US8335511049 AGENDA 933406820 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 C. PETER CARLUCCI, JR. For For 2 JAMES W. JOHNSTON For For 3 W.J. PREZZANO For For 4 PATRICIA A. WAREHIME For For 02 RATIFICATION OF SELECTION OF KPMG LLP AS Management For For INDEPENDENT PUBLIC ACCOUNTING FIRM. 03 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF SNYDER'S-LANCE, INC.'S NAMED EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON THE COMPENSATION OF SNYDER'S-LANCE, INC.'S NAMED EXECUTIVE OFFICERS.
AARON'S INC. SECURITY 002535300 MEETING TYPE Annual TICKER SYMBOL AAN MEETING DATE 03-May-2011 ISIN US0025353006 AGENDA 933419536 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 R.C. LOUDERMILK, SR. For For 2 RONALD W. ALLEN For For 3 RAY M. ROBINSON For For 4 JOHN C. PORTMAN, JR. For For 02 APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE Management Abstain Against THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 APPROVAL OF A NON-BINDING RESOLUTION TO Management Abstain Against DETERMINE THE FREQUENCY (EVERY 1, 2 OR 3 YEARS) OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
CIRCOR INTERNATIONAL, INC. SECURITY 17273K109 MEETING TYPE Annual TICKER SYMBOL CIR MEETING DATE 04-May-2011 ISIN US17273K1097 AGENDA 933386903 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1 DIRECTOR Management 1 A. WILLIAM HIGGINS For For 2 C. WILLIAM ZADEL For For 2 TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF Management For For DIRECTOR'S SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION Management Abstain Against REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4 TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON THE Management Abstain Against FREQUENCY AT WHICH THE COMPANY SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN ITS PROXY STATEMENT FOR STOCKHOLDER CONSIDERATION.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 50 JOURNAL COMMUNICATIONS, INC. SECURITY 481130102 MEETING TYPE Annual TICKER SYMBOL JRN MEETING DATE 04-May-2011 ISIN US4811301021 AGENDA 933387373 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 STEVEN J. SMITH For For 2 MARY ELLEN STANEK For For 3 OWEN SULLIVAN For For 02 NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT 03 NON-BINDING PREFERENCE AS TO HOW FREQUENTLY Management Abstain Against SHAREHOLDERS WILL VOTE ON A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN FUTURE YEARS 04 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 25, 2011
WINDSTREAM CORPORATION SECURITY 97381W104 MEETING TYPE Annual TICKER SYMBOL WIN MEETING DATE 04-May-2011 ISIN US97381W1045 AGENDA 933389389 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: CAROL B. ARMITAGE Management For For 1B ELECTION OF DIRECTOR: SAMUEL E. BEALL, III Management For For 1C ELECTION OF DIRECTOR: DENNIS E. FOSTER Management For For 1D ELECTION OF DIRECTOR: FRANCIS X. FRANTZ Management For For 1E ELECTION OF DIRECTOR: JEFFERY R. GARDNER Management For For 1F ELECTION OF DIRECTOR: JEFFREY T. HINSON Management For For 1G ELECTION OF DIRECTOR: JUDY K. JONES Management For For 1H ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY Management For For 1I ELECTION OF DIRECTOR: ALAN L. WELLS Management For For 02 TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against ON EXECUTIVE COMPENSATION 03 TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION 04 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS WINDSTREAM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011 05 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For 06 STOCKHOLDER PROPOSAL - TRANSPARENCY AND Shareholder Against For ACCOUNTABILITY IN CORPORATE SPENDING ON POLITICAL ACTIVITIES
MATERION CORPORATION SECURITY 576690101 MEETING TYPE Annual TICKER SYMBOL MTRN MEETING DATE 04-May-2011 ISIN US5766901012 AGENDA 933397499 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 JOSEPH P. KEITHLEY For For 2 N. MOHAN REDDY For For 3 CRAIG S. SHULAR For For 02 TO APPROVE THE AMENDED AND RESTATED MATERION Management For For CORPORATION 2006 STOCK INCENTIVE PLAN 03 TO APPROVE THE AMENDED AND RESTATED MATERION Management For For CORPORATION 2006 NON-EMPLOYEE DIRECTOR EQUITY PLAN 04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY 05 TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE Management Abstain Against OFFICER COMPENSATION 06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES
CENVEO, INC. SECURITY 15670S105 MEETING TYPE Annual TICKER SYMBOL CVO MEETING DATE 04-May-2011 ISIN US15670S1050 AGENDA 933398439 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 ROBERT G. BURTON, SR. For For 2 GERALD S. ARMSTRONG For For 3 LEONARD C. GREEN For For 4 DR. MARK J. GRIFFIN For For 5 ROBERT B. OBERNIER For For 02 PROPOSAL TO RATIFY THE SELECTION OF GRANT Management For For THORNTON, LLP AS THE CORPORATION'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 PROPOSAL TO APPROVE, BY A NON-BINDING, ADVISORY Management Abstain Against VOTE, 2010 COMPENSATION PAID TO THE CORPORATION'S NAMED EXECUTIVE OFFICERS. 04 PROPOSAL TO RECOMMEND, BY A NON-BINDING, Management Abstain Against ADVISORY VOTE, THE FREQUENCY OF SHAREHOLDER VOTES TO APPROVE THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVES OFFICERS EVERY.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 51 DANA HOLDING CORP SECURITY 235825205 MEETING TYPE Annual TICKER SYMBOL DAN MEETING DATE 04-May-2011 ISIN US2358252052 AGENDA 933400549 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 JOHN M. DEVINE For For 2 TERRENCE J. KEATING For For 3 JOSEPH C. MUSCARI For For 4 RICHARD F. WALLMAN For For 5 KEITH E. WANDELL For For 02 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Management Abstain Against APPROVING EXECUTIVE COMPENSATION 03 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Management Abstain Against REGARDING THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES 04 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
ENTEGRIS, INC. SECURITY 29362U104 MEETING TYPE Annual TICKER SYMBOL ENTG MEETING DATE 04-May-2011 ISIN US29362U1043 AGENDA 933404484 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 GIDEON ARGOV For For 2 MICHAEL A. BRADLEY For For 3 MARVIN D. BURKETT For For 4 R. NICHOLAS BURNS For For 5 DANIEL W. CHRISTMAN For For 6 ROGER D. MCDANIEL For For 7 PAUL L.H. OLSON For For 8 BRIAN F. SULLIVAN For For 02 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS' Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL OF THE COMPENSATION PAID TO ENTEGRIS, Management Abstain Against INC.'S NAMED EXECUTIVE OFFICERS (ADVISORY VOTE). 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
CHESAPEAKE UTILITIES CORPORATION SECURITY 165303108 MEETING TYPE Annual TICKER SYMBOL CPK MEETING DATE 04-May-2011 ISIN US1653031088 AGENDA 933407226 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 THOMAS J. BRESNAN For For 2 MICHAEL P. MCMASTERS For For 3 JOSEPH E. MOORE For For 4 DIANNA F. MORGAN For For 5 JOHN R. SCHIMKAITIS For For 02 NON-BINDING ADVISORY Management Abstain Against VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 03 NON-BINDING ADVISORY Management Abstain Against VOTE REGARDING THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 RATIFICATION OF THE SELECTION OF PARENTEBEARD LLC Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
DUCOMMUN INCORPORATED SECURITY 264147109 MEETING TYPE Annual TICKER SYMBOL DCO MEETING DATE 04-May-2011 ISIN US2641471097 AGENDA 933408002 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 JOSEPH C. BERENATO For For 2 ROBERT D. PAULSON For For 02 ADVISORY RESOLUTION ON NAMED EXECUTIVE Management Abstain Against COMPENSATION. 03 ADVISORY VOTE OF THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON NAMED EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT ACCOUNTANTS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 52 TESCO CORPORATION SECURITY 88157K101 MEETING TYPE Annual and Special Meeting TICKER SYMBOL TESO MEETING DATE 04-May-2011 ISIN CA88157K1012 AGENDA 933413736 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 FRED J. DYMENT For For 2 GARY L. KOTT For For 3 R. VANCE MILLIGAN, Q.C. For For 4 JULIO M. QUINTANA For For 5 JOHN T. REYNOLDS For For 6 NORMAN W. ROBERTSON For For 7 MICHAEL W. SUTHERLIN For For 8 CLIFTON T. WEATHERFORD For For 02 APPROVAL OF A RESOLUTION TO CONTINUE THE Management Against Against CORPORATION'S SHAREHOLDER RIGHTS PLAN UNDER THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT. 03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION. 04 APPROVAL OF THE ADVISORY VOTE ON THE 2010 Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 05 APPROVE THE ADVISORY VOTE ON THE FREQUENCY, IN Management Abstain Against FUTURE YEARS, OF AN ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
BALLANTYNE STRONG, INC. SECURITY 058516105 MEETING TYPE Annual TICKER SYMBOL BTN MEETING DATE 04-May-2011 ISIN US0585161054 AGENDA 933414980 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 WILLIAM F. WELSH, II For For 2 ALVIN ABRAMSON For For 3 GARY L. CAVEY For For 4 MARC E. LEBARON For For 5 MARK D. HASEBROOCK For For 02 THE ADVISORY (NON-BINDING) RESOLUTION REGARDING Management Abstain Against EXECUTIVE COMPENSATION. 03 THE ADVISORY (NON-BINDING) RESOLUTION REGARDING Management Abstain Against THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
AMPCO-PITTSBURGH CORPORATION SECURITY 032037103 MEETING TYPE Annual TICKER SYMBOL AP MEETING DATE 05-May-2011 ISIN US0320371034 AGENDA 933390685 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 WILLIAM K. LIEBERMAN For For 2 STEPHEN E. PAUL For For 3 C.H. PFORZHEIMER, III For For 02 TO APPROVE, IN A NON-BINDING VOTE, THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 03 TO RECOMMEND, IN A NON-BINDING VOTE, THE Management Abstain Against FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 04 TO APPROVE THE AMPCO-PITTSBURGH CORPORATION Management Against Against 2011 OMNIBUS INCENTIVE PLAN. 05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 53 BERKSHIRE HILLS BANCORP, INC. SECURITY 084680107 MEETING TYPE Annual TICKER SYMBOL BHLB MEETING DATE 05-May-2011 ISIN US0846801076 AGENDA 933394114 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 MICHAEL P. DALY For For 2 SUSAN M. HILL For For 3 CORNELIUS D. MAHONEY For For 4 CATHERINE B. MILLER For For 02 THE ADVISORY (NON-BINDING) VOTE TO APPROVE THE Management Abstain Against COMPANY'S EXECUTIVE COMPENSATION. 03 A NON-BINDING PROPOSAL TO GIVE ADVICE WITH Management Abstain Against RESPECT TO THE FREQUENCY THAT STOCKHOLDERS WILL VOTE ON OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES. 04 TO APPROVE THE BERKSHIRE HILLS BANCORP, INC. 2011 Management Against Against EQUITY INCENTIVE PLAN. 05 THE RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF BERKSHIRE HILLS BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ASTRONICS CORPORATION SECURITY 046433108 MEETING TYPE Annual TICKER SYMBOL ATRO MEETING DATE 05-May-2011 ISIN US0464331083 AGENDA 933396435 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 RAYMOND W. BOUSHIE For For 2 ROBERT T. BRADY For For 3 JOHN B. DRENNING For For 4 PETER J. GUNDERMANN For For 5 KEVIN T. KEANE For For 6 ROBERT J. MCKENNA For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. 03 TO CONSIDER AND VOTE UPON THE ADOPTION OF THE Management Against Against 2011 EMPLOYEE STOCK OPTION PLAN. 04 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION OF THE PROXY STATEMENT. 05 THE COMPANY SEEKS SHAREHOLDERS' INPUT ON THE Management Abstain Against FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION PROGRAMS. 06 TO CONSIDER AND VOTE UPON A SHAREHOLDER Shareholder Against For PROPOSAL RECOMMENDING THE BOARD OF DIRECTORS TAKE ACTION TO CONVERT ALL CLASS B SHARES (CURRENTLY 10 VOTES PER SHARE) TO COMMON SHARES (CURRENTLY ONE VOTE PER SHARE).
PENNICHUCK CORPORATION SECURITY 708254206 MEETING TYPE Annual TICKER SYMBOL PNNW MEETING DATE 05-May-2011 ISIN US7082542066 AGENDA 933403660 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 JOSEPH A. BELLAVANCE For For 2 JANET M. HANSEN For For 3 HANNAH M. MCCARTHY For For 4 JAMES M. MURPHY For For 02 TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. 03 TO HAVE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against APPROVAL OF THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS ("SAY ON PAY") AS DISCLOSED IN THE PROXY STATEMENT FOR THIS MEETING. 04 TO HAVE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against DESIRED FREQUENCY ON WHICH SHAREHOLDERS WILL HAVE AN ADVISORY (NON-BINDING) VOTE ON THE APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ("SAY WHEN ON PAY").
GAYLORD ENTERTAINMENT COMPANY SECURITY 367905106 MEETING TYPE Annual TICKER SYMBOL GET MEETING DATE 05-May-2011 ISIN US3679051066 AGENDA 933404092 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 GLENN J. ANGIOLILLO For For 2 MICHAEL J. BENDER For For 3 E.K. GAYLORD II For For 4 RALPH HORN For For 5 DAVID W. JOHNSON For For 6 ELLEN LEVINE For For
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 54
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 7 TERRELL T. PHILEN, JR. For For 8 ROBERT S. PRATHER, JR. For For 9 COLIN V. REED For For 10 MICHAEL D. ROSE For For 11 MICHAEL I. ROTH For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management Against Against OUR 2006 OMNIBUS INCENTIVE PLAN. 04 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Management Abstain Against COMPENSATION. 05 TO RECOMMEND, ON AN ADVISORY BASIS, WHETHER WE Management Abstain Against WILL HAVE FUTURE ADVISORY VOTES REGARDING OUR EXECUTIVE COMPENSATION EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS.
COVANTA HOLDING CORPORATION SECURITY 22282E102 MEETING TYPE Annual TICKER SYMBOL CVA MEETING DATE 05-May-2011 ISIN US22282E1029 AGENDA 933404143 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 DAVID M. BARSE For For 2 RONALD J. BROGLIO For For 3 PETER C.B. BYNOE For For 4 LINDA J. FISHER For For 5 JOSEPH M. HOLSTEN For For 6 ANTHONY J. ORLANDO For For 7 WILLIAM C. PATE For For 8 ROBERT S. SILBERMAN For For 9 JEAN SMITH For For 10 SAMUEL ZELL For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For COVANTA HOLDING CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2011 FISCAL YEAR. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION.
VALASSIS COMMUNICATIONS, INC. SECURITY 918866104 MEETING TYPE Annual TICKER SYMBOL VCI MEETING DATE 05-May-2011 ISIN US9188661048 AGENDA 933404244 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR. Management For For 1B ELECTION OF DIRECTOR: PATRICK F. BRENNAN Management For For 1C ELECTION OF DIRECTOR: KENNETH V. DARISH Management For For 1D ELECTION OF DIRECTOR: DR. WALTER H. KU Management For For 1E ELECTION OF DIRECTOR: ROBERT L. RECCHIA Management For For 1F ELECTION OF DIRECTOR: THOMAS J. REDDIN Management For For 1G ELECTION OF DIRECTOR: ALAN F. SCHULTZ Management For For 1H ELECTION OF DIRECTOR: WALLACE S. SNYDER Management For For 1I ELECTION OF DIRECTOR: AMBASSADOR FAITH Management For For WHITTLESEY 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against VALASSIS COMMUNICATIONS, INC. 2008 OMNIBUS INCENTIVE COMPENSATION PLAN. 03 PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO ACT UPON AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 05 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. 06 APPROVE ANY ADJOURNMENT OF THE ANNUAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ANY OR ALL FOREGOING PROPOSALS IF THERE ARE NOT SUFFICIENT VOTES.
BIOLASE TECHNOLOGY, INC. SECURITY 090911108 MEETING TYPE Annual TICKER SYMBOL BLTI MEETING DATE 05-May-2011 ISIN US0909111082 AGENDA 933406907 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: FEDERICO PIGNATELLI Management For For 1B ELECTION OF DIRECTOR: DR. ALEX K. ARROW Management For For 1C ELECTION OF DIRECTOR: DR. NORMAN J. NEMOY Management For For 1D ELECTION OF DIRECTOR: GREGORY E. LICHTWARDT Management For For 02 TO APPROVE THE AMENDMENT TO THE 2002 STOCK Management Against Against INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 55 RTI BIOLOGICS, INC. SECURITY 74975N105 MEETING TYPE Annual TICKER SYMBOL RTIX MEETING DATE 05-May-2011 ISIN US74975N1054 AGENDA 933407377 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 PETER F. GEAREN For For 2 ADRIAN J.R. SMITH For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE Management Abstain Against "SAY ON PAY VOTE") 03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Management Abstain Against SAY ON PAY VOTE
RAM ENERGY RESOURCES, INC. SECURITY 75130P109 MEETING TYPE Annual TICKER SYMBOL RAME MEETING DATE 05-May-2011 ISIN US75130P1093 AGENDA 933412722 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 SEAN P. LANE For For 2 JOHN M. REARDON For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 04 RATIFY AND APPROVE THE APPOINTMENT OF UHY LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011.
SWISHER HYGIENE INC. SECURITY 870808102 MEETING TYPE Annual TICKER SYMBOL SWSH MEETING DATE 05-May-2011 ISIN US8708081026 AGENDA 933423004 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 H. WAYNE HUIZENGA For For 2 STEVEN R. BERRARD For For 3 DAVID BRALEY For For 4 JOHN ELLIS BUSH For For 5 HARRIS W. HUDSON For For 6 WILLIAM D. PRUITT For For 7 DAVID PRUSSKY For For 8 MICHAEL SERRUYA For For 02 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management For For INC.'S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 400,000,000 TO 600,000,000. 03 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management Against Against INC.'S CERTIFICATE OF INCORPORATION TO AUTHORIZE 10,000,000 SHARES OF "BLANK CHECK" PREFERRED STOCK. 04 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management For For INC.'S CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS TO ACT BY WRITTEN CONSENT. 05 TO APPROVE THE AMENDED AND RESTATED SWISHER Management For For HYGIENE INC. 2010 STOCK INCENTIVE PLAN AND RATIFY AWARDS PREVIOUSLY GRANTED UNDER THE PLAN. 06 TO APPROVE THE SWISHER HYGIENE INC. SENIOR Management For For EXECUTIVE OFFICERS PERFORMANCE INCENTIVE BONUS PLAN. 07 TO OBTAIN NON-BINDING ADVISORY APPROVAL OF THE Management Abstain Against COMPENSATION OF SWISHER HYGIENE INC.'S NAMED EXECUTIVE OFFICERS ("SAY ON PAY"). 08 TO OBTAIN NON-BINDING ADVISORY APPROVAL OF THREE Management Abstain Against YEARS AS THE FREQUENCY OF FUTURE "SAY ON PAY" VOTES.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 56 SWISHER HYGIENE INC. SECURITY 870808102 MEETING TYPE Annual TICKER SYMBOL SWSH MEETING DATE 05-May-2011 ISIN US8708081026 AGENDA 933426694 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 H. WAYNE HUIZENGA For For 2 STEVEN R. BERRARD For For 3 DAVID BRALEY For For 4 JOHN ELLIS BUSH For For 5 HARRIS W. HUDSON For For 6 WILLIAM D. PRUITT For For 7 DAVID PRUSSKY For For 8 MICHAEL SERRUYA For For 02 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management For For INC.'S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 400,000,000 TO 600,000,000. 03 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management Against Against INC.'S CERTIFICATE OF INCORPORATION TO AUTHORIZE 10,000,000 SHARES OF "BLANK CHECK" PREFERRED STOCK. 04 TO APPROVE AN AMENDMENT TO SWISHER HYGIENE Management For For INC.'S CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS TO ACT BY WRITTEN CONSENT. 05 TO APPROVE THE AMENDED AND RESTATED SWISHER Management For For HYGIENE INC. 2010 STOCK INCENTIVE PLAN AND RATIFY AWARDS PREVIOUSLY GRANTED UNDER THE PLAN. 06 TO APPROVE THE SWISHER HYGIENE INC. SENIOR Management For For EXECUTIVE OFFICERS PERFORMANCE INCENTIVE BONUS PLAN. 07 TO OBTAIN NON-BINDING ADVISORY APPROVAL OF THE Management Abstain Against COMPENSATION OF SWISHER HYGIENE INC.'S NAMED EXECUTIVE OFFICERS ("SAY ON PAY"). 08 TO OBTAIN NON-BINDING ADVISORY APPROVAL OF THREE Management Abstain Against YEARS AS THE FREQUENCY OF FUTURE "SAY ON PAY" VOTES.
FALCONSTOR SOFTWARE, INC. SECURITY 306137100 MEETING TYPE Annual TICKER SYMBOL FALC MEETING DATE 09-May-2011 ISIN US3061371007 AGENDA 933410627 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 ELI OXENHORN* For For 2 STEVEN R. FISCHER* For For 3 ALAN W. KAUFMAN** For For 02 TO APPROVE STAND ALONE STOCK OPTION AGREEMENT. Management Against Against 03 RESOLVED, THAT THE STOCKHOLDERS APPROVE THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY STATEMENT. 04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
STONERIDGE, INC. SECURITY 86183P102 MEETING TYPE Annual TICKER SYMBOL SRI MEETING DATE 09-May-2011 ISIN US86183P1021 AGENDA 933423953 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 JOHN C. COREY For For 2 JEFFREY P. DRAIME For For 3 DOUGLAS C. JACOBS For For 4 IRA C. KAPLAN For For 5 KIM KORTH For For 6 WILLIAM M. LASKY For For 7 PAUL J. SCHLATHER For For 02 RATIFICATION OF ERNST & YOUNG LLP Management For For 03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION 05 APPROVAL OF AMENDED ANNUAL INCENTIVE PLAN Management For For
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 57 COMVERGE, INC. SECURITY 205859101 MEETING TYPE Annual TICKER SYMBOL COMV MEETING DATE 10-May-2011 ISIN US2058591015 AGENDA 933388806 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 ALEC G. DREYER For For 2 SCOTT B. UNGERER For For 02 APPROVAL OF THE COMPANY'S SIXTH AMENDED AND Management For For RESTATED CERTIFICATE OF INCORPORATION. 03 APPROVAL, BY NON-BINDING VOTE, OF THE ADVISORY Management Abstain Against RESOLUTION ON THE COMPANY'S EXECUTIVE COMPENSATION. 04 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. 05 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON DECEMBER 31, 2011.
BELO CORP. SECURITY 080555105 MEETING TYPE Annual TICKER SYMBOL BLC MEETING DATE 10-May-2011 ISIN US0805551050 AGENDA 933394378 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1 DIRECTOR Management 1 ROBERT W. DECHERD For For 2 DUNIA A. SHIVE For For 3 M. ANNE SZOSTAK For For 2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3 AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION (SAY-ON-PAY) 4 AN ADVISORY Management Abstain Against VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON SAY-ON-PAY.
YOUNG INNOVATIONS, INC. SECURITY 987520103 MEETING TYPE Annual TICKER SYMBOL YDNT MEETING DATE 10-May-2011 ISIN US9875201033 AGENDA 933411009 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 GEORGE E. RICHMOND For For 2 ALFRED E. BRENNAN For For 3 BRIAN F. BREMER For For 4 P.J. FERRILLO, JR. For For 5 RICHARD J. BLISS For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against (SAY ON PAY)VOTE. 03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Management Abstain Against SAY ON PAYVOTE. 04 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Management For For AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
QUIDEL CORPORATION SECURITY 74838J101 MEETING TYPE Annual TICKER SYMBOL QDEL MEETING DATE 10-May-2011 ISIN US74838J1016 AGENDA 933412164 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 THOMAS D. BROWN For For 2 DOUGLAS C. BRYANT For For 3 KENNETH F. BUECHLER For For 4 ROD F. DAMMEYER For For 5 MARY LAKE POLAN For For 6 MARK A. PULIDO For For 7 JACK W. SCHULER For For 02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against NAMED EXECUTIVE OFFICERS. 04 TO RECOMMEND, THE FREQUENCY OF FUTURE ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION.
WATERFURNACE RENEWABLE ENERGY, INC. SECURITY 9415EQ108 MEETING TYPE Annual TICKER SYMBOL WFIFF MEETING DATE 10-May-2011 ISIN CA9415EQ1089 AGENDA 933412760 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 ELECTION OF DIRECTORS FOR THE COMPANY FOR THE Management For For ENSUING YEAR. 02 APPOINTMENT OF GRANT THORNTON, LLP, CHARTERED Management For For ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 58 TYLER TECHNOLOGIES, INC. SECURITY 902252105 MEETING TYPE Annual TICKER SYMBOL TYL MEETING DATE 10-May-2011 ISIN US9022521051 AGENDA 933415730 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 DONALD R. BRATTAIN For For 2 J. LUTHER KING, JR. For For 3 JOHN S. MARR, JR. For For 4 G. STUART REEVES For For 5 MICHAEL D. RICHARDS For For 6 DUSTIN R. WOMBLE For For 7 JOHN M. YEAMAN For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For AUDITORS. 03 ADVISORY VOTE ON APPROVAL OF THE COMPENSATION Management Abstain Against FOR THE NAMED EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER Management Abstain Against VOTE ON EXECUTIVE COMPENSATION.
MIDAS, INC. SECURITY 595626102 MEETING TYPE Annual TICKER SYMBOL MDS MEETING DATE 10-May-2011 ISIN US5956261029 AGENDA 933417025 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 THOMAS L. BINDLEY For For 2 ROBERT R. SCHOEBERL For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 RESOLUTION APPROVING THE COMPENSATION OF THE Management For For COMPANY'S NAMED EXECUTIVE OFFICERS. 04 FREQUENCY OF INCLUSION IN THE PROXY STATEMENT OF Management 3 Years For A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
WATERFURNACE RENEWABLE ENERGY, INC. SECURITY 9415EQ108 MEETING TYPE Annual TICKER SYMBOL WFIFF MEETING DATE 10-May-2011 ISIN CA9415EQ1089 AGENDA 933417253 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 ELECTION OF DIRECTORS FOR THE COMPANY FOR THE Management For For ENSUING YEAR. 02 APPOINTMENT OF GRANT THORNTON, LLP, CHARTERED Management For For ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION.
CHEMTURA CORPORATION SECURITY 163893209 MEETING TYPE Annual TICKER SYMBOL CHMT MEETING DATE 10-May-2011 ISIN US1638932095 AGENDA 933418471 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 JEFFREY D. BENJAMIN For For 2 TIMOTHY J. BERNLOHR For For 3 ANNA C. CATALANO For For 4 ALAN S. COOPER For For 5 JAMES W. CROWNOVER For For 6 JONATHAN F. FOSTER For For 7 CRAIG A. ROGERSON For For 8 JOHN K. WULFF For For 02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 03 TO DESIGNATE THE FREQUENCY OF PERIODIC ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION. 04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 59 ADAMS GOLF, INC. SECURITY 006228209 MEETING TYPE Annual TICKER SYMBOL ADGF MEETING DATE 10-May-2011 ISIN US0062282092 AGENDA 933420414 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 JOHN M. GREGORY For For 2 ROBERT D. ROGERS For For 02 DIRECTORS' PROPOSAL - RATIFY THE APPOINTMENT OF Management For For BKD, LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2011 03 EQUITY INCENTIVE PLAN - APPROVE THE 2011 EQUITY Management Against Against INCENTIVE PLAN
GRIFFIN LAND & NURSERIES, INC. SECURITY 398231100 MEETING TYPE Annual TICKER SYMBOL GRIF MEETING DATE 10-May-2011 ISIN US3982311009 AGENDA 933420781 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 WINSTON J. CHURCHILL JR Withheld Against 2 EDGAR M. CULLMAN Withheld Against 3 DAVID M. DANZIGER Withheld Against 4 FREDERICK M. DANZIGER Withheld Against 5 THOMAS C. ISRAEL Withheld Against 6 ALBERT H. SMALL, JR. Withheld Against 7 DAVID F. STEIN Withheld Against 02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS. 03 APPROVAL, BY NON-BINDING VOTE, OF THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS PRESENTED IN GRIFFIN'S PROXY STATEMENT. 04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Management Abstain Against FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
WATTS WATER TECHNOLOGIES, INC. SECURITY 942749102 MEETING TYPE Annual TICKER SYMBOL WTS MEETING DATE 11-May-2011 ISIN US9427491025 AGENDA 933391221 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1 DIRECTOR Management 1 ROBERT L. AYERS For For 2 KENNETT F. BURNES For For 3 RICHARD J. CATHCART For For 4 DAVID J. COGHLAN For For 5 RALPH E. JACKSON, JR. For For 6 JOHN K. MCGILLICUDDY For For 7 MERILEE RAINES For For 2 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. 3 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 4 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.
MINE SAFETY APPLIANCES COMPANY SECURITY 602720104 MEETING TYPE Annual TICKER SYMBOL MSA MEETING DATE 11-May-2011 ISIN US6027201044 AGENDA 933396447 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 DIANE M. PEARSE For For 2 L. EDWARD SHAW, JR. For For 3 WILLIAM M. LAMBERT For For 02 APPROVAL OF ADOPTION OF THE COMPANY'S AMENDED Management Against Against AND RESTATED 2008 MANAGEMENT EQUITY INCENTIVE PLAN. 03 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 04 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 05 TO PROVIDE AN ADVISORY (NON-BINDING) Management Abstain Against VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 60 THE MIDDLEBY CORPORATION SECURITY 596278101 MEETING TYPE Annual TICKER SYMBOL MIDD MEETING DATE 11-May-2011 ISIN US5962781010 AGENDA 933402757 - MANAGEMENT
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: SELIM A. BASSOUL Management For For 1B ELECTION OF DIRECTOR: ROBERT B. LAMB Management For For 1C ELECTION OF DIRECTOR: RYAN LEVENSON Management For For 1D ELECTION OF DIRECTOR: JOHN R. MILLER III Management For For 1E ELECTION OF DIRECTOR: GORDON O'BRIEN Management For For 1F ELECTION OF DIRECTOR: PHILIP G. PUTNAM Management For For 1G ELECTION OF DIRECTOR: SABIN C. STREETER Management For For 02 APPROVAL OF THE ADOPTION OF THE COMPANY'S 2011 Management Against Against LONG-TERM INCENTIVE PLAN. 03 APPROVAL OF THE ADOPTION OF THE COMPANY'S VALUE Management For For CREATION INCENTIVE PLAN. 04 APPROVAL, BY AN ADVISORY VOTE, OF THE 2010 Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION ("SEC"). 05 SELECTION, BY AN ADVISORY VOTE, OF THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 06 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011.
COMPUTER TASK GROUP, INCORPORATED SECURITY 205477102 MEETING TYPE Annual TICKER SYMBOL CTGX MEETING DATE 11-May-2011 ISIN US2054771025 AGENDA 933406919 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 JAMES R. BOLDT For For 2 THOMAS E. BAKER For For 3 WILLIAM D. MCGUIRE For For 02 TO APPROVE, IN AN ADVISORY AND NON-BINDING VOTE, Management Abstain Against THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 TO RECOMMEND, IN AN ADVISORY AND NON-BINDING Management Abstain Against VOTE, WHETHER A NON-BINDING SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO, OR THREE YEARS.
SMART BALANCE, INC. SECURITY 83169Y108 MEETING TYPE Annual TICKER SYMBOL SMBL MEETING DATE 11-May-2011 ISIN US83169Y1082 AGENDA 933415526 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 WILLIAM E. HOOPER For For 2 GERALD J. LABER For For 3 JAMES B. LEIGHTON For For 02 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION ON Management Abstain Against EXECUTIVE COMPENSATION 03 PROPOSAL TO PROVIDE AN ADVISORY VOTE ON THE Management Abstain Against FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION 04 PROPOSAL TO RATIFY THE APPOINTMENT OF EHRHARDT Management For For KEEFE STEINER & HOTTMAN PC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011
CORE MOLDING TECHNOLOGIES, INC. SECURITY 218683100 MEETING TYPE Annual TICKER SYMBOL CMT MEETING DATE 11-May-2011 ISIN US2186831002 AGENDA 933417897 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 KEVIN L. BARNETT For For 2 THOMAS R. CELLITTI For For 3 JAMES F. CROWLEY For For 4 RALPH O. HELLMOLD For For 5 MALCOLM M. PRINE For For 6 JAMES L. SIMONTON For For 02 TO RATIFY THE APPOINTMENT OF CROWE HORWATH, LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 61 UNITED-GUARDIAN, INC. SECURITY 910571108 MEETING TYPE Annual TICKER SYMBOL UG MEETING DATE 11-May-2011 ISIN US9105711082 AGENDA 933423799 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 HENRY P. GLOBUS For For 2 ROBERT S. RUBINGER For For 3 KENNETH H. GLOBUS For For 4 LAWRENCE F. MAIETTA For For 5 ARTHUR M. DRESNER For For 6 ANDREW A. BOCCONE For For 7 CHRISTOPHER W. NOLAN SR For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF HOLTZ Management For For RUBENSTEIN REMINICK LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
FISHER COMMUNICATIONS, INC. SECURITY 337756209 MEETING TYPE Contested-Annual TICKER SYMBOL FSCI MEETING DATE 11-May-2011 ISIN US3377562091 AGENDA 933425363 - Opposition
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 MATTHEW GOLDFARB For For 2 STEPHEN LOUKAS Withheld Against 3 JOHN F. POWERS For For 4 JOSEPH J. TROY For For 02 APPROVAL OF THE COMPANY'S PROPOSAL TO RATIFY THE Management For For APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011: 03 THE COMPANY'S ADVISORY VOTE ON EXECUTIVE Management Abstain For COMPENSATION, OFTEN REFERRED TO AS "SAY ON PAY": 04 THE COMPANY'S ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON COMPENSATION OFTEN REFERRED TO AS "SAY WHEN ON PAY":
GSI GROUP INC. SECURITY 36191C205 MEETING TYPE Annual TICKER SYMBOL GSIG MEETING DATE 11-May-2011 ISIN CA36191C2058 AGENDA 933428294 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 JOHN A. ROUSH For For 2 STEPHEN W. BERSHAD For For 3 EUGENE I. DAVIS For For 4 DENNIS J. FORTINO For For 5 K. PETER HEILAND For For 6 IRA J. LAMEL For For 7 BYRON O. POND For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
CALLON PETROLEUM COMPANY SECURITY 13123X102 MEETING TYPE Annual TICKER SYMBOL CPE MEETING DATE 12-May-2011 ISIN US13123X1028 AGENDA 933393061 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 B.F. WEATHERLY For For 2 ANTHONY J. NOCCHIERO For For 02 TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE Management Abstain Against COMPANY'S EXECUTIVE COMPENSATION. 03 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL TO Management Abstain Against DETERMINE WHETHER THE SHAREHOLDER VOTE TO APPROVE EXECUTIVE COMPENSATION (ITEM 2 ABOVE) SHOULD OCCUR EVERY 1, 2 OR 3 YEARS. 04 TO APPROVE AND RATIFY THE CALLON PETROLEUM Management For For COMPANY 2011 OMNIBUS INCENTIVE PLAN. 05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 62 CARIBOU COFFEE COMPANY, INC. SECURITY 142042209 MEETING TYPE Annual TICKER SYMBOL CBOU MEETING DATE 12-May-2011 ISIN US1420422099 AGENDA 933393679 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 KIP R. CAFFEY For For 2 SARAH PALISI CHAPIN For For 3 E. STOCKTON CROFT For For 4 WALLACE B. DOOLIN For For 5 GARY A. GRAVES For For 6 KEVIN J. KEOGH For For 7 CHARLES H. OGBURN For For 8 PHILIP H. SANFORD For For 9 MICHAEL J. TATTERSFIELD For For 02 TO APPROVE THE COMPANY'S AMENDED AND RESTATED Management Against Against 2005 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 1, 2012. 04 TO CONSIDER ANY OTHER BUSINESS TO PROPERLY COME Management For For BEFORE THE MEETING.
ARTHROCARE CORPORATION SECURITY 043136100 MEETING TYPE Annual TICKER SYMBOL ARTC MEETING DATE 12-May-2011 ISIN US0431361007 AGENDA 933394239 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 CHRISTIAN P. AHRENS For For 2 GREGORY A. BELINFANTI For For 3 BARBARA D. BOYAN, PH.D. For For 4 DAVID FITZGERALD For For 5 JAMES G. FOSTER For For 6 TERRENCE E. GEREMSKI For For 7 TORD B. LENDAU For For 8 PETER L. WILSON For For 02 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
THE E.W. SCRIPPS COMPANY SECURITY 811054402 MEETING TYPE Annual TICKER SYMBOL SSP MEETING DATE 12-May-2011 ISIN US8110544025 AGENDA 933400979 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 ROGER L. OGDEN For For 2 J. MARVIN QUIN For For 3 KIM WILLIAMS For For
CYNOSURE INC. SECURITY 232577205 MEETING TYPE Annual TICKER SYMBOL CYNO MEETING DATE 12-May-2011 ISIN US2325772059 AGENDA 933401224 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 MICHAEL R. DAVIN For For 03 TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE Management Abstain Against FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. 05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For CYNOSURE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 63 FURMANITE CORPORATION SECURITY 361086101 MEETING TYPE Annual TICKER SYMBOL FRM MEETING DATE 12-May-2011 ISIN US3610861011 AGENDA 933402834 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 CHARLES R. COX For For 2 SANGWOO AHN For For 3 HANS KESSLER For For 4 KEVIN R. JOST For For 02 APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against EXECUTIVE COMPENSATION VOTES. 04 THE RATIFICATION OF THE APPOINTMENT OF GRANT Management For For THORNTON LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
HUDSON VALLEY HOLDING CORP. SECURITY 444172100 MEETING TYPE Annual TICKER SYMBOL HUVL MEETING DATE 12-May-2011 ISIN US4441721002 AGENDA 933415184 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 WILLIAM E. GRIFFIN For For 2 JAMES J. LANDY For For 3 STEPHEN R. BROWN For For 4 JOHN P. CAHILL For For 5 MARY-JANE FOSTER For For 6 GREGORY F. HOLCOMBE For For 7 ADAM W. IFSHIN For For 8 MICHAEL P. MALONEY For For 9 ANGELO R. MARTINELLI For For 10 JOHN A. PRATT JR. For For 11 CECILE D. SINGER For For 12 CRAIG S. THOMPSON For For 02 NON-BINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against COMPENSATION OF NAMED EXECUTIVE OFFICERS 03 NON-BINDING ADVISORY VOTE ON FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS (PROPOSING ANNUAL VOTE) 04 RATIFY APPOINTMENT OF CROWE HORWATH LLP AS Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011
KAR AUCTION SERVICES INC SECURITY 48238T109 MEETING TYPE Annual TICKER SYMBOL KAR MEETING DATE 12-May-2011 ISIN US48238T1097 AGENDA 933416631 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 DAVID J. AMENT For For 2 J. CARELLA For For 3 BRIAN T. CLINGEN For For 4 MICHAEL B. GOLDBERG For For 5 ROBERT M. FINLAYSON For For 6 PETER R. FORMANEK For For 7 JAMES P. HALLETT For For 8 PETER H. KAMIN For For 9 SANJEEV K. MEHRA For For 10 CHURCH M. MOORE For For 11 THOMAS C. O'BRIEN For For 12 GREGORY P. SPIVY For For 13 JONATHAN P. WARD For For 02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against FREQUENCY OF VOTING ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 64 BRUKER CORPORATION SECURITY 116794108 MEETING TYPE Annual TICKER SYMBOL BRKR MEETING DATE 12-May-2011 ISIN US1167941087 AGENDA 933420274 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 STEPHEN W. FESIK For For 2 DIRK D. LAUKIEN For For 3 RICHARD M. STEIN For For 4 CHARLES F. WAGNER, JR. For For 5 BERNHARD WANGLER For For 02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For For CONFIRM AND APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF BRUKER CORPORATION FOR FISCAL 2011. 03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE Management Abstain Against FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
OTELCO, INC. SECURITY 688823202 MEETING TYPE Annual TICKER SYMBOL OTT MEETING DATE 12-May-2011 ISIN US6888232021 AGENDA 933421567 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 WILLIAM BAK For For 2 MICHAEL D. WEAVER For For 02 RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL, BY NON-BINDING VOTE, OF THE Management Abstain Against COMPENSATION OF OTELCO'S NAMED EXECUTIVES. 04 APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY Management Abstain Against FOR HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OTELCO'S NAMED EXECUTIVES.
BERKSHIRE BANCORP INC. SECURITY 084597202 MEETING TYPE Annual TICKER SYMBOL BERK MEETING DATE 12-May-2011 ISIN US0845972027 AGENDA 933430314 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 WILLIAM L. COHEN For For 2 MARTIN A. FISCHER For For 3 MOSES KRAUSZ For For 4 MOSES MARX For For 5 STEVEN ROSENBERG For For 6 RANDOLPH B. STOCKWELL For For
ICU MEDICAL, INC. SECURITY 44930G107 MEETING TYPE Annual TICKER SYMBOL ICUI MEETING DATE 13-May-2011 ISIN US44930G1076 AGENDA 933414497 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 JOHN J. CONNORS For For 2 MICHAEL T. KOVALCHIK For For 3 JOSEPH R. SAUCEDO For For 02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Management For For LLP AS AUDITORS FOR THE COMPANY. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 05 TO APPROVE THE ICU MEDICAL, INC. 2011 STOCK Management Abstain Against INCENTIVE PLAN.
CASCADE MICROTECH, INC. SECURITY 147322101 MEETING TYPE Annual TICKER SYMBOL CSCD MEETING DATE 13-May-2011 ISIN US1473221018 AGENDA 933417544 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 MICHAEL D. BURGER*** For For 2 DR. F. PAUL CARLSON* For For 3 DR. JOHN Y. CHEN* For For 4 JOHN DELAFIELD* For For 5 RAYMOND A. LINK*** For For 6 DR. WILLIAM R. SPIVEY** For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 65 KEWEENAW LAND ASSOCIATION, LIMITED SECURITY 493026108 MEETING TYPE Contested-Annual TICKER SYMBOL KEWL MEETING DATE 16-May-2011 ISIN US4930261080 AGENDA 933403709 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 DAVID AYER For For 2 DONALD J. HOFFMAN For For 02 IN THE MATTER OF APPROVING ANDERSON, TACKMAN & Management For For COMPANY AS THE COMPANY'S AUDITORS FOR 2011. 03 PROPOSAL TO AMEND ARTICLE IV OF THE ARTICLES OF Management For For INCORPORATION.
MGE ENERGY, INC. SECURITY 55277P104 MEETING TYPE Annual TICKER SYMBOL MGEE MEETING DATE 17-May-2011 ISIN US55277P1049 AGENDA 933391182 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 LONDA J. DEWEY For For 2 REGINA M. MILLNER For For 3 THOMAS R. STOLPER For For 02 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. 03 APPROVAL OF THE COMPENSATION OF THE NAMED Management Abstain Against EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT UNDER THE HEADING "EXECUTIVE COMPENSATION". 04 WHETHER SHAREHOLDER ADVISORY VOTE TO APPROVE Management Abstain Against THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT SHOULD OCCUR EVERY.
PINNACLE AIRLINES CORP. SECURITY 723443107 MEETING TYPE Annual TICKER SYMBOL PNCL MEETING DATE 17-May-2011 ISIN US7234431077 AGENDA 933395027 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 IAN MASSEY For For 2 JAMES E. MCGEHEE, JR. For For 3 PHILIP H. TRENARY For For 02 ADVISORY VOTE ON THE COMPENSATION OF PINNACLE Management Abstain Against AIRLINES CORP.'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION" IN THE PROXY STATEMENT. 03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2011.
ENTERCOM COMMUNICATIONS CORP. SECURITY 293639100 MEETING TYPE Annual TICKER SYMBOL ETM MEETING DATE 17-May-2011 ISIN US2936391000 AGENDA 933397831 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 1 2 DIRECTOR Management 1 DAVID J. BERKMAN* For For 2 DANIEL E. GOLD* For For 3 JOSEPH M. FIELD For For 4 DAVID J. FIELD For For 5 JOHN C. DONLEVIE For For 6 ROBERT S. WIESENTHAL For For 7 MICHAEL J. WOLF For For 03 APPROVAL OF AN AMENDMENT TO THE ENTERCOM EQUITY Management For For COMPENSATION PLAN TO ELIMINATE THE SUBLIMIT ON THE NUMBER OF SHARES OF RESTRICTED STOCK/RSUS WHICH MAY BE GRANTED THEREUNDER.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 66
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 04 APPROVAL OF THE FOLLOWING ADVISORY RESOLUTION Management Abstain Against REGARDING THE COMPANY'S EXECUTIVE COMPENSATION: "RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION, IS HEREBY APPROVED." 05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION. 06 RATIFICATION OF THE SELECTION OF THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
NEWPORT CORPORATION SECURITY 651824104 MEETING TYPE Annual TICKER SYMBOL NEWP MEETING DATE 17-May-2011 ISIN US6518241046 AGENDA 933406022 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 OLEG KHAYKIN For For 2 PETER J. SIMONE For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS NEWPORT'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 APPROVAL OF NEWPORT'S 2011 STOCK INCENTIVE PLAN. Management Against Against 04 ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against COMPENSATION OF NEWPORT'S NAMED EXECUTIVE OFFICERS. 05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against VOTES ON THE APPROVAL OF THE COMPENSATION OF NEWPORT'S NAMED EXECUTIVE OFFICERS.
CAMBIUM LEARNING GROUP, INC SECURITY 13201A107 MEETING TYPE Annual TICKER SYMBOL ABCD MEETING DATE 17-May-2011 ISIN US13201A1079 AGENDA 933408696 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 SCOTT J. TROELLER For For 2 NEIL WEINER For For 02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S Management Abstain Against EXECUTIVE COMPENSATION. 03 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Management Abstain Against OF THE STOCKHOLDER VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (EVERY 1, 2 OR 3 YEARS). 04 RATIFICATION OF THE APPOINTMENT OF WHITLEY PENN Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
NATIONAL PRESTO INDUSTRIES, INC. SECURITY 637215104 MEETING TYPE Annual TICKER SYMBOL PK MEETING DATE 17-May-2011 ISIN US6372151042 AGENDA 933409270 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 RANDY F. LIEBLE For For 2 JOSEPH G. STIENESSEN For For 02 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For NATIONAL PRESTO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF NATIONAL PRESTO'S NAMED EXECUTIVE OFFICERS. 04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
HICKORYTECH CORPORATION SECURITY 429060106 MEETING TYPE Annual TICKER SYMBOL HTCO MEETING DATE 17-May-2011 ISIN US4290601065 AGENDA 933410045 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 ROBERT D. ALTON, JR. For For 2 JAMES W. BRACKE For For 3 R. WYNN KEARNEY, JR. For For 4 DALE E. PARKER For For 02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSTION. 04 RATIFICATION OF GRANT THORNTON LLP AS Management For For INDEPENDENT AUDITOR.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 67 FLUSHING FINANCIAL CORPORATION SECURITY 343873105 MEETING TYPE Annual TICKER SYMBOL FFIC MEETING DATE 17-May-2011 ISIN US3438731057 AGENDA 933415057 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 MICHAEL J. HEGARTY For For 2 JOHN J. MCCABE For For 3 DONNA M. O'BRIEN For For 4 MICHAEL J. RUSSO For For 02 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION. 03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION. 04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2005 Management For For OMNIBUS INCENTIVE PLAN. 05 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2011.
PZENA INVESTMENT MANAGEMENT, INC. SECURITY 74731Q103 MEETING TYPE Annual TICKER SYMBOL PZN MEETING DATE 17-May-2011 ISIN US74731Q1031 AGENDA 933416895 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 RICHARD S. PZENA For For 2 JOHN P. GOETZ For For 3 WILLIAM L. LIPSEY For For 4 STEVEN M. GALBRAITH For For 5 JOEL M. GREENBLATT For For 6 RICHARD P. MEYEROWICH For For 7 RONALD W. TYSOE For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITORS FOR OUR COMPANY FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2011. 03 VOTE ON AN ADVISORY BASIS TO APPROVE THE Management Abstain Against COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE OFFICERS. 04 VOTE ON AN ADVISORY BASIS ON THE FREQUENCY OF Management Abstain Against SUBMISSION TO STOCKHOLDERS OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
STRATEGIC DIAGNOSTICS INC. SECURITY 862700101 MEETING TYPE Annual TICKER SYMBOL SDIX MEETING DATE 17-May-2011 ISIN US8627001014 AGENDA 933427507 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 STEVEN R. BECKER For For 2 THOMAS A. BOLOGNA For For 3 FRANCIS M. DINUZZO For For 4 DAVID M. WURZER For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK THEREUNDER FROM 35,000,000 TO 50,000,000. 03 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2000 Management Against Against STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER FROM 6,000,000 TO 8,000,000. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 68 BEL FUSE INC. SECURITY 077347201 MEETING TYPE Annual TICKER SYMBOL BELFA MEETING DATE 17-May-2011 ISIN US0773472016 AGENDA 933429272 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 AVI EDEN For For 2 ROBERT H. SIMANDL For For 02 WITH RESPECT TO THE RATIFICATION OF THE Management For For DESIGNATION OF DELOITTE & TOUCHE LLP TO AUDIT BEL'S BOOKS AND ACCOUNTS FOR 2011. 03 WITH RESPECT TO THE APPROVAL, ON AN ADVISORY Management Abstain Against BASIS, OF THE EXECUTIVE COMPENSATION OF BEL'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. 04 WITH RESPECT TO THE VOTE, ON AN ADVISORY BASIS, ON Management Abstain Against HOW OFTEN TO CONDUCT THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 WITH RESPECT TO THE APPROVAL OF THE BEL FUSE INC. Management Abstain Against 2011 EQUITY COMPENSATION PLAN.
RUSH ENTERPRISES, INC. SECURITY 781846209 MEETING TYPE Annual TICKER SYMBOL RUSHA MEETING DATE 17-May-2011 ISIN US7818462092 AGENDA 933435869 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 W. MARVIN RUSH For For 2 W.M. "RUSTY" RUSH For For 3 JAMES C. UNDERWOOD For For 4 HAROLD D. MARSHALL For For 5 THOMAS A. AKIN For For 6 GERALD R. SZCZEPANSKI For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL 2011 YEAR. 03 PROPOSAL TO APPROVE THE AMENDMENT AND Management For For RESTATEMENT OF THE RUSH ENTERPRISES, INC. 2006 NON-EMPLOYEE DIRECTOR STOCK PLAN. 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
RUSH ENTERPRISES, INC. SECURITY 781846308 MEETING TYPE Annual TICKER SYMBOL RUSHB MEETING DATE 17-May-2011 ISIN US7818463082 AGENDA 933439449 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 W. MARVIN RUSH For For 2 W.M. "RUSTY" RUSH For For 3 JAMES C. UNDERWOOD For For 4 HAROLD D. MARSHALL For For 5 THOMAS A. AKIN For For 6 GERALD R. SZCZEPANSKI For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL 2011 YEAR. 03 PROPOSAL TO APPROVE THE AMENDMENT AND Management For For RESTATEMENT OF THE RUSH ENTERPRISES, INC. 2006 NON-EMPLOYEE DIRECTOR STOCK PLAN. 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
PALOMAR MEDICAL TECHNOLOGIES, INC. SECURITY 697529303 MEETING TYPE Annual TICKER SYMBOL PMTI MEETING DATE 18-May-2011 ISIN US6975293035 AGENDA 933399633 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------- -------------- ---- ----------- 01 DIRECTOR Management 1 JOSEPH P. CARUSO For For 2 JEANNE COHANE For For 3 NICHOLAS P. ECONOMOU For For 4 JAMES G. MARTIN For For 5 A. NEIL PAPPALARDO For For 6 LOUIS P. VALENTE For For 02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 03 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. 04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 05 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against For REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 69 TENNECO INC. SECURITY 880349105 MEETING TYPE Annual TICKER SYMBOL TEN MEETING DATE 18-May-2011 ISIN US8803491054 AGENDA 933400640 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ---- ----------- 1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Management For For 1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For For 1C ELECTION OF DIRECTOR: HARI N. NAIR Management For For 1D ELECTION OF DIRECTOR: ROGER B. PORTER Management For For 1E ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Management For For 1F ELECTION OF DIRECTOR: GREGG M. SHERRILL Management For For 1G ELECTION OF DIRECTOR: PAUL T. STECKO Management For For 1H ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Management For For 1I ELECTION OF DIRECTOR: JANE L. WARNER Management For For 02 APPROVE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011. 03 APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY Management Abstain Against VOTE. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
CALLAWAY GOLF COMPANY SECURITY 131193104 MEETING TYPE Annual TICKER SYMBOL ELY MEETING DATE 18-May-2011 ISIN US1311931042 AGENDA 933410704 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ---- ----------- 1 DIRECTOR Management 1 GEORGE FELLOWS For For 2 SAMUEL H. ARMACOST For For 3 RONALD S. BEARD For For 4 JOHN C. CUSHMAN, III For For 5 YOTARO KOBAYASHI For For 6 JOHN F. LUNDGREN For For 7 ADEBAYO O. OGUNLESI For For 8 RICHARD L. ROSENFIELD For For 9 ANTHONY S. THORNLEY For For 2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 3 TO HOLD AN ADVISORY VOTE TO APPROVE THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
DENNY'S CORPORATION SECURITY 24869P104 MEETING TYPE Annual TICKER SYMBOL DENN MEETING DATE 18-May-2011 ISIN US24869P1049 AGENDA 933410792 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ---- ----------- 1A ELECTION OF DIRECTOR: GREGG R. DEDRICK Management For For 1B ELECTION OF DIRECTOR: BRENDA J. LAUDERBACK Management For For 1C ELECTION OF DIRECTOR: ROBERT E. MARKS Management For For 1D ELECTION OF DIRECTOR: JOHN C. MILLER Management For For 1E ELECTION OF DIRECTOR: LOUIS P. NEEB Management For For 1F ELECTION OF DIRECTOR: DONALD C. ROBINSON Management For For 1G ELECTION OF DIRECTOR: DONALD R. SHEPHERD Management For For 1H ELECTION OF DIRECTOR: DEBRA SMITHART-OGLESBY Management For For 1I ELECTION OF DIRECTOR: LAYSHA WARD Management For For 1J ELECTION OF DIRECTOR: F. MARK WOLFINGER Management For For 2 A PROPOSAL TO RATIFY THE SELECTION OF KPMG, LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF DENNY'S CORPORATION AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 28, 2011. 3 AN ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against COMPANY'S NAMED EXECUTIVE OFFICERS. 4 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 70 PULSE ELECTRONICS CORP SECURITY 74586W106 MEETING TYPE Contested-Annual TICKER SYMBOL PULS MEETING DATE 18-May-2011 ISIN US74586W1062 AGENDA 933419411 - Opposition
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ---- ----------- 01 THE COMPANY'S PROPOSAL TO APPROVE AMENDMENTS Management For For TO ITS ARTICLES OF INCORPORATION AND BY-LAWS TO PROVIDE FOR PLURALITY VOTING IN CONTESTED DIRECTOR ELECTIONS. 02 DIRECTOR Management 1 TIMOTHY E. BROG For For 2 JAMES DENNEDY For For 03 THE COMPANY'S ADVISORY VOTE ON EXECUTIVE Management Abstain For COMPENSATION. OPPOSITION HAS NO RECOMMENDATION FOR THIS PROPOSAL. UNINSTRUCTED SHARES WILL BE CAST AS A VOTE TO "ABSTAIN". 04 THE COMPANY'S ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. OPPOSITION HAS NO RECOMMENDATION FOR THIS PROPOSAL. UNINSTRUCTED SHARES WILL BE CAST AS A VOTE FOR "1 YEAR".
INVENTURE FOODS INC SECURITY 461212102 MEETING TYPE Annual TICKER SYMBOL SNAK MEETING DATE 18-May-2011 ISIN US4612121024 AGENDA 933420159 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 ASHTON D. ASENSIO For For 2 MACON BRYCE EDMONSON For For 3 MARK S. HOWELLS For For 4 RONALD C. KESSELMAN For For 5 LARRY R. POLHILL For For 6 ITZHAK REICHMAN For For 7 TERRY MCDANIEL For For 02 PROPOSAL TO APPROVE AN AMENDMENT OF THE Management Against Against INVENTURE FOODS, INC. 2005 EQUITY PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 800,000. 03 RATIFY SELECTION OF MOSS ADAMS LLP AS INDEPENDENT Management For For PUBLIC ACCOUNTANTS.
SWS GROUP INC. SECURITY 78503N107 MEETING TYPE Special TICKER SYMBOL SWS MEETING DATE 18-May-2011 ISIN US78503N1072 AGENDA 933421062 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ---- ----------- 01 APPROVAL, FOR PURPOSES OF NYSE LISTING Management Against Against STANDARDS, OF ISSUANCE OF WARRANTS & UP TO 17,391,304 SHARES OF COMMON STOCK OF COMPANY ISSUABLE UPON THE EXERCISE OF WARRANTS (SUBJECT TO ANTI-DILUTION ADJUSTMENTS) OR, IN CERTAIN CIRCUMSTANCES, NON-VOTING PERPETUAL PARTICIPATING PREFERRED STOCK ISSUABLE UPON EXERCISE OF WARRANTS & CONVERTIBLE, IN CERTAIN CIRCUMSTANCES, INTO COMMON STOCK. 02 THE APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Management Against Against MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE IS AN INSUFFICIENT NUMBER OF VOTES AT THE SPECIAL MEETING TO APPROVE PROPOSAL NO. 1 DESCRIBED ABOVE.
MORGANS HOTEL GROUP CO. SECURITY 61748W108 MEETING TYPE Annual TICKER SYMBOL MHGC MEETING DATE 18-May-2011 ISIN US61748W1080 AGENDA 933429462 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 RONALD W. BURKLE For For 2 ROBERT FRIEDMAN For For 3 JEFFREY M. GAULT For For 4 MICHAEL J. GROSS For For 5 DAVID T. HAMAMOTO For For 6 JASON T. KALISMAN For For 7 THOMAS L. HARRISON For For 8 EDWIN L. KNETZGER, III For For 9 MICHAEL D. MALONE For For 02 PROPOSAL TO RATIFY BDO USA, LLP AS THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 YEAR. 03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against RESOLUTION RELATING TO EXECUTIVE COMPENSATION. 04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against FREQUENCY OF VOTES RELATING TO EXECUTIVE COMPENSATION.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 71 THE WET SEAL, INC. SECURITY 961840105 MEETING TYPE Annual TICKER SYMBOL WTSLA MEETING DATE 18-May-2011 ISIN US9618401056 AGENDA 933433954 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 JONATHAN DUSKIN For For 2 SIDNEY M. HORN For For 3 HAROLD D. KAHN For For 4 SUSAN P. MCGALLA For For 5 KENNETH M. REISS For For 6 HENRY D. WINTERSTERN For For 02 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF THE WET SEAL, INC.'S NAMED EXECUTIVE OFFICERS. 03 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Management Abstain Against OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF THE WET SEAL, INC.'S NAMED EXECUTIVE OFFICERS. 04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE WET SEAL, INC. FOR FISCAL 2011.
SCHAWK, INC. SECURITY 806373106 MEETING TYPE Annual TICKER SYMBOL SGK MEETING DATE 18-May-2011 ISIN US8063731066 AGENDA 933434196 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 CLARENCE W. SCHAWK For For 2 DAVID A. SCHAWK For For 3 A. ALEX SARKISIAN, ESQ. For For 4 LEONARD S. CARONIA For For 5 JUDITH W. MCCUE, ESQ. For For 6 HOLLIS W. RADEMACHER For For 7 JOHN T. MCENROE, ESQ. For For 8 MICHAEL G. O'ROURKE For For 9 STANLEY N. LOGAN For For 02 FOR THE APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 FOR THE RE-APPROVAL OF THE PERFORMANCE Management For For MEASURES UNDER THE SCHAWK, INC. 2006 LONG-TERM INCENTIVE PLAN. 05 FOR THE APPROVAL OF THE AMENDED AND RESTATED Management For For EMPLOYEE STOCK PURCHASE PLAN.
HORIZON TELCOM, INC. SECURITY 440441103 MEETING TYPE Annual TICKER SYMBOL HRZCA MEETING DATE 18-May-2011 ISIN US4404411039 AGENDA 933436431 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 JOEL GERBER For For 2 JOHN E. HERRNSTEIN For For 3 PETER HOLLAND For For 4 DAVID MCKELL For For 5 ROBERT MCKELL For For 6 THOMAS MCKELL For For 7 WILLIAM MCKELL For For 8 HELEN SPROAT For For 9 DONALD G. MCKELL For For 10 DONALD L. MCNEAL For For 11 JACK E. THOMPSON For For 12 JERRY B. WHITED For For
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 72 NORTHRIM BANCORP, INC. SECURITY 666762109 MEETING TYPE Annual TICKER SYMBOL NRIM MEETING DATE 19-May-2011 ISIN US6667621097 AGENDA 933395825 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 R. MARC LANGLAND For For 2 LARRY S. CASH For For 3 MARK G. COPELAND For For 4 RONALD A. DAVIS For For 5 ANTHONY DRABEK For For 6 CHRISTOPHER N. KNUDSON For For 7 RICHARD L. LOWELL For For 8 IRENE SPARKS ROWAN For For 9 JOHN C. SWALLING For For 10 DAVID G. WIGHT For For 02 TOAPPROVE, BY NONBINDING VOTE, THE COMPENSATION Management Abstain Against OF THE NAMED EXECUTIVE OFFICERS. 03 TO APPROVE, BY NONBINDING VOTE, THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 TO RATIFY THE SELECTION OF MOSS ADAMS LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR NORTHRIM BANCORP, INC. FOR FISCAL YEAR 2011.
COHEN & STEERS, INC. SECURITY 19247A100 MEETING TYPE Annual TICKER SYMBOL CNS MEETING DATE 19-May-2011 ISIN US19247A1007 AGENDA 933410021 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 1A ELECTION OF DIRECTOR: MARTIN COHEN Management For For 1B ELECTION OF DIRECTOR: ROBERT H. STEERS Management For For 1C ELECTION OF DIRECTOR: RICHARD E. BRUCE Management For For 1D ELECTION OF DIRECTOR: PETER L. RHEIN Management For For 1E ELECTION OF DIRECTOR: RICHARD P. SIMON Management For For 1F ELECTION OF DIRECTOR: EDMOND D. VILLANI Management For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL, BY NON-BINDING VOTE, OF THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against STOCKHOLDER VOTES ON NAMED EXECUTIVE OF THE COMPENSATION.
COMMUNICATIONS SYSTEMS, INC. SECURITY 203900105 MEETING TYPE Annual TICKER SYMBOL JCS MEETING DATE 19-May-2011 ISIN US2039001050 AGENDA 933410956 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 1 DIRECTOR Management 1 EDWIN C. FREEMAN For For 2 LUELLA G. GOLDBERG For For 3 RANDALL D. SAMPSON For For 2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2011. 3 APPROVAL OF THE COMMUNICATIONS SYSTEMS, INC. 2011 Management Against Against EXECUTIVE INCENTIVE COMPENSATION PLAN. 4 APPROVAL OF AMENDMENTS TO THE COMMUNICATIONS Management For For SYSTEMS, INC. EMPLOYEE STOCK PURCHASE PLAN.
WESTFIELD FINANCIAL, INC. SECURITY 96008P104 MEETING TYPE Annual TICKER SYMBOL WFD MEETING DATE 19-May-2011 ISIN US96008P1049 AGENDA 933416782 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 DONNA J. DAMON For For 2 ROBERT T. CROWLEY, JR. For For 3 PAUL R. POHL For For 4 STEVEN G. RICHTER For For 02 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For COMPANY, P.C. AS WESTFIELD FINANCIAL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 THE CONSIDERATION AND APPROVAL OF A NON-BINDING Management Abstain Against ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 THE CONSIDERATION AND VOTE UPON A NON-BINDING Management Abstain Against ADVISORY PROPOSAL ON THE FREQUENCY OF ADVISORY VOTE CONCERNING COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 73 NEWPORT BANCORP, INC. SECURITY 651754103 MEETING TYPE Annual TICKER SYMBOL NFSB MEETING DATE 19-May-2011 ISIN US6517541032 AGENDA 933423511 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 PETER T. CROWLEY For For 2 MICHAEL J. HAYES For For 3 ARTHUR H. LATHROP For For 4 KATHLEEN A. NEALON For For 02 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For COMPANY, P.C. AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEWPORT BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
PAIN THERAPEUTICS, INC. SECURITY 69562K100 MEETING TYPE Annual TICKER SYMBOL PTIE MEETING DATE 19-May-2011 ISIN US69562K1007 AGENDA 933424284 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 ROBERT Z. GUSSIN, PH.D. For For 02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 (PROPOSAL TWO). 03 APPROVE, BY NON-BINDING VOTE, 2010 COMPENSATION Management Abstain Against PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS (PROPOSAL THREE). 04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION (PROPOSAL FOUR).
ENTROPIC COMMUNICATIONS, INC. SECURITY 29384R105 MEETING TYPE Annual TICKER SYMBOL ENTR MEETING DATE 19-May-2011 ISIN US29384R1059 AGENDA 933425440 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 THOMAS BARUCH For For 2 PATRICK HENRY For For 02 TO REAPPROVE THE INTERNAL REVENUE CODE SECTION Management For For 162(M) PERFORMANCE CRITERIA AND AWARD LIMITS OF THE ENTROPIC COMMUNICATIONS, INC. 2007 EQUITY INCENTIVE PLAN. 03 TO APPROVE ENTROPIC'S EXECUTIVE COMPENSATION. Management Abstain Against 04 TO APPROVE THE FREQUENCY WITH WHICH A Management Abstain Against SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION WILL BE HELD. 05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
MEADOWBROOK INSURANCE GROUP, INC. SECURITY 58319P108 MEETING TYPE Annual TICKER SYMBOL MIG MEETING DATE 19-May-2011 ISIN US58319P1084 AGENDA 933427242 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 ROBERT H. NAFTALY For For 2 ROBERT W. STURGIS For For 3 BRUCE E. THAL For For 4 JEFFREY A. MAFFETT For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADVISORY VOTE ON THE COMPENSATION OF THE NAMED Management Abstain Against EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER Management Abstain Against VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 74 GLOBAL POWER EQUIPMENT GROUP INC. SECURITY 37941P306 MEETING TYPE Annual TICKER SYMBOL GLPW MEETING DATE 19-May-2011 ISIN US37941P3064 AGENDA 933427292 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 DAVID L. KELLER For For 2 CHARLES MACALUSO For For 3 CARL BARTOLI For For 4 TERENCE CRYAN For For 5 EUGENE I. DAVIS For For 6 FRANK E. WILLIAMS, JR. For For 02 RATIFICATION OF BDO USA, LLP AS THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF THE 2011 EQUITY INCENTIVE PLAN. Management Against Against 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION.
WABASH NATIONAL CORPORATION SECURITY 929566107 MEETING TYPE Annual TICKER SYMBOL WNC MEETING DATE 19-May-2011 ISIN US9295661071 AGENDA 933429614 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 1A ELECTION OF DIRECTOR: RICHARD J. GIROMINI Management For For 1B ELECTION OF DIRECTOR: MARTIN C. JISCHKE Management For For 1C ELECTION OF DIRECTOR: JAMES D. KELLY Management For For 1D ELECTION OF DIRECTOR: JOHN E. KUNZ Management For For 1E ELECTION OF DIRECTOR: LARRY J. MAGEE Management For For 1F ELECTION OF DIRECTOR: SCOTT K. SORENSEN Management For For 02 TO APPROVE THE WABASH NATIONAL CORPORATION 2011 Management Against Against OMNIBUS INCENTIVE PLAN. 03 TO APPROVE THE COMPENSATION OF OUR EXECUTIVE Management Abstain Against OFFICERS. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF ADVISORY VOTES ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. 05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For WABASH NATIONAL CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
STANDARD MOTOR PRODUCTS, INC. SECURITY 853666105 MEETING TYPE Annual TICKER SYMBOL SMP MEETING DATE 19-May-2011 ISIN US8536661056 AGENDA 933435756 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 ROBERT M. GERRITY For For 2 PAMELA FORBES LIEBERMAN For For 3 ARTHUR S. SILLS For For 4 LAWRENCE I. SILLS For For 5 PETER J. SILLS For For 6 FREDERICK D. STURDIVANT For For 7 WILLIAM H. TURNER For For 8 RICHARD S. WARD For For 9 ROGER M. WIDMANN For For 02 APPROVAL OF AMENDMENTS TO THE STANDARD MOTOR Management For For PRODUCTS, INC. 2006 OMNIBUS INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 04 APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON Management Abstain Against THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 05 APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON Management Abstain Against THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ULTRA CLEAN HOLDINGS, INC. SECURITY 90385V107 MEETING TYPE Annual TICKER SYMBOL UCTT MEETING DATE 19-May-2011 ISIN US90385V1070 AGENDA 933438980 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 SUSAN H. BILLAT For For 2 JOHN CHENAULT For For 3 CLARENCE L. GRANGER For For 4 DAVID T. IBNALE For For 5 LEONID MEZHVINSKY For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ULTRA CLEAN HOLDINGS, INC. FOR FISCAL 2011. 03 TO APPROVE, BY AN ADVISORY VOTE, THE Management Abstain Against COMPENSATION OF ULTRA CLEAN'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS. 04 TO RECOMMEND, BY AN ADVISORY VOTE, THE Management Abstain Against FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 75 READING INTERNATIONAL, INC. SECURITY 755408200 MEETING TYPE Annual TICKER SYMBOL RDIB MEETING DATE 19-May-2011 ISIN US7554082005 AGENDA 933446482 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 1A ELECTION OF DIRECTOR: JAMES J. COTTER Management For For 1B ELECTION OF DIRECTOR: ERIC BARR Management For For 1C ELECTION OF DIRECTOR: JAMES J. COTTER, JR. Management For For 1D ELECTION OF DIRECTOR: MARGARET COTTER Management For For 1E ELECTION OF DIRECTOR: WILLIAM D. GOULD Management For For 1F ELECTION OF DIRECTOR: EDWARD L. KANE Management For For 1G ELECTION OF DIRECTOR: GERARD P. LAHENEY Management For For 1H ELECTION OF DIRECTOR: ALFRED VILLASENOR Management For For 02 APPROVAL OF THE AMENDMENT TO THE 2010 STOCK Management Against Against INCENTIVE PLAN 03 ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION
SUPERIOR INDUSTRIES INTERNATIONAL, INC. SECURITY 868168105 MEETING TYPE Annual TICKER SYMBOL SUP MEETING DATE 20-May-2011 ISIN US8681681057 AGENDA 933400361 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 LOUIS L. BORICK For For 2 STEVEN J. BORICK For For 3 FRANCISCO S. URANGA For For 02 APPROVAL OF THE CEO ANNUAL INCENTIVE Management For For PERFORMANCE PLAN. 03 APPROVAL OF EXECUTIVE COMPENSATION ON AN Management Abstain Against ADVISORY BASIS. 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 05 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE Shareholder Against For VOTING STANDARD FOR DIRECTOR ELECTIONS.
BTU INTERNATIONAL, INC. SECURITY 056032105 MEETING TYPE Annual TICKER SYMBOL BTUI MEETING DATE 20-May-2011 ISIN US0560321053 AGENDA 933426086 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 PAUL J. VAN DER WANSEM For For 2 G. MEAD WYMAN For For 3 J. SAMUEL PARKHILL For For 4 JOHN E. BEARD For For 5 JOSEPH F. WRINN For For 6 BERTRAND LOY For For 02 TO ACT UPON THE PROPOSAL TO AMEND THE 2003 EQUITY Management Against Against INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
IRIS INTERNATIONAL, INC. SECURITY 46270W105 MEETING TYPE Annual TICKER SYMBOL IRIS MEETING DATE 20-May-2011 ISIN US46270W1053 AGENDA 933426555 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 STEVEN M. BESBECK For For 2 CESAR M. GARCIA For For 3 BETH Y. KARLAN, M.D. For For 4 MICHAEL D. MATTE For For 5 RICHARD G. NADEAU, PH.D For For
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 76
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 6 DAVID T. DELLA PENTA For For 7 RICK TIMMINS For For 8 EDWARD F. VOBORIL For For 9 STEPHEN E. WASSERMAN For For 02 APPROVAL OF THE 2011 OMNIBUS INCENTIVE PLAN. Management Against Against 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 05 RATIFICATION OF THE SELECTION OF BDO USA, LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
TRINITY BIOTECH PLC SECURITY 896438306 MEETING TYPE Annual TICKER SYMBOL TRIB MEETING DATE 20-May-2011 ISIN US8964383066 AGENDA 933451077 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- O1 RECEIVE AND CONSIDER FINANCIAL STATEMENTS FOR Management For For YEAR ENDED DEC 31, 2010 TOGETHER WITH REPORTS OF DIRECTORS' AND AUDITOR'S. O2 TO RE-ELECT AS A DIRECTOR MR. DENIS BURGER WHO Management For For RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION. O3 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE Management For For AUDITOR'S REMUNERATION. S4 THAT THE COMPANY AND/OR A SUBSIDIARY BE Management For For GENERALLY AUTHORISED TO MAKE ONE OR MORE OVERSEAS MARKET PURCHASES. S5 THAT THE RE-ISSUE PRICE RANGE AT WHICH A TREASURY Management For For SHARE FOR THE TIME BEING HELD BY THE COMPANY MAY BE RE-ISSUED OFF-MARKET O6 THAT THE TRINITY BIOTECH PLC EMPLOYEE SHARE Management For For OPTION PLAN 2011 (THE "PLAN"), BE AND IS HEREBY APPROVED AND ADOPTED. S7 THAT THE ARTICLES OF ASSOCIATION BE AMENDED BY Management For For THE INSERTION OF THE FOLLOWING NEW ARTICLE 128A AFTER THE EXISTING ARTICLE 128. S8 SUBJECT TO PASSING OF RESOLUTION 7 AND TO Management For For ALLOTMENT AND ISSUE OF 218,750 BONUS "A" ORDINARY SHARES PROVIDED FOR IN NEW ARTICLE 128A AS INSERTED BY RESOLUTION 7. O9 THAT A FINAL DIVIDEND BE AND IS HEREBY DECLARED IN Management For For RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2010, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
SONESTA INTERNATIONAL HOTELS CORPORATION SECURITY 835438409 MEETING TYPE Annual TICKER SYMBOL SNSTA MEETING DATE 23-May-2011 ISIN US8354384096 AGENDA 933442129 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 1A ELECTION OF DIRECTOR: G. ABRAMS Management For For 1B ELECTION OF DIRECTOR: J. BOWER Management For For 1C ELECTION OF DIRECTOR: C. CLARK Management For For 1D ELECTION OF DIRECTOR: C. DAVIS Management For For 1E ELECTION OF DIRECTOR: I. MANN Management For For 1F ELECTION OF DIRECTOR: J. SONNABEND Management For For 1G ELECTION OF DIRECTOR: P. SONNABEND Management For For 1H ELECTION OF DIRECTOR: STEPHANIE SONNABEND Management For For 1I ELECTION OF DIRECTOR: STEPHEN SONNABEND Management For For 1J ELECTION OF DIRECTOR: J. TEMPEL Management For For
PINNACLE ENTERTAINMENT, INC. SECURITY 723456109 MEETING TYPE Annual TICKER SYMBOL PNK MEETING DATE 24-May-2011 ISIN US7234561097 AGENDA 933402226 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 1A ELECTION OF DIRECTOR: STEPHEN C. COMER Management For For 1B ELECTION OF DIRECTOR: JOHN V. GIOVENCO Management For For 1C ELECTION OF DIRECTOR: RICHARD J. GOEGLEIN Management For For 1D ELECTION OF DIRECTOR: BRUCE A. LESLIE Management For For 1E ELECTION OF DIRECTOR: JAMES L. MARTINEAU Management For For 1F ELECTION OF DIRECTOR: LYNN P. REITNOUER Management For For 1G ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 AMENDMENT TO THE COMPANY'S 2005 EQUITY AND Management Against Against PERFORMANCE INCENTIVE PLAN TO PERMIT A ONE-TIME VALUE-FOR-VALUE STOCK OPTION EXCHANGE PROGRAM. 04 ADVISORY RESOLUTION REGARDING COMPENSATION OF Management Abstain Against THE COMPANY'S NAMED EXECUTIVE OFFICERS. 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 77 HOOPER HOLMES, INC. SECURITY 439104100 MEETING TYPE Annual TICKER SYMBOL HH MEETING DATE 24-May-2011 ISIN US4391041005 AGENDA 933415045 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 RANSOM J. PARKER For For 2 DR. ELAINE L. RIGOLOSI For For 3 THOMAS A. WATFORD For For 02 APPROVAL OF THE COMPANY'S 2011 OMNIBUS EMPLOYEE Management Against Against INCENTIVE PLAN. 03 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
TREDEGAR CORPORATION SECURITY 894650100 MEETING TYPE Annual TICKER SYMBOL TG MEETING DATE 24-May-2011 ISIN US8946501009 AGENDA 933417417 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 GEORGE C. FREEMAN, III Withheld Against 2 GEORGE A. NEWBILL Withheld Against 3 THOMAS G. SLATER, JR. Withheld Against 4 R. GREGORY WILLIAMS Withheld Against 02 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against COMPENSATION 03 FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE Management Abstain Against OFFICER COMPENSATION 04 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
S1 CORPORATION SECURITY 78463B101 MEETING TYPE Annual TICKER SYMBOL SONE MEETING DATE 24-May-2011 ISIN US78463B1017 AGENDA 933418077 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 RAM GUPTA For For 2 GREGORY J. OWENS For For 02 RATIFY THE APPOINTMENT OF AN INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Management Abstain Against EXECUTIVE COMPENSATION.
CONSOLIDATED WATER COMPANY LIMITED SECURITY G23773107 MEETING TYPE Annual TICKER SYMBOL CWCO MEETING DATE 24-May-2011 ISIN KYG237731073 AGENDA 933418368 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 CARSON K. EBANKS For For 2 RICHARD L. FINLAY For For 3 CLARENCE B. FLOWERS, JR For For 4 FREDERICK W. MCTAGGART For For 02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 TO RATIFY THE SELECTION OF MARCUM LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, AT THE REMUNERATION TO BE DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 78 MIDDLESEX WATER COMPANY SECURITY 596680108 MEETING TYPE Annual TICKER SYMBOL MSEX MEETING DATE 24-May-2011 ISIN US5966801087 AGENDA 933419233 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 JAMES COSGROVE, JR. For For 2 AMY B. MANSUE For For 3 JOHN MIDDLETON, M.D. For For 4 JEFFRIES SHEIN For For 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For OF PARENTEBEARD LLC AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against OF OUR NAMED EXECUTIVE OFFICERS. 04 TO RECOMMEND BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
PRGX GLOBAL, INC. SECURITY 69357C503 MEETING TYPE Annual TICKER SYMBOL PRGX MEETING DATE 24-May-2011 ISIN US69357C5031 AGENDA 933424272 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 DAVID A. COLE* For For 2 PHILLIP J MAZZILLI, JR* For For 3 ARCHELLE G. FELDSHON* For For 4 PATRICK M. BYRNE** For For 02 RATIFICATION OF APPOINTMENT OF BDO USA, LLP AS Management For For PRGX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 FREQUENCY OF FUTURE ADVISORY VOTES ON THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
CALIFORNIA WATER SERVICE GROUP SECURITY 130788102 MEETING TYPE Annual TICKER SYMBOL CWT MEETING DATE 24-May-2011 ISIN US1307881029 AGENDA 933427216 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 DOUGLAS M. BROWN For For 2 ROBERT W. FOY For For 3 EDWIN A. GUILES For For 4 BONNIE G. HILL For For 5 THOMAS M. KRUMMEL, M.D. For For 6 RICHARD P. MAGNUSON For For 7 LINDA R. MEIER For For 8 PETER C. NELSON For For 9 LESTER A. SNOW For For 10 GEORGE A. VERA For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 03 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION 04 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 05 AMENDMENT TO THE GROUP'S CERTIFICATE OF Management Against Against INCORPORATION TO ELIMINATE CUMULATIVE VOTING IN ORDER TO ADOPT MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS 06 AMENDMENT TO THE GROUP'S CERTIFICATE OF Management For For INCORPORATION TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK THAT THE GROUP IS AUTHORIZED TO ISSUE IN ORDER TO EFFECT A STOCK SPLIT
LIN TV CORP. SECURITY 532774106 MEETING TYPE Annual TICKER SYMBOL TVL MEETING DATE 24-May-2011 ISIN US5327741063 AGENDA 933433980 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 PETER S. BRODSKY For For 2 DOUGLAS W. MCCORMICK For For 3 MICHAEL A. PAUSIC For For 02 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LIN TV CORP. FOR THE YEAR ENDING DECEMBER 31, 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 05 A STOCKHOLDER PROPOSAL TO DECLASSIFY OUR BOARD Shareholder Against For OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 79 OUTDOOR CHANNEL HOLDINGS, INC. SECURITY 690027206 MEETING TYPE Annual TICKER SYMBOL OUTD MEETING DATE 24-May-2011 ISIN US6900272062 AGENDA 933441191 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 AJIT M. DALVI For For 2 DAVID D. KINLEY For For 3 MICHAEL L. PANDZIK For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
TIB FINANCIAL CORP. SECURITY 872449202 MEETING TYPE Annual TICKER SYMBOL TIBB MEETING DATE 24-May-2011 ISIN US8724492025 AGENDA 933445074 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 PETER N. FOSS* For For 2 HOWARD B. GUTMAN* For For 3 C.G. MARSHALL* For For 4 R. BRUCE SINGLETARY* For For 5 WILLIAM A. HODGES** For For 6 R. EUGENE TAYLOR** For For 02 RATIFICATION OF APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 APPROVAL OF A NONBINDING ADVISORY PROPOSAL ON Management Abstain Against EXECUTIVE COMPENSATION MATTERS. 04 APPROVAL OF A NONBINDING ADVISORY PROPOSAL ON Management Abstain Against THE FREQUENCY OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION MATTERS.
SUREWEST COMMUNICATIONS SECURITY 868733106 MEETING TYPE Annual TICKER SYMBOL SURW MEETING DATE 25-May-2011 ISIN US8687331061 AGENDA 933401945 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1 DIRECTOR Management 1 KIRK C. DOYLE For For 2 GUY R. GIBSON For For 3 ROBERT D. KITTREDGE For For 4 STEVEN C. OLDHAM For For 5 JOHN R. ROBERTS III For For 6 TIMOTHY D. TARON For For 7 ROGER J. VALINE For For 2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 3 TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION Management Abstain Against OF THE NAMED EXECUTIVE OFFICERS. 4 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 80 BEASLEY BROADCAST GROUP, INC. SECURITY 074014101 MEETING TYPE Annual TICKER SYMBOL BBGI MEETING DATE 25-May-2011 ISIN US0740141017 AGENDA 933412669 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1 DIRECTOR Management 1 GEORGE G. BEASLEY For For 2 BRUCE G. BEASLEY For For 3 CAROLINE BEASLEY For For 4 BRIAN E. BEASLEY For For 5 JOE B. COX For For 6 ALLEN B. SHAW For For 7 MARK S. FOWLER For For 8 HERBERT W. MCCORD For For
INTERMEC, INC. SECURITY 458786100 MEETING TYPE Annual TICKER SYMBOL IN MEETING DATE 25-May-2011 ISIN US4587861000 AGENDA 933414269 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: PATRICK J. BYRNE Management For For 1B ELECTION OF DIRECTOR: ERIC J. DRAUT Management For For 1C ELECTION OF DIRECTOR: GREGORY K. HINCKLEY Management For For 1D ELECTION OF DIRECTOR: LYDIA H. KENNARD Management For For 1E ELECTION OF DIRECTOR: ALLEN J. LAUER Management For For 1F ELECTION OF DIRECTOR: STEPHEN P. REYNOLDS Management For For 1G ELECTION OF DIRECTOR: STEVEN B. SAMPLE Management For For 1H ELECTION OF DIRECTOR: OREN G. SHAFFER Management For For 1I ELECTION OF DIRECTOR: LARRY D. YOST Management For For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For INTERMEC, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADOPT ADVISORY RESOLUTION APPROVING Management Abstain Against COMPENSATION OF INTERMEC, INC.'S NAMED EXECUTIVE OFFICERS FOR 2010. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON THE COMPENSATION OF INTERMEC, INC.'S NAMED EXECUTIVE OFFICERS. 05 APPROVE AMENDMENT TO THE INTERMEC, INC. 2008 Management Against Against OMNIBUS INCENTIVE PLAN.
WILSHIRE BANCORP, INC. SECURITY 97186T108 MEETING TYPE Annual TICKER SYMBOL WIBC MEETING DATE 25-May-2011 ISIN US97186T1088 AGENDA 933415451 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 STEVEN KOH For For 2 DONALD BYUN For For 3 LAWRENCE JEON For For 02 ADVISORY (NON-BINDING) PROPOSAL TO APPROVE Management Abstain Against EXECUTIVE COMPENSATION. 03 TO APPROVE THE SHAREHOLDER PROPOSAL REGARDING Shareholder For For THE IMPLEMENTATION OF A MAJORITY VOTE STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS. 04 TO APPROVE AN AMENDMENT TO THE WILSHIRE Management For For BANCORP, INC. ARTICLES OF INCORPORATION TO PROVIDE FOR A MAJORITY VOTE STANDARD IN UNCONTESTED DIRECTOR ELECTIONS.
FEDERAL-MOGUL CORPORATION SECURITY 313549404 MEETING TYPE Annual TICKER SYMBOL FDML MEETING DATE 25-May-2011 ISIN US3135494041 AGENDA 933419651 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 CARL C. ICAHN For For 2 JOSE MARIA ALAPONT For For 3 GEORGE FELDENKREIS For For 4 VINCENT J. INTRIERI For For 5 J. MICHAEL LAISURE For For 6 SAMUEL J. MERKSAMER For For 7 DANIEL A. NINIVAGGI For For 8 DAVID S. SCHECHTER For For 9 NEIL S. SUBIN For For 10 JAMES H. VANDENBERGHE For For 02 AN ADVISORY, NON-BINDING VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 03 TO RECOMMEND, BY AN ADVISORY, NON-BINDING VOTE, Management Abstain Against THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 81 A123 SYSTEMS INC SECURITY 03739T108 MEETING TYPE Annual TICKER SYMBOL AONE MEETING DATE 25-May-2011 ISIN US03739T1088 AGENDA 933420349 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 GURURAJ DESHPANDE For For 2 PAUL E. JACOBS For For 3 MARK M. LITTLE For For 02 APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN OUR PROXY STATEMENT RELATING TO OUR 2011 ANNUAL MEETING OF STOCKHOLDERS. 03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
THE BOSTON BEER COMPANY, INC. SECURITY 100557107 MEETING TYPE Annual TICKER SYMBOL SAM MEETING DATE 25-May-2011 ISIN US1005571070 AGENDA 933422165 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 DAVID A. BURWICK For For 2 PEARSON C. CUMMIN, III For For 3 JEAN-MICHEL VALETTE For For 02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against RESOLUTION RELATING TO EXECUTIVE COMPENSATION. 03 SHAREHOLDER ADVISORY VOTE ON FREQUENCY OF Management Abstain Against EXECUTIVE COMPENSATION VOTE.
DEXCOM, INC. SECURITY 252131107 MEETING TYPE Annual TICKER SYMBOL DXCM MEETING DATE 25-May-2011 ISIN US2521311074 AGENDA 933425541 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 JONATHAN T. LORD, M.D. For For 2 ERIC TOPOL, M.D. For For 02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against EXECUTIVE COMPENSATION. 04 TO RECOMMEND A NON-BINDING ADVISORY RESOLUTION Management Abstain Against ON THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
CTS CORPORATION SECURITY 126501105 MEETING TYPE Annual TICKER SYMBOL CTS MEETING DATE 25-May-2011 ISIN US1265011056 AGENDA 933429107 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 W.S. CATLOW For For 2 L.J. CIANCIA For For 3 T.G. CODY For For 4 P.K. COLLAWN For For 5 R.R. HEMMINGHAUS For For 6 M.A. HENNING For For 7 V.M. KHILNANI For For 8 D.M. MURPHY For For 9 G. HUNTER For For 10 R.A. PROFUSEK For For 02 AN ADVISORY VOTE UPON THE COMPENSATION OF CTS Management For For CORPORATION'S NAMED EXECUTIVE OFFICERS. 03 AN ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES REGARDING THE COMPENSATION OF CTS CORPORATION'S NAMED EXECUTIVE OFFICERS. 04 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For THORNTON LLP AS CTS' INDEPENDENT AUDITOR FOR 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Mighty MitesSM Fund 82 ADPT CORPORATION SECURITY 00101B103 MEETING TYPE Annual TICKER SYMBOL ADPT MEETING DATE 25-May-2011 ISIN US00101B1035 AGENDA 933436063 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JON S. CASTOR Management For For 1B ELECTION OF DIRECTOR: JACK L. HOWARD Management For For 1C ELECTION OF DIRECTOR: WARREN G. LICHTENSTEIN Management For For 1D ELECTION OF DIRECTOR: JOHN MUTCH Management For For 1E ELECTION OF DIRECTOR: JOHN J. QUICKE Management For For 1F ELECTION OF DIRECTOR: LAWRENCE J. RUISI Management For For 02 APPROVAL OF GIVING OUR BOARD THE AUTHORITY TO Management Against Against EFFECT, IN ITS DISCRETION PRIOR TO OUR 2012 ANNUAL MEETING, A REVERSE SPLIT OF OUR OUTSTANDING AND TREASURY SHARES OF COMMON STOCK, IMMEDIATELY FOLLOWED BY A FORWARD SPLIT OF OUR OUTSTANDING AND TREASURY COMMON STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF ADPT'S NAMED EXECUTIVES OFFICERS. 04 ADVISORY VOTE TO DESIGNATE THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON THE COMPENSATION OF ADPT'S NAMED EXECUTIVE OFFICERS. 05 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
KATY INDUSTRIES, INC. SECURITY 486026107 MEETING TYPE Annual TICKER SYMBOL KATY MEETING DATE 25-May-2011 ISIN US4860261076 AGENDA 933451306 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 CHRISTOPHER W. ANDERSON For For 2 WILLIAM F. ANDREWS For For 3 SAMUEL P. FRIEDER For For 4 CHRISTOPHER LACOVARA For For 5 SHANT MARDIROSSIAN For For 02 TO RATIFY THE SELECTION OF UHY LLP AS THE Management For For INDEPENDENT PUBLIC ACCOUNTANTS OF KATY.
GRAFTECH INTERNATIONAL LTD. SECURITY 384313102 MEETING TYPE Annual TICKER SYMBOL GTI MEETING DATE 26-May-2011 ISIN US3843131026 AGENDA 933429690 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 RANDY W. CARSON For For 2 MARY B. CRANSTON For For 3 HAROLD E. LAYMAN For For 4 FERRELL P. MCCLEAN For For 5 NATHAN MILIKOWSKY For For 6 MICHAEL C. NAHL For For 7 STEVEN R. SHAWLEY For For 8 CRAIG S. SHULAR For For 02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against EXECUTIVE COMPENSATION. 03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Management Abstain Against HOW FREQUENTLY WE WILL HAVE FUTURE ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION - EVERY ONE, TWO OR THREE YEARS. 04 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011.
XETA TECHNOLOGIES, INC. SECURITY 983909102 MEETING TYPE Special TICKER SYMBOL XETA MEETING DATE 26-May-2011 ISIN US9839091025 AGENDA 933430756 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF FEBRUARY 8, 2011, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG XETA TECHNOLOGIES, INC., PAETEC HOLDING CORP. AND HERA CORPORATION. 02 TO APPROVE AN ADJOURNMENT OR POSTPONEMENT OF Management For For THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES FOR THE ADOPTION OF THE MERGER AGREEMENT.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 83 GAMCO Westwood Mighty MitesSM Fund NEW ULM TELECOM INC SECURITY 649060100 MEETING TYPE Annual TICKER SYMBOL NULM MEETING DATE 26-May-2011 ISIN US6490601001 AGENDA 933431049 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ---------- 01 DIRECTOR Management 1 PAUL ERICK For For 2 DUANE LAMBRECHT For For 02 TO RATIFY THE SELECTION OF OLSEN THIELEN & CO., LTD. Management For For AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM.
PARK-OHIO HOLDINGS CORP. SECURITY 700666100 MEETING TYPE Annual TICKER SYMBOL PKOH MEETING DATE 26-May-2011 ISIN US7006661000 AGENDA 933434069 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ----- ----------- 01 DIRECTOR Management 1 KEVIN R. GREENE For For 2 A. MALACHI MIXON III For For 3 DAN T. MOORE III For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. 03 APPROVAL OF THE PARK-OHIO HOLDINGS CORP. ANNUAL Management For For CASH BONUS PLAN. 04 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against COMPENSATION. 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
SANDERS MORRIS HARRIS GROUP INC. SECURITY 80000Q104 MEETING TYPE Annual TICKER SYMBOL SMHG MEETING DATE 26-May-2011 ISIN US80000Q1040 AGENDA 933434499 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 GEORGE L. BALL For For 2 RICHARD E. BEAN For For 3 DIANA F. CANTOR For For 4 CHARLES W. DUNCAN, III For For 5 FREDRIC M. EDELMAN For For 6 SCOTT B. MCCLELLAND For For 7 BEN T. MORRIS For For 8 ALBERT W. NIEMI, JR. For For 9 DON A. SANDERS For For 02 APPROVAL TO CHANGE OUR NAME TO THE EDELMAN Management For For FINANCIAL GROUP INC. 03 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTING Management For For FIRM FOR 2011 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 05 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION
AMERICAN DG ENERGY INC. SECURITY 025398108 MEETING TYPE Annual TICKER SYMBOL ADGE MEETING DATE 26-May-2011 ISIN US0253981080 AGENDA 933443525 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 GEORGE N. HATSOPOULOS For For 2 JOHN N. HATSOPOULOS For For 3 EARL R. LEWIS For For 4 CHARLES T. MAXWELL For For 5 DEANNA M. PETERSON For For 6 F.A. MLYNARCZYK, JR. For For 02 TO RATIFY THE SELECTION BY THE Management For For AUDIT COMMITTEE OFOUR BOARD OF DIRECTORS OF THE FIRM OF MCGLADREY & PULLEN, LLP, AS OUR INDEPENDENT REGISTEREDPUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 84 GAMCO Westwood Mighty MitesSM Fund ENTRAVISION COMMUNICATIONS CORPORATION SECURITY 29382R107 MEETING TYPE Annual TICKER SYMBOL EVC MEETING DATE 26-May-2011 ISIN US29382R1077 AGENDA 933448498 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 WALTER F. ULLOA For For 2 PHILIP C. WILKINSON For For 3 PAUL A. ZEVNIK For For 4 DARRYL B.THOMPSON For For 5 ESTEBAN E. TORRES For For 6 GILBERT R. VASQUEZ For For 02 RATIFICATION OF THE APPOINTMENT OF MCGLADREY & Management For For PULLEN, LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR THE 2011 FISCAL YEAR. 03 APPROVAL OF THE ADVISORY (NON- BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. 04 PROPOSAL ON FREQUENCY OF Management Abstain Against ADVISORY (NON-BINDING) VOTE RELATING TO EXECUTIVE COMPENSATION.
BIOTEQ ENVIRONMENTAL TECH. INC. SECURITY 09068W109 MEETING TYPE Annual TICKER SYMBOL BTQNF MEETING DATE 26-May-2011 ISIN CA09068W1095 AGENDA 933451546 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ----------- 01 TO SET THE NUMBER OF DIRECTORS AT SEVEN. Management For For 02 DIRECTOR Management 1 GEORGE W. POLING For For 2 CLEMENT A. PELLETIER For For 3 KELVIN P.M. DUSHNISKY For For 4 C. BRUCE BURTON For For 5 CHRISTOPHER A. FLEMING For For 6 RONALD L. SIFTON For For 7 DAVID KRATOCHVIL For For 03 APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
KRATOS DEFENSE & SEC SOLUTIONS, INC. SECURITY 50077B207 MEETING TYPE Annual TICKER SYMBOL KTOS MEETING DATE 27-May-2011 ISIN US50077B2079 AGENDA 933422305 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ----- ----------- 01 DIRECTOR Management 1 SCOTT ANDERSON For For 2 BANDEL CARANO For For 3 ERIC DEMARCO For For 4 WILLIAM HOGLUND For For 5 SCOT JARVIS For For 6 JANE JUDD For For 7 SAMUEL LIBERATORE For For 02 TO RATIFY THE SELECTION OF GRANT Management For For THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 25, 2011. 03 TO APPROVE THE ADOPTION OF THE Management Against Against COMPANY'S 2011 EQUITY INCENTIVE PLAN. 04 TO APPROVE AN AMENDMENT TO THE Management For For COMPANY'S 1999 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE PLAN BY 250,000 SHARES. 05 AN ADVISORY (NON-BINDING) VOTE ON Management Against Against THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS PRESENTED IN THE PROXY STATEMENT. 06 AN ADVISORY (NON-BINDING) VOTE ON Management Against Against THE FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS PRESENTED IN THE PROXY STATEMENT. 07 TO TRANSACT SUCH OTHER BUSINESS Management For For AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 85 GAMCO Westwood Mighty MitesSM Fund TRANSACT TECHNOLOGIES INCORPORATED SECURITY 892918103 MEETING TYPE Annual TICKER SYMBOL TACT MEETING DATE 27-May-2011 ISIN US8929181035 AGENDA 933422747 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ----- ----------- 01 DIRECTOR Management 1 THOMAS R. SCHWARZ For For 2 BART C. SHULDMAN For For 02 RATIFICATION OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM.
PEET'S COFFEE & TEA, INC. SECURITY 705560100 MEETING TYPE Annual TICKER SYMBOL PEET MEETING DATE 27-May-2011 ISIN US7055601006 AGENDA 933425515 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 GERALD BALDWIN For For 2 HILARY BILLINGS For For 3 ELIZABETH SARTAIN For For 02 APPROVAL OF THE AMENDMENT AND Management Against Against RESTATEMENT OF THE PEET'S COFFEE & TEA, INC. 2010 EQUITY INCENTIVE PLAN. 03 ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 04 ADVISORY VOTE ON THE FREQUENCY Management Abstain Against OF SOLICITATION OF ADVISORY SHAREHOLDER APPROVAL OF EXECUTIVE COMPENSATION. 05 TO RATIFY THE SELECTION OF Management For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING JANUARY 1, 2012.
SUBSEA 7 S.A. SECURITY 864323100 MEETING TYPE Annual TICKER SYMBOL SUBCY MEETING DATE 27-May-2011 ISIN US8643231009 AGENDA 933436366 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ----- ----------- 01 CONSIDER (I) BOARDS MANAGEMENT Management For For REPORTS (II) REPORTS OF DELOITTE S.A., UNCONSOLIDATED & CONSOLIDATED FINANCIAL STATEMENTS. 02 TO APPROVE THE UNCONSOLIDATED Management For For FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2010, AS ENCLOSED WITH THIS NOTICE. 03 TO APPROVE THE CONSOLIDATED Management For For FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2010, AS ENCLOSED WITH THIS NOTICE. 04 TO APPROVE THE ALLOCATION OF Management For For PROFITS TO THE LEGAL RESERVE AND THE CARRY FORWARD RESERVE. 05 TO DISCHARGE THE BOARD OF Management For For DIRECTORS OF THE COMPANY IN RESPECT OF THE PROPER PERFORMANCE OF THEIR DUTIES FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2010. 06 TO AUTHORISE THE COMPANY, OR ANY WHOLLY-OWNED Management For For SUBSIDIARY OR SUB-SUBSIDIARY, TO PURCHASE COMMON SHARES UP TO A MAXIMUM OF 10% OF THE ISSUED COMMON SHARES NET OF THE COMMON SHARES PREVIOUSLY REPURCHASED AND STILL HELD, AT A PRICE REFLECTING SUCH OPEN MARKET PRICE AND ON SUCH OTHER TERMS AS SHALL BE DETERMINED BY THE BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 07 TO ELECT DELOITTE S.A., LUXEMBOURG AS AUTHORISED Management For For STATUTORY AUDITOR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
INFUSYSTEM HOLDINGS, INC. SECURITY 45685K102 MEETING TYPE Annual TICKER SYMBOL INFU MEETING DATE 27-May-2011 ISIN US45685K1025 AGENDA 933436378 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- I DIRECTOR Management 1 SEAN MCDEVITT For For 2 DAVID DREYER For For 3 TIMOTHY KOPRA For For 4 PAT LAVECCHIA For For 5 JEAN-PIERRE MILLON For For 6 JOHN VORIS For For 7 WAYNE YETTER For For II AUTHORIZATION OF AN ADDITIONAL 3,000,000 SHARES Management Against Against OF COMMON STOCK FOR ISSUANCE UNDER THE INFUSYSTEM HOLDINGS 2007 STOCK INCENTIVE PLAN III RE-APPROVAL OF THE CRITERIA FOR PERFORMANCE- Management For For BASED SHARE AWARDS UNDER THE INFUSYSTEM HOLDINGS 2007 INCENTIVE STOCK PLAN IV RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 86 GAMCO Westwood Mighty MitesSM Fund MET-PRO CORPORATION SECURITY 590876306 MEETING TYPE Annual TICKER SYMBOL MPR MEETING DATE 01-Jun-2011 ISIN US5908763064 AGENDA 933422711 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 JUDITH A. SPIRES For For 2 STANLEY W. SILVERMAN For For 02 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 ADVISORY VOTE AS TO THE FREQUENCY WITH WHICH Management Abstain Against SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO APPROVE AN AMENDMENT TO THE 2008 EQUITY Management For For INCENTIVE PLAN TO AUTHORIZE AWARDS UNDER THE PLAN THAT COMPLY WITH THE EXEMPTIONS FROM THE DEDUCTION LIMITATIONS IMPOSED UNDER SECTION 162 (M)OF THE U.S. INTERNAL REVENUE CODE OF 1986. 05 TO RATIFY THE SELECTION OF MARCUM LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
THE CHEESECAKE FACTORY INCORPORATED SECURITY 163072101 MEETING TYPE Annual TICKER SYMBOL CAKE MEETING DATE 01-Jun-2011 ISIN US1630721017 AGENDA 933423410 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: DAVID OVERTON Management For For 1B ELECTION OF DIRECTOR: ALLEN J. BERNSTEIN Management For For 1C ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO Management For For 1D ELECTION OF DIRECTOR: THOMAS L. GREGORY Management For For 1E ELECTION OF DIRECTOR: JEROME I. KRANSDORF Management For For 1F ELECTION OF DIRECTOR: DAVID B. PITTAWAY Management For For 1G ELECTION OF DIRECTOR: HERBERT SIMON Management For For 02 TO APPROVE THE AMENDMENT TO THE 2010 STOCK Management Against Against INCENTIVE PLAN TO INCREASE AUTHORIZED SHARES. 03 TO RATIFY OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011, ENDING JANUARY 3, 2012. 04 TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY Management Abstain Against RESOLUTION ON EXECUTIVE COMPENSATION. 05 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
GRAY TELEVISION INC SECURITY 389375106 MEETING TYPE Annual TICKER SYMBOL GTN MEETING DATE 01-Jun-2011 ISIN US3893751061 AGENDA 933431443 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 RICHARD L. BOGER For For 2 RAY M. DEAVER For For 3 T.L. ELDER For For 4 HILTON H. HOWELL, JR. For For 5 WILLIAM E. MAYHER, III For For 6 ZELL B. MILLER For For 7 HOWELL W. NEWTON For For 8 HUGH E. NORTON For For 9 ROBERT S. PRATHER, JR. For For 10 HARRIETT J. ROBINSON For For 11 J. MACK ROBINSON For For 02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 04 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 87 GAMCO Westwood Mighty MitesSM Fund GRAY TELEVISION INC SECURITY 389375205 MEETING TYPE Annual TICKER SYMBOL GTNA MEETING DATE 01-Jun-2011 ISIN US3893752051 AGENDA 933431443 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 RICHARD L. BOGER For For 2 RAY M. DEAVER For For 3 T.L. ELDER For For 4 HILTON H. HOWELL, JR. For For 5 WILLIAM E. MAYHER, III For For 6 ZELL B. MILLER For For 7 HOWELL W. NEWTON For For 8 HUGH E. NORTON For For 9 ROBERT S. PRATHER, JR. For For 10 HARRIETT J. ROBINSON For For 11 J. MACK ROBINSON For For 02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 04 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
CALLIDUS SOFTWARE INC. SECURITY 13123E500 MEETING TYPE Annual TICKER SYMBOL CALD MEETING DATE 01-Jun-2011 ISIN US13123E5006 AGENDA 933435504 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 WILLIAM B. BINCH For For 2 MICHELE VION For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE THE RESOLUTION APPROVING THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 TO RECOMMEND ONE OF THE FOLLOWING OPTIONS FOR Management Abstain Against THE FREQUENCY OF FUTURE SHAREHOLDER VOTES TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
IMAX CORPORATION SECURITY 45245E109 MEETING TYPE Annual TICKER SYMBOL IMAX MEETING DATE 01-Jun-2011 ISIN CA45245E1097 AGENDA 933446646 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 ERIC A. DEMIRIAN For For 2 DAVID W. LEEBRON For For 3 MARTIN POMPADUR For For 4 MARC A. UTAY For For 02 IN RESPECT OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. 03 ADVISORY RESOLUTION TO APPROVE THE COMPENSATION Management Abstain Against OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY CIRCULAR AND PROXY STATEMENT. 04 ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION.
LODGENET INTERACTIVE CORPORATION SECURITY 540211109 MEETING TYPE Annual TICKER SYMBOL LNET MEETING DATE 02-Jun-2011 ISIN US5402111091 AGENDA 933418130 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 VIKKI PACHERA For For 2 EDWARD L. SHAPIRO For For 02 RATIFICATION OF 2008 SHAREHOLDER RIGHTS PLAN. TO Management Against Against RATIFY THE EXISTING SHAREHOLDER RIGHTS PLAN APPROVED BY THE COMPANY'S STOCKHOLDERS IN 2008. 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO Management Abstain Against APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. 05 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION VOTES. TO RECOMMEND, BY NON- BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 88 GAMCO Westwood Mighty MitesSM Fund SINCLAIR BROADCAST GROUP, INC. SECURITY 829226109 MEETING TYPE Annual TICKER SYMBOL SBGI MEETING DATE 02-Jun-2011 ISIN US8292261091 AGENDA 933425159 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 DAVID D. SMITH For For 2 FREDERICK G. SMITH For For 3 J. DUNCAN SMITH For For 4 ROBERT E. SMITH For For 5 BASIL A. THOMAS For For 6 LAWRENCE E. MCCANNA For For 7 DANIEL C. KEITH For For 8 MARTIN R. LEADER For For 02 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. 03 NON-BINDING ADVISORY VOTE ON OUR EXECUTIVE Management Abstain Against COMPENSATION. 04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION.
MACQUARIE INFRASTRUCTURE CO. LLC SECURITY 55608B105 MEETING TYPE Annual TICKER SYMBOL MIC MEETING DATE 02-Jun-2011 ISIN US55608B1052 AGENDA 933428991 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 NORMAN H. BROWN, JR. For For 2 GEORGE W. CARMANY, III For For 3 WILLIAM H. WEBB For For 02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For OUR INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 THE APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Management Abstain Against COMPENSATION. 04 THE APPROVAL, ON AN ADVISORY BASIS, OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY YEAR.
CANTERBURY PARK HOLDING CORPORATION SECURITY 13811E101 MEETING TYPE Annual TICKER SYMBOL CPHC MEETING DATE 02-Jun-2011 ISIN US13811E1010 AGENDA 933429070 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 PATRICK R. CRUZEN For For 2 BURTON F. DAHLBERG For For 3 CARIN J. OFFERMAN For For 4 CURTIS A. SAMPSON For For 5 RANDALL D. SAMPSON For For 6 DALE H. SCHENIAN For For 02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 03 APPROVAL OF AMENDMENT OF COMPANY'S STOCK PLAN Management For For TO PERMIT COMPENSATION OF DIRECTORS THROUGH ANNUAL DISCRETIONARY AWARDS OF RESTRICTED STOCK AND STOCK OPTIONS.
NEW YORK COMMUNITY BANCORP, INC. SECURITY 649445103 MEETING TYPE Annual TICKER SYMBOL NYB MEETING DATE 02-Jun-2011 ISIN US6494451031 AGENDA 933431277 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 DOMINICK CIAMPA For For 2 W.C. FREDERICK, M.D. For For 3 MAX L. KUPFERBERG For For 4 SPIROS J. VOUTSINAS For For 5 ROBERT WANN For For 02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/20111 89 GAMCO Westwood Mighty MitesSM Fund
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 03 REAPPROVAL OF THE NEW YORK COMMUNITY BANCORP, Management For For INC. MANAGEMENT INCENTIVE COMPENSATION PLAN, WHICH WAS ORIGINALLY APPROVED BY THE COMPANY'S STOCKHOLDERS IN 2006, AND THE MATERIAL TERMS OF WHICH ARE DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 04 REAPPROVAL OF THE NEW YORK COMMUNITY BANCORP, Management For For INC. 2006 STOCK INCENTIVE PLAN, WHICH WAS ORIGINALLY APPROVED BY THE COMPANY'S STOCKHOLDERS IN 2006, AND THE MATERIAL TERMS OF WHICH ARE DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 05 TO APPROVE, BY NON-BINDING VOTE, AN ADVISORY Management Abstain Against PROPOSAL ON COMPENSATION FOR CERTAIN OF OUR EXECUTIVE OFFICERS. 06 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY Management Abstain Against WITH WHICH THE ADVISORY VOTE ON THE EXECUTIVE OFFICERS' COMPENSATION SHALL OCCUR.
CADIZ INC. SECURITY 127537207 MEETING TYPE Annual TICKER SYMBOL CDZI MEETING DATE 02-Jun-2011 ISIN US1275372076 AGENDA 933436102 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 KEITH BRACKPOOL For For 2 MURRAY H. HUTCHISON For For 3 TIMOTHY J. SHAHEEN For For 4 WINSTON HICKOX For For 5 GEOFFREY GRANT For For 6 RAYMOND J. PACINI For For 7 STEPHEN E. COURTER For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For INDEPENDENT AUDITOR 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION AS Management Abstain Against DISCLOSED IN THE PROXY MATERIALS 04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION ADVISORY VOTES, EVERY
VISHAY PRECISION GROUP,INC. SECURITY 92835K103 MEETING TYPE Annual TICKER SYMBOL VPG MEETING DATE 02-Jun-2011 ISIN AGENDA 933441709 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 MARC ZANDMAN For For 2 DR. SAMUEL BROYDO For For 3 SAUL REIBSTEIN For For 4 TIMOTHY TALBERT For For 5 ZIV SHOSHANI For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For VISHAY PRECISION GROUP, INC.'S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE AN AMENDMENT TO VISHAY PRECISION Management For For GROUP, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. 04 TO APPROVE THE NON-BINDING RESOLUTION RELATING Management Abstain Against TO EXECUTIVE COMPENSATION. 05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
HALLMARK FINANCIAL SERVICES, INC. SECURITY 40624Q203 MEETING TYPE Annual TICKER SYMBOL HALL MEETING DATE 02-Jun-2011 ISIN US40624Q2030 AGENDA 933443258 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 MARK E. SCHWARZ For For 2 SCOTT T. BERLIN For For 3 JAMES H. GRAVES For For 4 JIM W. HENDERSON For For 02 ADVISORY VOTE ON SAY-ON-PAY RESOLUTION. Management Abstain Against 03 ADVISORY VOTE ON SAY-ON-FREQUENCY PROPOSAL. Management Abstain Against
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 90 GAMCO Westwood Mighty MitesSM Fund TITAN MACHINERY, INC. SECURITY 88830R101 MEETING TYPE Annual TICKER SYMBOL TITN MEETING DATE 02-Jun-2011 ISIN US88830R1014 AGENDA 933443640 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 TONY CHRISTIANSON For For 2 JAMES IRWIN For For 3 THEODORE WRIGHT For For 02 RATIFY APPOINTMENT OF EIDE BAILLY LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. 03 AN ADVISORY NON-BINDING VOTE TO APPROVE THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 AN ADVISORY NON-BINDING VOTE ON THE FREQUENCY OF Management Abstain Against AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 AMEND THE TITAN MACHINERY INC. 2005 EQUITY Management For For INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT THEREUNDER TO 1,500,000.
GASTAR EXPLORATION LTD. SECURITY 367299203 MEETING TYPE Annual and Special Meeting TICKER SYMBOL GST MEETING DATE 02-Jun-2011 ISIN CA3672992037 AGENDA 933451370 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 FIX THE NUMBER OF BOARD OF DIRECTORS AT SIX (6) Management For For MEMBERS. 02 DIRECTOR Management 1 JOHN H. CASSELS For For 2 RANDOLPH C. COLEY For For 3 ROBERT D. PENNER For For 4 J. RUSSELL PORTER For For 5 FLOYD R. PRICE For For 6 JOHN M. SELSER SR. For For 03 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. 04 APPROVE ON A NON-BINDING ADVISORY BASIS THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. 05 APPROVE ON A NON-BINDING ADVISORY BASIS THE Management Abstain Against FREQUENCY (EVERY ONE, TWO OR THREE YEARS) WITH WHICH AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD BE HELD.
ICF INTERNATIONAL, INC. SECURITY 44925C103 MEETING TYPE Annual TICKER SYMBOL ICFI MEETING DATE 03-Jun-2011 ISIN US44925C1036 AGENDA 933434312 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 DR. EDWARD H. BERSOFF For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNT- RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Management Abstain Against OVERALL PAY-FOR-PERFORMANCE EXECUTIVE COMPENSATION PROGRAM - APPROVE, BY NON-BINDING VOTE, THE COMPANY'S OVERALL EXECUTIVE COMPENSATION PROGRAM, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND THE RELATED NARRATIVES AND OTHER MATERIALS IN THE PROXY STATEMENT. 04 ADVISORY VOTE ON FREQUENCY OF SAY ON PAY VOTES - Management Abstain Against TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES.
ELECTRONIC SYSTEMS TECHNOLOGY, INC. SECURITY 285848107 MEETING TYPE Annual TICKER SYMBOL ELST MEETING DATE 03-Jun-2011 ISIN US2858481078 AGENDA 933441951 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 MICHAEL S. BROWN For For 2 TOM L. KIRCHNER For For 02 TO RATIFY MOE O'SHAUGHNESSY & ASSOCIATES, P.S. AS Management For For INDEPENDENT REGISTERED ACCOUNTANTS. 03 IN HIS DISCRETION THE PROXY IS HEREBY AUTHORIZED Management For For TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 91 GAMCO Westwood Mighty MitesSM Fund JMP GROUP, INC. SECURITY 46629U107 MEETING TYPE Annual TICKER SYMBOL JMP MEETING DATE 06-Jun-2011 ISIN US46629U1079 AGENDA 933452928 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 JOSEPH A. JOLSON For For 2 CRAIG R. JOHNSON For For 3 MARK L. LEHMANN For For 4 CARTER D. MACK For For 5 GLENN H. TONGUE For For 6 KENNETH M. KARMIN For For 7 H. MARK LUNENBURG For For 8 DAVID M. DIPIETRO For For 9 JONATHAN M. ORSZAG For For 02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 TO APPROVE THE JMP GROUP EQUITY INCENTIVE PLAN, AS Management For For AMENDED AND RESTATED. 05 TO APPROVE THE JMP GROUP SENIOR EXECUTIVE BONUS Management For For PLAN, AS AMENDED AND RESTATED. 06 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM - TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
MOSYS, INC. SECURITY 619718109 MEETING TYPE Annual TICKER SYMBOL MOSY MEETING DATE 07-Jun-2011 ISIN US6197181091 AGENDA 933437039 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ----- ----------- 01 DIRECTOR Management 1 CARL E. BERG For For 2 TOMMY ENG For For 3 CHI-PING HSU For For 4 JAMES D. KUPEC For For 5 LEONARD PERHAM For For 02 THE RATIFICATION OF THE APPOINTMENT OF BURR PILGER Management For For MAYER, INC. AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 PROPOSAL TO APPROVE 2010 EXECUTIVE COMPENSATION. Management Abstain Against 04 EXECUTIVE COMPENSATION FREQUENCY PROPOSAL. Management Abstain Against
HOT TOPIC, INC. SECURITY 441339108 MEETING TYPE Annual TICKER SYMBOL HOTT MEETING DATE 07-Jun-2011 ISIN US4413391081 AGENDA 933437306 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------------------- ---------- ---------- 01 DIRECTOR Management 1 STEVEN BECKER For For 2 EVELYN D'AN For For 3 MATTHEW DRAPKIN For For 4 LISA HARPER For For 5 W. SCOTT HEDRICK For For 6 BRUCE QUINNELL For For 7 ANDREW SCHUON For For 8 THOMAS VELLIOS For For 02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF Management For For THE COMPANY'S BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. 03 TO REAPPROVE THE INTERNAL REVENUE CODE SECTION Management For For 162(M) PERFORMANCE CRITERIA OF THE COMPANY'S 2006 EQUITY INCENTIVE PLAN SO THAT PERFORMANCE-BASED COMPENSATION PAID THEREUNDER WILL CONTINUE TO BE DEDUCTIBLE BY THE COMPANY FOR FEDERAL INCOME TAX PURPOSES. 04 TO APPROVE, ON A NON-BINDING AND ADVISORY BASIS, Management Abstain Against THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 05 TO APPROVE, ON A NON-BINDING AND ADVISORY BASIS, Management Abstain Against THE FREQUENCY OF ADVISORY VOTES BY SHAREHOLDERS ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 92 GAMCO Westwood Mighty MitesSM Fund ULTRALIFE CORPORATION - NEWARK, NY SECURITY 903899102 MEETING TYPE Annual TICKER SYMBOL ULBI MEETING DATE 07-Jun-2011 ISIN US9038991025 AGENDA 933439095 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ---- ---------- 01 DIRECTOR Management 1 STEVEN M. ANDERSON For For 2 PATRICIA C. BARRON For For 3 JAMES A. CROCE For For 4 MICHAEL D. POPIELEC For For 5 THOMAS L. SAELI For For 6 ROBERT W. SHAW II For For 7 RANJIT C. SINGH For For 8 BRADFORD T. WHITMORE For For 02 TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION. 03 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 TO APPROVE AN AMENDMENT TO OUR AMENDED AND Management Against Against RESTATED 2004 LONG-TERM INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN AND AN AMENDMENT TO THE ANNUAL LIMITATION SET FORTH IN THE PLAN. 05 TO RATIFY THE SELECTION OF BDO USA, LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
AMERICAN RAILCAR INDUSTRIES, INC. SECURITY 02916P103 MEETING TYPE Annual TICKER SYMBOL ARII MEETING DATE 07-Jun-2011 ISIN US02916P1030 AGENDA 933455215 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------ ---- ------- ---------- 1A ELECTION OF DIRECTOR: CARL C. ICAHN Management For For 1B ELECTION OF DIRECTOR: JAMES J. UNGER Management For For 1C ELECTION OF DIRECTOR: VINCENT J. INTRIERI Management For For 1D ELECTION OF DIRECTOR: SAMUEL MERKSAMER Management For For 1E ELECTION OF DIRECTOR: J. MIKE LAISURE Management For For 1F ELECTION OF DIRECTOR: JAMES C. PONTIOUS Management For For 1G ELECTION OF DIRECTOR: HAROLD FIRST Management For For 1H ELECTION OF DIRECTOR: BRETT ICAHN Management For For 1I ELECTION OF DIRECTOR: HUNTER GARY Management For For 02 TO APPROVE THE ADVISORY VOTE REGARDING Management Abstain Against EXECUTIVE COMPENSATION. 03 AN ADVISORY VOTE REGARDING THE FREQUENCY OF Management Abstain Against HOLDING AN ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION.
TRAILER BRIDGE, INC. SECURITY 892782103 MEETING TYPE Annual TICKER SYMBOL TRBR MEETING DATE 07-Jun-2011 ISIN US8927821038 AGENDA 933457613 - Management
ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ---------- 01 DIRECTOR Management 1 ROBERT P. BURKE For For 2 MALCOM P. MCLEAN, JR. For For 3 GREGGORY B. MENDENHALL For For 4 DOUGLAS E. SCHIMMEL For For 5 ALLEN L. STEVENS For For 6 NICKEL VAN REESEMA For For 02 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 93 GAMCO Westwood Mighty MitesSM Fund TREE.COM INC SECURITY 894675107 MEETING TYPE Annual TICKER SYMBOL TREE MEETING DATE 08-Jun-2011 ISIN US8946751075 AGENDA 933439780 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------ ----------- 01 DIRECTOR Management 1 PETER HORAN For For 2 W. MAC LACKEY For For 3 DOUGLAS LEBDA For For 4 JOSEPH LEVIN For For 5 PATRICK MCCRORY For For 6 LANCE MELBER For For 7 STEVEN OZONIAN For For 02 APPROVAL OF THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against RELATING TO EXECUTIVE COMPENSATION. 03 ADVISORY (NON-BINDING) VOTE REGARDING FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION STOCKHOLDER VOTE. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2011 FISCAL YEAR.
EDGEWATER TECHNOLOGY, INC. SECURITY 280358102 MEETING TYPE Annual TICKER SYMBOL EDGW MEETING DATE 08-Jun-2011 ISIN US2803581022 AGENDA 933440062 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ----------- 1 DIRECTOR Management 1 SHIRLEY SINGLETON For For 2 WAYNE WILSON For For 3 PAUL E. FLYNN For For 4 PAUL GUZZI For For 5 NANCY L. LEAMING For For 6 MICHAEL R. LOEB For For 7 DANIEL O'CONNELL For For 2 TO APPROVE THE PROPOSED AMENDMENT TO THE Management For For EDGEWATER TECHNOLOGY, INC. 2008 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AUTHORIZED SHARES UNDER THE PLAN FROM 500,000 TO 1,200,000 3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against EXECUTIVE COMPENSATION 4 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION 5 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011
SL INDUSTRIES, INC. SECURITY 784413106 MEETING TYPE Annual TICKER SYMBOL SLI MEETING DATE 08-Jun-2011 ISIN US7844131067 AGENDA 933452877 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 GLEN M. KASSAN For For 2 AVRUM GRAY For For 3 WARREN LICHTENSTEIN For For 4 MARK E. SCHWARZ For For 5 JAMES A. RISHER For For 02 TO APPROVE AN AMENDMENT OF THE COMPANY'S 2008 Management For For INCENTIVE STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK SUBJECT TO THE 2008 INCENTIVE STOCK PLAN FROM 315,000 SHARES TO 450,000 SHARES. 03 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ANIMAL HEALTH INTERNATIONAL, INC. SECURITY 03525N109 MEETING TYPE Special TICKER SYMBOL AHII MEETING DATE 08-Jun-2011 ISIN US03525N1090 AGENDA 933454984 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ----------- ---- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER (THE Management For For "MERGER AGREEMENT") DATED AS OF MARCH 14, 2011, AMONG ANIMAL HEALTH INTERNATIONAL, INC., LEXTRON, INC. AND BUFFALO ACQUISITION, INC., A WHOLLY-OWNED SUBSIDIARY OF LEXTRON , INC., ALL AS MORE FULLY DESCRIBED AS PER THE PROXY STATEMENT. 02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT.
HEELYS, INC SECURITY 42279M107 MEETING TYPE Annual TICKER SYMBOL HLYS MEETING DATE 09-Jun-2011 ISIN US42279M1071 AGENDA 933438106 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ---------- 01 DIRECTOR Management 1 JERRY R. EDWARDS For For 2 PATRICK F. HAMNER For For 3 THOMAS C. HANSEN For For 4 GARY L. MARTIN For For 5 N RODERICK MCGEACHY III For For 6 GLENN M. NEBLETT For For 7 RALPH T. PARKS For For 8 RICHARD F. STRUP For For 02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 94 GAMCO Westwood Mighty MitesSM Fund OPKO HEALTH, INC. SECURITY 68375N103 MEETING TYPE Annual TICKER SYMBOL OPK MEETING DATE 09-Jun-2011 ISIN US68375N1037 AGENDA 933439994 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 PHILLIP FROST, M.D. For For 2 J.H. HSIAO, PH.D., MBA For For 3 STEVEN D. RUBIN For For 4 ROBERT A. BARON For For 5 THOMAS E. BEIER For For 6 P.J. GOLDSCHMIDT, M.D. For For 7 RICHARD A. LERNER, M.D. For For 8 JOHN A. PAGANELLI For For 9 R.C. PFENNIGER, JR. For For 10 A. LIN-TSING YU, MD PHD For For 02 A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Management Abstain Against PAID TO NAMED EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON PAY"). 03 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Management Abstain Against WITH WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON SAY ON PAY.
EXACTECH, INC. SECURITY 30064E109 MEETING TYPE Annual TICKER SYMBOL EXAC MEETING DATE 09-Jun-2011 ISIN US30064E1091 AGENDA 933440644 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ------- ---------- 01 DIRECTOR Management 1 RICHARD C. SMITH For For 2 WILLIAM PETTY, M.D. For For 3 R. WYNN KEARNEY JR., MD For For 02 APPROVE THE NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against THE NAMED EXECUTIVE OFFICERS' COMPENSATION 03 APPROVE THE NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against THE FREQUENCY OF THE ADVISORY VOTE ON THE NAMED EXECUTIVE OFFICERS' COMPENSATION 04 APPROVE THE AMENDMENT TO THE 2009 EXECUTIVE Management Against Against COMPENSATION PLAN 05 RATIFY SELECTION OF MCGLADREY & PULLEN, LLP AS THE Management For For COMPANY'S PRINCIPAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011
UNION DRILLING INC. SECURITY 90653P105 MEETING TYPE Annual TICKER SYMBOL UDRL MEETING DATE 09-Jun-2011 ISIN US90653P1057 AGENDA 933442953 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- -------- ----------- 01 DIRECTOR Management 1 THOMAS H. O'NEILL, JR. For For 2 GREGORY D. MYERS For For 3 CHRISTOPHER D. STRONG For For 02 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Management Abstain Against COMPANY'S EXECUTIVE COMPENSATION. 03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against EXECUTIVE COMPENSATION ADVISORY VOTES. 04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 95 GAMCO Westwood Mighty MitesSM Fund CAPITAL FINANCIAL HOLDINGS, INC SECURITY 140144106 MEETING TYPE Annual TICKER SYMBOL CPFH MEETING DATE 09-Jun-2011 ISIN US1401441068 AGENDA 933443107 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 VANCE CASTLEMAN For For 2 VAUNE M. CRIPE For For 3 JEFFREY A. CUMMER For For 4 MYRON D. THOMPSON For For 5 GREGORY G. PHILIPPS For For 02 THE RATIFICATION OF THE APPOINTMENT OF BRADY, Management For For MARTZ & ASSOCIATES, P.C. AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
LAYNE CHRISTENSEN COMPANY SECURITY 521050104 MEETING TYPE Annual TICKER SYMBOL LAYN MEETING DATE 09-Jun-2011 ISIN US5210501046 AGENDA 933454085 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ----------- 01 DIRECTOR Management 1 DAVID A.B. BROWN For For 2 J. SAMUEL BUTLER For For 3 ROBERT R. GILMORE For For 4 ANTHONY B. HELFET For For 5 NELSON OBUS For For 6 JEFFREY J. REYNOLDS For For 7 RENE J. ROBICHAUD For For 8 ANDREW B. SCHMITT For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 04 PROPOSAL TO RATIFY THE SELECTION OF THE Management For For ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS LAYNE CHRISTENSEN'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. 05 STOCKHOLDER PROPOSAL REGARDING THE Shareholder For For PREPARATION OF A SUSTAINABILITY REPORT.
TOMOTHERAPY INC SECURITY 890088107 MEETING TYPE Special TICKER SYMBOL TOMO MEETING DATE 09-Jun-2011 ISIN US8900881074 AGENDA 933458209 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ----------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF MARCH 6, 2011, BY AND AMONG ACCURAY INCORPORATED, TOMOTHERAPY INCORPORATED AND JAGUAR ACQUISITION, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. 02 TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR Management For For TIME, IF NECESSARY OR APPROPRIATE, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT.
PURE TECHNOLOGIES LTD. SECURITY 745915108 MEETING TYPE Annual and Special Meeting TICKER SYMBOL PPEHF MEETING DATE 09-Jun-2011 ISIN CA7459151089 AGENDA 933460874 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ---- ---------- 01 TO SET THE NUMBER OF DIRECTORS AT SIX (6) SUBJECT Management For For TO THE RIGHT OF THE DIRECTORS OF THE CORPORATION TO APPOINT TWO ADDITIONAL DIRECTORS AT ANY TIME PRIOR TO THE NEXT ANNUAL GENERAL MEETING OF THE SHAREHOLDERS. 02 DIRECTOR Management 1 JAMES E. PAULSON For For 2 PETER O. PAULSON For For 3 MICHAEL M. KANOVSKY For For 4 DAVID H. MCDERMID For For 5 CHARLES W. FISCHER For For 6 SCOTT I. MACDONALD For For 03 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS Management For For AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 04 TO APPROVE THE NEW SHARE OPTION PLAN OF THE Management For For CORPORATION AS REQUIRED BY THE RULES OF THE TSX AND AS SET FORTH IN THE INFORMATION CIRCULAR OF THE CORPORATION DATED MAY 5, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 96 GAMCO Westwood Mighty MitesSM Fund PURE TECHNOLOGIES LTD. SECURITY 745915108 MEETING TYPE Annual and Special Meeting TICKER SYMBOL PPEHF MEETING DATE 09-Jun-2011 ISIN CA7459151089 AGENDA 933460886 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------ ----------- 01 TO SET THE NUMBER OF DIRECTORS AT SIX (6) SUBJECT Management For For TO THE RIGHT OF THE DIRECTORS OF THE CORPORATION TO APPOINT TWO ADDITIONAL DIRECTORS AT ANY TIME PRIOR TO THE NEXT ANNUAL GENERAL MEETING OF THE SHAREHOLDERS. 02 DIRECTOR Management 1 JAMES E. PAULSON For For 2 PETER O. PAULSON For For 3 MICHAEL M. KANOVSKY For For 4 DAVID H. MCDERMID For For 5 CHARLES W. FISCHER For For 6 SCOTT I. MACDONALD For For 03 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS Management For For AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 04 TO APPROVE THE NEW SHARE OPTION PLAN OF THE Management For For CORPORATION AS REQUIRED BY THE RULES OF THE TSX AND AS SET FORTH IN THE INFORMATION CIRCULAR OF THE CORPORATION DATED MAY 5, 2011.
COLDWATER CREEK INC. SECURITY 193068103 MEETING TYPE Annual TICKER SYMBOL CWTR MEETING DATE 10-Jun-2011 ISIN US1930681036 AGENDA 933436140 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- -------- ---------- 01 DIRECTOR Management 1 CURT HECKER For For 2 MICHAEL J. POTTER For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012 03 APPROVAL OF THE AMENDED AND RESTATED STOCK Management For For OPTION/ISSUANCE PLAN 04 ADVISORY (NON-BINDING) APPROVAL OF THE SAY-ON-PAY Management Abstain Against 05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against SAY-ON-PAY APPROVAL
ENERGY RECOVERY INC SECURITY 29270J100 MEETING TYPE Annual TICKER SYMBOL ERII MEETING DATE 10-Jun-2011 ISIN US29270J1007 AGENDA 933449731 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- --------- ---------- 01 DIRECTOR Management 1 ROBERT YU LANG MAO For For 2 THOMAS S. ROONEY, JR. For For 3 DOMINIQUE TREMPONT For For 02 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
CHINA WIND SYSTEMS, INC. SECURITY 16945F209 MEETING TYPE Annual TICKER SYMBOL CWS MEETING DATE 13-Jun-2011 ISIN US16945F2092 AGENDA 933464050 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------- ----------------------- ---- ---------- 01 DIRECTOR Management 1 JIANHUA WU For For 2 DREW BERNSTEIN For For 3 MIN LI For For 4 XI LIU For For 5 TIANZIANG ZHOU For For 02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For CERTIFICATE OF INCORPORATION TO CHANGE ITS CORPORATE NAME TO CLEANTECH SOLUTIONS INTERNATIONAL, INC.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 97 GAMCO Westwood Mighty MitesSM Fund THE BON-TON STORES, INC. SECURITY 09776J101 MEETING TYPE Annual TICKER SYMBOL BONT MEETING DATE 14-Jun-2011 ISIN US09776J1016 AGENDA 933443020 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ---- ---------- 01 DIRECTOR Management 1 LUCINDA M. BAIER For For 2 BYRON L. BERGREN For For 3 PHILIP M. BROWNE For For 4 SHIRLEY A. DAWE For For 5 MARSHA M. EVERTON For For 6 MICHAEL L. GLEIM For For 7 TIM GRUMBACHER For For 8 TODD C. MCCARTY For For 02 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY, AS DISCLOSED IN THE PROXY STATEMENT. 03 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF Management Abstain Against THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 05 TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION Management For For TO REQUIRE THAT EACH DIRECTOR SHALL BE ELECTED BY A MAJORITY OF VOTES CAST.
ICO GLOBAL COMMUNICATIONS (HLDG.) LTD. SECURITY 44930K108 MEETING TYPE Annual TICKER SYMBOL ICOG MEETING DATE 14-Jun-2011 ISIN US44930K1088 AGENDA 933443753 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ---------- 01 DIRECTOR Management 1 RICHARD P. EMERSON For For 2 RICHARD P. FOX For For 3 NICOLAS KAUSER For For 4 CRAIG O. MCCAW For For 5 R. GERARD SALEMME For For 6 STUART M. SLOAN For For 7 H. BRIAN THOMPSON For For 8 BENJAMIN G. WOLFF For For 02 APPROVAL OF AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against ON EXECUTIVE COMPENSATION. 03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 04 RATIFICATION OF THE SELECTION OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011.
CUTERA, INC. SECURITY 232109108 MEETING TYPE Annual TICKER SYMBOL CUTR MEETING DATE 14-Jun-2011 ISIN US2321091082 AGENDA 933444236 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---- ---- ---------- 01 DIRECTOR Management 1 KEVIN P. CONNORS For For 2 DAVID A. GOLLNICK For For 02 A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against EXECUTIVE COMPENSATION. 03 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against EXECUTIVE COMPENSATION VOTING. 04 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
GSE SYSTEMS, INC. SECURITY 36227K106 MEETING TYPE Annual TICKER SYMBOL GVP MEETING DATE 14-Jun-2011 ISIN US36227K1060 AGENDA 933445151 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------ ---------- 01 DIRECTOR Management 1 MICHAEL D. FELDMAN For For 2 SHELDON L. GLASHOW For For 3 ROGER L. HAGENGRUBER For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR. 03 TO APPROVE THE COMPANY'S 1995 LONG-TERM INCENTIVE Management Against Against PLAN (AS AMENDED AND RESTATED EFFECTIVE MARCH 7, 2011). 04 TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Management Abstain Against EXECUTIVE COMPENSATION. 05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF FUTURE STOCKHOLDER VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 98 GAMCO Westwood Mighty MitesSM Fund ATLANTIC TELE-NETWORK, INC. SECURITY 049079205 MEETING TYPE Annual TICKER SYMBOL ATNI MEETING DATE 14-Jun-2011 ISIN US0490792050 AGENDA 933449868 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---- ---- ---------- 01 TO APPROVE AN AMENDMENT TO THE ATLANTIC TELE- Management Against Against NETWORK, INC. 2008 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN. 02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 03 TO INDICATE, BY ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against FUTURE EXECUTIVE COMPENSATION VOTES. 04 DIRECTOR Management 1 MARTIN L. BUDD For For 2 THOMAS V. CUNNINGHAM For For 3 MICHAEL T. FLYNN For For 4 CORNELIUS B. PRIOR, JR. For For 5 MICHAEL T. PRIOR For For 6 CHARLES J. ROESSLEIN For For 7 BRIAN A. SCHUCHMAN For For 05 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2011.
BIG 5 SPORTING GOODS CORPORATION SECURITY 08915P101 MEETING TYPE Annual TICKER SYMBOL BGFV MEETING DATE 14-Jun-2011 ISIN US08915P1012 AGENDA 933450164 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ---- ---------- 01 DIRECTOR Management 1 JENNIFER H. DUNBAR For For 2 STEVEN G. MILLER For For 02 APPROVAL OF THE COMPENSATION OF THE COMPANY'S Management Abstain Against NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. 03 THE RECOMMENDATION TO CONDUCT THE COMPANY'S Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS. 04 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against THE COMPANY'S 2007 EQUITY AND PERFORMANCE INCENTIVE PLAN. 05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
KRISPY KREME DOUGHNUTS, INC. SECURITY 501014104 MEETING TYPE Annual TICKER SYMBOL KKD MEETING DATE 14-Jun-2011 ISIN US5010141043 AGENDA 933451166 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---- ---- ---------- 01 DIRECTOR Management 1 C. STEPHEN LYNN For For 2 MICHAEL H. SUTTON For For 3 LIZANNE THOMAS For For 02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against EXECUTIVE OFFICERS AS DISCLOSED IN OUR 2011 PROXY STATEMENT. 03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 THE RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JANUARY 29, 2012.
LEMAITRE VASCULAR, INC. SECURITY 525558201 MEETING TYPE Annual TICKER SYMBOL LMAT MEETING DATE 14-Jun-2011 ISIN US5255582018 AGENDA 933452687 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ---- ---------- 01 DIRECTOR Management 1 RUSSELL D. HAYS For For 2 GEORGE D. LEMAITRE, M.D For For 3 WILLIAM N. THORNDIKE For For 02 TO RATIFY ERNST & YOUNG LLP AS OUR REGISTERED Management For For INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 99 GAMCO Westwood Mighty MitesSM Fund CUTERA, INC. SECURITY 232109108 MEETING TYPE Annual TICKER SYMBOL CUTR MEETING DATE 14-Jun-2011 ISIN US2321091082 AGENDA 933458401 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ---------- 1 DIRECTOR Management 1 KEVIN P. CONNORS For For 2 DAVID A GOLLNICK For For 2 A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against EXECUTIVE COMPENSATION. 3 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against EXECUTIVE COMPENSATION VOTING. 4 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
PENNICHUCK CORPORATION SECURITY 708254206 MEETING TYPE Special TICKER SYMBOL PNNW MEETING DATE 15-Jun-2011 ISIN US7082542066 AGENDA 933436392 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ---- ---------- 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER Management For For EFFECTIVE AS OF NOVEMBER 11, 2010 (THE "MERGER AGREEMENT") BETWEEN THE COMPANY AND THE CITY OF NASHUA, NEW HAMPSHIRE (THE "CITY" OR "NASHUA"), WHEREBY THE CITY HAS AGREED TO ACQUIRE ALL OF THE OUTSTANDING SHARES OF PENNICHUCK CORPORATION COMMON STOCK FOR $29.00 PER SHARE IN CASH. 02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, FOR Management For For THE PURPOSE OF SOLICITING ADDITIONAL PROXIES TO VOTE IN FAVOR OF APPROVING THE MERGER AGREEMENT.
THE PEP BOYS - MANNY, MOE & JACK SECURITY 713278109 MEETING TYPE Annual TICKER SYMBOL PBY MEETING DATE 15-Jun-2011 ISIN US7132781094 AGENDA 933436873 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ---------- 1A ELECTION OF DIRECTOR: JANE SCACCETTI Management For For 1B ELECTION OF DIRECTOR: JOHN T. SWEETWOOD Management For For 1C ELECTION OF DIRECTOR: M. SHAN ATKINS Management For For 1D ELECTION OF DIRECTOR: ROBERT H. HOTZ Management For For 1E ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Management For For 1F ELECTION OF DIRECTOR: NICK WHITE Management For For 1G ELECTION OF DIRECTOR: JAMES A. WILLIAMS Management For For 1H ELECTION OF DIRECTOR: IRVIN D. REID Management For For 1I ELECTION OF DIRECTOR: MICHAEL R. ODELL Management For For 1J ELECTION OF DIRECTOR: MAX L. LUKENS Management For For 02 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE TO CONDUCT FUTURE ADVISORY VOTES Management Abstain Against ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 05 APPROVAL OF OUR EMPLOYEE STOCK PURCHASE PLAN. Management For For 06 SHAREHOLDER PROPOSAL REGARDING LOWERING THE Shareholder Against For THRESHOLD REQUIRED TO CALL A SPECIAL MEETING, IF PRESENTED BY ITS PROPONENT.
LAKELAND INDUSTRIES, INC. SECURITY 511795106 MEETING TYPE Annual TICKER SYMBOL LAKE MEETING DATE 15-Jun-2011 ISIN US5117951062 AGENDA 933444628 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ---- ---------- 01 DIRECTOR Management 1 CHRISTOPHER J. RYAN For For 2 A. JOHN KREFT For For 02 RATIFICATION OF SELECTION OF WARREN, AVERETT, Management For For KIMBROUGH, & MARINO LLC AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2012.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 100 GAMCO Westwood Mighty MitesSM Fund STAMPS.COM INC. SECURITY 852857200 MEETING TYPE Annual TICKER SYMBOL STMP MEETING DATE 15-Jun-2011 ISIN US8528572006 AGENDA 933452702 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---- ---- ---------- 01 DIRECTOR Management 1 KEN MCBRIDE For For 02 TO APPROVE, ON AN ADVISORY BASIS, ON THE Management Abstain Against COMPANY'S EXECUTIVE COMPENSATION. 03 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. 04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT AUDITORS OF THE COMPANY FOR 2011.
DULUTH METALS LIMITED SECURITY 26443R100 MEETING TYPE Annual and Special Meeting TICKER SYMBOL DULMF MEETING DATE 15-Jun-2011 ISIN CA26443R1001 AGENDA 933465925 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ---------- 01 THE ELECTION OF DIRECTORS AS SET FORTH IN THE Management For For ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR; 02 THE APPOINTMENT OF AUDITORS AND THE Management For For AUTHORIZATION OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION AS SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR; 03 PASSAGE, WITH OR WITHOUT AMENDMENT, OF A Management Against Against RESOLUTION TO AMEND THE CORPORATION'S STOCK OPTION PLAN AND TO APPROVE, RATIFY AND CONFIRM THE STOCK OPTION PLAN SO AMENDED AND ANY GRANTS MADE THEREUNDER.
CHURCHILL DOWNS INCORPORATED SECURITY 171484108 MEETING TYPE Annual TICKER SYMBOL CHDN MEETING DATE 16-Jun-2011 ISIN US1714841087 AGENDA 933439932 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ---------- 01 DIRECTOR Management 1 MICHAEL B. BRODSKY For For 2 ROBERT L. FEALY For For 3 DANIEL P. HARRINGTON For For 4 DARRELL R. WELLS For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CHURCHILL DOWNS INCORPORATED FOR THE YEAR ENDING DECEMBER 31, 2011 (PROPOSAL NO. 2). 03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For PERFORMANCE GOALS AND MAXIMUM AWARDS PAYABLE AS ESTABLISHED BY THE SPECIAL SUBCOMMITTEE OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 04 PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY Management Abstain Against VOTE, EXECUTIVE COMPENSATION (PROPOSAL NO. 4). 05 PROPOSAL TO RECOMMEND, BY NON-BIDING ADVISORY Management Abstain Against VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
SALEM COMMUNICATIONS CORPORATION SECURITY 794093104 MEETING TYPE Annual TICKER SYMBOL SALM MEETING DATE 16-Jun-2011 ISIN US7940931048 AGENDA 933442080 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ---- ---- ---------- 1A ELECTION OF DIRECTOR: STUART W. EPPERSON Management For For 1B ELECTION OF DIRECTOR: EDWARD G. ATSINGER III Management For For 1C ELECTION OF INDEPENDENT DIRECTOR: DAVID Management For For DAVENPORT 1D ELECTION OF DIRECTOR: ROLAND S. HINZ Management For For 1E ELECTION OF INDEPENDENT DIRECTOR: RICHARD A. Management For For RIDDLE 1F ELECTION OF DIRECTOR: DENNIS M. WEINBERG Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 101 GAMCO Westwood Mighty MitesSM Fund TRIDENT MICROSYSTEMS, INC. SECURITY 895919108 MEETING TYPE Annual TICKER SYMBOL TRID MEETING DATE 16-Jun-2011 ISIN US8959191086 AGENDA 933445531 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ---------- 01 DIRECTOR Management 1 RAYMOND K. OSTBY For For 2 PHILIPPE GEYRES For For 02 TO AMEND TRIDENT'S CERTIFICATE OF INCORPORATION Management For For AS AMENDED, TO REDUCE FROM FOUR TO TWO THE NUMBER OF DIRECTORS THAT THE HOLDERS OF TRIDENT'S SERIES B PREFERRED STOCK MAY ELECT AND TO MAKE CERTAIN RELATED CHANGES TO THE RIGHTS, PREFERENCES AND PRIVILEGES OF TRIDENT'S SERIES B PREFERRED STOCK. 03 TO AMEND TRIDENT'S 2010 EQUITY INCENTIVE PLAN TO Management Against Against INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 35,000,000 SHARES. 04 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS TRIDENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 05 ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Management Abstain Against FUTURE ADVISORY VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
MOVADO GROUP, INC. SECURITY 624580106 MEETING TYPE Annual TICKER SYMBOL MOV MEETING DATE 16-Jun-2011 ISIN US6245801062 AGENDA 933446711 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ---------- 01 DIRECTOR Management 1 MARGARET HAYES ADAME For For 2 RICHARD COTE For For 3 EFRAIM GRINBERG For For 4 ALAN H. HOWARD For For 5 RICHARD ISSERMAN For For 6 NATHAN LEVENTHAL For For 7 DONALD ORESMAN For For 8 LEONARD L. SILVERSTEIN For For 9 ALEX GRINBERG For For 10 MAURICE REZNIK For For 02 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. 03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For COMPANY'S EXECUTIVE PERFORMANCE PLAN, ORIGINALLY ESTABLISHED EFFECTIVE FEBRUARY 1, 2001 AND SUBSEQUENTLY AMENDED AND RESTATED EFFECTIVE FEBRUARY 1, 2007. 04 TO ADOPT, ON AN ADVISORY BASIS, A RESOLUTION Management Abstain Against APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT UNDER "EXECUTIVE COMPENSATION". 05 TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF Management Abstain Against THE ADVISORY SHAREHOLDER VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
INTERNAP NETWORK SERVICES CORPORATION SECURITY 45885A300 MEETING TYPE Annual TICKER SYMBOL INAP MEETING DATE 16-Jun-2011 ISIN US45885A3005 AGENDA 933447307 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ---------- 01 DIRECTOR Management 1 DANIEL C. STANZIONE For For 2 DEBORA J. WILSON For For 02 TO APPROVE AMENDMENTS TO THE COMPANY'S 2005 Management Against Against INCENTIVE STOCK PLAN. 03 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
MEDALLION FINANCIAL CORP. SECURITY 583928106 MEETING TYPE Annual TICKER SYMBO TAXI MEETING DATE 17-Jun-2011 ISIN US5839281061 AGENDA 933446836 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- --------- ---- ---------- 01 DIRECTOR Management 1 HENRY L. AARON For For 2 HENRY D. JACKSON For For 3 ALVIN MURSTEIN For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For WEISERMAZARS LLP AS MEDALLION FINANCIAL CORP.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 PROPOSAL TO APPROVE A NON-BINDING ADVISORY Management Abstain Against RESOLUTION REGARDING EXECUTIVE COMPENSATION
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 102 GAMCO Westwood Mighty MitesSM Fund LIFEWAY FOODS, INC. SECURITY 531914109 MEETING TYPE Annual TICKER SYMBOL LWAY MEETING DATE 17-Jun-2011 ISIN US5319141090 AGENDA 933448145 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------- ------------ ---- ---------- 01 DIRECTOR Management 1 LUDMILA SMOLYANSKY For For 2 JULIE SMOLYANSKY For For 3 POL SIKAR For For 4 RENZO BERNARDI For For 5 GUSTAVO CARLOS VALLE For For 6 EUGENE B. KATZ For For 02 RATIFICATION OF PLANTE & MORAN, PLLC, AS Management For For INDEPENDENT AUDITORS
SRS LABS, INC. SECURITY 78464M106 MEETING TYPE Annual TICKER SYMBOL SRSL MEETING DATE 20-Jun-2011 ISIN US78464M1062 AGENDA 933450518 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT --- -------------------------------------------------- ---------- --------- ---------- 01 DIRECTOR Management 1 THOMAS C.K. YUEN For For 2 SAM YAU For For 02 TO APPROVE AN AMENDMENT TO THE SRS LABS, INC. 2006 Management Against Against STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE THEREUNDER BY 750,000. 03 TO RATIFY THE APPOINTMENT OF SQUAR, MILNER, Management For For PETERSON, MIRANDA & WILLIAMSON, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
BERKSHIRE HILLS BANCORP, INC. SECURITY 084680107 MEETING TYPE Special TICKER SYMBOL BHLB MEETING DATE 20-Jun-2011 ISIN US0846801076 AGENDA 933458196 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ---------- 01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 21, 2010, BY AND BETWEEN BERKSHIRE HILLS BANCORP, INC. AND LEGACY BANCORP, INC., AND THEREBY TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT, INCLUDING THE MERGER OF LEGACY BANCORP, INC. WITH AND INTO BERKSHIRE HILLS BANCORP, INC. 02 THE AMENDMENT OF OUR CERTIFICATE OF Management For For INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK WE ARE AUTHORIZED TO ISSUE FROM 26 MILLION TO 50 MILLION. 03 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Management For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE MERGER.
GLOBAL SOURCES LTD. SECURITY G39300101 MEETING TYPE Annual TICKER SYMBOL GSOL MEETING DATE 21-Jun-2011 ISIN BMG393001018 AGENDA 933458603 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------- ---------- ---- ---------- 01 DIRECTOR Management 1 MR. DAVID F JONES For For 2 MR. JAMES A WATKINS For For 3 MR. YAM KAM HON PETER For For 03 TO FIX THE MAXIMUM NUMBER OF DIRECTORS THAT Management For For COMPRISE THE WHOLE BOARD AT NINE (9) PERSONS, DECLARE ANY VACANCIES ON THE BOARD TO BE CASUAL VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT. 04 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For For COMPANY'S INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 103 GAMCO Westwood Mighty MitesSM Fund HERITAGE FINANCIAL GROUP INC SECURITY 42726X102 MEETING TYPE Annual TICKER SYMBOL HBOS MEETING DATE 22-Jun-2011 ISIN US42726X1028 AGENDA 933456368 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---- ---- ---------- 01 DIRECTOR Management 1 JOSEPH C. BURGER, JR. For For 2 CAROL W. SLAPPEY For For 02 THE APPROVAL OF THE HERITAGE FINANCIAL GROUP, INC. Management Against Against 2011 EQUITY INCENTIVE PLAN. 03 THE ADVISORY (NON-BINDING) RESOLUTION TO APPROVE Management Abstain Against OUR EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. 04 THE ADVISORY (NON-BINDING) VOTE ON HOW OFTEN Management Abstain Against STOCKHOLDERS SHALL VOTE ON OUR EXECUTIVE COMPENSATION - EVERY ONE, TWO OR THREE YEARS. 05 THE RATIFICATION OF THE APPOINTMENT OF MAULDIN & Management For For JENKINS, LLC AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
CROWN MEDIA HOLDINGS, INC. SECURITY 228411104 MEETING TYPE Annual TICKER SYMBOL CRWN MEETING DATE 22-Jun-2011 ISIN US2284111042 AGENDA 933456546 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---- ---- ---------- 01 DIRECTOR Management 1 WILLIAM J. ABBOTT For For 2 DWIGHT C. ARN For For 3 ROBERT BLOSS For For 4 WILLIAM CELLA For For 5 GLENN CURTIS For For 6 STEVE DOYAL For For 7 BRIAN E. GARDNER For For 8 HERBERT GRANATH For For 9 DONALD HALL, JR. For For 10 IRVINE O. HOCKADAY, JR. For For 11 A. DRUE JENNINGS For For 12 PETER A. LUND For For 13 BRAD R. MOORE For For 14 DEANNE STEDEM For For 02 APPROVAL OF CHIEF EXECUTIVE OFFICER'S AND OTHER Management For For EXECUTIVE OFFICER'S PERFORMANCE-BASED COMPENSATION. 03 TO CONDUCT AN ADVISORY VOTE REGARDING THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
UNIVERSAL DISPLAY CORPORATION SECURITY 91347P105 MEETING TYPE Annual TICKER SYMBOL PANL MEETING DATE 23-Jun-2011 ISIN US91347P1057 AGENDA 933437128 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---- ---- ---------- 01 DIRECTOR Management 1 STEVEN V. ABRAMSON For For 2 LEONARD BECKER For For 3 ELIZABETH H. GEMMILL For For 4 C. KEITH HARTLEY For For 5 LAWRENCE LACERTE For For 6 SIDNEY D. ROSENBLATT For For 7 SHERWIN I. SELIGSOHN For For 02 APPROVAL OF A PROPOSAL TO INCREASE THE NUMBER OF Management For For SHARES AUTHORIZED FOR ISSUANCE UNDER THE EQUITY COMPENSATION PLAN 03 APPROVAL OF A NON-BINDING, ADVISORY RESOLUTION Management Abstain Against REGARDING EXECUTIVE COMPENSATION 04 NON-BINDING, ADVISORY VOTE REGARDING THE Management Abstain Against FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION 05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 104 GAMCO Westwood Mighty MitesSM Fund VICOR CORPORATION SECURITY 925815102 MEETING TYPE Annual TICKER SYMBOL VICR MEETING DATE 23-Jun-2011 ISIN US9258151029 AGENDA 933452942 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- -------- ----------- 01 DIRECTOR Management 1 SAMUEL J. ANDERSON For For 2 ESTIA J. EICHTEN For For 3 BARRY KELLEHER For For 4 DAVID T. RIDDIFORD For For 5 JAMES A. SIMMS For For 6 CLAUDIO TUOZZOLO For For 7 PATRIZIO VINCIARELLI For For 8 JASON L. CARLSON For For 9 LIAM K. GRIFFIN For For 02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against EXECUTIVE COMPENSATION. 03 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
LABARGE, INC. SECURITY 502470107 MEETING TYPE Special TICKER SYMBOL LB MEETING DATE 23-Jun-2011 ISIN US5024701071 AGENDA 933464884 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ---- ----------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF APRIL 3, 2011 AMONG DUCOMMUN INCORPORATED, DLBMS, INC. AND LABARGE, INC. 02 PROPOSAL TO APPROVE ADJOURNMENTS OR Management For For POSTPONEMENTS OF THE LABARGE, INC. SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
INTERCLICK INC SECURITY 458483203 MEETING TYPE Annual TICKER SYMBOL ICLK MEETING DATE 23-Jun-2011 ISIN US4584832038 AGENDA 933467943 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ---------- -------- ----------- 01 DIRECTOR Management 1 MICHAEL BRAUSER For For 2 BARRY HONIG For For 3 BRETT CRAVATT For For 4 MICHAEL KATZ For For 5 MICHAEL MATHEWS For For 6 DAVID HILLS For For 7 FRANK COTRONEO For For 8 WILLIAM WISE For For 02 TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO RATIFY AND APPROVE OUR 2011 EQUITY INCENTIVE Management Against Against PLAN.
U.S. ENERGY CORP. SECURITY 911805109 MEETING TYPE Annual TICKER SYMBOL USEG MEETING DATE 24-Jun-2011 ISIN US9118051096 AGENDA 933455152 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 ROBERT SCOTT LORIMER For For 2 JERRY WAYNE DANNI For For 3 LEO A. HEATH For For 02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY- Management Abstain Against ON-PAY"). 03 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF APPOINTMENT OF HEIN & ASSOCIATES Management For For AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 105 GAMCO Westwood Mighty MitesSM Fund STEINWAY MUSICAL INSTRUMENTS, INC. SECURITY 858495104 MEETING TYPE Annual TICKER SYMBOL LVB MEETING DATE 24-Jun-2011 ISIN US8584951045 AGENDA 933474431 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---- ---- ---------- 01 DIRECTOR Management 1 KYLE R. KIRKLAND For For 2 DANA D. MESSINA For For 3 THOMAS KURRER For For 4 JOHN M. STONER, JR. For For 5 EDWARD KIM For For 6 JONG SUP KIM For For 7 DON KWON For For 8 DAVID LOCKWOOD For For 9 MICHAEL T. SWEENEY For For 02 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Management Abstain Against THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP TO SERVE AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS AND INTERNAL CONTROLS FOR 2011.
PIER 1 IMPORTS, INC. SECURITY 720279108 MEETING TYPE Annual TICKER SYMBOL PIR MEETING DATE 28-Jun-2011 ISIN US7202791080 AGENDA 933452740 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ---- ---------- 1A ELECTION OF DIRECTOR: CLAIRE H. BABROWSKI Management For For 1B ELECTION OF DIRECTOR: JOHN H. BURGOYNE Management For For 1C ELECTION OF DIRECTOR: HAMISH A. DODDS Management For For 1D ELECTION OF DIRECTOR: MICHAEL R. FERRARI Management For For 1E ELECTION OF DIRECTOR: BRENDAN L. HOFFMAN Management For For 1F ELECTION OF DIRECTOR: TERRY E. LONDON Management For For 1G ELECTION OF DIRECTOR: ALEXANDER W. SMITH Management For For 1H ELECTION OF DIRECTOR: CECE SMITH Management For For 02 APPROVAL OF MATERIAL TERMS OF PERFORMANCE Management For For GOALS UNDER THE 2006 STOCK INCENTIVE PLAN FOR PURPOSES OF COMPENSATION DEDUCTIBILITY UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE. 03 NON-BINDING, ADVISORY VOTE APPROVING THE Management Abstain Against COMPENSATION OF PIER 1 IMPORTS' NAMED EXECUTIVE OFFICERS. 04 NON-BINDING, ADVISORY VOTE REGARDING THE Management Abstain Against FREQUENCY OF FUTURE VOTING ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 05 RATIFY AUDIT COMMITTEE'S APPROVAL TO ENGAGE Management For For ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2012.
LAWSON SOFTWARE, INC. SECURITY 52078P102 MEETING TYPE Special TICKER SYMBOL LWSN MEETING DATE 29-Jun-2011 ISIN US52078P1021 AGENDA 933475142 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ---- ---------- 01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 26, 2011, BY AND AMONG LAWSON SOFTWARE, INC., OR LAWSON, GGC SOFTWARE HOLDINGS, INC., OR PARENT, AND ATLANTIS MERGER SUB, INC., A WHOLLY OWNED SUBSIDIARY OF PARENT, AS IT MAY BE AMENDED FROM TIME TO TIME. 02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Management For For THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO ALLOW FOR THE SOLICITATION OF ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT. 03 TO APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN Management Abstain Against COMPENSATION ARRANGEMENTS FOR LAWSON'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.
ProxyEdge Report Date: 07/08/2011 Meeting Date Rang: 07/01/2010 to 06/30/2011 106 GAMCO Westwood Mighty MitesSM Fund DXP ENTERPRISES, INC. SECURITY 233377407 MEETING TYPE Annual TICKER SYMBOL DXPE MEETING DATE 30-Jun-2011 ISIN US2333774071 AGENDA 933459667 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ---------- 01 DIRECTOR Management 1 DAVID R. LITTLE For For 2 CLETUS DAVIS For For 3 TIMOTHY P. HALTER For For 4 KENNETH H. MILLER For For 02 APPROVE AMENDMENT TO THE COMPANY'S RESTATED Management For For ARTICLES OF INCORPORATION TO REDUCE THE PAR VALUE OF SERIES B PREFERRED STOCK AND UNDESIGNATED PREFERRED STOCK AND MOVE THE UNISSUED SHARES OF SERIES B PREFERRED STOCK AND SERIES A PREFERRED STOCK TO THE STATUS OF UNDESIGNATED PREFERRED STOCK. 03 APPROVE, AS NON-BINDING ADVISORY VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
MATERIAL SCIENCES CORPORATION SECURITY 576674105 MEETING TYPE Annual TICKER SYMBOL MASC MEETING DATE 30-Jun-2011 ISIN US5766741053 AGENDA 933472172 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---- ---- ---------- 01 DIRECTOR Management 1 TERRY L. BERNANDER For For 2 FRANK L. HOHMANN III For For 3 SAMUEL LICAVOLI For For 4 PATRICK J. MCDONNELL For For 5 CLIFFORD D. NASTAS For For 6 JOHN P. REILLY For For 7 DOMINICK J. SCHIANO For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING FEBRUARY 29, 2012.
CAVCO INDUSTRIES, INC. SECURITY 149568107 MEETING TYPE Annual TICKER SYMBOL CVCO MEETING DATE 30-Jun-2011 ISIN AGENDA 933476726 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ----- ---- ---------- 1 DIRECTOR Management 1 JOSEPH H. STEGMAYER For For 2 WILLIAM C. BOOR For For 2 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For AUDITOR FOR FISCAL 2012. 3 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against RESOLUTION RELATING TO EXECUTIVE COMPENSATION. 4 EXECUTIVE COMPENSATION FREQUENCY STOCKHOLDER Management Abstain Against VOTE.
GENOIL INC. SECURITY 371924101 MEETING TYPE Annual and Special Meeting TICKER SYMBOL GNOLF MEETING DATE 30-Jun-2011 ISIN CA3719241018 AGENDA 933480179 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ---------- 01 THE ELECTION OF DIRECTORS FOR THE ENSUING YEAR Management For For FROM THE MANAGEMENT PROPOSED NOMINEES, ALL AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR. 02 TO APPOINT MEYERS NORRIS PENNY LLP AS AUDITORS OF Management For For THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 TO APPROVE THE PROPOSED AMENDMENT TO THE Management Against Against CORPORATION'S STOCK OPTION PLAN TO INCREASE THE NUMBER OF COMMON SHARES IN RESPECT OF WHICH OPTIONS MAY BE GRANTED PURSUANT TO THE OPTION PLAN TO 60,949,855 COMMON SHARES AS FURTHER DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 1 Investment Company Report ASCENT MEDIA CORPORATION SECURITY 043632108 MEETING TYPE Annual TICKER SYMBOL ASCMA MEETING DATE 09-Jul-2010 ISIN US0436321089 AGENDA 933287028 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ------------- ---- ---------- 01 DIRECTOR Management 1 PHILIP J. HOLTHOUSE For For 2 BRIAN C. MULLIGAN For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. 03 STOCKHOLDER PROPOSAL RELATING TO THE Shareholder For Against REDEMPTION OF THE PREFERRED SHARE PURCHASE RIGHTS ISSUED PURSUANT TO OUR RIGHTS AGREEMENT DATED SEPTEMBER 17, 2008, AS AMENDED.
AZZ INCORPORATED SECURITY 002474104 MEETING TYPE Annual TICKER SYMBOL AZZ MEETING DATE 13-Jul-2010 ISIN US0024741045 AGENDA 933293184 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ------------------ ---- ---------- 01 DIRECTOR Management 1 DR. H. KIRK DOWNEY For For 2 DANIEL R. FEEHAN For For 3 PETER A. HEGEDUS For For 02 APPROVAL TO RATIFY THE APPOINTMENT OF BDO Management For For SEIDMAN, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING FEBRUARY 28, 2011.
KID BRANDS INC SECURITY 49375T100 MEETING TYPE Annual TICKER SYMBOL KID MEETING DATE 15-Jul-2010 ISIN US49375T1007 AGENDA 933295683 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------- ------------ ---- ---------- 01 DIRECTOR Management 1 RAPHAEL BENAROYA For For 2 MARIO CIAMPI For For 3 BRUCE G. CRAIN For For 4 FREDERICK J. HOROWITZ For For 5 HUGH R. ROVIT For For 6 SALVATORE M. SALIBELLO For For 7 JOHN SCHAEFER For For 8 MICHAEL ZIMMERMAN For For
ULTRATECH, INC. SECURITY 904034105 MEETING TYPE Annual TICKER SYMBOL UTEK MEETING DATE 20-Jul-2010 ISIN US9040341052 AGENDA 933296952 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ------------- ---- ---------- 1 DIRECTOR Management 1 ARTHUR W. ZAFIROPOULO For For 2 JOEL F. GEMUNDER For For 3 NICHOLAS KONIDARIS For For 4 RICK TIMMINS For For 5 BEN TSAI For For 2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. 3 TO APPROVE AMENDMENTS TO THE COMPANY'S 1993 Management For For STOCK OPTION/STOCK ISSUANCE PLAN TO EXTEND THE EXPIRATION DATE OF THE PLAN AND REQUIRE STOCKHOLDER APPROVAL OF OPTION REPRICING PROGRAMS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 2 PARK ELECTROCHEMICAL CORP. SECURITY 700416209 MEETING TYPE Annual TICKER SYMBOL PKE MEETING DATE 20-Jul-2010 ISIN US7004162092 AGENDA 933305686 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------------- ---- ---------- 01 DIRECTOR Management 1 DALE BLANCHFIELD For For 2 LLOYD FRANK For For 3 EMILY J. GROEHL For For 4 BRIAN E. SHORE For For 5 STEVEN T. WARSHAW For For 02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 27, 2011.
COLUMBUS MCKINNON CORPORATION SECURITY 199333105 MEETING TYPE Annual TICKER SYMBOL CMCO MEETING DATE 26-Jul-2010 ISIN US1993331057 AGENDA 933304773 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ------------------ ---- ---------- 01 DIRECTOR Management 1 TIMOTHY T. TEVENS For For 2 RICHARD H. FLEMING For For 3 ERNEST R. VEREBELYI For For 4 WALLACE W. CREEK For For 5 STEPHEN RABINOWITZ For For 6 LINDA A. GOODSPEED For For 7 NICHOLAS T. PINCHUK For For 8 LIAM G. MCCARTHY For For 9 CHRISTIAN B. RAGOT For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011 03 ADOPTION OF THE COLUMBUS MCKINNON CORPORATION Management For For 2010 LONG TERM INCENTIVE PLAN
PLANTRONICS, INC. SECURITY 727493108 MEETING TYPE Annual TICKER SYMBOL PLT MEETING DATE 27-Jul-2010 ISIN US7274931085 AGENDA 933301208 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------------- ------ ---------- 1 DIRECTOR Management 1 MARV TSEU For For 2 KEN KANNAPPAN For For 3 BRIAN DEXHEIMER For For 4 GREGG HAMMANN For For 5 JOHN HART For For 6 MARSHALL MOHR For For 7 ROGER WERY For For 2 RATIFY AND APPROVE AMENDMENTS TO THE 2003 STOCK Management Against Against PLAN. 3 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PLANTRONICS FOR FISCAL 2011.
STERIS CORPORATION SECURITY 859152100 MEETING TYPE Annual TICKER SYMBOL STE MEETING DATE 29-Jul-2010 ISIN US8591521005 AGENDA 933300422 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------------- ---- ---------- 01 DIRECTOR Management 1 RICHARD C. BREEDEN For For 2 CYNTHIA L. FELDMANN For For 3 JACQUELINE B. KOSECOFF For For 4 DAVID B. LEWIS For For 5 KEVIN M. MCMULLEN For For 6 WALTER M ROSEBROUGH, JR For For 7 MOHSEN M. SOHI For For 8 JOHN P. WAREHAM For For 9 LOYAL W. WILSON For For 10 MICHAEL B. WOOD For For 02 APPROVING THE STERIS CORPORATION SENIOR Management For For EXECUTIVE INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED EFFECTIVE APRIL 1, 2010. 03 APPROVING A NON-BINDING ADVISORY PROPOSAL Management For For REGARDING THE COMPANY'S EXECUTIVE COMPENSATION POLICIES AND PROCEDURES. 04 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 3 TIVO INC. SECURITY 888706108 MEETING TYPE Annual TICKER SYMBOL TIVO MEETING DATE 04-Aug-2010 ISIN US8887061088 AGENDA 933304987 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------------- ------- ---------- 01 DIRECTOR Management 1 JEFFREY T. HINSON For For 2 WILLIAM CELLA For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2011. 03 TO APPROVE AN AMENDMENT TO THE AMENDED & Management Against Against RESTATED 2008 EQUITY INCENTIVE AWARD PLAN TO RESERVE AN ADDITIONAL 5,000,000 SHARES OF OUR COMMON STOCK FOR ISSUANCE.
THQ INC. SECURITY 872443403 MEETING TYPE Annual TICKER SYMBOL THQI MEETING DATE 10-Aug-2010 ISIN US8724434035 AGENDA 933308783 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ------------------- ---- ---------- 01 DIRECTOR Management 1 BRIAN J. FARRELL For For 2 LAWRENCE BURSTEIN For For 3 HENRY T. DENERO For For 4 BRIAN P. DOUGHERTY For For 5 JEFFREY W. GRIFFITHS For For 6 GARY E. RIESCHEL For For 7 JAMES L. WHIMS For For 02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM: TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING MARCH 31, 2011.
MONRO MUFFLER BRAKE, INC. SECURITY 610236101 MEETING TYPE Annual TICKER SYMBOL MNRO MEETING DATE 10-Aug-2010 ISIN US6102361010 AGENDA 933309189 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ------------- ------- ---------- 01 DIRECTOR Management 1 RICHARD A. BERENSON* For For 2 DONALD GLICKMAN* For For 3 JAMES WILEN* For For 4 ELIZABETH A. WOLSZON* For For 5 ROBERT E. MELLOR** For For 02 TO RATIFY THE AMENDMENT TO THE MONRO MUFFLER Management Against Against BRAKE, INC. 2007 STOCK INCENTIVE PLAN. 03 TO RATIFY THE RE-APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 26, 2011.
ELECTRO SCIENTIFIC INDUSTRIES, INC. SECURITY 285229100 MEETING TYPE Annual TICKER SYMBOL ESIO MEETING DATE 12-Aug-2010 ISIN US2852291002 AGENDA 933308377 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------- ---- ---------- 01 DIRECTOR Management 1 FREDERICK A. BALL* For For 2 NICHOLAS KONIDARIS* For For 3 ROBERT R. WALKER* For For 4 DAVID NIERENBERG** For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS ESI'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 2, 2011. 03 TO TRANSACT ANY OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE MEETING.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 4 RADISYS CORPORATION SECURITY 750459109 MEETING TYPE Annual TICKER SYMBOL RSYS MEETING DATE 17-Aug-2010 ISIN US7504591097 AGENDA 933305989 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- -------------------- ------- ---------- 1 DIRECTOR Management 1 C. SCOTT GIBSON For For 2 SCOTT C. GROUT For For 3 KEN J. BRADLEY For For 4 RICHARD J. FAUBERT For For 5 DR. WILLIAM W. LATTIN For For 6 KEVIN C. MELIA For For 7 CARL W. NEUN For For 8 LORENE K. STEFFES For For 2 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3 TO APPROVE AN AMENDMENT TO OUR 2007 STOCK PLAN Management Against Against 4 TO APPROVE THE AMENDED AND RESTATED RADISYS Management For For CORPORATION LONG-TERM INCENTIVE PLAN
PSS WORLD MEDICAL, INC. SECURITY 69366A100 MEETING TYPE Annual TICKER SYMBOL PSSI MEETING DATE 24-Aug-2010 ISIN US69366A1007 AGENDA 933309292 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ------------------ ---- ---------- 01 DIRECTOR Management 1 GARY A. CORLESS For For 2 MELVIN L. HECKTMAN For For 3 DELORES M. KESLER For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
QLOGIC CORPORATION SECURITY 747277101 MEETING TYPE Annual TICKER SYMBOL QLGC MEETING DATE 26-Aug-2010 ISIN US7472771010 AGENDA 933311502 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------ --------- ---- ---------- 1A ELECTION OF DIRECTOR: H.K. DESAI Management For For 1B ELECTION OF DIRECTOR: JOEL S. BIRNBAUM Management For For 1C ELECTION OF DIRECTOR: JAMES R. FIEBIGER Management For For 1D ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Management For For 1E ELECTION OF DIRECTOR: KATHRYN B. LEWIS Management For For 1F ELECTION OF DIRECTOR: GEORGE D. WELLS Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT AUDITORS
KENNEDY-WILSON HOLDINGS, INC. SECURITY 489398107 MEETING TYPE Annual TICKER SYMBOL KW MEETING DATE 26-Aug-2010 ISIN US4893981070 AGENDA 933318455 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------------- ---- ---------- 01 DIRECTOR Management 1 CATHY HENDRICKSON For For 2 STANLEY R. ZAX For For 02 AMENDMENT TO AMENDED AND RESTATED CERTIFICATE Management For For OF INCORPORATION 03 ISSUANCE OF SHARES OF COMMON STOCK UPON Management For For CONVERSION OF SERIES A PREFERRED STOCK 04 KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM
IXYS CORPORATION SECURITY 46600W106 MEETING TYPE Annual TICKER SYMBOL IXYS MEETING DATE 27-Aug-2010 ISIN US46600W1062 AGENDA 933312960 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------------------- ---- ---------- 01 DIRECTOR Management 1 DONALD L. FEUCHT For For 2 SAMUEL KORY For For 3 S. JOON LEE For For 4 TIMOTHY A. RICHARDSON For For 5 JAMES M. THORBURN For For 6 NATHAN ZOMMER For For 02 TO APPROVE AN INCREASE OF 350,000 SHARES OF Management For For COMMON STOCK OF THE COMPANY UNDER THE 1999 EMPLOYEE STOCK PURCHASE PLAN. 03 TO RATIFY THE SELECTION OF BDO USA, LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING MARCH 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 5 FLOW INTERNATIONAL CORPORATION SECURITY 343468104 MEETING TYPE Annual TICKER SYMBOL FLOW MEETING DATE 09-Sep-2010 SIN US3434681041 AGENDA 933316374 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ---------- 1A ELECTION OF DIRECTOR CHARLES M. BROWN TO SERVE Management For For UNTIL THE 2013 ANNUAL MEETING 1B ELECTION OF DIRECTOR PATRICK J. BYRNE TO SERVE Management For For UNTIL THE 2013 ANNUAL MEETING 1C ELECTION OF DIRECTOR BRADLEY D. TILDEN TO SERVE Management For For UNTIL THE 2013 ANNUAL MEETING 1D ELECTION OF DIRECTOR JERRY L. CALHOUN TO SERVE Management For For UNTIL THE 2012 ANNUAL MEETING 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
INTEGRATED DEVICE TECHNOLOGY, INC. SECURITY 458118106 MEETING TYPE Annual TICKER SYMBOL IDTI MEETING DATE 23-Sep-2010 ISIN US4581181066 AGENDA 933317302 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------------- ------- ---------- 01 DIRECTOR Management 1 JOHN SCHOFIELD For For 2 LEW EGGEBRECHT For For 3 UMESH PADVAL For For 4 GORDON PARNELL For For 5 DONALD SCHROCK For For 6 RON SMITH, PH.D. For For 7 T.L. TEWKSBURY III, PHD For For 02 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2004 Management Against Against EQUITY PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER FROM 28,500,000 TO 36,800,000. 03 RATIFICATION OF SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
MAGMA DESIGN AUTOMATION, INC. SECURITY 559181102 MEETING TYPE Annual TICKER SYMBOL LAVA MEETING DATE 23-Sep-2010 ISIN US5591811022 AGENDA 933318809 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------------- ------- ---------- 01 DIRECTOR Management 1 RAJEEV MADHAVAN For For 2 KEVIN C. EICHLER For For 02 TO ESTABLISH THE 2010 STOCK INCENTIVE PLAN, WHICH Management Against Against WILL REPLACE THE 2001 STOCK INCENTIVE PLAN. 03 TO AMEND AND RESTATE THE 2001 EMPLOYEE, STOCK Management For For PURCHASE PLAN. 04 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
GERBER SCIENTIFIC, INC. SECURITY 373730100 MEETING TYPE Annual TICKER SYMBOL GRB MEETING DATE 23-Sep-2010 ISIN US3737301008 AGENDA 933321856 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- -------------- ---- ---------- 01 DIRECTOR Management 1 DONALD P. AIKEN For For 2 MARC T. GILES For For 3 EDWARD G. JEPSEN For For 4 RANDALL D. LEDFORD For For 5 JOHN R. LORD For For 6 JAMES A. MITAROTONDA For For 7 JAVIER PEREZ For For 8 CAROLE F. ST. MARK For For 9 W. JERRY VEREEN. For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 6 5N PLUS INC. SECURITY 33833X101 MEETING TYPE Annual and Special Meeting TICKER SYMBOL FPLSF MEETING DATE 07-Oct-2010 ISIN CA33833X1015 AGENDA 933328482 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ---------- 01 ELECTION OF DIRECTORS FOR ALL NOMINEES PROPOSED Management For For FOR ELECTION AS DIRECTORS IN THE MANAGEMENT PROXY CIRCULAR. 02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. 03 THE RESOLUTION RATIFYING AND CONFIRMING THE 2007 Management For For STOCK OPTION PLAN OF THE CORPORATION, AND AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR, WHICH RESOLUTION IS ANNEXED AS SCHEDULE A TO THE MANAGEMENT PROXY CIRCULAR.
TEXAS INDUSTRIES, INC. SECURITY 882491103 MEETING TYPE Annual TICKER SYMBOL TXI MEETING DATE 13-Oct-2010 ISIN US8824911031 AGENDA 933323608 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ -------------- ---- ---------- 01 DIRECTOR Management 1 MEL G. BREKHUS For For 2 ROBERT D. ROGERS For For 3 RONALD G. STEINHART For For 02 TO APPROVE THE SELECTION OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT AUDITORS.
AAR CORP. SECURITY 000361105 MEETING TYPE Annual TICKER SYMBOL AIR MEETING DATE 13-Oct-2010 ISIN US0003611052 AGENDA 933324256 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------------- ---- ---------- 01 DIRECTOR Management 1 NORMAN R. BOBINS For For 2 JAMES E. GOODWIN For For 3 MARC J. WALFISH For For 02 APPROVAL OF THE AAR CORP. SECTION 162(M) ANNUAL Management For For CASH INCENTIVE PLAN 03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011
ANGIODYNAMICS, INC. SECURITY 03475V101 MEETING TYPE Annual TICKER SYMBOL ANGO MEETING DATE 18-Oct-2010 ISIN US03475V1017 AGENDA 933325234 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------------- ---- ---------- 1 DIRECTOR Management 1 JEFFREY G. GOLD For For 2 KEVIN J. GOULD For For 3 DENNIS S. METENY For For 2 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS ANGIODYNAMICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011. 3 TO AMEND ANGIODYNAMICS' EMPLOYEE STOCK Management For For PURCHASE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK THAT MAY BE OFFERED UNDER THE PLAN FROM 400,000 TO 700,000.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 7 LAWSON SOFTWARE, INC. SECURITY 52078P102 MEETING TYPE Annual TICKER SYMBOL LWSN MEETING DATE 18-Oct-2010 ISIN US52078P1021 AGENDA 933325309 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------------------- ------ ---------- 01 DIRECTOR Management 1 STEVEN C. CHANG For For 2 HARRY DEBES For For 3 PETER GYENES For For 4 DAVID R. HUBERS For For 5 H. RICHARD LAWSON For For 6 MICHAEL A. ROCCA For For 7 ROBERT A. SCHRIESHEIM For For 8 DR. ROMESH WADHWANI For For 9 PAUL WAHL For For 02 TO RATIFY AND APPROVE THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011. 03 TO APPROVE THE LAWSON SOFTWARE, INC. 2010 STOCK Management Against Against INCENTIVE PLAN.
MERCURY COMPUTER SYSTEMS, INC. SECURITY 589378108 MEETING TYPE Annual TICKER SYMBOL MRCY MEETING DATE 21-Oct-2010 ISIN US5893781089 AGENDA 933330045 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ------------------ ------- ---------- 01 DIRECTOR Management 1 JAMES K. BASS For For 2 MICHAEL A. DANIELS For For 3 LEE C. STEELE For For 02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management Against Against THE MERCURY COMPUTER SYSTEMS, INC. 2005 STOCK INCENTIVE PLAN DESCRIBED IN THE PROXY STATEMENT. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
LECROY CORPORATION SECURITY 52324W109 MEETING TYPE Annual TICKER SYMBOL LCRY MEETING DATE 22-Oct-2010 ISIN US52324W1099 AGENDA 933330007 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ----------------- ---- ---------- 01 DIRECTOR Management 1 WALTER O. LECROY For For 2 ROBERT E. ANDERSON For For 3 THOMAS H. RESLEWIC For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JULY 2, 2011.
INVESTORS BANCORP, INC. SECURITY 46146P102 MEETING TYPE Annual TICKER SYMBOL ISBC MEETING DATE 26-Oct-2010 ISIN US46146P1021 AGENDA 933331364 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- -------------- ---- ---------- 01 DIRECTOR Management 1 ROBERT M. CASHILL** For For 2 BRIAN D. DITTENHAFER** For For 3 VINCENT D. MANAHAN III* For For 4 JAMES H. WARD, III* For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INVESTORS BANCORP, INC. FOR THE YEAR ENDING DECEMBER 31, 2010.
MOLEX INCORPORATED SECURITY 608554101 MEETING TYPE Annual TICKER SYMBOL MOLX MEETING DATE 29-Oct-2010 ISIN US6085541018 AGENDA 933326933 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------------------- ---- ---------- 01 DIRECTOR Management 1 MICHAEL J. BIRCK For For 2 ANIRUDH DHEBAR For For 3 FREDERICK A. KREHBIEL For For 4 MARTIN P. SLARK For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE INDEPENDENT AUDITORS OF MOLEX INCORPORATED FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 8 SYMMETRICOM, INC. SECURITY 871543104 MEETING TYPE Annual TICKER SYMBOL SYMM MEETING DATE 29-Oct-2010 ISIN US8715431040 AGENDA 933333332 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------------------- ---- ---------- 01 DIRECTOR Management 1 ROBERT T. CLARKSON For For 2 DAVID G. COTE For For 3 ALFRED BOSCHULTE For For 4 JAMES A. CHIDDIX For For 5 ELIZABETH A. FETTER For For 6 ROBERT J. STANZIONE For For 7 R.M. NEUMEISTER,JR. For For 8 DR. RICHARD W. OLIVER For For 9 RICHARD N. SNYDER For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT FISCAL YEAR. 03 PROPOSAL TO APPROVE THE ADOPTION OF THE 2010 Management For For EMPLOYEE STOCK PURCHASE PLAN.
MEREDITH CORPORATION SECURITY 589433101 MEETING TYPE Annual TICKER SYMBOL MDP MEETING DATE 03-Nov-2010 ISIN US5894331017 AGENDA 933331542 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- --------------- ---- ---------- 1 DIRECTOR Management 1 MARY SUE COLEMAN For For 2 D MELL MEREDITH FRAZIER For For 3 JOEL W. JOHNSON For For 4 STEPHEN M. LACY For For 2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2011.
G&K SERVICES, INC. SECURITY 361268105 MEETING TYPE Annual TICKER SYMBOL GKSR MEETING DATE 04-Nov-2010 ISIN US3612681052 AGENDA 933336869 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------------- ------- ---------- 01 DIRECTOR Management 1 JOHN S. BRONSON For For 2 WAYNE M. FORTUN For For 3 ERNEST J. MROZEK For For 02 PROPOSAL TO APPROVE OUR RESTATED EQUITY Management Against Against INCENTIVE PLAN (2010). 03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITORS FOR FISCAL 2011.
AVNET, INC SECURITY 053807103 MEETING TYPE Annual TICKER SYMBOL AVT MEETING DATE 05-Nov-2010 ISIN US0538071038 AGENDA 933330920 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- -------------- ---- ---------- 01 DIRECTOR Management 1 ELEANOR BAUM For For 2 J. VERONICA BIGGINS For For 3 EHUD HOUMINER For For 4 FRANK R. NOONAN For For 5 RAY M. ROBINSON For For 6 WILLIAM H. SCHUMANN III For For 7 WILLIAM P. SULLIVAN For For 8 GARY L. TOOKER For For 9 ROY VALLEE For For 02 APPROVAL OF THE AVNET 2010 STOCK COMPENSATION Management For For PLAN. 03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 2, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 9 INTERNATIONAL RECTIFIER CORPORATION SECURITY 460254105 MEETING TYPE Annual TICKER SYMBOL IRF MEETING DATE 12-Nov-2010 ISIN US4602541058 AGENDA 933333647 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ --------------------------------------------- ----------------- -------- ------------- 01 DIRECTOR Management 1 MARY B. CRANSTON For For 2 THOMAS A. LACEY For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY TO SERVE FOR FISCAL YEAR 2011.
CORINTHIAN COLLEGES, INC. SECURITY 218868107 MEETING TYPE Annual TICKER SYMBOL COCO MEETING DATE 17-Nov-2010 ISIN US2188681074 AGENDA 933337481 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------------------------- ----------------- ------- ------------- 01 DIRECTOR Management 1 PAUL R. ST. PIERRE For For 2 LINDA AREY SKLADANY For For 3 ROBERT LEE For For 4 JACK D. MASSIMINO For For 5 HANK ADLER For For 6 JOHN M. DIONISIO For For 02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE MAXIMUM PERMITTED NUMBER OF DIRECTORS ON THE COMPANY'S BOARD OF DIRECTORS TO THIRTEEN. 03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against THE CORINTHIAN COLLEGES, INC. 2003 PERFORMANCE AWARD PLAN, WHICH AUTHORIZES THE ISSUANCE OF AN ADDITIONAL 5,000,000 SHARES UNDER SUCH PLAN, AND CERTAIN OTHER AMENDMENTS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 04 APPROVAL OF THE AMENDMENT OF THE CORINTHIAN Management For For COLLEGES, INC. EMPLOYEE STOCK PURCHASE PLAN TO EXTEND THE COMPANY'S ABILITY TO GRANT NEW AWARDS UNDER SUCH PLAN UNTIL DECEMBER 31, 2020. 05 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
HF FINANCIAL CORP. SECURITY 404172108 MEETING TYPE Annual TICKER SYMBOL HFFC MEETING DATE 17-Nov-2010 ISIN US4041721089 AGENDA 933337873 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------------------------- ----------------- ------- ------------- 01 DIRECTOR Management 1 CHARLES T. DAY For For 2 ROBERT L. HANSON For For 02 TO RATIFY THE APPOINTMENT OF EIDE BAILLY, LLP AS THE Management For For CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
BOTTOMLINE TECHNOLOGIES (DE), INC. SECURITY 101388106 MEETING TYPE Annual TICKER SYMBOL EPAY MEETING DATE 18-Nov-2010 ISIN US1013881065 AGENDA 933337328 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ----------------------------------------------- -------------- ------- ------------- 01 DIRECTOR Management 1 DANIEL M. MCGURL For For 2 JAMES L. LOOMIS For For 3 GAREN K. STAGLIN For For 02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For COMPANY'S 2000 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 1,500,000 TO 4,000,000 AND TO MAKE CERTAIN OTHER CHANGES, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. 03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 10 DYCOM INDUSTRIES, INC. SECURITY 267475101 MEETING TYPE Annual TICKER SYMBOL DY MEETING DATE 23-Nov-2010 ISIN US2674751019 AGENDA 933342331 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ -------------------------------------------------- -------------- -------- ------------- 01 DIRECTOR Management 1 THOMAS G. BAXTER For For 2 CHARLES M. BRENNAN, III For For 02 TO AMEND THE COMPANY'S 2007 NON-EMPLOYEE Management Against Against DIRECTORS EQUITY PLAN TO INCREASE BY 250,000 THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK THAT ARE AUTHORIZED FOR ISSUANCE UNDER THE PLAN. 03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL 2011.
OSI SYSTEMS, INC. SECURITY 671044105 MEETING TYPE Annual TICKER SYMBOL OSIS MEETING DATE 30-Nov-2010 ISIN US6710441055 AGENDA 933337900 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ -------------------------------------------------- -------------- -------- ------------- 1 DIRECTOR Management 1 DEEPAK CHOPRA For For 2 AJAY MEHRA For For 3 STEVEN C. GOOD For For 4 MEYER LUSKIN For For 5 DAVID T. FEINBERG For For 6 WILLIAM F. BALLHAUS For For 2 RATIFICATION OF THE APPOINTMENT OF MOSS ADAMS LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2011. 3 APPROVE THE AMENDED AND RESTATED 2006 EQUITY Management Against Against PARTICIPATION PLAN OF OSI SYSTEMS, INC., TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 1,350,000 SHARES AND TO INCREASE THE LIMIT ON THE NUMBER OF SHARES THAT MAY BE GRANTED UNDER THE PLAN AS RESTRICTED STOCK BY 675,000 SHARES.
PIKE ELECTRIC CORPORATION SECURITY 721283109 MEETING TYPE Annual TICKER SYMBOL PIKE MEETING DATE 01-Dec-2010 ISIN US7212831090 AGENDA 933339358 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------------------------ -------------- -------- ------------ 01 DIRECTOR Management 1 J. ERIC PIKE For For 2 CHARLES E. BAYLESS For For 3 ADAM P. GODFREY For For 4 JAMES R. HELVEY III For For 5 ROBERT D. LINDSAY For For 6 PETER PACE For For 7 DANIEL J. SULLIVAN For For 8 LOUIS F. TERHAR For For 02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
EPOCH HOLDING CORPORATION SECURITY 29428R103 MEETING TYPE Annual TICKER SYMBOL EPHC MEETING DATE 02-Dec-2010 ISIN US29428R1032 AGENDA 933338813 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ -------------------------------------------------- -------------- -------- ------------- 01 DIRECTOR Management 1 ALLAN R. TESSLER For For 2 WILLIAM W. PRIEST For For 3 ENRIQUE R. ARZAC For For 4 JEFFREY L. BERENSON For For 5 JOHN L. CECIL For For 6 PETER A. FLAHERTY For For 7 TIMOTHY T. TAUSSIG For For 02 RATIFICATION OF THE APPOINTMENT OF CF & CO., L.L.P. Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 11 MATRIX SERVICE COMPANY SECURITY 576853105 MEETING TYPE Annual TICKER SYMBOL MTRX MEETING DATE 02-Dec-2010 ISIN US5768531056 AGENDA 933344359 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------------------------- -------------- -------- ------------- 01 DIRECTOR Management 1 MICHAEL J. BRADLEY For For 2 MICHAEL J. HALL For For 3 I. EDGAR (ED) HENDRIX For For 4 PAUL K. LACKEY For For 5 TOM E. MAXWELL For For 6 DAVID J. TIPPECONNIC For For 02 TO RATIFY THE ENGAGEMENT OF DELOITTE & TOUCHE LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
GLOBE SPECIALTY METALS INC. SECURITY 37954N206 MEETING TYPE Annual TICKER SYMBOL GSM MEETING DATE 06-Dec-2010 ISIN US37954N2062 AGENDA 933345399 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------------------------- -------------- -------- ------------- 01 DIRECTOR Management 1 MR. BARGER For For 2 MR. DANJCZEK For For 3 MR. EIZENSTAT For For 4 MR. KESTENBAUM For For 5 MR. LAVIN For For 02 APPROVE THE COMPANY'S 2010 ANNUAL EXECUTIVE Management For For BONUS PLAN. 03 APPROVE THE AMENDMENT TO THE COMPANY'S 2006 Management For For EMPLOYEE, DIRECTOR AND CONSULTANT STOCK PLAN. 04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2011.
PERICOM SEMICONDUCTOR CORPORATION SECURITY 713831105 MEETING TYPE Annual TICKER SYMBOL PSEM MEETING DATE 09-Dec-2010 ISIN US7138311052 AGENDA 933340349 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------------------------- -------------- -------- ------------- 01 DIRECTOR Management 1 ALEX CHIMING HUI For For 2 CHI-HUNG (JOHN) HUI PHD For For 3 HAU L. LEE, PH.D. For For 4 DENNIS MCKENNA For For 5 MICHAEL J. SOPHIE For For 6 SIU-WENG SIMON WONG PHD For For 7 EDWARD YANG For For 02 TO RATIFY THE APPOINTMENT OF BURR, PILGER & MAYER Management For For LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR 2011.
PLX TECHNOLOGY, INC. SECURITY 693417107 MEETING TYPE Special TICKER SYMBOL PLXT MEETING DATE 10-Dec-2010 ISIN US6934171074 AGENDA 933348559 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ -------------------------------------------- ---------- -------- ------------- 01 TO AMEND OUR AMENDED AND RESTATED CERTIFICATE Management For For OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF OUR AUTHORIZED COMMON STOCK FROM 50 MILLION SHARES TO 200 MILLION SHARES.
UTSTARCOM, INC. SECURITY 918076100 MEETING TYPE Annual TICKER SYMBOL UTSI MEETING DATE 13-Dec-2010 ISIN US9180761002 AGENDA 933343193 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ -------------------------------------------- ---------- -------- ------------- 01 ELECTION OF DIRECTOR: THOMAS J. TOY Management For For 02 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 12 GP STRATEGIES CORPORATION SECURITY 36225V104 MEETING TYPE Annual TICKER SYMBOL GPX MEETING DATE 15-Dec-2010 ISIN US36225V1044 AGENDA 933343206 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ------------------- ---- ------------ 1 DIRECTOR Management 1 HARVEY P. EISEN For For 2 MARSHALL S. GELLER For For 3 SCOTT N. GREENBERG For For 4 SUE W. KELLY For For 5 RICHARD C. PFENNIGER For For 6 A. MARVIN STRAIT For For 7 GENE A. WASHINGTON For For 8 DANIEL M. FRIEDBERG For For 2 TO RATIFY THE BOARD OF DIRECTORS' APPOINTMENT OF Management For For KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. 3 ANY OTHER MATTERS PROPERLY BROUGHT BEFORE THE Management For For MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
OMNICELL, INC. SECURITY 68213N109 MEETING TYPE Special TICKER SYMBOL OMCL MEETING DATE 16-Dec-2010 ISIN US68213N1090 AGENDA 933351239 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against OMNICELL, INC. 2009 EQUITY INCENTIVE PLAN, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
NEWALLIANCE BANCSHARES, INC. SECURITY 650203102 MEETING TYPE Special TICKER SYMBOL NAL MEETING DATE 20-Dec-2010 ISIN US6502031023 AGENDA 933347127 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ---- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF AUGUST 18, 2010, AND AS AMENDED, BY AND BETWEEN FIRST NIAGARA FINANCIAL GROUP, INC., FNFG MERGER SUB, INC. AND NEWALLIANCE BANCSHARES, INC. AND APPROVE THE TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, INCLUDING THE MERGER OF FNFG MERGER SUB, INC. WITH AND INTO NEWALLIANCE BANCSHARES, INC. 02 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Management For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER.
FIRST NIAGARA FINANCIAL GROUP, INC. SECURITY 33582V108 MEETING TYPE Special TICKER SYMBOL FNFG MEETING DATE 20-Dec-2010 ISIN US33582V1089 AGENDA 933348547 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ---- ----------- 01 THE ISSUANCE OF FIRST NIAGARA FINANCIAL GROUP, INC. Management For For COMMON STOCK TO NEWALLIANCE BANCSHARES, INC. STOCKHOLDERS PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 18, 2010, AND AS AMENDED AS OF SEPTEMBER 27, 2010, BY AND AMONG NEWALLIANCE BANCSHARES, INC., FIRST NIAGARA FINANCIAL GROUP, INC. AND FNFG MERGER SUB, INC. 02 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Management For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE STOCK ISSUANCE.
ZEP INC SECURITY 98944B108 MEETING TYPE Annual TICKER SYMBOL ZEP MEETING DATE 06-Jan-2011 ISIN US98944B1089 AGENDA 933350364 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ---- ------------- 1 DIRECTOR Management 1 TIMOTHY M. MANGANELLO For For 2 JOHN K. MORGAN For For 3 JOSEPH SQUICCIARINO For For 4 TIMOTHY T. TEVENS For For 2 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Management For For PUBLIC ACCOUNTING FIRM.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 13 THE GREENBRIER COMPANIES, INC. SECURITY 393657101 MEETING TYPE Annual TICKER SYMBOL GBX MEETING DATE 07-Jan-2011 ISIN US3936571013 AGENDA 933354350 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ -------------------------------------------------- ----------- ---- ------------- 01 DIRECTOR Management 1 GRAEME A. JACK For For 2 VICTORIA MCMANUS For For 3 WENDY L. TERAMOTO For For 4 BENJAMIN R. WHITELEY For For 02 APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Management For For STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN AND TO CHANGE THE VESTING SCHEDULE FOR RESTRICTED STOCK GRANTS TO NON-EMPLOYEE DIRECTORS. 03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For THE COMPANY'S INDEPENDENT AUDITORS FOR 2011 SUBJECT TO THE AUDIT COMMITTEE'S RIGHT, IN ITS DISCRETION, TO APPOINT A DIFFERENT INDEPENDENT AUDITOR AT ANY TIME DURING THE YEAR.
ROBBINS & MYERS, INC. SECURITY 770196103 MEETING TYPE Special TICKER SYMBOL RBN MEETING DATE 07-Jan-2011 ISIN US7701961036 AGENDA 933355566 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ -------------------------------------------------------- ---------- ---- ------------ 01 APPROVE THE ISSUANCE OF COMMON SHARES, WITHOUT Management For For PAR VALUE, IN CONNECTION WITH THE MERGER (THE "MERGER") CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 6, 2010 (THE "MERGER AGREEMENT"), BY & AMONG ROBBINS & MYERS, INC, T-3 ENERGY SERVICES, INC. ("T-3"), TRIPLE MERGERI, INC. AND TRIPLE MERGER II, INC., ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 PROPOSAL TO APPROVE AN ADJOURNMENT OF THE Management For For ROBBINS & MYERS SPECIAL MEETING (IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES FOR THE APPROVAL OF THE PROPOSAL 1).
HERLEY INDUSTRIES, INC. SECURITY 427398102 MEETING TYPE Annual TICKER SYMBOL HRLY MEETING DATE 11-Jan-2011 ISIN US4273981021 AGENDA 933360252 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ -------------------------------------------------- ------------------- ------- --------------- 01 DIRECTOR Management 1 DR. EDWARD A. BOGUCZ For For 2 CARLOS C. CAMPBELL For For 3 F. JACK LIEBAU, JR. For For 4 MICHAEL N. POCALYKO For For 5 JOHN A. THONET For For 6 RAJ TATTA For For 02 PROPOSAL TO AMEND ARTICLE V OF THE COMPANY'S Management For For BYLAWS TO MODIFY THE DEFINITION OF "INDEPENDENT DIRECTOR." 03 PROPOSAL TO AMEND SECTION 3, ARTICLE V OF THE Management For For COMPANY'S BYLAWS TO GIVE THE AUDIT COMMITTEE RESPONSIBILITY FOR REVIEW OF "AFFILIATE TRANSACTIONS." 04 PROPOSAL TO AMEND ARTICLE V OF THE BYLAWS TO Management Against Against DELETE SECTION 5, WHICH CURRENTLY REQUIRES A TWO- THIRDS VOTE OF STOCKHOLDERS TO AMEND ARTICL V OF THE BYLAWS. 05 PROPOSAL TO AMEND SECTIONS 1 AND 4 OF ARTICLE V OF Management For For THE BYLAWS TO CORRECT TYPOGRAPHICAL ERRORS.
BROOKS AUTOMATION, INC. SECURITY 114340102 MEETING TYPE Annual TICKER SYMBOL BRKS MEETING DATE 18-Jan-2011 ISIN US1143401024 AGENDA 933356796 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ---------------------------------------------- ---------------------- ---- ------------- 01 DIRECTOR Management 1 A. CLINTON ALLEN For For 2 JOSEPH R. MARTIN For For 3 JOHN K. MCGILLICUDDY For For 4 KRISHNA G. PALEPU For For 5 C.S. PARK For For 6 KIRK P. POND For For 7 STEPHEN S. SCHWARTZ For For 8 ALFRED WOOLLACOTT, III For For 9 MARK S. WRIGHTON For For 02 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 14 MICROSEMI CORPORATION SECURITY 595137100 MEETING TYPE Annual TICKER SYMBOL MSCC MEETING DATE 19-Jan-2011 ISIN US5951371005 AGENDA 933355934 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ----------------------------------------------- --------------------- ---- -------------- 01 DIRECTOR Management 1 JAMES J. PETERSON For For 2 DENNIS R. LEIBEL For For 3 THOMAS R. ANDERSON For For 4 WILLIAM E. BENDUSH For For 5 WILLIAM L. HEALEY For For 6 PAUL F. FOLINO For For 7 MATTHEW E. MASSENGILL For For 02 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MICROSEMI CORPORATION FOR FISCAL YEAR 2011.
WASHINGTON FEDERAL, INC. SECURITY 938824109 MEETING TYPE Annual TICKER SYMBOL WFSL MEETING DATE 19-Jan-2011 ISIN US9388241096 AGENDA 933357128 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------ --- ------------ 1 DIRECTOR Management 1 ANNA C. JOHNSON For For 2 CHARLES R. RICHMOND For For 2 ADOPTION OF THE WASHINGTON FEDERAL, INC. 2011 Management For For INCENTIVE PLAN. 3 ADVISORY VOTE ON WASHINGTON FEDERAL'S EXECUTIVE Management For For COMPENSATION. 4 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For AUDITORS.
FSI INTERNATIONAL, INC. SECURITY 302633102 MEETING TYPE Annual TICKER SYMBOL FSII MEETING DATE 19-Jan-2011 ISIN US3026331021 AGENDA 933357673 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------------------------- ------------------- ------- ------------- 01 DIRECTOR Management 1 TERRENCE W. GLARNER For For 2 DAVID V. SMITH For For 02 PROPOSAL TO APPROVE AN AMENDMENT OF THE FSI Management Against Against INTERNATIONAL 2008 OMNIBUS STOCK PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 500,000. 03 PROPOSAL TO APPROVE AN AMENDMENT TO THE FSI Management For For INTERNATIONAL EMPLOYEES STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 1,000,000. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 27, 2011.
VARIAN SEMICONDUCTOR EQUIP. ASSOC., INC. SECURITY 922207105 MEETING TYPE Annual TICKER SYMBOL VSEA MEETING DATE 20-Jan-2011 ISIN US9222071055 AGENDA 933355237 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ---- ------------- 1 DIRECTOR Management 1 RICHARD A. AURELIO For For 2 BIN-MING TSAI For For 2 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 3 TO APPROVE OUR 2011 MANAGEMENT INCENTIVE PLAN. Management For For
ANALOGIC CORPORATION SECURITY 032657207 MEETING TYPE Annual TICKER SYMBOL ALOG MEETING DATE 20-Jan-2011 ISIN US0326572072 AGENDA 933356710 - Management ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 15
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------- ---- ----------- 1A ELECTION OF DIRECTOR: BERNARD C. BAILEY Management For For 1B ELECTION OF DIRECTOR: JEFFREY P. BLACK Management For For 1C ELECTION OF DIRECTOR: JAMES W. GREEN Management For For 1D ELECTION OF DIRECTOR: JAMES J. JUDGE Management For For 1E ELECTION OF DIRECTOR: KEVIN C. MELIA Management For For 1F ELECTION OF DIRECTOR: MICHAEL T. MODIC Management For For 1G ELECTION OF DIRECTOR: FRED B. PARKS Management For For 1H ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Management For For 1I ELECTION OF DIRECTOR: EDWARD F. VOBORIL Management For For 1J ELECTION OF DIRECTOR: GERALD L. WILSON Management For For 02 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS ANALOGIC CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2011. 03 TO ACT UPON ANY AND ALL MATTERS INCIDENTAL TO ANY Management For For OF THE FOREGOING AND TRANSACT SUCH OTHER BUSINESS AS MAY LEGALLY COME BEFORE THE MEETING OR ANY ADJOURNED SESSION OR SESSIONS THEREOF.
WOODWARD GOVERNOR COMPANY SECURITY 980745103 MEETING TYPE Annual TICKER SYMBOL WGOV MEETING DATE 26-Jan-2011 ISIN US9807451037 AGENDA 933359374 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ---- ------------- 01 DIRECTOR Management 1 MARY L. PETROVICH For For 2 LARRY E. RITTENBERG For For 3 MICHAEL T. YONKER For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. 03 PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF Management For For INCORPORATION TO EFFECT A NAME CHANGE OF THE COMPANY TO "WOODWARD, INC." 04 PROPOSAL REGARDING ADVISORY (NON-BINDING) VOTE Management Abstain Against ON EXECUTIVE COMPENSATION. 05 PROPOSAL ON ADVISORY (NON-BINDING) VOTE Management Abstain Against REGARDING FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. 06 STOCKHOLDER PROPOSAL TO ELIMINATE SUPERMAJORITY Shareholder Against For VOTING.
ROCHESTER MEDICAL CORPORATION SECURITY 771497104 MEETING TYPE Annual TICKER SYMBOL ROCM MEETING DATE 27-Jan-2011 ISIN US7714971048 AGENDA 933361216 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ------------ 01 DIRECTOR Management 1 DARNELL L. BOEHM For For 2 ANTHONY J. CONWAY For For 3 DAVID A. JONAS For For 4 ROGER W. SCHNOBRICH For For 5 BENSON SMITH For For 02 RATIFICATION OF SELECTION OF GRANT THORNTON LLP Management For For AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011 03 ADVISORY APPROVAL, BY NON-BINDING VOTE, OF Management Abstain Against EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES
FAIR ISAAC CORPORATION SECURITY 303250104 MEETING TYPE Annual TICKER SYMBOL FICO MEETING DATE 01-Feb-2011 ISIN US3032501047 AGENDA 933362030 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------- ------ ------------ 1A ELECTION OF DIRECTOR: A. GEORGE BATTLE Management For For 1B ELECTION OF DIRECTOR: NICHOLAS F. GRAZIANO Management For For 1C ELECTION OF DIRECTOR: MARK N. GREENE Management For For 1D ELECTION OF DIRECTOR: ALEX W. HART Management For For 1E ELECTION OF DIRECTOR: JAMES D. KRISNER Management For For 1F ELECTION OF DIRECTOR: WILLIAM J. LANSING Management For For 1G ELECTION OF DIRECTOR: RAHUL N. MERCHANT Management For For 1H ELECTION OF DIRECTOR: MARGARET L. TAYLOR Management For For 1I ELECTION OF DIRECTOR: DUANE E. WHITE Management For For 02 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against RELATING TO THE COMPANY'S EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THIS PROXY STATEMENT. 03 ADVISORY (NON-BINDING) VOTE ON THE DESIRED Management Abstain Against FREQUENCY OF SEEKING APPROVAL OF THE COMPANY'S EXECUTIVE OFFICER COMPENSATION. 04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 16 GRIFFON CORPORATION SECURITY 398433102 MEETING TYPE Annual TICKER SYMBOL GFF MEETING DATE 03-Feb-2011 ISIN US3984331021 AGENDA 933360048 - Management
FOR/AGAINST ITEM PROPOSAL MTYPE VOTE MANAGEMENT ---- --------------------------------------------- ----------- ------ ------------ 01 DIRECTOR Management 1 BERTRAND M. BELL For For 2 ROBERT G. HARRISON For For 3 RONALD J. KRAMER For For 4 MARTIN S. SUSSMAN For For 02 APPROVAL OF THE RESOLUTION APPROVING THE Management Abstain Against COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 03 SELECTION OF VOTING FREQUENCY FOR FUTURE Management Abstain Against ADVISORY VOTES ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. 04 APPROVAL OF THE GRIFFON CORPORATION 2011 EQUITY Management Against Against INCENTIVE PLAN. 05 APPROVAL OF THE GRIFFON CORPORATION 2011 Management For For PERFORMANCE BONUS PLAN. 06 RATIFICATION OF THE SELECTION BY OUR AUDIT Management For For COMMITTEE OF GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
KULICKE & SOFFA INDUSTRIES, INC. SECURITY 501242101 MEETING TYPE Annual TICKER SYMBOL KLIC MEETING DATE 08-Feb-2011 ISIN US5012421013 AGENDA 933361773 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ----- ----------- 01 DIRECTOR Management 1 MR. BRUNO GUILMART For For 2 MR. BARRY WAITE For For 02 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 1, 2011. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
ZOLL MEDICAL CORPORATION SECURITY 989922109 MEETING TYPE Annual TICKER SYMBOL ZOLL MEETING DATE 10-Feb-2011 ISIN US9899221090 AGENDA 933360935 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ----- ------------ 01 DIRECTOR Management 1 JUDITH C. PELHAM For For 2 BENSON F. SMITH For For 3 JOHN J. WALLACE For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against COMPANY'S AMENDED AND RESTATED 2001 STOCK INCENTIVE PLAN, AS AMENDED. 03 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against COMPANY'S AMENDED AND RESTATED 2006 NON- EMPLOYEE DIRECTOR STOCK OPTION PLAN, AS AMENDED. 04 PROPOSAL TO APPROVE A NON-BINDING, ADVISORY Management Abstain Against RESOLUTION REGARDING EXECUTIVE COMPENSATION. 05 PROPOSAL TO APPROVE A NON-BINDING, ADVISORY Management Abstain Against RESOLUTION REGARDING THE FREQUENCY OF FUTURE NON-BINDING, ADVISORY VOTES ON EXECUTIVE COMPENSATION. 06 PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 2, 2011.
NAVISTAR INTERNATIONAL CORPORATION SECURITY 63934E108 MEETING TYPE Annual TICKER SYMBOL NAV MEETING DATE 15-Feb-2011 ISIN US63934E1082 AGENDA 933365707 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ------------ 01 DIRECTOR Management 1 JAMES H. KEYES For For 2 JOHN D. CORRENTI For For 3 DANIEL C. USTIAN For For 02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 17
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ------ ------------ 03 VOTE TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 110,000,000 TO 220,000,000. 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 06 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against For POLICY TO OBTAIN STOCKHOLDER APPROVAL FOR CERTAIN FUTURE SEVERANCE AGREEMENTS.
THE VALSPAR CORPORATION SECURITY 920355104 MEETING TYPE Annual TICKER SYMBOL VAL MEETING DATE 17-Feb-2011 ISIN US9203551042 AGENDA 933365264 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------ ------------ 01 DIRECTOR Management 1 IAN R. FRIENDLY For For 2 JANEL S. HAUGARTH For For 3 WILLIAM L. MANSFIELD For For 02 TO CAST AN ADVISORY VOTE ON THE CORPORATION'S Management Abstain Against EXECUTIVE COMPENSATION ("SAY-ON-PAY" VOTE). 03 TO CAST AN ADVISORY VOTE ON THE FREQUENCY FOR A Management Abstain Against STOCKHOLDERS' ADVISORY VOTE ON THE CORPORATION'S EXECUTIVE COMPENSATION ("FREQUENCY" VOTE). 04 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE THE CORPORATION'S ACCOUNTS FOR THE FISCAL YEAR ENDING OCTOBER 28, 2011.
NCI BUILDING SYSTEMS, INC. SECURITY 628852204 MEETING TYPE Annual TICKER SYMBOL NCS MEETING DATE 18-Feb-2011 ISIN US6288522047 AGENDA 933367080 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------ ---------- ------ ----------- 01 DIRECTOR Management 1 NORMAN C. CHAMBERS For For 2 KATHLEEN J. AFFELDT For For 3 NATHAN K. SLEEPER For For 02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF AUDITORS. Management For For
CONTINUCARE CORPORATION SECURITY 212172100 MEETING TYPE Annual TICKER SYMBOL CNU MEETING DATE 24-Feb-2011 ISIN US2121721003 AGENDA 933368171 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- --------- ------ ------------ 01 DIRECTOR Management 1 R.C. PFENNIGER, JR. For For 2 ROBERT J. CRESCI For For 3 NEIL FLANZRAICH For For 4 PHILLIP FROST, M.D. For For 5 JACOB NUDEL, M.D. For For 6 MARVIN A. SACKNER, M.D. For For 7 JACQUELINE M. SIMKIN For For 8 A. MARVIN STRAIT For For 02 THE RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS CONTINUCARE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2011. 03 A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Management Abstain Against OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON PAY"). 04 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against THE ADVISORY VOTE ON SAY ON PAY IN FUTURE YEARS.
ASCENT MEDIA CORPORATION SECURITY 043632108 MEETING TYPE Special TICKER SYMBOL ASCMA MEETING DATE 24-Feb-2011 ISIN US0436321089 AGENDA 933368931 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- --------- ------ ------------ 01 PROPOSAL TO APPROVE THE SALE OF 100% OF OUR Management Against Against CONTENT DISTRIBUTION BUSINESS UNIT TO ENCOMPASS DIGITAL MEDIA, INC. AND ITS WHOLLY-OWNED SUBSIDIARY.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 18 TETRA TECH, INC. SECURITY 88162G103 MEETING TYPE Annual TICKER SYMBOL TTEK MEETING DATE 01-Mar-2011 ISIN US88162G1031 AGENDA 933364527 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- --------- ------ ------------ 01 DIRECTOR Management 1 DAN L. BATRACK For For 2 HUGH M. GRANT For For 3 PATRICK C. HADEN For For 4 J. CHRISTOPHER LEWIS For For 5 ALBERT E. SMITH For For 6 J. KENNETH THOMPSON For For 7 RICHARD H. TRULY For For 02 TO VOTE ON A NONBINDING RESOLUTION REGARDING Management Abstain Against EXECUTIVE COMPENSATION. 03 TO VOTE ON THE FREQUENCY OF NONBINDING Management Abstain Against STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION. 04 TO VOTE ON THE AMENDMENT OF OUR 2005 EQUITY Management Against Against INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN BY 2,500,000 SHARES. 05 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
ESTERLINE TECHNOLOGIES CORPORATION SECURITY 297425100 MEETING TYPE Annual TICKER SYMBOL ESL MEETING DATE 02-Mar-2011 ISIN US2974251009 AGENDA 933366949 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 1A ELECTION OF ROBERT W. CREMIN AS A DIRECTOR TO Management For For SERVE A TERM THAT EXPIRES IN 2014 1B ELECTION OF ANTHONY P. FRANCESCHINI AS A DIRECTOR Management For For TO SERVE A TERM THAT EXPIRES IN 2014 1C ELECTION OF JAMES J. MORRIS AS A DIRECTOR TO SERVE Management For For A TERM THAT EXPIRES IN 2014 1D ELECTION OF DELORES M. ETTER AS A DIRECTOR TO Management For For SERVE A TERM THAT EXPIRES IN 2012 02 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Management Abstain Against COMPENSATION. 03 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 28, 2011.
PARAMETRIC TECHNOLOGY CORPORATION SECURITY 699173209 MEETING TYPE Annual TICKER SYMBOL PMTC MEETING DATE 09-Mar-2011 ISIN US6991732099 AGENDA 933367713 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ------------ 01 DIRECTOR Management 1 C. RICHARD HARRISON For For 02 APPROVE AN INCREASE TO 26,800,000 IN THE TOTAL Management Against Against NUMBER OF SHARES ISSUABLE UNDER THE 2000 EQUITY INCENTIVE PLAN. 03 APPROVE THE PERFORMANCE GOALS UNDER THE 2000 Management For For EQUITY INCENTIVE PLAN. 04 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against OUR NAMED EXECUTIVE OFFICERS. 05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 06 CONFIRM THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS PTC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
VITERRA INC. SECURITY 92849T108 MEETING TYPE Annual and Special Meeting TICKER SYMBOL VTRAF MEETING DATE 09-Mar-2011 ISIN CA92849T1084 AGENDA 933372207 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ---- ------------ 01 DIRECTOR Management 1 THOMAS BIRKS For For 2 VIC BRUCE For For 3 THOMAS CHAMBERS For For 4 PAUL DANIEL For For 5 BONNIE DUPONT For For 6 PERRY GUNNER For For 7 TIM HEARN For For 8 DALLAS HOWE For For 9 KEVIN OSBORN For For 10 HERB PINDER, JR. For For 11 LARRY RUUD For For 12 MAYO SCHMIDT For For 13 MAX VENNING For For 02 TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS OF Management For For THE COMPANY FOR THE ENSUING YEAR. 03 TO APPROVE AND ADOPT THE KEY EMPLOYEE SHARE UNIT Management For For PLAN FOR THE COMPANY AS MORE FULLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED FEBRUARY 2, 2011, TO RESERVE FOR ISSUANCE 6,000,000 COMMON SHARES OF THE COMPANY UNDER THE SAID PLAN, AND TO REDUCE BY 6,000,000 THE NUMBER OF COMMON SHARES OF THE COMPANY RESERVED FOR ISSUANCE UNDER THE COMPANY'S MANAGEMENT STOCK OPTION PLAN.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 19 VITERRA INC. SECURITY 92849T108 MEETING TYPE Annual and Special Meeting TICKER SYMBOL VTRAF MEETING DATE 09-Mar-2011 ISIN CA92849T1084 AGENDA 933372219 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ---- ------------ 01 DIRECTOR Management 1 THOMAS BIRKS For For 2 VIC BRUCE For For 3 THOMAS CHAMBERS For For 4 PAUL DANIEL For For 5 BONNIE DUPONT For For 6 PERRY GUNNER For For 7 TIM HEARN For For 8 DALLAS HOWE For For 9 KEVIN OSBORN For For 10 HERB PINDER, JR. For For 11 LARRY RUUD For For 12 MAYO SCHMIDT For For 13 MAX VENNING For For 02 TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS OF Management For For THE COMPANY FOR THE ENSUING YEAR. 03 TO APPROVE AND ADOPT THE KEY EMPLOYEE SHARE UNIT Management For For PLAN FOR THE COMPANY AS MORE FULLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED FEBRUARY 2, 2011, TO RESERVE FOR ISSUANCE 6,000,000 COMMON SHARES OF THE COMPANY UNDER THE SAID PLAN, AND TO REDUCE BY 6,000,000 THE NUMBER OF COMMON SHARES OF THE COMPANY RESERVED FOR ISSUANCE UNDER THE COMPANY'S MANAGEMENT STOCK OPTION PLAN.
THE TORO COMPANY SECURITY 891092108 MEETING TYPE Annual TICKER SYMBOL TTC MEETING DATE 15-Mar-2011 ISIN US8910921084 AGENDA 933368842 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 JEFFREY M. ETTINGER For For 2 KATHERINE J. HARLESS For For 3 INGE G. THULIN For For 4 MICHAEL J. HOFFMAN For For 02 RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Management Abstain Against COMPENSATION ADVISORY VOTE.
ROBBINS & MYERS, INC. SECURITY 770196103 MEETING TYPE Annual TICKER SYMBOL RBN MEETING DATE 22-Mar-2011 ISIN US7701961036 AGENDA 933375051 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 ANDREW G. LAMPEREUR For For 2 THOMAS P. LOFTIS For For 3 DALE L. MEDFORD For For 4 ALBERT J. NEUPAVER For For 02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING AUGUST 31, 2011. 03 APPROVAL IN AN ADVISORY (NON-BINDING) VOTE OF THE Management Abstain Against COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 APPROVAL IN AN ADVISORY (NON-BINDING) VOTE OF THE Management Abstain Against FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 20 SYNERON MEDICAL LTD. SECURITY M87245102 MEETING TYPE Annual TICKER SYMBOL ELOS MEETING DATE 29-Mar-2011 ISIN IL0010909351 AGENDA 933377877 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- -------- ----- ------------ 01 TO APPROVE AND RATIFY THE RE-APPOINTMENT OF KOST Management For For FORER GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT AUDITORS FOR THE COMPANY'S 2010 AND 2011 FISCAL YEARS AND FOR AN ADDITIONAL PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING. 02 TO RE-ELECT MR. SHIMON ECKHOUSE, THE COMPANY'S Management For For CHAIRMAN OF THE BOARD OF DIRECTORS, WHOSE CURRENT TERM EXPIRES AT THE MEETING, AS A CLASS III DIRECTOR TO HOLD OFFICE UNTIL THE END OF THE THIRD ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY TO BE HELD AFTER THE MEETING OR UNTIL A SUCCESSOR HAS BEEN DULY ELECTED. 03 TO RE-ELECT DR. MICHAEL ANGHEL, THE COMPANY'S Management For For EXTERNAL DIRECTOR, FOR A THREE-YEAR TERM, EFFECTIVE AS OF NOVEMBER 7, 2011, IN ACCORDANCE WITH THE PROVISIONS OF THE ISRAELI COMPANIES LAW. 3A ARE YOU A CONTROLLING SHAREHOLDER IN THE Management Against COMPANY (AS DEFINED IN THE ISRAELI COMPANIES LAW) OR VOTING ON BEHALF OF A CONTROLLING SHAREHOLDER? - MUST BE COMPLETED FOR VOTE TO BE COUNTED. MARK "FOR" = YES AND "AGAINST" = NO. 04 TO RE-ELECT MR. DAN SUESSKIND, THE COMPANY'S Management For For EXTERNAL DIRECTOR, FOR A THREE-YEAR TERM, EFFECTIVE AS OF NOVEMBER 7, 2011, IN ACCORDANCE WITH THE PROVISIONS OF THE ISRAELI COMPANIES LAW. 4A ARE YOU A CONTROLLING SHAREHOLDER IN THE Management Against COMPANY (AS DEFINED IN THE ISRAELI COMPANIES LAW) OR VOTING ON BEHALF OF A CONTROLLING SHAREHOLDER? - MUST BE COMPLETED FOR VOTE TO BE COUNTED. MARK "FOR" = YES AND "AGAINST" = NO. 05 TO APPROVE THE COMPENSATION FOR OUR NON- Management For For EXECUTIVE DIRECTORS AND EXTERNAL DIRECTORS. 06 TO APPROVE AN INCREASE IN THE COMPANY'S Management For For AUTHORIZED SHARE CAPITAL FROM NIS 1,000,000 TO NIS 1,300,000 AND TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO REFLECT SUCH INCREASE.
COHERENT, INC. SECURITY 192479103 MEETING TYPE Annual TICKER SYMBOL COHR MEETING DATE 31-Mar-2011 ISIN US1924791031 AGENDA 933375758 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- -------- ----- ------------ 01 DIRECTOR Management 1 JOHN R. AMBROSEO For For 2 SUSAN JAMES For For 3 L. WILLIAM KRAUSE For For 4 GARRY ROGERSON For For 5 LAWRENCE TOMLINSON For For 6 SANDEEP VIJ For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 1, 2011. 03 TO APPROVE OUR 2011 EQUITY INCENTIVE PLAN. Management Against Against 04 TO RECEIVE AN ADVISORY VOTE ON OUR EXECUTIVE Management Abstain Against OFFICER COMPENSATION. 05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. THERE IS NO MANAGEMENT RECOMMENDATION FOR PROPOSAL 5. IF NO DIRECTION IS MADE OR GIVEN, THIS PROPOSAL WILL BE VOTED AS ABSTAIN
IDEX CORPORATION SECURITY 45167R104 MEETING TYPE Annual TICKER SYMBOL IEX MEETING DATE 05-Apr-2011 ISIN US45167R1041 AGENDA 933378665 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------- ------- ------------- 01 DIRECTOR Management 1 BRADLEY J. BELL For For 2 LAWRENCE D. KINGSLEY For For 3 GREGORY F. MILZCIK For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES ON Management Abstain Against EXECUTIVE COMPENSATION. 04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS AUDITORS OF THE COMPANY FOR 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 21 TIER TECHNOLOGIES, INC. SECURITY 88650Q100 MEETING TYPE Annual TICKER SYMBOL TIER MEETING DATE 07-Apr-2011 ISIN US88650Q1004 AGENDA 933387931 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------- ------- ------------- 01 DIRECTOR Management 1 CHARLES W. BERGER For For 2 MORGAN P. GUENTHER For For 3 JAMES C. HALE For For 4 ALEX P. HART For For 5 PHILIP G. HEASLEY For For 6 DAVID A. POE For For 7 ZACHARY F. SADEK For For 8 KATHERINE A. SCHIPPER For For 02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 03 TO APPROVE HOLDING FUTURE EXECUTIVE Management Abstain Against COMPENSATION ADVISORY VOTES EVERY ONE YEAR, TWO YEARS, OR THREE YEARS, AS INDICATED. 04 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
AMN HEALTHCARE SERVICES, INC. SECURITY 001744101 MEETING TYPE Annual TICKER SYMBOL AHS MEETING DATE 12-Apr-2011 ISIN US0017441017 AGENDA 933385343 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------- ------- ------------- 1A ELECTION OF DIRECTOR: R. JEFFREY HARRIS Management For For 1B ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For 1C ELECTION OF DIRECTOR: MARTHA H. MARSH Management For For 1D ELECTION OF DIRECTOR: SUSAN R. SALKA Management For For 1E ELECTION OF DIRECTOR: ANDREW M. STERN Management For For 1F ELECTION OF DIRECTOR: PAUL E. WEAVER Management For For 1G ELECTION OF DIRECTOR: DOUGLAS D. WHEAT Management For For 02 NON-BINDING ADVISORY VOTE TO APPROVE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against EXECUTIVE COMPENSATION VOTES. 04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
VALLEY NATIONAL BANCORP SECURITY 919794107 MEETING TYPE Annual TICKER SYMBOL VLY MEETING DATE 13-Apr-2011 ISIN US9197941076 AGENDA 933381802 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------- ------- ------------- 01 DIRECTOR Management 1 ANDREW B. ABRAMSON For For 2 PAMELA R. BRONANDER For For 3 ERIC P. EDELSTEIN For For 4 M.J. STEELE GUILFOILE For For 5 GRAHAM O. JONES For For 6 WALTER H. JONES, III For For 7 GERALD KORDE For For 8 MICHAEL L. LARUSSO For For 9 MARC J. LENNER For For 10 GERALD H. LIPKIN For For 11 ROBINSON MARKEL For For 12 RICHARD S. MILLER For For 13 BARNETT RUKIN For For 14 SURESH L. SANI For For 15 ROBERT C. SOLDOVERI For For 02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS VALLEY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 22 H.B. FULLER COMPANY SECURITY 359694106 MEETING TYPE Annual TICKER SYMBOL FUL MEETING DATE 14-Apr-2011 ISIN US3596941068 AGENDA 933375291 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------- ------- ------------- 01 DIRECTOR Management 1 J. MICHAEL LOSH For For 2 LEE R. MITAU For For 3 R. WILLIAM VAN SANT For For 02 A NON-BINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ATTACHED PROXY STATEMENT. 03 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For H.B. FULLER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 3, 2011.
CARDINAL FINANCIAL CORPORATION SECURITY 14149F109 MEETING TYPE Annual TICKER SYMBOL CFNL MEETING DATE 15-Apr-2011 ISIN US14149F1093 AGENDA 933387981 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- --------- ------- ------------- 01 DIRECTOR Management 1 WILLIAM G. BUCK For For 2 SIDNEY O. DEWBERRY For For 3 ALAN G. MERTEN For For 4 WILLIAM E. PETERSON For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 04 APPROVE AMENDMENT TO THE COMPANY'S 2002 EQUITY Management Against Against COMPENSATION PLAN. 05 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT AUDITORS FOR 2011.
UMPQUA HOLDINGS CORPORATION SECURITY 904214103 MEETING TYPE Annual TICKER SYMBOL UMPQ MEETING DATE 19-Apr-2011 ISIN US9042141039 AGENDA 933377562 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- --------- ------ ------------ 1A ELECTION OF DIRECTOR: RAYMOND P. DAVIS Management For For 1B ELECTION OF DIRECTOR: PEGGY Y. FOWLER Management For For 1C ELECTION OF DIRECTOR: ALLYN C. FORD Management For For 1D ELECTION OF DIRECTOR: STEPHEN M. GAMBEE Management For For 1E ELECTION OF DIRECTOR: JOSE R. HERMOCILLO Management For For 1F ELECTION OF DIRECTOR: WILLIAM A. LANSING Management For For 1G ELECTION OF DIRECTOR: LUIS F. MACHUCA Management For For 1H ELECTION OF DIRECTOR: DIANE D. MILLER Management For For 1I ELECTION OF DIRECTOR: HILLIARD C. TERRY, III Management For For 1J ELECTION OF DIRECTOR: BRYAN L. TIMM Management For For 1K ELECTION OF DIRECTOR: FRANK R.J. WHITTAKER Management For For 02 TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS Management For For THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO CONSIDER & APPROVE THE PROPOSAL REGARDING Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. 04 TO RECOMMEND (NON-BINDING) THE FREQUENCY OF AN Management Abstain Against ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
CITIZENS & NORTHERN CORPORATION SECURITY 172922106 MEETING TYPE Annual TICKER SYMBOL CZNC MEETING DATE 19-Apr-2011 ISIN US1729221069 AGENDA 933378312 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------- 1 DIRECTOR Management 1 DENNIS F. BEARDSLEE For For 2 JAN E. FISHER For For 3 ANN M. TYLER For For 2 TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE Management Abstain Against COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT 3 TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, Management Abstain Against WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. 4 RATIFICATION OF THE APPOINTMENT OF THE FIRM OF Management For For PARENTEBEARD, LLC AS INDEPENDENT AUDITORS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 23 FIRST HORIZON NATIONAL CORPORATION SECURITY 320517105 MEETING TYPE Annual TICKER SYMBOL FHN MEETING DATE 19-Apr-2011 ISIN US3205171057 AGENDA 933382056 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ------------ 1A ELECTION OF DIRECTOR: ROBERT B. CARTER Management For For 1B ELECTION OF DIRECTOR: JOHN C. COMPTON Management For For 1C ELECTION OF DIRECTOR: MARK A. EMKES Management For For 1D ELECTION OF DIRECTOR: VICKY B. GREGG Management For For 1E ELECTION OF DIRECTOR: JAMES A. HASLAM, III Management For For 1F ELECTION OF DIRECTOR: D. BRYAN JORDAN Management For For 1G ELECTION OF DIRECTOR: R. BRAD MARTIN Management For For 1H ELECTION OF DIRECTOR: VICKI R. PALMER Management For For 1I ELECTION OF DIRECTOR: COLIN V. REED Management For For 1J ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For 1K ELECTION OF DIRECTOR: WILLIAM B. SANSOM Management For For 1L ELECTION OF DIRECTOR: LUKE YANCY III Management For For 02 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION 03 DETERMINATION OF THE FREQUENCY AT WHICH A VOTE Management Abstain Against ON EXECUTIVE COMPENSATION SHALL BE HELD AT THE ANNUAL MEETING OF SHAREHOLDERS 04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For AUDITORS
BROOKLINE BANCORP, INC. SECURITY 11373M107 MEETING TYPE Annual TICKER SYMBOL BRKL MEETING DATE 20-Apr-2011 ISIN US11373M1071 AGENDA 933383921 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 PETER O. WILDE For For 02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. 03 THE ADVISORY (NON-BINDING) VOTE TO APPROVE THE Management Abstain Against COMPANY'S EXECUTIVE COMPENSATION. 04 A NON-BINDING PROPOSAL TO GIVE ADVICE WITH Management Abstain Against RESPECT TO THE FREQUENCY THAT STOCKHOLDERS WILL VOTE ON OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES. 05 THE APPROVAL OF THE BROOKLINE BANCORP, INC. 2011 Management For For RESTRICTED STOCK PLAN.
INSITUFORM TECHNOLOGIES, INC. SECURITY 457667103 MEETING TYPE Annual TICKER SYMBOL INSU MEETING DATE 20-Apr-2011 ISIN US4576671030 AGENDA 933386434 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- --------- ------- ----------- 01 DIRECTOR Management 1 J. JOSEPH BURGESS For For 2 STEPHEN P. CORTINOVIS For For 3 STEPHANIE A. CUSKLEY For For 4 JOHN P. DUBINSKY For For 5 CHARLES R. GORDON For For 6 JUANITA H. HINSHAW For For 7 M. RICHARD SMITH For For 8 ALFRED L. WOODS For For 02 TO APPROVE THE 2011 NON-EMPLOYEE DIRECTOR EQUITY Management Against Against PLAN 03 TO APPROVE THE 2011 EXECUTIVE PERFORMANCE PLAN Management For For 04 TO APPROVE AN ADVISORY RESOLUTION RELATING TO Management Abstain Against EXECUTIVE COMPENSATION 05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION EVERY ONE, TWO OR THREE YEARS 06 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 24 RSC HOLDINGS INC SECURITY 74972L102 MEETING TYPE Annual TICKER SYMBOL RRR MEETING DATE 20-Apr-2011 ISIN US74972L1026 AGENDA 933388945 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 PIERRE E. LEROY For For 2 JOHN R. MONSKY For For 3 DONALD C. ROOF For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, FOR OUR YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR 2010. 04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE Management Abstain Against FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
SVB FINANCIAL GROUP SECURITY 78486Q101 MEETING TYPE Annual TICKER SYMBOL SIVB MEETING DATE 21-Apr-2011 ISIN US78486Q1013 AGENDA 933379376 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------ ------------- 01 DIRECTOR Management 1 GREG W. BECKER For For 2 ERIC A. BENHAMOU For For 3 DAVID M. CLAPPER For For 4 ROGER F. DUNBAR For For 5 JOEL P. FRIEDMAN For For 6 G. FELDA HARDYMON For For 7 ALEX W. 'PETE' HART For For 8 C. RICHARD KRAMLICH For For 9 LATA KRISHNAN For For 10 KATE D. MITCHELL For For 11 JOHN F. ROBINSON For For 12 KYUNG H. YOON For For 02 TO APPROVE THE COMPANY'S 2006 EQUITY INCENTIVE Management Against Against PLAN, AS AMENDED AND RESTATED, TO RESERVE AN ADDITIONAL 425,000 SHARES OF COMMON STOCK FOR ISSUANCE THEREUNDER. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. 04 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL ON Management Abstain Against THE COMPANY'S EXECUTIVE COMPENSATION ("SAY ON PAY"). 05 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL ON Management Abstain Against THE FREQUENCY OF FUTURE SAY ON PAY VOTES. 06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management COME BEFORE THE MEETING AND ANY POSTPONEMENTS OR ADJOURNMENTS THEREOF, ACCORDING TO THE PROXY HOLDERS' DECISION AND IN THEIR DISCRETION.
TERADATA CORPORATION SECURITY 88076W103 MEETING TYPE Annual TICKER SYMBOL TDC MEETING DATE 26-Apr-2011 ISIN US88076W1036 AGENDA 933382753 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- --------- ----- ------------ 1A ELECTION OF DIRECTOR: NANCY E. COOPER Management For For 1B ELECTION OF DIRECTOR: DAVID E. KEPLER Management For For 1C ELECTION OF DIRECTOR: WILLIAM S. STAVROPOULOS Management For For 02 AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 03 AN ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF Management Abstain Against SAY-ON-PAY VOTE. *PLEASE SELECT ONLY ONE OPTION*. 04 APPROVAL OF THE RATIFICATION OF THE APPOINTMENT Management For For OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
WASHINGTON TRUST BANCORP, INC. SECURITY 940610108 MEETING TYPE Annual TICKER SYMBOL WASH MEETING DATE 26-Apr-2011 ISIN US9406101082 AGENDA 933386496 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------ ------------ 1 DIRECTOR Management 1 GARY P. BENNETT For For 2 JOHN J. BOWEN For For 3 ROBERT A. DIMUCCIO, CPA For For 4 H. DOUGLAS RANDALL, III For For 5 JOHN F. TREANOR For For 2 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011; 3 A NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS; 4 A NON-BINDING RESOLUTION TO SELECT THE FREQUENCY Management Abstain Against OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS;
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 25 FIRST NIAGARA FINANCIAL GROUP, INC. SECURITY 33582V108 MEETING TYPE Annual TICKER SYMBOL FNFG MEETING DATE 26-Apr-2011 ISIN US33582V1089 AGENDA 933389163 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------ ------------ 01 DIRECTOR Management 1 THOMAS E. BAKER For For 2 G. THOMAS BOWERS For For 3 WILLIAM H. (TONY) JONES For For 4 PETER B. ROBINSON For For 02 THE AMENDMENT OF OUR CERTIFICATE OF Management For For INCORPORATION TO IMPLEMENT THE PHASED IN DECLASSIFYING OF OUR BOARD OF DIRECTORS 03 THE AMENDMENT TO OUR CERTIFICATE OF Management For For INCORPORATION TO ELIMINATE THE "FAIR PRICE" PROVISION BY DELETING THE CURRENT TEXT OF ARTICLE EIGHTH 04 AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR Management Abstain Against EXECUTIVE COMPENSATION PROGRAMS AND POLICIES AS DESCRIBED IN THIS PROXY STATEMENT 05 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Management Abstain Against OF FUTURE VOTES ON EXECUTIVE COMPENSATION 06 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011
TELEFLEX INCORPORATED SECURITY 879369106 MEETING TYPE Annual TICKER SYMBOL TFX MEETING DATE 26-Apr-2011 ISIN US8793691069 AGENDA 933398009 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 GEORGE BABICH, JR. For For 2 WILLIAM R. COOK For For 3 STEPHEN K. KLASKO For For 4 BENSON F. SMITH For For 02 APPROVAL OF THE TELEFLEX INCORPORATED 2011 Management For For EXECUTIVE INCENTIVE PLAN. 03 ADVISORY VOTE ON COMPENSATION OF NAMED Management Abstain Against EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON WHETHER THE ADVISORY VOTE ON Management Abstain Against COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. 05 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
FEDERAL SIGNAL CORPORATION SECURITY 313855108 MEETING TYPE Annual TICKER SYMBOL FSS MEETING DATE 26-Apr-2011 ISIN US3138551086 AGENDA 933399695 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 WILLIAM F. OWENS For For 2 CHARLES R. CAMPBELL For For 3 PAUL W. JONES For For 4 DENNIS J. MARTIN For For 5 BRENDA L. REICHELDERFER For For 02 ADVISORY RESOLUTION RELATING TO OUR EXECUTIVE Management Abstain Against COMPENSATION 03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION 04 RATIFY ERNST & YOUNG LLP'S APPOINTMENT AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 26 NATIONAL PENN BANCSHARES, INC. SECURITY 637138108 MEETING TYPE Annual TICKER SYMBOL NPBC MEETING DATE 26-Apr-2011 ISIN US6371381087 AGENDA 933414687 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ----- ----------- 01 DIRECTOR Management 1 THOMAS A. BEAVER For For 2 JEFFREY P. FEATHER For For 3 PATRICA L. LANGIOTTI For For 4 NATALYE PAQUIN For For 02 RATIFICATION OF NATIONAL PENN'S INDEPENDENT Management For For AUDITORS FOR 2011. 03 AN ADVISORY (NON-BINDING) PROPOSAL TO APPROVE THE Management Abstain Against COMPENSATION OF NATIONAL PENN'S EXECUTIVES. 04 AN ADVISORY (NON-BINDING) PROPOSAL RELATING TO Management Abstain Against THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION.
KAMAN CORPORATION SECURITY 483548103 MEETING TYPE Annual TICKER SYMBOL KAMN MEETING DATE 27-Apr-2011 ISIN US4835481031 AGENDA 933375734 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 1 DIRECTOR Management 1 BRIAN E. BARENTS For For 2 GEORGE E. MINNICH For For 3 THOMAS W. RABAUT For For 2 TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 3 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against THE EXECUTIVE COMPENSATION ADVISORY VOTE. 4 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
CONVERGYS CORPORATION SECURITY 212485106 MEETING TYPE Annual TICKER SYMBOL CVG MEETING DATE 27-Apr-2011 ISIN US2124851062 AGENDA 933380379 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------- ------ ------------ 1 DIRECTOR Management 1 JEFFREY H. FOX For For 2 RONALD L. NELSON For For 2 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 3 TO APPROVE A PROPOSED AMENDMENT TO THE AMENDED Management For For AND RESTATED CODE OF REGULATIONS TO ALLOW FOR A MAJORITY VOTING STANDARD FOR UNCONTESTED ELECTION OF DIRECTORS. 4 TO CONSIDER AN ADVISORY VOTE ON THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
NCR CORPORATION SECURITY 62886E108 MEETING TYPE Annual TICKER SYMBOL NCR MEETING DATE 27-Apr-2011 ISIN US62886E1082 AGENDA 933382006 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 RICHARD L. CLEMMER For For 02 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM FOR 2011. 03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Management Abstain Against EXECUTIVE COMPENSATION AS DISCLOSED IN THESE PROXY MATERIALS. 04 TO VOTE ON THE FREQUENCY OF FUTURE NON-BINDING Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 TO RE-APPROVE THE PERFORMANCE GOALS INCLUDED IN Management For For THE NCR CORPORATION 2006 STOCK INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE AS OF DECEMBER 31, 2008) FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. 06 TO APPROVE AN AMENDMENT TO INDIVIDUAL AWARD Management For For LIMITATIONS INCLUDED IN THE NCR CORPORATION 2006 STOCK INCENTIVE PLAN. 07 TO APPROVE AN AMENDMENT TO THE FUNDING FORMULA Management For For IN THE NCR MANAGEMENT INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. 08 TO APPROVE THE NCR CORPORATION 2011 ECONOMIC Management For For PROFIT PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 27 ORIENTAL FINANCIAL GROUP INC. SECURITY 68618W100 MEETING TYPE Annual TICKER SYMBOL OFG MEETING DATE 27-Apr-2011 ISIN PR68618W1001 AGENDA 933383325 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- --------- ------- ------------ 01 DIRECTOR Management 1 JOSEN ROSSI* For For 2 JUAN C. AGUAYO** For For 3 PABLO I. ALTIERI** For For 4 FRANCISCO ARRIVI** For For 02 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. 03 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY Management Abstain Against WITH WHICH FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS WILL BE CONDUCTED. 04 TO RATIFY THE SELECTION OF THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
BROWN & BROWN, INC. SECURITY 115236101 MEETING TYPE Annual TICKER SYMBOL BRO MEETING DATE 27-Apr-2011 ISIN US1152361010 AGENDA 933385204 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- --------- ------- ------------ 1 DIRECTOR Management 1 J. HYATT BROWN For For 2 SAMUEL P. BELL, III For For 3 HUGH M. BROWN For For 4 J. POWELL BROWN For For 5 BRADLEY CURREY, JR. For For 6 THEODORE J. HOEPNER For For 7 TONI JENNINGS For For 8 TIMOTHY R.M. MAIN For For 9 WENDELL S. REILLY For For 10 JOHN R. RIEDMAN For For 11 CHILTON D. VARNER For For 2 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE, LLP AS BROWN & BROWN, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 3 TO APPROVE (ON AN ADVISORY BASIS) THE Management Abstain Against COMPENSATION OF NAMED EXECUTIVE OFFICERS. 4 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
COLUMBIA BANKING SYSTEM, INC. SECURITY 197236102 MEETING TYPE Annual TICKER SYMBOL COLB MEETING DATE 27-Apr-2011 ISIN US1972361026 AGENDA 933390976 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- --------- -------- ------------ 1A ELECTION OF DIRECTOR: MELANIE J. DRESSEL Management For For 1B ELECTION OF DIRECTOR: JOHN P. FOLSOM Management For For 1C ELECTION OF DIRECTOR: FREDERICK M. GOLDBERG Management For For 1D ELECTION OF DIRECTOR: THOMAS M. HULBERT Management For For 1E ELECTION OF DIRECTOR: THOMAS L. MATSON Management For For 1F ELECTION OF DIRECTOR: DANIEL C. REGIS Management For For 1G ELECTION OF DIRECTOR: DONALD H. RODMAN Management For For 1H ELECTION OF DIRECTOR: WILLIAM T. WEYERHAEUSER Management For For 1I ELECTION OF DIRECTOR: JAMES M. WILL Management For For 02 TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against ON COLUMBIA'S EXECUTIVE COMPENSATION. 03 TO VOTE, IN AN ADVISORY (NON-BINDING) CAPACITY, ON Management Abstain Against THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF COLUMBIA'S EXECUTIVE OFFICERS. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 28 ARCH CHEMICALS, INC. SECURITY 03937R102 MEETING TYPE Annual TICKER SYMBOL ARJ MEETING DATE 28-Apr-2011 ISIN US03937R1023 AGENDA 933379441 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------ ------------ 1 DIRECTOR Management 1 MICHAEL E. CAMPBELL For For 2 DAVID LILLEY For For 2 APPROVAL OF THE AMENDED AND RESTATED 1999 STOCK Management For For PLAN FOR NON-EMPLOYEE DIRECTORS 3 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 4 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION VOTE. 5 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
TENNANT COMPANY SECURITY 880345103 MEETING TYPE Annual TICKER SYMBOL TNC MEETING DATE 28-Apr-2011 ISIN US8803451033 AGENDA 933380658 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------ ------------ 01 DIRECTOR Management 1 CAROL S. EICHER For For 2 DAVID MATHIESON For For 3 DONAL L. MULLIGAN For For 4 STEPHEN G. SHANK For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against FREQUENCY FOR FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
OLIN CORPORATION SECURITY 680665205 MEETING TYPE Annual TICKER SYMBOL OLN MEETING DATE 28-Apr-2011 ISIN US6806652052 AGENDA 933381129 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 GRAY G. BENOIST For For 2 RICHARD M. ROMPALA For For 3 JOSEPH D. RUPP For For 02 NON-BINDING VOTE ON APPROVAL OF THE Management Abstain Against COMPENSATION FOR NAMED EXECUTIVE OFFICERS. 03 NON-BINDING VOTE ON THE FREQUENCY OF A Management Abstain Against SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM.
ROWAN COMPANIES, INC. SECURITY 779382100 MEETING TYPE Annual TICKER SYMBOL RDC MEETING DATE 28-Apr-2011 ISIN US7793821007 AGENDA 933382777 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ------------ 1A ELECTION OF DIRECTOR: R.G. CROYLE Management For For 1B ELECTION OF DIRECTOR: LORD MOYNIHAN Management For For 1C ELECTION OF DIRECTOR: W. MATT RALLS Management For For 1D ELECTION OF DIRECTOR: JOHN J. QUICKE Management For For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For INDEPENDENT AUDITORS. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
WEBSTER FINANCIAL CORPORATION SECURITY 947890109 MEETING TYPE Annual TICKER SYMBOL WBS MEETING DATE 28-Apr-2011 ISIN US9478901096 AGENDA 933386206 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 JOHN J. CRAWFORD For For 2 C. MICHAEL JACOBI For For 3 KAREN R. OSAR For For 02 TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. 03 TO VOTE, ON A NON-BINDING, ADVISORY BASIS, ON THE Management Abstain Against FREQUENCY OF VOTING ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. 04 TO RATIFY THE APPOINTMENT BY THE BOARD OF Management For For DIRECTORS OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 05 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For THE ANNUAL ELECTION OF DIRECTORS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 29 GULF ISLAND FABRICATION, INC. SECURITY 402307102 MEETING TYPE Annual TICKER SYMBOL GIFI MEETING DATE 28-Apr-2011 ISIN US4023071024 AGENDA 933386511 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- --------- ------- ----------- 01 DIRECTOR Management 1 GREGORY J. COTTER For For 2 JOHN P. (JACK) LABORDE For For 3 CHRISTOPHER M. HARDING For For 02 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 05 TO APPROVE THE COMPANY'S 2011 STOCK INCENTIVE Management For For PLAN.
A.T. CROSS COMPANY SECURITY 227478104 MEETING TYPE Annual TICKER SYMBOL ATX MEETING DATE 28-Apr-2011 ISIN US2274781044 AGENDA 933395344 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------- ------- ------------ 01 FIXING THE NUMBER OF CLASS A DIRECTORS AT THREE Management For For AND CLASS B DIRECTORS AT SIX. 02 DIRECTOR Management 1 HARLAN M. KENT For For 2 ANDREW J. PARSONS For For 3 FRANCES P. PHILIP For For 03 APPROVAL OF AMENDMENT TO OMNIBUS INCENTIVE PLAN. Management Against Against
PROGRESS SOFTWARE CORPORATION SECURITY 743312100 MEETING TYPE Annual TICKER SYMBOL PRGS MEETING DATE 28-Apr-2011 ISIN US7433121008 AGENDA 933396081 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 BARRY N. BYCOFF For For 2 RAM GUPTA For For 3 CHARLES F. KANE For For 4 DAVID A. KRALL For For 5 MICHAEL L. MARK For For 6 RICHARD D. REIDY For For 02 TO APPROVE AN AMENDMENT TO THE PROGRESS Management For For SOFTWARE CORPORATION RESTATED ARTICLES OF ORGANIZATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 200,000,00 03 ADVISORY VOTE ON THE COMPENSATION OF PROGRESS Management Abstain Against SOFTWARE CORPORATION'S NAMED EXECUTIVE OFFICERS 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON THE COMPENSATION OF PROGRESS SOFTWARE CORPORATION'S NAMED EXECUTIVE OFFICERS
CROWN HOLDINGS, INC. SECURITY 228368106 MEETING TYPE Annual TICKER SYMBOL CCK MEETING DATE 28-Apr-2011 ISIN US2283681060 AGENDA 933396461 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------ ---------- ---- ----------- 01 DIRECTOR Management 1 JENNE K. BRITELL For For 2 JOHN W. CONWAY For For 3 ARNOLD W. DONALD For For 4 WILLIAM G. LITTLE For For 5 HANS J. LOLIGER For For 6 JAMES H. MILLER For For 7 JOSEF M. MULLER For For 8 THOMAS A. RALPH For For 9 HUGUES DU ROURET For For 10 JIM L. TURNER For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 30 GAMCO Westwood SmallCap Equity Fund
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT -------- ---------------------------------------------------- -------------- ----------- ----------- 11 WILLIAM S. URKIEL For For 02 TO RATIFY THE APPOINTMENT OF INDEPENDENT Management For For AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS. 03 TO RE-APPROVE THE TERMS OF THE 2006 STOCK-BASED Management For For INCENTIVE COMPENSATION PLAN, AS AMENDED. 04 NON-BINDING ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 05 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE SAY-ON-PAY VOTES.
WSFS FINANCIAL CORPORATION SECURITY 929328102 MEETING TYPE Annual TICKER SYMBOL WSFS MEETING DATE 28-Apr-2011 ISIN US9293281021 AGENDA 933399784 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT -------- ---------------------------------------------------- -------------- ----------- ----------- 01 DIRECTOR Management 1 CHARLES G. CHELEDEN For For 2 Z.A. FRANGOPOULOS For For 3 DENNIS E. KLIMA For For 4 MARK A. TURNER For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG, LLP AS Management For For INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 03 ADVISORY (NON-BINDING) VOTE TO APPROVE THE Management Abstain Against COMPENSATION OF THE COMPANY'S EXECUTIVES 04 ADVISORY (NON-BINDING) VOTE RECOMMENDING THE Management Abstain Against FREQUENCY OF THE ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVES, EVERY
A.M. CASTLE & CO. SECURITY 148411101 MEETING TYPE Annual TICKER SYMBOL CAS MEETING DATE 28-Apr-2011 ISIN US1484111018 AGENDA 933407935 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT -------- ---------------------------------------------------- -------------- ----------- ----------- 01 DIRECTOR Management 1 BRIAN P. ANDERSON For For 2 THOMAS A. DONAHOE For For 3 ANN M. DRAKE For For 4 MICHAEL H. GOLDBERG For For 5 PATRICK J. HERBERT, III For For 6 TERRENCE J. KEATING For For 7 JAMES D. KELLY For For 8 PAMELA FORBES LIEBERMAN For For 9 JOHN MCCARTNEY For For 10 MICHAEL SIMPSON For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 04 VOTE TO APPROVE AN AMENDMENT AND RESTATEMENT Management For For TO THE A. M. CASTLE & CO. RESTRICTED STOCK, STOCK OPTION AND EQUITY COMPENSATION PLAN TO MODIFY CERTAIN TERMS. 05 VOTE TO APPROVE AN AMENDMENT TO THE A. M. CASTLE Management Against Against & CO. RESTRICTED STOCK, STOCK OPTION AND EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER FROM 2,000,000 TO 2,750,000. 06 VOTE TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
LITTELFUSE, INC. SECURITY 537008104 MEETING TYPE Annual TICKER SYMBOL LFUS MEETING DATE 29-Apr-2011 ISIN US5370081045 AGENDA 933382664 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT -------- ---------------------------------------------------- -------------- ----------- ----------- 01 DIRECTOR Management 1 T.J. CHUNG For For 2 JOHN P. DRISCOLL For For 3 ANTHONY GRILLO For For 4 GORDON HUNTER For For 5 JOHN E. MAJOR For For 6 WILLIAM P. NOGLOWS For For 7 RONALD L. SCHUBEL For For 02 APPROVE AND RATIFY THE APPOINTMENT OF ERNST AND Management For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. 03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF Management Abstain Against OUR NAMED EXECUTIVE OFFICERS. 04 RECOMMEND BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 31 GAMCO Westwood SmallCap Equity Fund LYDALL, INC. SECURITY 550819106 MEETING TYPE Annual TICKER SYMBOL LDL MEETING DATE 29-Apr-2011 ISIN US5508191062 AGENDA 933384860 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT -------- ---------------------------------------------------- -------------- ----------- ----------- 01 DIRECTOR Management 1 DALE G. BARNHART For For 2 KATHLEEN BURDETT For For 3 W. LESLIE DUFFY, ESQ. For For 4 MATTHEW T. FARRELL For For 5 MARC T. GILES For For 6 WILLIAM D. GURLEY For For 7 SUZANNE HAMMETT For For 8 S. CARL SODERSTROM, JR. For For 02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 04 RATIFYING THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
FERRO CORPORATION SECURITY 315405100 MEETING TYPE Annual TICKER SYMBOL FOE MEETING DATE 29-Apr-2011 ISIN US3154051003 AGENDA 933404042 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT -------- ---------------------------------------------------- -------------- ----------- ----------- 01 DIRECTOR Management 1 SANDRA AUSTIN CRAYTON Withheld Against 2 RICHARD J. HIPPLE Withheld Against 3 WILLIAM B. LAWRENCE Withheld Against 4 TIMOTHY K. PISTELL Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT. 03 APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE Management Abstain Against COMPENSATION FOR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS PROXY STATEMENT. 04 RECOMMENDATION, IN A NON-BINDING ADVISORY VOTE, Management Abstain Against FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
MKS INSTRUMENTS, INC. SECURITY 55306N104 MEETING TYPE Annual TICKER SYMBOL MKSI MEETING DATE 02-May-2011 ISIN US55306N1046 AGENDA 933385406 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---- ---- ---------- 01 DIRECTOR Management 1 JOHN R. BERTUCCI For For 2 ROBERT R. ANDERSON For For 3 GREGORY R. BEECHER For For 02 TO APPROVE A NON-BINDING ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 03 TO HOLD A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 32 GAMCO Westwood SmallCap Equity Fund ASSISTED LIVING CONCEPTS INC SECURITY 04544X300 MEETING TYPE Annual TICKER SYMBOL ALC MEETING DATE 02-May-2011 ISIN US04544X3008 AGENDA 933392792 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------ ----------- ------- ----------- 01 DIRECTOR Management 1 LAURIE A. BEBO For For 2 ALAN BELL For For 3 DEREK H.L. BUNTAIN For For 4 DAVID J. HENNIGAR For For 5 MALEN S. NG For For 6 MELVIN A. RHINELANDER For For 7 C.H. ROADMAN II, MD For For 8 MICHAEL J. SPECTOR For For 02 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against COMPANY'S NAMED EXECUTIVE OFFICERS. 03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2011.
TRINITY INDUSTRIES, INC. SECURITY 896522109 MEETING TYPE Annual TICKER SYMBOL TRN MEETING DATE 02-May-2011 ISIN US8965221091 AGENDA 933400501 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 JOHN L. ADAMS For For 2 RHYS J. BEST For For 3 DAVID W. BIEGLER For For 4 LELDON E. ECHOLS For For 5 RONALD J. GAFFORD For For 6 RONALD W. HADDOCK For For 7 ADRIAN LAJOUS For For 8 CHARLES W. MATTHEWS For For 9 DIANA S. NATALICIO For For 10 DOUGLAS L. ROCK For For 11 TIMOTHY R. WALLACE For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION. 04 TO APPROVE THE RATIFICATION OF ERNST & YOUNG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011.
THE MANITOWOC COMPANY, INC. SECURITY 563571108 MEETING TYPE Annual TICKER SYMBOL MTW MEETING DATE 03-May-2011 ISIN US5635711089 AGENDA 933380230 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ------- ---------- 1 DIRECTOR Management 1 DONALD M. CONDON, JR. For For 2 KEITH D. NOSBUSCH For For 3 GLEN E. TELLOCK For For 2 THE RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 AN ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against COMPANYS NAMED EXECUTIVE OFFICERS. 4 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against ADVISORY VOTE ON THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS.
GARDNER DENVER, INC. SECURITY 365558105 MEETING TYPE Annual TICKER SYMBOL GDI MEETING DATE 03-May-2011 ISIN US3655581052 AGENDA 933388440 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 DONALD G. BARGER, JR. For For 2 RAYMOND R. HIPP For For 3 DAVID D. PETRATIS For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 TO CAST AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 04 TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 33 GAMCO Westwood SmallCap Equity Fund MARTEN TRANSPORT, LTD. SECURITY 573075108 MEETING TYPE Annual TICKER SYMBOL MRTN MEETING DATE 03-May-2011 ISIN US5730751089 AGENDA 933395560 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- -------- ----------- 01 DIRECTOR Management 1 RANDOLPH L. MARTEN For For 2 LARRY B. HAGNESS For For 3 THOMAS J. WINKEL For For 4 JERRY M. BAUER For For 5 ROBERT L. DEMOREST For For 6 G. LARRY OWENS For For 02 ADVISORY, NON-BINDING VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 03 ADVISORY, NON-BINDING VOTE ON THE FREQUENCY OF Management Abstain Against THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 PROPOSAL TO CONFIRM THE SELECTION OF KPMG LLP AS Management For For INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ORRSTOWN FINANCIAL SERVICES, INC. SECURITY 687380105 MEETING TYPE Annual TICKER SYMBOL ORRF MEETING DATE 03-May-2011 ISIN US6873801053 AGENDA 933406375 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 JEFFREY W. COY For For 2 JOHN S. WARD For For 3 JOEL R. ZULLINGER For For 02 APPROVE COMPENSATION OF NAMED EXECUTIVE Management Abstain Against OFFICERS. 03 FREQUENCY OF SAY-ON-PAY VOTE. Management Abstain Against 04 APPROVE 2011 STOCK INCENTIVE PLAN. Management Against Against 05 RATIFICATION OF APPOINTMENT OF SMITH ELLIOTT Management For For KEARNS & COMPANY, LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
CIRCOR INTERNATIONAL, INC. SECURITY 17273K109 MEETING TYPE Annual TICKER SYMBOL CIR MEETING DATE 04-May-2011 ISIN US17273K1097 AGENDA 933386903 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- -------- ----------- 1 DIRECTOR Management 1 A. WILLIAM HIGGINS For For 2 C. WILLIAM ZADEL For For 2 TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF Management For For DIRECTOR'S SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION Management Abstain Against REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4 TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON THE Management Abstain Against FREQUENCY AT WHICH THE COMPANY SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN ITS PROXY STATEMENT FOR STOCKHOLDER CONSIDERATION.
JOURNAL COMMUNICATIONS, INC. SECURITY 481130102 MEETING TYPE Annual TICKER SYMBOL JRN MEETING DATE 04-May-2011 ISIN US4811301021 AGENDA 933387373 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 STEVEN J. SMITH For For 2 MARY ELLEN STANEK For For 3 OWEN SULLIVAN For For 02 NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT 03 NON-BINDING PREFERENCE AS TO HOW FREQUENTLY Management Abstain Against SHAREHOLDERS WILL VOTE ON A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN FUTURE YEARS 04 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 25, 2011
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 34 GAMCO Westwood SmallCap Equity Fund UNIT CORPORATION SECURITY 909218109 MEETING TYPE Annual TICKER SYMBOL UNT MEETING DATE 04-May-2011 ISIN US9092181091 AGENDA 933387385 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------- ---------- 01 DIRECTOR Management 1 J. MICHAEL ADCOCK For For 2 STEVEN B. HILDEBRAND For For 3 LARRY C. PAYNE For For 4 G. BAILEY PEYTON For For 02 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 THE SELECTION, ON A NON-BINDING ADVISORY BASIS, OF Management Abstain Against THE FREQUENCY OF THE STOCKHOLDERS' VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011.
CHICAGO BRIDGE & IRON COMPANY N.V. SECURITY 167250109 MEETING TYPE Annual TICKER SYMBOL CBI MEETING DATE 04-May-2011 ISIN US1672501095 AGENDA 933390332 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- --------- ----------- 1A ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Management For For TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2013: GARY L. NEALE. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LUCIANO REYES). 1B ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Management For For TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2013: J. CHARLES JENNETT. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE WESTLEY S. STOCKTON). 2A ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Management For For TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2014: LARRY D. MCVAY. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE DAVID L. KING). 2B ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Management For For TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2014: MARSHA C. WILLIAMS. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LUKE V. SCORSONE). 03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 05 TO AUTHORIZE THE PREPARATION OF OUR DUTCH Management For For STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE AND TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2010. 06 TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT Management For For BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2010. 07 TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY Management For For BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2010. 08 TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR Management For For MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL OF THE COMPANY UNTIL NOVEMBER 4, 2012, ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON ANY SECURITIES EXCHANGE WHERE OUR SHARES ARE TRADED. 09 TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL AUDIT OUR ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2011. 10 TO APPROVE THE EXTENSION OF THE AUTHORITY OF THE Management For For SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS OF THE COMPANY WITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT TO ACQUIRE SHARES, UNTIL MAY 4, 2016.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 35 GAMCO Westwood SmallCap Equity Fund ADVANCED ENERGY INDUSTRIES, INC. SECURITY 007973100 MEETING TYPE Annual TICKER SYMBOL AEIS MEETING DATE 04-May-2011 ISIN US0079731008 AGENDA 933391106 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- -------- ----------- 01 DIRECTOR Management 1 DOUGLAS S. SCHATZ For For 2 FREDERICK A. BALL For For 3 RICHARD P. BECK For For 4 HANS GEORG BETZ For For 5 TRUNG T. DOAN For For 6 EDWARD C. GRADY For For 7 TERRY HUDGENS For For 8 THOMAS M. ROHRS For For 02 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For THORNTON LLP AS ADVANCED ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
AUTONATION, INC. SECURITY 05329W102 MEETING TYPE Annual TICKER SYMBOL AN MEETING DATE 04-May-2011 ISIN US05329W1027 AGENDA 933391411 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ---------- ----------- 1A ELECTION OF DIRECTOR: MIKE JACKSON Management For For 1B ELECTION OF DIRECTOR: ROBERT J. BROWN Management For For 1C ELECTION OF DIRECTOR: RICK L. BURDICK Management For For 1D ELECTION OF DIRECTOR: WILLIAM C. CROWLEY Management For For 1E ELECTION OF DIRECTOR: DAVID B. EDELSON Management For For 1F ELECTION OF DIRECTOR: ROBERT R. GRUSKY Management For For 1G ELECTION OF DIRECTOR: MICHAEL LARSON Management For For 1H ELECTION OF DIRECTOR: MICHAEL E. MAROONE Management For For 1I ELECTION OF DIRECTOR: CARLOS A. MIGOYA Management For For 1J ELECTION OF DIRECTOR: ALISON H. ROSENTHAL Management For For 02 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION 05 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING Shareholder Against For SPECIAL MEETINGS 06 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING Shareholder Against For CUMULATIVE VOTING
MATERION CORPORATION SECURITY 576690101 MEETING TYPE Annual TICKER SYMBOL MTRN MEETING DATE 04-May-2011 ISIN US5766901012 AGENDA 933397499 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ----------- ----------- 01 DIRECTOR Management 1 JOSEPH P. KEITHLEY For For 2 N. MOHAN REDDY For For 3 CRAIG S. SHULAR For For 02 TO APPROVE THE AMENDED AND RESTATED MATERION Management For For CORPORATION 2006 STOCK INCENTIVE PLAN 03 TO APPROVE THE AMENDED AND RESTATED MATERION Management For For CORPORATION 2006 NON-EMPLOYEE DIRECTOR EQUITY PLAN 04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY 05 TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE Management Abstain Against OFFICER COMPENSATION 06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES
ENTEGRIS, INC. SECURITY 29362U104 MEETING TYPE Annual TICKER SYMBOL ENTG MEETING DATE 04-May-2011 ISIN US29362U1043 AGENDA 933404484 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ----------- ----------- 01 DIRECTOR Management 1 GIDEON ARGOV For For 2 MICHAEL A. BRADLEY For For 3 MARVIN D. BURKETT For For 4 R. NICHOLAS BURNS For For 5 DANIEL W. CHRISTMAN For For 6 ROGER D. MCDANIEL For For 7 PAUL L.H. OLSON For For 8 BRIAN F. SULLIVAN For For 02 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS' Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL OF THE COMPENSATION PAID TO ENTEGRIS, Management Abstain Against INC.'S NAMED EXECUTIVE OFFICERS (ADVISORY VOTE). 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 36 GAMCO Westwood SmallCap Equity Fund DUCOMMUN INCORPORATED SECURITY 264147109 MEETING TYPE Annual TICKER SYMBOL DCO MEETING DATE 04-May-2011 ISIN US2641471097 AGENDA 933408002 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 JOSEPH C. BERENATO For For 2 ROBERT D. PAULSON For For 02 ADVISORY RESOLUTION ON NAMED EXECUTIVE Management Abstain Against COMPENSATION. 03 ADVISORY VOTE OF THE FREQUENCY OF FUTURE Management Abstain ADVISORY VOTES ON NAMED EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT ACCOUNTANTS.
KAYDON CORPORATION SECURITY 486587108 MEETING TYPE Annual TICKER SYMBOL KDN MEETING DATE 04-May-2011 ISIN US4865871085 AGENDA 933412126 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 MARK A. ALEXANDER For For 2 DAVID A. BRANDON For For 3 ATRICK P. COYNE For For 4 WILLIAM K. GERBER For For 5 TIMOTHY J. O'DONOVAN For For 6 JAMES O'LEARY For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP, THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, FOR THE YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
TESCO CORPORATION SECURITY 88157K101 MEETING TYPE Annual and Special Meeting TICKER SYMBOL TESO MEETING DATE 04-May-2011 ISIN CA88157K1012 AGENDA 933413736 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 FRED J. DYMENT For For 2 GARY L. KOTT For For 3 R. VANCE MILLIGAN, Q.C. For For 4 JULIO M. QUINTANA For For 5 JOHN T. REYNOLDS For For 6 NORMAN W. ROBERTSON For For 7 MICHAEL W. SUTHERLIN For For 8 CLIFTON T. WEATHERFORD For For 02 APPROVAL OF A RESOLUTION TO CONTINUE THE Management Against Against CORPORATION'S SHAREHOLDER RIGHTS PLAN UNDER THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT. 03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION. 04 APPROVAL OF THE ADVISORY VOTE ON THE 2010 Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 05 APPROVE THE ADVISORY VOTE ON THE FREQUENCY, IN Management Abstain Against FUTURE YEARS, OF AN ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 37 GAMCO Westwood SmallCap Equity Fund BALLANTYNE STRONG, INC. SECURITY 058516105 MEETING TYPE Annual TICKER SYMBOL BTN MEETING DATE 04-May-2011 ISIN US0585161054 AGENDA 933414980 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 WILLIAM F. WELSH, II For For 2 ALVIN ABRAMSON For For 3 GARY L. CAVEY For For 4 MARC E. LEBARON For For 5 MARK D. HASEBROOCK For For 02 THE ADVISORY (NON-BINDING) RESOLUTION REGARDING Management Abstain Against EXECUTIVE COMPENSATION. 03 THE ADVISORY (NON-BINDING) RESOLUTION REGARDING Management Abstain Against THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
HEXCEL CORPORATION SECURITY 428291108 MEETING TYPE Annual TICKER SYMBOL HXL MEETING DATE 05-May-2011 ISIN US4282911084 AGENDA 933388058 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- -------- ----------- 1 DIRECTOR Management 1 JOEL S. BECKMAN For For 2 DAVID E. BERGES For For 3 LYNN BRUBAKER For For 4 JEFFREY C. CAMPBELL For For 5 SANDRA L. DERICKSON For For 6 W. KIM FOSTER For For 7 THOMAS A. GENDRON For For 8 JEFFREY A. GRAVES For For 9 DAVID C. HILL For For 10 DAVID L. PUGH For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 3 ADVISORY VOTE ON FREQUENCY OF CONDUCTING AN Management Abstain Against ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION 4 APPROVAL OF MANAGEMENT INCENTIVE COMPENSATION Management For For PLAN 5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
MUELLER INDUSTRIES, INC. SECURITY 624756102 MEETING TYPE Annual TICKER SYMBOL MLI MEETING DATE 05-May-2011 ISIN US6247561029 AGENDA 933391079 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 ALEXANDER P. FEDERBUSH For For 2 PAUL J. FLAHERTY For For 3 GENNARO J. FULVIO For For 4 GARY S. GLADSTEIN For For 5 SCOTT J. GOLDMAN For For 6 TERRY HERMANSON For For 7 HARVEY L. KARP For For 8 GREGORY L. CHRISTOPHER For For 02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT AUDITORS OF THE COMPANY. 03 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING Management Abstain Against VOTE, EXECUTIVE COMPENSATION. 04 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING Management Abstain Against VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 TO APPROVE THE ADOPTION OF THE COMPANY'S 2011 Management For For ANNUAL BONUS PLAN.
BERKSHIRE HILLS BANCORP, INC. SECURITY 084680107 MEETING TYPE Annual TICKER SYMBOL BHLB MEETING DATE 05-May-2011 ISIN US0846801076 AGENDA 933394114 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- -------- ------------ 01 DIRECTOR Management 1 MICHAEL P. DALY For For 2 SUSAN M. HILL For For 3 CORNELIUS D. MAHONEY For For 4 CATHERINE B. MILLER For For 02 THE ADVISORY (NON-BINDING) VOTE TO APPROVE THE Management Abstain Against COMPANY'S EXECUTIVE COMPENSATION. 03 A NON-BINDING PROPOSAL TO GIVE ADVICE WITH Management Abstain Against RESPECT TO THE FREQUENCY THAT STOCKHOLDERS WILL VOTE ON OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES. 04 TO APPROVE THE BERKSHIRE HILLS BANCORP, INC. 2011 Management Against Against EQUITY INCENTIVE PLAN. 05 THE RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF BERKSHIRE HILLS BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 38 GAMCO Westwood SmallCap Equity Fund ASTRONICS CORPORATION SECURITY 046433108 MEETING TYPE Annual TICKER SYMBOL ATRO MEETING DATE 05-May-2011 ISIN US0464331083 AGENDA 933396435 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 RAYMOND W. BOUSHIE For For 2 ROBERT T. BRADY For For 3 JOHN B. DRENNING For For 4 PETER J. GUNDERMANN For For 5 KEVIN T. KEANE For For 6 ROBERT J. MCKENNA For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. 03 TO CONSIDER AND VOTE UPON THE ADOPTION OF THE Management Against Against 2011 EMPLOYEE STOCK OPTION PLAN. 04 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION OF THE PROXY STATEMENT. 05 THE COMPANY SEEKS SHAREHOLDERS' INPUT ON THE Management Abstain Against FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION PROGRAMS. 06 TO CONSIDER AND VOTE UPON A SHAREHOLDER Shareholder Against For PROPOSAL RECOMMENDING THE BOARD OF DIRECTORS TAKE ACTION TO CONVERT ALL CLASS B SHARES (CURRENTLY 10 VOTES PER SHARE) TO COMMON SHARES (CURRENTLY ONE VOTE PER SHARE).
KNOLL, INC. SECURITY 498904200 MEETING TYPE Annual TICKER SYMBOL KNL MEETING DATE 05-May-2011 ISIN US4989042001 AGENDA 933397463 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 ANDREW B. COGAN For For 2 STEPHEN F. FISHER For For 3 SARAH E. NASH For For 02 TO RATIFY SELECTION OF ERNST & YOUNG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Management Abstain Against OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
FLINT ENERGY SERVICES LTD. SECURITY 339457103 MEETING TYPE Annual TICKER SYMBOL FESVF MEETING DATE 05-May-2011 ISIN CA3394571036 AGENDA 933413116 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 C. DOUGLAS ANNABLE For For 2 JOHN BATES For For 3 STUART O'CONNOR For For 4 T.D. (TERRY) FREEMAN For For 5 PHILIP C. LACHAMBRE For For 6 W.J. (BILL) LINGARD For For 7 IAN REID For For 8 ROGER THOMAS For For 02 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, Management For For AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 39 GAMCO Westwood SmallCap Equity Fund STERLING BANCORP SECURITY 859158107 MEETING TYPE Annual TICKER SYMBOL STL MEETING DATE 05-May-2011 ISIN US8591581074 AGENDA 933415146 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 ROBERT ABRAMS For For 2 JOSEPH M. ADAMKO For For 3 LOUIS J. CAPPELLI For For 4 FERNANDO FERRER For For 5 ALLAN F. HERSHFIELD For For 6 HENRY J. HUMPHREYS For For 7 ROBERT W. LAZAR For For 8 CAROLYN JOY LEE For For 9 JOHN C. MILLMAN For For 10 EUGENE ROSSIDES For For 02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For COMMITTEE OF THE BOARD OF DIRECTORS OF CROWE HORWATH LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. 03 ADVISORY APPROVAL OF THE COMPENSATION OF THE Management Abstain Against COMPANY'S NAMED EXECUTIVE OFFICERS. 04 PROPOSAL TO REAPPROVE THE STERLING BANCORP KEY Management For For EXECUTIVE INCENTIVE BONUS PLAN, WHICH WAS ORIGINALLY APPROVED BY THE COMPANY'S SHAREHOLDERS IN 2001 AND REAPPROVED IN 2006, THE MATERIAL TERMS OF WHICH ARE DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 05 PROPOSAL TO AMEND THE CERTIFICATE OF Management For For INCORPORATION OF STERLING BANCORP TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES OF STERLING BANCORP FROM 50,000,000 TO 100,000,000 SHARES.
CURTISS-WRIGHT CORPORATION SECURITY 231561101 MEETING TYPE Annual TICKER SYMBOL CW MEETING DATE 06-May-2011 ISIN US2315611010 AGENDA 933404167 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 MARTIN R. BENANTE For For 2 S. MARCE FULLER For For 3 ALLEN A. KOZINSKI For For 4 JOHN R. MYERS For For 5 JOHN B. NATHMAN For For 6 ROBERT J. RIVET For For 7 WILLIAM W. SIHLER For For 8 ALBERT E. SMITH For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 PROPOSAL TO APPROVE THE AMENDMENT TO TH E Management For For COMPANY'S INCENTIVE COMPENSATION PLAN. 04 PROPOSAL TO APPROVE THE AMENDMENTS TO THE Management For For COMPANY'S EMPLOYEE STOCK PURCHASE PLAN. 05 PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 06 PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON Management Abstain Against FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.
BARNES GROUP INC. SECURITY 067806109 MEETING TYPE Annual TICKER SYMBOL B MEETING DATE 06-May-2011 ISIN US0678061096 AGENDA 933416477 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- ---------- ----------- 01 DIRECTOR Management 1 WILLIAM S. BRISTOW, JR. For For 2 HASSELL H. MCCLELLAN For For 3 GREGORY F. MILZCIK For For 02 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL OF THE BARNES GROUP INC. PERFORMANCE Management For For BASED BONUS PLAN FOR SELECTED EXECUTIVE OFFICERS, AS AMENDED. 04 ADVISORY (NON-BINDING) RESOLUTION REGARDING THE Management Abstain Against COMPANY'S EXECUTIVE COMPENSATION. 05 ADVISORY (NON-BINDING) RESOLUTION REGARDING THE Management Abstain Against FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. 06 AMENDMENT OF THE COMPANY'S AMENDED AND Shareholder Against For RESTATED BY-LAWS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. 07 STOCKHOLDER PROPOSAL REGARDING ELIMINATION OF Shareholder Against For SUPERMAJORITY VOTING REQUIREMENTS IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, AND ITS AMENDED AND RESTATED BY- LAWS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 40 GAMCO Westwood SmallCap Equity Fund IBERIABANK CORPORATION SECURITY 450828108 MEETING TYPE Annual TICKER SYMBOL IBKC MEETING DATE 06-May-2011 ISIN US4508281080 AGENDA 933419409 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 HARRY V. BARTON, JR. For For 2 E. STEWART SHEA III For For 3 DAVID H. WELCH For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL OF PROPOSED AMENDMENTS TO THE 2010 Management Against Against STOCK INCENTIVE PLAN TO INCREASE SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 900,000 SHARES AND INCREASE SHARES AVAILABLE FOR ISSUANCE AS FULL VALUE AWARDS BY 450,000 SHARES. 04 APPROVAL OF A NON-BINDING ADVISORY RESOLUTION TO Management Abstain Against APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 05 ADVISORY VOTE ON THE FREQUENCY OF THE NON- Management Abstain Against BINDING RESOLUTION TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
CADENCE DESIGN SYSTEMS, INC. SECURITY 127387108 MEETING TYPE Annual TICKER SYMBOL CDNS MEETING DATE 10-May-2011 ISIN US1273871087 AGENDA 933390609 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 1A ELECTION OF DIRECTOR: SUSAN L. BOSTROM Management For For 1B ELECTION OF DIRECTOR: DONALD L. LUCAS Management For For 1C ELECTION OF DIRECTOR: ALBERTO SANGIOVANNI- Management For For VINCENTELLI 1D ELECTION OF DIRECTOR: GEORGE M. SCALISE Management For For 1E ELECTION OF DIRECTOR: JOHN B. SHOVEN Management For For 1F ELECTION OF DIRECTOR: ROGER S. SIBONI Management For For 1G ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Management For For 1H ELECTION OF DIRECTOR: LIP-BU TAN Management For For 02 APPROVAL OF THE 2000 EQUITY INCENTIVE PLAN, Management Against Against INCLUDING AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER. 03 RE-APPROVAL OF THE PERFORMANCE GOALS UNDER THE Management For For SENIOR EXECUTIVE BONUS PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 04 RE-APPROVAL OF THE PERFORMANCE GOALS UNDER THE Management For For 1987 STOCK INCENTIVE PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 05 APPROVAL OF AN AMENDMENT TO THE 1987 STOCK Management Against Against INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER. 06 VOTE ON A NON-BINDING ADVISORY RESOLUTION Management Abstain Against REGARDING EXECUTIVE COMPENSATION. 07 VOTE ON A NON-BINDING ADVISORY RESOLUTION Management Abstain Against REGARDING THE FREQUENCY OF NON-BINDING STOCKHOLDER VOTES REGARDING EXECUTIVE COMPENSATION. 08 RATIFICATION OF THE SELECTION OF KPMG LLC AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CADENCE FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011.
BELO CORP. SECURITY 080555105 MEETING TYPE Annual TICKER SYMBOL BLC MEETING DATE 10-May-2011 ISIN US0805551050 AGENDA 933394378 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 1 DIRECTOR Management 1 ROBERT W. DECHERD For For 2 DUNIA A. SHIVE For For 3 M. ANNE SZOSTAK For For 2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3 AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION (SAY-ON-PAY) 4 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON SAY-ON-PAY.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 41 GAMCO Westwood SmallCap Equity Fund PENSKE AUTOMOTIVE GROUP, INC. SECURITY 70959W103 MEETING TYPE Annual TICKER SYMBOL PAG MEETING DATE 10-May-2011 ISIN US70959W1036 AGENDA 933396942 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 JOHN D. BARR For For 2 MICHAEL R. EISENSON For For 3 ROBERT H. KURNICK, JR. For For 4 WILLIAM J. LOVEJOY For For 5 KIMBERLY J. MCWATERS For For 6 YOSHIMI NAMBA For For 7 LUCIO A. NOTO For For 8 ROGER S. PENSKE For For 9 RICHARD J. PETERS For For 10 RONALD G. STEINHART For For 11 H. BRIAN THOMPSON For For 02 FOR RATIFICATION OF THE SELECTION OF DELOITTE & Management For For TOUCHE LLP AS OUR INDEPENDENT AUDITING FIRM FOR 2011. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against EXECUTIVE COMPENSATION VOTES. 05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE MEETING.
LAWSON PRODUCTS, INC. SECURITY 520776105 MEETING TYPE Annual TICKER SYMBOL LAWS MEETING DATE 10-May-2011 ISIN US5207761058 AGENDA 933412518 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 RONALD B. PORT, M.D. For For 2 ROBERT G. RETTIG For For 3 WILMA J. SMELCER For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF LAWSON PRODUCTS, INC. NAMED EXECUTIVE OFFICERS. 04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF LAWSON PRODUCTS, INC. NAMED EXECUTIVE OFFICERS. 05 APPROVAL OF THE AMENDMENT OF THE LAWSON Management For For PRODUCTS, INC. 2009 EQUITY COMPENSATION PLAN.
MIDAS, INC. SECURITY 595626102 MEETING TYPE Annual TICKER SYMBOL MDS MEETING DATE 10-May-2011 ISIN US5956261029 AGENDA 933417025 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 THOMAS L. BINDLEY For For 2 ROBERT R. SCHOEBERL For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 RESOLUTION APPROVING THE COMPENSATION OF THE Management For For COMPANY'S NAMED EXECUTIVE OFFICERS. 04 FREQUENCY OF INCLUSION IN THE PROXY STATEMENT OF Management 3 Years For A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
MINE SAFETY APPLIANCES COMPANY SECURITY 602720104 MEETING TYPE Annual TICKER SYMBOL MSA MEETING DATE 11-May-2011 ISIN US6027201044 AGENDA 933396447 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 DIANE M. PEARSE For For 2 L. EDWARD SHAW, JR. For For 3 WILLIAM M. LAMBERT For For 02 APPROVAL OF ADOPTION OF THE COMPANY'S AMENDED Management Against Against AND RESTATED 2008 MANAGEMENT EQUITY INCENTIVE PLAN. 03 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 04 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 05 TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 42 GAMCO Westwood SmallCap Equity Fund ON SEMICONDUCTOR CORPORATION SECURITY 682189105 MEETING TYPE Annual TICKER SYMBOL ONNN MEETING DATE 11-May-2011 ISIN US6821891057 AGENDA 933406868 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 KEITH D. JACKSON For For 2 PHILLIP D. HESTER For For 02 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Management Abstain Against COMPENSATION 03 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION 04 RATIFY PRICEWATERHOUSECOOPERS LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
COHU, INC. SECURITY 192576106 MEETING TYPE Annual TICKER SYMBOL COHU MEETING DATE 11-May-2011 ISIN US1925761066 AGENDA 933414699 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 ROBERT L. CIARDELLA For For 02 PROPOSAL TO APPROVE THE ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 03 PROPOSAL TO RECOMMEND THE FREQUENCY OF AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 PROPOSAL TO REAPPROVE THE PERFORMANCE-BASED Management For For COMPENSATION MEASURES TO BE USED UNDER THE COHU, INC. 2005 EQUITY INCENTIVE PLAN. 05 PROPOSAL TO APPROVE AN AMENDMENT TO THE COHU, Management For For INC. 1997 EMPLOYEE STOCK PURCHASE PLAN. 06 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For COHU'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
THE WARNACO GROUP, INC. SECURITY 934390402 MEETING TYPE Annual TICKER SYMBOL WRC MEETING DATE 11-May-2011 ISIN US9343904028 AGENDA 933424082 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 1A ELECTION OF DIRECTOR: DAVID A. BELL Management For For 1B ELECTION OF DIRECTOR: ROBERT A. BOWMAN Management For For 1C ELECTION OF DIRECTOR: RICHARD KARL GOELTZ Management For For 1D ELECTION OF DIRECTOR: JOSEPH R. GROMEK Management For For 1E ELECTION OF DIRECTOR: SHEILA A. HOPKINS Management For For 1F ELECTION OF DIRECTOR: CHARLES R. PERRIN Management For For 1G ELECTION OF DIRECTOR: NANCY A. REARDON Management For For 1H ELECTION OF DIRECTOR: DONALD L. SEELEY Management For For 1I ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS WARNACO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO CAST AN ADVISORY VOTE ON THE COMPENSATION OF Management Abstain Against WARNACO'S NAMED EXECUTIVE OFFICERS. 04 TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE STOCKHOLDER ADVISORY VOTES REGARDING THE COMPENSATION OF WARNACO'S NAMED EXECUTIVE OFFICERS.
KNIGHT CAPITAL GROUP, INC. SECURITY 499005106 MEETING TYPE Annual TICKER SYMBOL KCG MEETING DATE 11-May-2011 ISIN US4990051066 AGENDA 933425298 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 1A ELECTION OF DIRECTOR: WILLIAM L. BOLSTER Management For For 1B ELECTION OF DIRECTOR: THOMAS M. JOYCE Management For For 1C ELECTION OF DIRECTOR: JAMES W. LEWIS Management For For 1D ELECTION OF DIRECTOR: THOMAS C. LOCKBURNER Management For For 1E ELECTION OF DIRECTOR: JAMES T. MILDE Management For For 1F ELECTION OF DIRECTOR: CHRISTOPHER C. QUICK Management For For 1G ELECTION OF DIRECTOR: LAURIE M. SHAHON Management For For 02 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against ON EXECUTIVE COMPENSATION. 04 TO APPROVE HOLDING AN ADVISORY (NON-BINDING) VOTE Management Abstain Against ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 43 GAMCO Westwood SmallCap Equity Fund ARTHROCARE CORPORATION SECURITY 043136100 MEETING TYPE Annual TICKER SYMBOL ARTC MEETING DATE 12-May-2011 ISIN US0431361007 AGENDA 933394239 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 CHRISTIAN P. AHRENS For For 2 GREGORY A. BELINFANTI For For 3 BARBARA D. BOYAN, PH.D. For For 4 DAVID FITZGERALD For For 5 JAMES G. FOSTER For For 6 TERRENCE E. GEREMSKI For For 7 TORD B. LENDAU For For 8 PETER L. WILSON For For 02 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
GENERAL CABLE CORPORATION SECURITY 369300108 MEETING TYPE Annual TICKER SYMBOL BGC MEETING DATE 12-May-2011 ISIN US3693001089 AGENDA 933396271 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 GREGORY B. KENNY For For 2 CHARLES G. MCCLURE, JR. For For 3 PATRICK M. PREVOST For For 4 ROBERT L. SMIALEK For For 5 JOHN E. WELSH, III For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT GENERAL CABLE'S 2011 CONSOLIDATED FINANCIAL STATEMENTS AND INTERNAL CONTROL OVER FINANCIAL REPORTING. 03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Management Abstain Against OF OUR EXECUTIVE OFFICERS. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
PETROQUEST ENERGY, INC. SECURITY 716748108 MEETING TYPE Annual TICKER SYMBOL PQ MEETING DATE 12-May-2011 ISIN US7167481081 AGENDA 933400791 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 CHARLES T. GOODSON For For 2 WILLIAM W. RUCKS, IV For For 3 E. WAYNE NORDBERG For For 4 MICHAEL L. FINCH For For 5 W.J. GORDON, III For For 6 CHARLES F. MITCHELL, II For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
CYNOSURE INC. SECURITY 232577205 MEETING TYPE Annual TICKER SYMBOL CYNO MEETING DATE 12-May-2011 ISIN US2325772059 AGENDA 933401224 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 MICHAEL R. DAVIN For For 03 TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE Management Abstain Against FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. 05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For CYNOSURE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 44 GAMCO Westwood SmallCap Equity Fund CINEMARK HOLDINGS, INC. SECURITY 17243V102 MEETING TYPE Annual TICKER SYMBOL CNK MEETING DATE 12-May-2011 ISIN US17243V1026 AGENDA 933401301 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 STEVEN P. ROSENBERG For For 2 ENRIQUE F. SENIOR For For 3 DONALD G. SODERQUIST For For 4 ROGER T. STAUBACH For For 02 APPROVAL AND RATIFICATION OF THE APPOINTMENT OF Management For For DELOITTE & TOUCHE, LLP, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT. 03 APPROVAL OF THE NON-BINDING, ADVISORY RESOLUTION Management Abstain Against REGARDING EXECUTIVE COMPENSATION. 04 RECOMMENDATION ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
THE BANCORP, INC. SECURITY 05969A105 MEETING TYPE Annual TICKER SYMBOL TBBK MEETING DATE 12-May-2011 ISIN US05969A1051 AGENDA 933402454 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 1A ELECTION OF DIRECTOR: BETSY Z. COHEN Management For For 1B ELECTION OF DIRECTOR: DANIEL G. COHEN Management For For 1C ELECTION OF DIRECTOR: WALTER T. BEACH Management For For 1D ELECTION OF DIRECTOR: MICHAEL J. BRADLEY Management For For 1E ELECTION OF DIRECTOR: MATTHEW COHN Management For For 1F ELECTION OF DIRECTOR: LEON A. HUFF Management For For 1G ELECTION OF DIRECTOR: WILLIAM H. LAMB Management For For 1H ELECTION OF DIRECTOR: FRANK M. MASTRANGELO Management For For 1I ELECTION OF DIRECTOR: JAMES J. MCENTEE III Management For For 1J ELECTION OF DIRECTOR: LINDA SCHAEFFER Management For For 1K ELECTION OF DIRECTOR: JOAN SPECTER Management For For 02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY VOTE Management Abstain Against ON THE COMPANY'S 2010 COMPENSATION PROGRAM FOR ITS NAMED EXECUTIVE OFFICERS. 03 PROPOSAL TO APPROVE A NON-BINDING ADVISORY VOTE Management Abstain Against ON THE COMPANY'S FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. 04 PROPOSAL TO APPROVE THE COMPANY'S STOCK OPTION Management Against Against AND EQUITY PLAN OF 2011. 05 TO APPROVE SELECTION OF GRANT THORNTON LLP AS Management For For INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR YEAR ENDING DECEMBER 31, 2011.
FURMANITE CORPORATION SECURITY 361086101 MEETING TYPE Annual TICKER SYMBOL FRM MEETING DATE 12-May-2011 ISIN US3610861011 AGENDA 933402834 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 CHARLES R. COX For For 2 SANGWOO AHN For For 3 HANS KESSLER For For 4 KEVIN R. JOST For For 02 APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against EXECUTIVE COMPENSATION VOTES. 04 THE RATIFICATION OF THE APPOINTMENT OF GRANT Management For For THORNTON LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 45 GAMCO Westwood SmallCap Equity Fund HUDSON VALLEY HOLDING CORP. SECURITY 444172100 MEETING TYPE Annual TICKER SYMBOL HUVL MEETING DATE 12-May-2011 ISIN US4441721002 AGENDA 933415184 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 WILLIAM E. GRIFFIN For For 2 JAMES J. LANDY For For 3 STEPHEN R. BROWN For For 4 JOHN P. CAHILL For For 5 MARY-JANE FOSTER For For 6 GREGORY F. HOLCOMBE For For 7 ADAM W. IFSHIN For For 8 MICHAEL P. MALONEY For For 9 ANGELO R. MARTINELLI For For 10 JOHN A. PRATT JR. For For 11 CECILE D. SINGER For For 12 CRAIG S. THOMPSON For For 02 NON-BINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against COMPENSATION OF NAMED EXECUTIVE OFFICERS 03 NON-BINDING ADVISORY VOTE ON FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS (PROPOSING ANNUAL VOTE) 04 RATIFY APPOINTMENT OF CROWE HORWATH LLP AS Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011
KAR AUCTION SERVICES INC SECURITY 48238T109 MEETING TYPE Annual TICKER SYMBOL KAR MEETING DATE 12-May-2011 ISIN US48238T1097 AGENDA 933416631 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 DAVID J. AMENT For For 2 THOMAS J. CARELLA For For 3 BRIAN T. CLINGEN For For 4 MICHAEL B. GOLDBERG For For 5 ROBERT M. FINLAYSON For For 6 PETER R. FORMANEK For For 7 JAMES P. HALLETT For For 8 PETER H. KAMIN For For 9 SANJEEV K. MEHRA For For 10 CHURCH M. MOORE For For 11 THOMAS C. O'BRIEN For For 12 GREGORY P. SPIVY For For 13 JONATHAN P. WARD For For 02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against FREQUENCY OF VOTING ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
PIONEER DRILLING COMPANY SECURITY 723655106 MEETING TYPE Annual TICKER SYMBOL PDC MEETING DATE 12-May-2011 ISIN US7236551062 AGENDA 933421771 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 DEAN A. BURKHARDT For For 2 SCOTT D. URBAN For For 02 TO APPROVE THE AMENDMENT TO THE PIONEER DRILLING Management Against Against COMPANY 2007 INCENTIVE PLAN. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 46 GAMCO Westwood SmallCap Equity Fund FARO TECHNOLOGIES, INC. SECURITY 311642102 MEETING TYPE Annual TICKER SYMBOL FARO MEETING DATE 12-May-2011 ISIN US3116421021 AGENDA 933429878 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ------------- ---------- ----------- 01 DIRECTOR Management 1 STEPHEN R. COLE For For 2 MARVIN R. SAMBUR, PH.D. For For 3 JAY W. FREELAND For For 02 THE RATIFICATION OF GRANT THORNTON LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 03 NON-BINDING RESOLUTION TO APPROVE THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 04 NON-BINDING VOTE ON THE FREQUENCY WITH WHICH Management Abstain Against SHAREHOLDERS WILL VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
GROUP 1 AUTOMOTIVE, INC. SECURITY 398905109 MEETING TYPE Annual TICKER SYMBOL GPI MEETING DATE 13-May-2011 ISIN US3989051095 AGENDA 933395089 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ------------- ---------- ----------- 01 DIRECTOR Management 1 LOUIS E. LATAIF For For 2 STEPHEN D. QUINN For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION ADVISORY VOTES. 04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ICU MEDICAL, INC. SECURITY 44930G107 MEETING TYPE Annual TICKER SYMBOL ICUI MEETING DATE 13-May-2011 ISIN US44930G1076 AGENDA 933414497 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ------------- ---------- ----------- 01 DIRECTOR Management 1 JOHN J. CONNORS For For 2 MICHAEL T. KOVALCHIK For For 3 JOSEPH R. SAUCEDO For For 02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Management For For LLP AS AUDITORS FOR THE COMPANY. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 05 TO APPROVE THE ICU MEDICAL, INC. 2011 STOCK Management Against Against INCENTIVE PLAN.
CASCADE MICROTECH, INC. SECURITY 147322101 MEETING TYPE Annual TICKER SYMBOL CSCD MEETING DATE 13-May-2011 ISIN US1473221018 AGENDA 933417544 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- -------- ----------- 01 DIRECTOR Management 1 MICHAEL D. BURGER*** For For 2 DR. F. PAUL CARLSON* For For 3 DR. JOHN Y. CHEN* For For 4 JOHN DELAFIELD* For For 5 RAYMOND A. LINK*** For For 6 DR. WILLIAM R. SPIVEY** For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011.
HEARTLAND PAYMENT SYSTEMS, INC. SECURITY 42235N108 MEETING TYPE Annual TICKER SYMBOL HPY MEETING DATE 13-May-2011 ISIN US42235N1081 AGENDA 933438079 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ----------- --------- ----------- 01 DIRECTOR Management 1 ROBERT O. CARR For For 2 MITCHELL L. HOLLIN For For 3 ROBERT H. NIEHAUS For For 4 MARC J. OSTRO, PH.D. For For 5 JONATHAN J. PALMER For For 6 GEORGE F. RAYMOND For For 7 RICHARD W. VAGUE For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against EXECUTIVE COMPENSATION. 04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE Management Abstain Against FREQUENCY OF ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 47 GAMCO Westwood SmallCap Equity Fund THE DOLAN COMPANY SECURITY 25659P402 MEETING TYPE Annual TICKER SYMBOL DM MEETING DATE 17-May-2011 ISIN US25659P4028 AGENDA 933401907 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ----------- --------- ----------- 01 DIRECTOR Management 1 ARTHUR F. KINGSBURY For For 2 LAUREN RICH FINE For For 3 GARY H. STERN For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 04 RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
DISCOVERY COMMUNICATIONS, INC. SECURITY 25470F104 MEETING TYPE Annual TICKER SYMBOL DISCA MEETING DATE 17-May-2011 ISIN US25470F1049 AGENDA 933405866 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ----------- --------- ----------- 01 DIRECTOR Management 1 ROBERT R. BENNETT For For 2 JOHN C. MALONE For For 3DAVID M. ZASLAV For For 02 APPROVAL OF THE 2011 EMPLOYEE STOCK PURCHASE Management For For PLAN 03 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 04 ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION Management Abstain Against DESCRIBED IN THESE PROXY MATERIALS 05 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER Management Abstain Against ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION IN THE FUTURE
NEWPORT CORPORATION SECURITY 651824104 MEETING TYPE Annual TICKER SYMBOL NEWP MEETING DATE 17-May-2011 ISIN US6518241046 AGENDA 933406022 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ----------- --------- ----------- 01 DIRECTOR Management 1 OLEG KHAYKIN For For 2 PETER J. SIMONE For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS NEWPORT'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 APPROVAL OF NEWPORT'S 2011 STOCK INCENTIVE PLAN. Management Against Against 04 ADVISORY VOTE ON THE APPROVAL OF THE Management Abstain Against COMPENSATION OF NEWPORT'S NAMED EXECUTIVE OFFICERS. 05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against VOTES ON THE APPROVAL OF THE COMPENSATION OF NEWPORT'S NAMED EXECUTIVE OFFICERS.
TEXAS CAPITAL BANCSHARES, INC. SECURITY 88224Q107 MEETING TYPE Annual TICKER SYMBOL TCBI MEETING DATE 17-May-2011 ISIN US88224Q1076 AGENDA 933409030 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ----------- --------- ----------- 01 DIRECTOR Management 1 GEORGE F. JONES, JR. For For 2 PETER B. BARTHOLOW For For 3 JAMES H. BROWNING For For 4 JOSEPH M. (JODY) GRANT For For 5 FREDERICK B. HEGI, JR. For For 6 LARRY L. HELM For For 7 JAMES R. HOLLAND, JR. For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 48 GAMCO Westwood SmallCap Equity Fund
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ----------- --------- ----------- 8 W.W. MCALLISTER III For For 9 ELYSIA HOLT RAGUSA For For 10 STEVEN P. ROSENBERG For For 11 ROBERT W. STALLINGS For For 12 IAN J. TURPIN For For 02 ADVISORY VOTE ON COMPENSATION OF NAMED Management Abstain Against EXECUTIVE OFFICERS. 03 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION Management Abstain Against OF NAMED EXECUTIVE OFFICERS.
FLUSHING FINANCIAL CORPORATION SECURITY 343873105 MEETING TYPE Annual TICKER SYMBOL FFIC MEETING DATE 17-May-2011 ISIN US3438731057 AGENDA 933415057 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- --------- ----------- 01 DIRECTOR Management 1 MICHAEL J. HEGARTY For For 2 JOHN J. MCCABE For For 3 DONNA M. O'BRIEN For For 4 MICHAEL J. RUSSO For For 02 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION. 03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION. 04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2005 Management For For OMNIBUS INCENTIVE PLAN. 05 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2011.
COMMUNITY HEALTH SYSTEMS, INC. SECURITY 203668108 MEETING TYPE Annual TICKER SYMBOL CYH MEETING DATE 17-May-2011 ISIN US2036681086 AGENDA 933419144 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ----------- --------- ----------- 1A ELECTION OF DIRECTOR: W. LARRY CASH Management For For 1B ELECTION OF DIRECTOR: JAMES S. ELY III Management For For 1C ELECTION OF DIRECTOR: JOHN A. FRY Management For For 1D ELECTION OF DIRECTOR: WILLIAM NORRIS JENNINGS, M.D. Management For For 1E ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR. Management For For 02 THE APPROVAL OF THE COMPENSATION OF THE Management Abstain Against COMPANY'S NAMED EXECUTIVE OFFICERS. 03 THE APPROVAL OF AN ADVISORY (NON-BINDING) Management Abstain Against PROPOSAL ON THE FREQUENCY OF ADVISORY STOCKHOLDER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 04 THE APPROVAL OF THE 2009 STOCK OPTION AND AWARD Management Against Against PLAN, AS AMENDED AND RESTATED MARCH 18, 2011. 05 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
SIERRA WIRELESS, INC. SECURITY 826516106 MEETING TYPE Annual and Special Meeting TICKER SYMBOL SWIR MEETING DATE 17-May-2011 ISIN CA8265161064 AGENDA 933424739 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- --------- ----------- 01 DIRECTOR Management 1 JASON W. COHENOUR For For 2 GREGORY D. AASEN For For 3 ROBIN A. ABRAMS For For 4 PAUL G. CATAFORD For For 5 CHARLES E. LEVINE For For 6 S. JANE ROWE For For 7 DAVID B. SUTCLIFFE For For 8 KENT P. THEXTON For For 02 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS Management For For AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 TO CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Management For For ORDINARY RESOLUTION AUTHORIZING AND APPROVING THE CONTINUATION AND THE AMENDMENT AND RESTATEMENT OF THE CORPORATION'S AMENDED AND RESTATED 1997 STOCK OPTION PLAN. 04 TO CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Management Against Against ORDINARY RESOLUTION AUTHORIZING AND APPROVING THE ADOPTION OF THE CORPORATION'S 2011 TREASURY BASED RESTRICTED SHARE UNIT PLAN.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 49 GAMCO Westwood SmallCap Equity Fund RUSH ENTERPRISES, INC. SECURITY 781846209 MEETING TYPE Annual TICKER SYMBOL RUSHA MEETING DATE 17-May-2011 ISIN US7818462092 AGENDA 933435869 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ----------- --------- ----------- 01 DIRECTOR Management 1 W. MARVIN RUSH For For 2 W.M. "RUSTY" RUSH For For 3 JAMES C. UNDERWOOD For For 4 HAROLD D. MARSHALL For For 5 THOMAS A. AKIN For For 6 GERALD R. SZCZEPANSKI For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL 2011 YEAR. 03 PROPOSAL TO APPROVE THE AMENDMENT AND Management For For RESTATEMENT OF THE RUSH ENTERPRISES, INC. 2006 NON-EMPLOYEE DIRECTOR STOCK PLAN. 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
GLOBAL INDUSTRIES, LTD. SECURITY 379336100 MEETING TYPE Annual TICKER SYMBOL GLBL MEETING DATE 18-May-2011 ISIN US3793361003 AGENDA 933396500 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ----------- --------- ----------- 01 DIRECTOR Management 1 CHARLES O. BUCKNER For For 2 JOHN A. CLERICO For For 3 LAWRENCE R. DICKERSON For For 4 EDWARD P. DJEREJIAN For For 5 CHARLES R. ENZE For For 6 LARRY E. FARMER For For 7 EDGAR G. HOTARD For For 8 RICHARD A. PATTAROZZI For For 9 JOHN B. REED For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY TO SERVE FOR THE 2011 FISCAL YEAR. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
FOOT LOCKER, INC. SECURITY 344849104 MEETING TYPE Annual TICKER SYMBOL FL MEETING DATE 18-May-2011 ISIN US3448491049 AGENDA 933406628 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- --------- ----------- 01 DIRECTOR Management 1 NICHOLAS DIPAOLO** For For 2 MATTHEW M. MCKENNA** For For 3 ALLEN QUESTROM** For For 4 CHERYL NIDO TURPIN** For For 5 GUILLERMO MARMOL* For For 02 RATIFICATION OF THE APPOINTMENT OF THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF THE FOOT LOCKER LONG-TERM INCENTIVE Management For For COMPENSATION PLAN, AS AMENDED AND RESTATED. 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 05 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION.
SEALED AIR CORPORATION SECURITY 81211K100 MEETING TYPE Annual TICKER SYMBOL SEE MEETING DATE 18-May-2011 ISIN US81211K1007 AGENDA 933410641 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- -------- ----------- 01 ELECTION OF HANK BROWN AS A DIRECTOR. Management For For 02 ELECTION OF MICHAEL CHU AS A DIRECTOR. Management For For 03 ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR. Management For For 04 ELECTION OF PATRICK DUFF AS A DIRECTOR. Management For For 05 ELECTION OF T.J. DERMOT DUNPHY AS A DIRECTOR. Management For For 06 ELECTION OF WILLIAM V. HICKEY AS A DIRECTOR. Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 50 GAMCO Westwood SmallCap Equity Fund
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ----------- --------- ----------- 07 ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR. Management For For 08 ELECTION OF KENNETH P. MANNING AS A DIRECTOR. Management For For 09 ELECTION OF WILLIAM J. MARINO AS A DIRECTOR. Management For For 10 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 11 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION. 12 APPROVAL OF AMENDED 2005 CONTINGENT STOCK PLAN Management For For OF SEALED AIR CORPORATION. 13 APPROVAL OF AMENDED SEALED AIR CORPORATION 2002 Management For For STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. 14 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2011.
DENNY'S CORPORATION SECURITY 24869P104 MEETING TYPE Annual TICKER SYMBOL DENN MEETING DATE 18-May-2011 ISIN US24869P1049 AGENDA 933410792 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ----------- --------- ----------- 1A ELECTION OF DIRECTOR: GREGG R. DEDRICK Management For For 1B ELECTION OF DIRECTOR: BRENDA J. LAUDERBACK Management For For 1C ELECTION OF DIRECTOR: ROBERT E. MARKS Management For For 1D ELECTION OF DIRECTOR: JOHN C. MILLER Management For For 1E ELECTION OF DIRECTOR: LOUIS P. NEEB Management For For 1F ELECTION OF DIRECTOR: DONALD C. ROBINSON Management For For 1G ELECTION OF DIRECTOR: DONALD R. SHEPHERD Management For For 1H ELECTION OF DIRECTOR: DEBRA SMITHART-OGLESBY Management For For 1I ELECTION OF DIRECTOR: LAYSHA WARD Management For For 1J ELECTION OF DIRECTOR: F. MARK WOLFINGER Management For For 2 A PROPOSAL TO RATIFY THE SELECTION OF KPMG, LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF DENNY'S CORPORATION AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 28, 2011. 3 AN ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against COMPANY'S NAMED EXECUTIVE OFFICERS. 4 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION.
ATMEL CORPORATION SECURITY 049513104 MEETING TYPE Annual TICKER SYMBOL ATML MEETING DATE 18-May-2011 ISIN US0495131049 AGENDA 933410906 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ----------- --------- ----------- 1 ELECTION OF DIRECTOR: STEVEN LAUB Management For For 2 ELECTION OF DIRECTOR: TSUNG-CHING WU Management For For 3 ELECTION OF DIRECTOR: DAVID SUGISHITA Management For For 4 ELECTION OF DIRECTOR: PAPKEN DER TOROSSIAN Management For For 5 ELECTION OF DIRECTOR: JACK L. SALTICH Management For For 6 ELECTION OF DIRECTOR: CHARLES CARINALLI Management For For 7 ELECTION OF DIRECTOR: DR. EDWARD ROSS Management For For 02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR Management Against Against 2005 STOCK PLAN. 03 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 04 TO APPROVE, IN AN ADVISORY VOTE, OUR EXECUTIVE Management Abstain Against COMPENSATION. 05 TO DETERMINE, IN AN ADVISORY VOTE, THE FREQUENCY Management Abstain Against OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
AKAMAI TECHNOLOGIES, INC. SECURITY 00971T101 MEETING TYPE Annual TICKER SYMBOL AKAM MEETING DATE 18-May-2011 ISIN US00971T1016 AGENDA 933412986 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- -------- ----------- 1A ELECTION OF CLASS III DIRECTOR: C. KIM GOODWIN Management For For 1B ELECTION OF CLASS III DIRECTOR: DAVID W. KENNY Management For For 1C ELECTION OF CLASS III DIRECTOR: PETER J. KIGHT Management For For 1D ELECTION OF CLASS III DIRECTOR: FREDERIC V. SALERNO Management For For 02 AMENDMENT TO 2009 STOCK INCENTIVE PLAN. Management Against Against 03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 05 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 51 ASTORIA FINANCIAL CORPORATION SECURITY 046265104 MEETING TYPE Annual TICKER SYMBOL AF MEETING DATE 18-May-2011 ISIN US0462651045 AGENDA 933416807 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 GEORGE L. ENGELKE, JR. For For 2 PETER C. HAEFFNER, JR. For For 3 RALPH F. PALLESCHI For For 02 THE APPROVAL OF AN AMENDMENT TO THE 2005 RE- Management Against Against DESIGNATED, AMENDED AND RESTATED STOCK INCENTIVE PLAN FOR OFFICERS AND EMPLOYEES OF ASTORIA FINANCIAL CORPORATION. 03 THE APPROVAL, ON A NON-BINDING BASIS, OF THE Management Abstain Against COMPENSATION OF ASTORIA FINANCIAL CORPORATION'S NAMED EXECUTIVE OFFICERS. 04 THE APPROVAL, ON A NON-BINDING BASIS, OF THE Management Abstain Against FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF ASTORIA FINANCIAL CORPORATION'S NAMED EXECUTIVE OFFICERS. 05 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ASTORIA FINANCIAL CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
FRANCO-NEVADA CORPORATION SECURITY 351858105 MEETING TYPE Annual and Special Meeting TICKER SYMBOL FNNVF MEETING DATE 18-May-2011 ISIN CA3518581051 AGENDA 933418801 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 PIERRE LASSONDE For For 2 DAVID HARQUAIL For For 3 DEREK W. EVANS For For 4 GRAHAM FARQUHARSON For For 5 LOUIS GIGNAC For For 6 RANDALL OLIPHANT For For 7 DAVID R. PETERSON For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 TO CONSIDER AND, IF THOUGHT APPROPRIATE, PASS, Management For For WITH OR WITHOUT VARIATION, THE ADVISORY RESOLUTION ON THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION.
PULSE ELECTRONICS CORP SECURITY 74586W106 MEETING TYPE Contested-Annual TICKER SYMBOL PULS MEETING DATE 18-May-2011 ISIN US74586W1062 AGENDA 933419411 - Opposition
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 THE COMPANY'S PROPOSAL TO APPROVE AMENDMENTS Management For For TO ITS ARTICLES OF INCORPORATION AND BY-LAWS TO PROVIDE FOR PLURALITY VOTING IN CONTESTED DIRECTOR ELECTIONS. 02 DIRECTOR Management 1 TIMOTHY E. BROG For For 2 JAMES DENNEDY For For 03 THE COMPANY'S ADVISORY VOTE ON EXECUTIVE Management Abstain For COMPENSATION. OPPOSITION HAS NO RECOMMENDATION FOR THIS PROPOSAL. UNINSTRUCTED SHARES WILL BE CAST AS A VOTE TO "ABSTAIN". 04 THE COMPANY'S ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. OPPOSITION HAS NO RECOMMENDATION FOR THIS PROPOSAL. UNINSTRUCTED SHARES WILL BE CAST AS A VOTE FOR "1 YEAR".
PETROHAWK ENERGY CORPORATION SECURITY 716495106 MEETING TYPE Annual TICKER SYMBOL HK MEETING DATE 18-May-2011 ISIN US7164951060 AGENDA 933425818 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 FLOYD C. WILSON For For 2 GARY A. MERRIMAN For For 3 ROBERT C. STONE, JR. For For 02 APPROVAL OF THE COMPENSATION OF OUR NAMED Management Abstain Against EXECUTIVE OFFICERS. 03 RECOMMENDATION OF THE FREQUENCY OF A Management Abstain Against STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 APPROVAL OF AMENDMENTS TO OUR THIRD AMENDED Management For For AND RESTATED 2004 EMPLOYEE INCENTIVE PLAN. 05 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 52 SILICON IMAGE, INC. SECURITY 82705T102 MEETING TYPE Annual TICKER SYMBOL SIMG MEETING DATE 18-May-2011 ISIN US82705T1025 AGENDA 933431532 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 WILLIAM RADUCHEL For For 2 CAMILLO MARTINO For For 02 VOTE TO AMEND OUR 1999 EMPLOYEE STOCK PURCHASE Management For For PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION 05 VOTE TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
CINEPLEX INC. SECURITY 172454100 MEETING TYPE Annual TICKER SYMBOL CPXGF MEETING DATE 18-May-2011 ISIN CA1724541000 AGENDA 933432281 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 ROBERT BRUCE For For 2 IAN GREENBERG For For 3 SARABJIT MARWAH For For 4 EDWARD SONSHINE For For 5 PHYLLIS YAFFE For For 6 JOAN DEA For For 7 ELLIS JACOB For For 8 ANTHONY MUNK For For 9 ROBERT STEACY For For 02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For AS AUDITORS OF THE CORPORATION AND THE AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION.
THE WET SEAL, INC. SECURITY 961840105 MEETING TYPE Annual TICKER SYMBOL WTSLA MEETING DATE 18-May-2011 ISIN US9618401056 AGENDA 933433954 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 JONATHAN DUSKIN For For 2 SIDNEY M. HORN For For 3 HAROLD D. KAHN For For 4 SUSAN P. MCGALLA For For 5 KENNETH M. REISS For For 6 HENRY D. WINTERSTERN For For 02 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF THE WET SEAL, INC.'S NAMED EXECUTIVE OFFICERS. 03 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Management Abstain Against OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF THE WET SEAL, INC.'S NAMED EXECUTIVE OFFICERS. 04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE WET SEAL, INC. FOR FISCAL 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 53 SCHAWK, INC. SECURITY 806373106 MEETING TYPE Annual TICKER SYMBOL SGK MEETING DATE 18-May-2011 ISIN US8063731066 AGENDA 933434196 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 CLARENCE W. SCHAWK For For 2 DAVID A. SCHAWK For For 3 A. ALEX SARKISIAN, ESQ. For For 4 LEONARD S. CARONIA For For 5 JUDITH W. MCCUE, ESQ. For For 6 HOLLIS W. RADEMACHER For For 7 JOHN T. MCENROE, ESQ. For For 8 MICHAEL G. O'ROURKE For For 9 STANLEY N. LOGAN For For 02 FOR THE APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 FOR THE RE-APPROVAL OF THE PERFORMANCE Management For For MEASURES UNDER THE SCHAWK, INC. 2006 LONG-TERM INCENTIVE PLAN. 05 FOR THE APPROVAL OF THE AMENDED AND RESTATED Management For For EMPLOYEE STOCK PURCHASE PLAN.
OLD NATIONAL BANCORP SECURITY 680033107 MEETING TYPE Annual TICKER SYMBOL ONB MEETING DATE 19-May-2011 ISIN US6800331075 AGENDA 933396928 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 JOSEPH D. BARNETTE, JR. For For 2 ALAN W. BRAUN For For 3 LARRY E. DUNIGAN For For 4 NIEL C. ELLERBROOK For For 5 ANDREW E. GOEBEL For For 6 ROBERT G. JONES For For 7 PHELPS L. LAMBERT For For 8 ARTHUR H. MCELWEE, JR. For For 9 JAMES T. MORRIS For For 10 MARJORIE Z. SOYUGENC For For 11 KELLY N. STANLEY For For 12 LINDA E. WHITE For For 02 APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON Management Abstain Against EXECUTIVE COMPENSATION. 03 APPROVAL OF A NON-BINDING ADVISORY PROPOSAL Management Abstain Against DETERMINING THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF CROWE Management For For HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
STEC, INC. SECURITY 784774101 MEETING TYPE Annual TICKER SYMBOL STEC MEETING DATE 19-May-2011 ISIN US7847741011 AGENDA 933405602 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 MANOUCH MOSHAYEDI For For 2 MARK MOSHAYEDI For For 3 F. MICHAEL BALL For For 4 RAJAT BAHRI For For 5 CHRISTOPHER W. COLPITTS For For 6 KEVIN C. DALY, PH.D. For For 7 MATTHEW L. WITTE For For 02 TO APPROVE AN AMENDMENT TO INCREASE THE SHARE Management Against Against RESERVE UNDER OUR 2010 INCENTIVE AWARD PLAN. 03 TO CONDUCT AN ADVISORY VOTE ON THE COMPENSATION Management Abstain Against OF OUR NAMED EXECUTIVE OFFICERS. 04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 05 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP BY THE BOARD OF DIRECTORS AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 54 WASHINGTON BANKING COMPANY SECURITY 937303105 MEETING TYPE Annual TICKER SYMBOL WBCO MEETING DATE 19-May-2011 ISIN US9373031056 AGENDA 933407036 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 TO APPROVE AN AMENDMENT TO OUR ARTICLES OF Management For For INCORPORATION THAT WOULD DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. 02 DIRECTOR Management 1 JAY T. LIEN#* For For 2 GRAGG E. MILLER# For For 3 ANTHONY B. PICKERING# For For 4 ROBERT T. SEVERNS# For For 5 JOHN L. WAGNER# For For 6 EDWARD J. WALLGREN#* For For 03 TO CONSIDER A RESOLUTION TO APPROVE THE Management Abstain Against COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 04 TO CONSIDER AN ADVISORY VOTE ON HOW OFTEN TO Management Abstain Against HOLD THE NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
FORMFACTOR, INC. SECURITY 346375108 MEETING TYPE Annual TICKER SYMBOL FORM MEETING DATE 19-May-2011 ISIN US3463751087 AGENDA 933411314 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 1 DIRECTOR Management 1 G. CARL EVERETT, JR. For For 2 THOMAS ST. DENNIS For For 2 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 3 AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS FORMFACTOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
THE JONES GROUP INC. SECURITY 48020T101 MEETING TYPE Annual TICKER SYMBOL JNY MEETING DATE 19-May-2011 ISIN US48020T1016 AGENDA 933412431 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 1A ELECTION OF DIRECTOR: WESLEY R. CARD Management For For 1B ELECTION OF DIRECTOR: SIDNEY KIMMEL Management For For 1C ELECTION OF DIRECTOR: MATTHEW H. KAMENS Management For For 1D ELECTION OF DIRECTOR: GERALD C. CROTTY Management For For 1E ELECTION OF DIRECTOR: LOWELL W. ROBINSON Management For For 1F ELECTION OF DIRECTOR: DONNA F. ZARCONE Management For For 1G ELECTION OF DIRECTOR: ROBERT L. METTLER Management For For 1H ELECTION OF DIRECTOR: MARGARET H. GEORGIADIS Management For For 02 RATIFICATION OF BDO USA, LLP AS THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS FOR THE CORPORATION FOR THE YEAR 2011. 03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION. 04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against VOTES ON EXECUTIVE COMPENSATION.
WESTFIELD FINANCIAL, INC. SECURITY 96008P104 MEETING TYPE Annual TICKER SYMBOL WFD MEETING DATE 19-May-2011 ISIN US96008P1049 AGENDA 933416782 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 DONNA J. DAMON For For 2 ROBERT T. CROWLEY, JR. For For 3 PAUL R. POHL For For 4 STEVEN G. RICHTER For For 02 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For COMPANY, P.C. AS WESTFIELD FINANCIAL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 THE CONSIDERATION AND APPROVAL OF A NON-BINDING Management Abstain Against ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 THE CONSIDERATION AND VOTE UPON A NON-BINDING Management Abstain Against ADVISORY PROPOSAL ON THE FREQUENCY OF ADVISORY VOTE CONCERNING COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood SmallCap Equity Fund 55 ZEBRA TECHNOLOGIES CORPORATION SECURITY 989207105 MEETING TYPE Annual TICKER SYMBOL ZBRA MEETING DATE 19-May-2011 ISIN US9892071054 AGENDA 933419524 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 ANDERS GUSTAFSSON For For 2 ANDREW K. LUDWICK For For 02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION 04 TO APPROVE OUR 2011 LONG-TERM INCENTIVE PLAN Management Against Against 05 TO APPROVE OUR 2011 SHORT-TERM INCENTIVE PLAN Management For For 06 TO APPROVE OUR 2011 EMPLOYEE STOCK PURCHASE Management For For PLAN 07 TO RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE Management For For OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR 2011
MORTON'S RESTAURANT GROUP, INC. SECURITY 619430101 MEETING TYPE Annual TICKER SYMBOL MRT MEETING DATE 19-May-2011 ISIN US6194301015 AGENDA 933422139 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 STEPHEN E. PAUL For For 2 DAVID B. PITTAWAY For For 3 DIANNE H. RUSSELL For For 4 ZANE TANKEL For For 02 PROPOSAL TO RATIFY THE RE-APPOINTMENT OF KPMG Management For For LLP AS THE COMPANY'S INDEPENDENT AUDITORS. 03 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For VOTE.
NEWPORT BANCORP, INC. SECURITY 651754103 MEETING TYPE Annual TICKER SYMBOL NFSB MEETING DATE 19-May-2011 ISIN US6517541032 AGENDA 933423511 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 PETER T. CROWLEY For For 2 MICHAEL J. HAYES For For 3 ARTHUR H. LATHROP For For 4 KATHLEEN A. NEALON For For 02 THE RATIFICATION OF THE APPOINTMENT OF WOLF & Management For For COMPANY, P.C. AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEWPORT BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
KEY ENERGY SERVICES, INC. SECURITY 492914106 MEETING TYPE Annual TICKER SYMBOL KEG MEETING DATE 19-May-2011 ISIN US4929141061 AGENDA 933423713 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------------------------- --------- ----------- ------------- 01 DIRECTOR Management 1 WILLIAM D. FERTIG For For 2 ROBERT K. REEVES For For 3 J. ROBINSON WEST For For 02 TO RATIFY THE APPOINTMENT BY THE BOARD OF Management For For DIRECTORS OF GRANT THORNTON LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 TO RECOMMEND, ON AN ADVISORY BASIS, THE Management Abstain Against FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 56 GAMCO Westwood SmallCap Equity Fund VEECO INSTRUMENTS INC. SECURITY 922417100 MEETING TYPE Annual TICKER SYMBOL VECO MEETING DATE 19-May-2011 ISIN US9224171002 AGENDA 933425452 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------------- ------- ----------- 01 DIRECTOR Management 1 THOMAS GUTIERREZ For For 2 GORDON HUNTER For For 3 PETER J. SIMONE For For 02 APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 03 THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 04 APPROVAL OF THE VEECO MANAGEMENT BONUS PLAN. Management For For 05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
GOODRICH PETROLEUM CORPORATION SECURITY 382410405 MEETING TYPE Annual TICKER SYMBOL GDP MEETING DATE 19-May-2011 ISIN US3824104059 AGENDA 933425666 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------------- ------- ----------- 01 DIRECTOR Management 1 JOSIAH T. AUSTIN For For 2 PETER GOODSON For For 3 GENE WASHINGTON For For 02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011. 03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 05 PROPOSAL TO APPROVE THE FIRST AMENDMENT TO THE Management For For 2006 LONG-TERM INCENTIVE PLAN. 06 PROPOSAL TO REAPPROVE THE MATERIAL TERMS OF THE Management For For 2006 LONG-TERM INCENTIVE PLAN FOR PURPOSES OF COMPLYING WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE.
MEADOWBROOK INSURANCE GROUP, INC. SECURITY 58319P108 MEETING TYPE Annual TICKER SYMBOL MIG MEETING DATE 19-May-2011 ISIN US58319P1084 AGENDA 933427242 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ------------------ ------- ----------- 01 DIRECTOR Management 1 ROBERT H. NAFTALY For For 2 ROBERT W. STURGIS For For 3 BRUCE E. THAL For For 4 JEFFREY A. MAFFETT For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADVISORY VOTE ON THE COMPENSATION OF THE NAMED Management Abstain Against EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER Management Abstain Against VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
WABASH NATIONAL CORPORATION SECURITY 929566107 MEETING TYPE Annual TICKER SYMBOL WNC MEETING DATE 19-May-2011 ISIN US9295661071 AGENDA 933429614 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: RICHARD J. GIROMINI Management For For 1B ELECTION OF DIRECTOR: MARTIN C. JISCHKE Management For For 1C ELECTION OF DIRECTOR: JAMES D. KELLY Management For For 1D ELECTION OF DIRECTOR: JOHN E. KUNZ Management For For 1E ELECTION OF DIRECTOR: LARRY J. MAGEE Management For For 1F ELECTION OF DIRECTOR: SCOTT K. SORENSEN Management For For 02 TO APPROVE THE WABASH NATIONAL CORPORATION 2011 Management Against Against OMNIBUS INCENTIVE PLAN. 03 TO APPROVE THE COMPENSATION OF OUR EXECUTIVE Management Abstain Against OFFICERS. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF ADVISORY VOTES ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. 05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For WABASH NATIONAL CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 57 GAMCO Westwood SmallCap Equity Fund ULTRA CLEAN HOLDINGS, INC. SECURITY 90385V107 MEETING TYPE Annual TICKER SYMBOL UCTT MEETING DATE 19-May-2011 ISIN US90385V1070 AGENDA 933438980 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ------------------- ------- ----------- 01 DIRECTOR Management 1 SUSAN H. BILLAT For For 2 JOHN CHENAULT For For 3 CLARENCE L. GRANGER For For 4 DAVID T. IBNALE For For 5 LEONID MEZHVINSKY For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ULTRA CLEAN HOLDINGS, INC. FOR FISCAL 2011. 03 TO APPROVE, BY AN ADVISORY VOTE, THE Management Abstain Against COMPENSATION OF ULTRA CLEAN'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS. 04 TO RECOMMEND, BY AN ADVISORY VOTE, THE Management Abstain Against FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
SUPERIOR INDUSTRIES INTERNATIONAL, INC. SECURITY 868168105 MEETING TYPE Annual TICKER SYMBOL SUP MEETING DATE 20-May-2011 ISIN US8681681057 AGENDA 933400361 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------- ------- ----------- 01 DIRECTOR Management 1 LOUIS L. BORICK For For 2 STEVEN J. BORICK For For 3 FRANCISCO S. URANGA For For 02 APPROVAL OF THE CEO ANNUAL INCENTIVE Management For For PERFORMANCE PLAN. 03 APPROVAL OF EXECUTIVE COMPENSATION ON AN Management Abstain Against ADVISORY BASIS. 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 05 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE Shareholder Against For VOTING STANDARD FOR DIRECTOR ELECTIONS.
SUPERIOR ENERGY SERVICES, INC. SECURITY 868157108 MEETING TYPE Annual TICKER SYMBOL SPN MEETING DATE 20-May-2011 ISIN US8681571084 AGENDA 933429727 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------------------- ------- ----------- 01 DIRECTOR Management 1 HAROLD J. BOUILLION For For 2 ENOCH L. DAWKINS For For 3 DAVID D. DUNLAP For For 4 JAMES M. FUNK For For 5 TERENCE E. HALL For For 6 E.E. "WYN" HOWARD, III For For 7 JUSTIN L. SULLIVAN For For 02 APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION Management Abstain Against OF OUR NAMED EXECUTIVE OFFICERS. 03 RECOMMEND, BY AN ADVISORY VOTE, THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 05 ADOPT THE PROPOSED 2011 STOCK INCENTIVE PLAN. Management Against Against
ROVI CORPORATION SECURITY 779376102 MEETING TYPE Annual TICKER SYMBOL ROVI MEETING DATE 24-May-2011 ISIN US7793761021 AGENDA 933409319 - Management
FOR/AGAINST TEM PROPOSAL TYPE VOTE MANAGEMENT --- -------------------------------------------------- ---------------------- ------- ----------- 01 DIRECTOR Management 1 ALFRED J. AMOROSO For For 2 ALAN L. EARHART For For 3 ANDREW K. LUDWICK For For 4 JAMES E. MEYER For For 5 JAMES P. O'SHAUGHNESSY For For 6 RUTHANN QUINDLEN For For 02 APPROVAL OF THE AMENDMENT TO THE 2008 EQUITY Management For For INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 04 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against COMPENSATION. 05 APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY Management Abstain Against OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 58 GAMCO Westwood SmallCap Equity Fund TREDEGAR CORPORATION SECURITY 894650100 MEETING TYPE Annual TICKER SYMBOL TG MEETING DATE 24-May-2011 ISIN US8946501009 AGENDA 933417417 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------------------- ------- ----------- 01 DIRECTOR Management 1 GEORGE C. FREEMAN, III Withheld Against 2 GEORGE A. NEWBILL Withheld Against 3 THOMAS G. SLATER, JR. Withheld Against 4 R. GREGORY WILLIAMS Withheld Against 02 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against COMPENSATION 03 FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE Management Abstain Against OFFICER COMPENSATION 04 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
S1 CORPORATION SECURITY 78463B101 MEETING TYPE Annual TICKER SYMBOL SONE MEETING DATE 24-May-2011 ISIN US78463B1017 AGENDA 933418077 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------------- ------- ----------- 01 DIRECTOR Management 1 RAM GUPTA For For 2 GREGORY J. OWENS For For 02 RATIFY THE APPOINTMENT OF AN INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Management Abstain Against EXECUTIVE COMPENSATION.
PRGX GLOBAL, INC. SECURITY 69357C503 MEETING TYPE Annual TICKER SYMBOL PRGX MEETING DATE 24-May-2011 ISIN US69357C5031 AGENDA 933424272 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------------------- ------- ----------- 01 DIRECTOR Management 1 DAVID A. COLE* For For 2 PHILLIP J MAZZILLI, JR* For For 3 ARCHELLE G. FELDSHON* For For 4 PATRICK M. BYRNE** For For 02 RATIFICATION OF APPOINTMENT OF BDO USA, LLP AS Management For For PRGX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 FREQUENCY OF FUTURE ADVISORY VOTES ON THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
OMNICELL, INC. SECURITY 68213N109 MEETING TYPE Annual TICKER SYMBOL OMCL MEETING DATE 24-May-2011 ISIN US68213N1090 AGENDA 933425577 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------------------- ------- ----------- 01 DIRECTOR Management 1 RANDY D. LINDHOLM For For 2 SARA J. WHITE For For 3 WILLIAM H. YOUNGER, JR. For For 02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against EXECUTIVE COMPENSATION. 03 FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against FREQUENCY OF SOLICITATION OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. 04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 59 GAMCO Westwood SmallCap Equity Fund SECURITY 421906108 MEETING TYPE Annual TICKER SYMBOL HCSG MEETING DATE 24-May-2011 ISIN US4219061086 AGENDA 933431708 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------- ------- ----------- 01 DIRECTOR Management 1 DANIEL P. MCCARTNEY For For 2 JOSEPH F. MCCARTNEY For For 3 ROBERT L. FROME For For 4 ROBERT J. MOSS For For 5 JOHN M. BRIGGS For For 6 DINO D. OTTAVIANO For For 7 THEODORE WAHL For For 8 MICHAEL E. MCBRYAN For For 9 DIANE S. CASEY For For 02 TO APPROVE AND RATIFY THE SELECTION OF GRANT Management For For THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 04 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against SHAREHOLDER ADVICE ON EXECUTIVE COMPENSATION.
OMNICARE, INC. SECURITY 681904108 MEETING TYPE Annual TICKER SYMBOL OCR MEETING DATE 24-May-2011 ISIN US6819041087 AGENDA 933436657 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JOHN FIGUEROA Management For For 1B ELECTION OF DIRECTOR: STEVEN J. HEYER Management For For 1C ELECTION OF DIRECTOR: ANDREA R. LINDELL Management For For 1D ELECTION OF DIRECTOR: JAMES D. SHELTON Management For For 1E ELECTION OF DIRECTOR: AMY WALLMAN Management For For 02 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 03 VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF AN Management Abstain Against ADVISORY STOCKHOLDER VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 RATIFICATION OF THE APPOINTMENT OF THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. TTM TECHNOLOGIES, INC. SECURITY 87305R109 MEETING TYPE Annual TICKER SYMBOL TTMI MEETING DATE 24-May-2011 ISIN US87305R1095 AGENDA 933436710 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------ ------- ----------- 01 DIRECTOR Management 1 KENTON K. ALDER For For 2 PHILIP G. FRANKLIN For For 3 JACQUES S. GANSLER For For 02 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against COMPANY'S NAMED EXECUTIVE OFFICERS 03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 04 THE RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 05 THE RE-APPROVAL OF THE MATERIAL TERMS OF THE Management For For PERFORMANCE GOALS UNDER THE COMPANY'S 2006 INCENTIVE COMPENSATION PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE 06 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF ITS COMMON STOCK FROM 100,000,000 TO 200,000,000
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 60 GAMCO Westwood SmallCap Equity Fund WILLIAMS-SONOMA, INC. SECURITY 969904101 MEETING TYPE Annual TICKER SYMBOL WSM MEETING DATE 25-May-2011 ISIN US9699041011 AGENDA 933414675 - Management
FOR/AGAINST ITEM PROPOSAL TYPE OTE MANAGEMENT ---- ---------------------------------------------- ------------------- ------- ----------- 1 DIRECTOR Management 1 LAURA J. ALBER For For 2 ADRIAN D.P. BELLAMY For For 3 PATRICK J. CONNOLLY For For 4 ADRIAN T. DILLON For For 5 ANTHONY A. GREENER For For 6 TED W. HALL For For 7 MICHAEL R. LYNCH For For 8 SHARON L. MCCOLLAM For For 2 OUR REINCORPORATION FROM CALIFORNIA TO DELAWARE Management For For 3 THE AMENDMENT AND RESTATEMENT OF THE WILLIAMS- Management Against Against SONOMA, INC. 2001 LONG-TERM INCENTIVE PLAN 4 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 5 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION 6 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 29, 2012
THORATEC CORPORATION SECURITY 885175307 MEETING TYPE Annual TICKER SYMBOL THOR MEETING DATE 25-May-2011 ISIN US8851753074 AGENDA 933415766 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------ ------- ----------- 01 DIRECTOR Management 1 NEIL F. DIMICK For For 2 GERHARD F. BURBACH For For 3 J. DANIEL COLE For For 4 STEVEN H. COLLIS For For 5 ELISHA W. FINNEY For For 6 D. KEITH GROSSMAN For For 7 PAUL A. LAVIOLETTE For For 8 DANIEL M. MULVENA For For 02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against EXECUTIVE OFFICERS 03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011
FIDELITY NATIONAL FINANCIAL, INC SECURITY 31620R105 MEETING TYPE Annual TICKER SYMBOL FNF MEETING DATE 25-May-2011 ISIN US31620R1059 AGENDA 933416732 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------- ------- ----------- 01 DIRECTOR Management 1 WILLIAM P. FOLEY, II For For 2 DOUGLAS K. AMMERMAN For For 3 THOMAS M. HAGERTY For For 4 PETER O. SHEA, JR. For For 02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management Against Against FIDELITY NATIONAL FINANCIAL, INC. AMENDED AND RESTATED 2005 OMNIBUS INCENTIVE PLAN. 03 TO APPROVE THE MATERIAL TERMS OF THE FIDELITY Management For For NATIONAL FINANCIAL, INC. ANNUAL INCENTIVE PLAN IN ORDER FOR SUCH PLAN TO GRANT AWARDS THAT CAN QUALIFY AS PERFORMANCE-BASED COMPENSATION FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. 04 TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. 05 TO SELECT ON A NON-BINDING ADVISORY BASIS THE Management Abstain Against FREQUENCY (ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH WE WILL SOLICIT FUTURE NON-BINDING ADVISORY VOTES ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. 06 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
AOL INC. SECURITY 00184X105 MEETING TYPE Annual TICKER SYMBOL AOL MEETING DATE 25-May-2011 ISIN US00184X1054 AGENDA 933419106 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1 ELECTION OF DIRECTOR: TIM ARMSTRONG Management For For 2 ELECTION OF DIRECTOR: RICHARD DALZELL Management For For 3 ELECTION OF DIRECTOR: KAREN DYKSTRA Management For For 4 ELECTION OF DIRECTOR: ALBERTO IBARGUEN Management For For 5 ELECTION OF DIRECTOR: SUSAN LYNE Management For For 6 ELECTION OF DIRECTOR: PATRICIA MITCHELL Management For For 7 ELECTION OF DIRECTOR: FREDRIC REYNOLDS Management For For 8 ELECTION OF DIRECTOR: JAMES STENGEL Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 61 GAMCO Westwood SmallCap Equity Fund FEDERAL-MOGUL CORPORATION SECURITY 313549404 MEETING TYPE Annual TICKER SYMBOL FDML MEETING DATE 25-May-2011 ISIN US3135494041 AGENDA 933419651 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------- ------- ----------- 01 DIRECTOR Management 1 CARL C. ICAHN For For 2 JOSE MARIA ALAPONT For For 3 GEORGE FELDENKREIS For For 4 VINCENT J. INTRIERI For For 5 J. MICHAEL LAISURE For For 6 SAMUEL J. MERKSAMER For For 7 DANIEL A. NINIVAGGI For For 8 DAVID S. SCHECHTER For For 9 NEIL S. SUBIN For For 10 JAMES H. VANDENBERGHE For For 02 AN ADVISORY, NON-BINDING VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 03 TO RECOMMEND, BY AN ADVISORY, NON-BINDING VOTE, Management Abstain Against THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
ATMI, INC. SECURITY 00207R101 MEETING TYPE Annual TICKER SYMBOL ATMI MEETING DATE 25-May-2011 ISIN US00207R1014 AGENDA 933420301 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------------- ------- ----------- 1 DIRECTOR Management 1 MARK A. ADLEY For For 2 EUGENE G. BANUCCI For For 2 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against EXECUTIVE OFFICERS 3 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 4 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM
PLX TECHNOLOGY, INC. SECURITY 693417107 MEETING TYPE Annual TICKER SYMBOL PLXT MEETING DATE 25-May-2011 ISIN US6934171074 AGENDA 933440579 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------ ------- ----------- 01 DIRECTOR Management 1 MICHAEL J. SALAMEH For For 2 D. JAMES GUZY For For 3 JOHN H. HART For For 4 ROBERT H. SMITH For For 5 THOMAS RIORDAN For For 6 PATRICK VERDERICO For For 7 RALPH H. SCHMITT For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2008 Management For For EQUITY INCENTIVE PLAN TO ADD 2,300,000 SHARES TO THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER. 03 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION. 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 62 GAMCO Westwood SmallCap Equity Fund DYNAMIC MATERIALS CORPORATION SECURITY 267888105 MEETING TYPE Annual TICKER SYMBOL BOOM MEETING DATE 26-May-2011 ISIN US2678881051 AGENDA 933417950 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------ ------- ----------- 01 DIRECTOR Management 1 DEAN K. ALLEN For For 2 YVON PIERRE CARIOU For For 3 ROBERT A. COHEN For For 4 JAMES J. FERRIS For For 5 RICHARD P. GRAFF For For 6 BERNARD HUEBER For For 7 GERARD MUNERA For For 8 ROLF ROSPEK For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE THE NON-BINDING, ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 04 TO APPROVE THE NON-BINDING, ADVISORY VOTE ON THE Management Abstain Against FREQUENCY OF THE NON-BINDING, ADVISORY VOTE ON EXECUTIVE COMPENSATION.
THE NAVIGATORS GROUP, INC. SECURITY 638904102 MEETING TYPE Annual TICKER SYMBOL NAVG MEETING DATE 26-May-2011 ISIN US6389041020 AGENDA 933419093 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------- ------- ----------- 01 DIRECTOR Management 1 H.J. MERVYN BLAKENEY For For 2 TERENCE N. DEEKS For For 3 W. THOMAS FORRESTER For For 4 STANLEY A. GALANSKI For For 5 GEOFFREY E. JOHNSON For For 6 JOHN F. KIRBY For For 7 ROBERT V. MENDELSOHN For For 8 MARJORIE D. RAINES For For 9 JANICE C. TOMLINSON For For 10 MARC M. TRACT For For 02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION. 03 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Management Abstain Against FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. 04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
THE NASDAQ OMX GROUP, INC. SECURITY 631103108 MEETING TYPE Annual TICKER SYMBOL NDAQ MEETING DATE 26-May-2011 ISIN US6311031081 AGENDA 933423434 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: URBAN BACKSTROM Management For For 1B ELECTION OF DIRECTOR: H. FURLONG BALDWIN Management For For 1C ELECTION OF DIRECTOR: MICHAEL CASEY Management For For 1D ELECTION OF DIRECTOR: BORJE EKHOLM Management For For 1E ELECTION OF DIRECTOR: LON GORMAN Management For For 1F ELECTION OF DIRECTOR: ROBERT GREIFELD Management For For 1G ELECTION OF DIRECTOR: GLENN H. HUTCHINS Management For For 1H ELECTION OF DIRECTOR: BIRGITTA KANTOLA Management For For 1I ELECTION OF DIRECTOR: ESSA KAZIM Management For For 1J ELECTION OF DIRECTOR: JOHN D. MARKESE Management For For 1K ELECTION OF DIRECTOR: HANS MUNK NIELSEN Management For For 1L ELECTION OF DIRECTOR: THOMAS F. O'NEILL Management For For 1M ELECTION OF DIRECTOR: JAMES S. RIEPE Management For For 1N ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Management For For 1O ELECTION OF DIRECTOR: LARS WEDENBORN Management For For 1P ELECTION OF DIRECTOR: DEBORAH L. WINCE-SMITH Management For For 2 RATIFY APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM. 3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 4 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 63 GAMCO Westwood SmallCap Equity Fund GRAFTECH INTERNATIONAL LTD. SECURITY 384313102 MEETING TYPE Annual TICKER SYMBOL GTI MEETING DATE 26-May-2011 ISIN US3843131026 AGENDA 933429690 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 RANDY W. CARSON For For 2 MARY B. CRANSTON For For 3 HAROLD E. LAYMAN For For 4 FERRELL P. MCCLEAN For For 5 NATHAN MILIKOWSKY For For 6 MICHAEL C. NAHL For For 7 STEVEN R. SHAWLEY For For 8 CRAIG S. SHULAR For For 02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against EXECUTIVE COMPENSATION. 03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Management Abstain Against HOW FREQUENTLY WE WILL HAVE FUTURE ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION - EVERY ONE, TWO OR THREE YEARS. 04 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011.
KINDRED HEALTHCARE, INC. SECURITY 494580103 MEETING TYPE Annual TICKER SYMBOL KND MEETING DATE 26-May-2011 ISIN US4945801037 AGENDA 933450176 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------ ----------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF FEBRUARY 7, 2011, AMONG KINDRED HEALTHCARE, INC., KINDRED HEALTHCARE DEVELOPMENT, INC. AND REHABCARE GROUP, INC. 2A ELECTION OF DIRECTOR: EDWARD L. KUNTZ Management For For 2B ELECTION OF DIRECTOR: JOEL ACKERMAN Management For For 2C ELECTION OF DIRECTOR: ANN C. BERZIN Management For For 2D ELECTION OF DIRECTOR: JONATHAN D. BLUM Management For For 2E ELECTION OF DIRECTOR: THOMAS P. COOPER, M.D. Management For For 2F ELECTION OF DIRECTOR: PAUL J. DIAZ Management For For 2G ELECTION OF DIRECTOR: ISAAC KAUFMAN Management For For 2H ELECTION OF DIRECTOR: FREDERICK J. KLEISNER Management For For 2I ELECTION OF DIRECTOR: EDDY J. ROGERS, JR. Management For For 2J ELECTION OF DIRECTOR: PHYLLIS R. YALE Management For For 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS KINDRED'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Management Abstain Against KINDRED'S EXECUTIVE COMPENSATION PROGRAM. 05 AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against STOCKHOLDER ADVISORY VOTES ON KINDRED'S EXECUTIVE COMPENSATION PROGRAM. 06 PROPOSAL TO APPROVE THE KINDRED 2011 STOCK Management Against Against INCENTIVE PLAN. 07 PROPOSAL TO APPROVE ADJOURNMENTS OR Management For For POSTPONEMENTS OF THE KINDRED ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE KINDRED ANNUAL MEETING TO APPROVE THE MERGER.
VISHAY INTERTECHNOLOGY, INC. SECURITY 928298108 MEETING TYPE Annual TICKER SYMBOL VSH MEETING DATE 01-Jun-2011 ISIN US9282981086 AGENDA 933421240 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 ELIYAHU HURVITZ For For 2 DR. ABRAHAM LUDOMIRSKI For For 3 WAYNE M. ROGERS For For 4 RONALD RUZIC For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For VISHAY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. 03 THE ADVISORY APPROVAL OF THE COMPENSATION OF THE Management Abstain Against COMPANY'S EXECUTIVE OFFICERS. 04 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION Management Abstain Against OF THE COMPANY'S EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 64 GAMCO Westwood SmallCap Equity Fund DYNAMICS RESEARCH CORPORATION SECURITY 268057106 MEETING TYPE Annual TICKER SYMBOL DRCO MEETING DATE 01-Jun-2011 ISIN US2680571062 AGENDA 933421391 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 JAMES P. REGAN For For 2 RICHARD G. TENNANT For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION.
THE CHEESECAKE FACTORY INCORPORATED SECURITY 163072101 MEETING TYPE Annual TICKER SYMBOL CAKE MEETING DATE 01-Jun-2011 ISIN US1630721017 AGENDA 933423410 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: DAVID OVERTON Management For For 1B ELECTION OF DIRECTOR: ALLEN J. BERNSTEIN Management For For 1C ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO Management For For 1D ELECTION OF DIRECTOR: THOMAS L. GREGORY Management For For 1E ELECTION OF DIRECTOR: JEROME I. KRANSDORF Management For For 1F ELECTION OF DIRECTOR: DAVID B. PITTAWAY Management For For 1G ELECTION OF DIRECTOR: HERBERT SIMON Management For For 02 TO APPROVE THE AMENDMENT TO THE 2010 STOCK Management Against Against INCENTIVE PLAN TO INCREASE AUTHORIZED SHARES. 03 TO RATIFY OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011, ENDING JANUARY 3, 2012. 04 TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY Management Abstain Against RESOLUTION ON EXECUTIVE COMPENSATION. 05 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
FTI CONSULTING, INC. SECURITY 302941109 MEETING TYPE Annual TICKER SYMBOL FCN MEETING DATE 01-Jun-2011 ISIN US3029411093 AGENDA 933427141 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 MARK H. BEREY For For 2 JACK B. DUNN, IV For For 3 GERARD E. HOLTHAUS For For 02 APPROVE THE AMENDMENT TO THE CHARTER OF THE Management For For COMPANY TO DECLASSIFY THE BOARD OF DIRECTORS AS CONTEMPLATED BY THE ARTICLES OF AMENDMENT 03 APPROVE THE 2011 FTI CONSULTING, INC. INCENTIVE Management For For COMPENSATION PLAN 04 RATIFY THE RETENTION OF KPMG LLP AS FTI CONSULTING, Management For For INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 05 APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS 06 CONDUCT AN ADVISORY (NON-BINDING) VOTE ON Management Abstain Against WHETHER TO HOLD FUTURE ADVISORY (NON-BINDING) VOTES ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS OR ABSTAIN
CALLIDUS SOFTWARE INC. SECURITY 13123E500 MEETING TYPE Annual TICKER SYMBOL CALD MEETING DATE 01-Jun-2011 ISIN US13123E5006 AGENDA 933435504 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 WILLIAM B. BINCH For For 2 MICHELE VION For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE THE RESOLUTION APPROVING THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 TO RECOMMEND ONE OF THE FOLLOWING OPTIONS FOR Management Abstain Against THE FREQUENCY OF FUTURE SHAREHOLDER VOTES TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 65 GAMCO Westwood SmallCap Equity Fund SAKS INCORPORATED SECURITY 79377W108 MEETING TYPE Annual TICKER SYMBOL SKS MEETING DATE 01-Jun-2011 ISIN US79377W1080 AGENDA 933441230 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------------- ------ ----------- 01 DIRECTOR Management 1 ROBERT B. CARTER For For 2 DONALD E. HESS For For 3 JERRY W. LEVIN For For 4 MICHAEL S. GROSS For For 5 NORA P. MCANIFF For For 6 STEPHEN I. SADOVE For For 02 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Management Abstain Against COMPENSATION. 04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING FOR Shareholder Against For THE ELECTION OF DIRECTORS.
MDC PARTNERS INC. SECURITY 552697104 MEETING TYPE Annual TICKER SYMBOL MDCA MEETING DATE 01-Jun-2011 ISIN CA5526971042 AGENDA 933449781 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 MILES S. NADAL For For 2 ROBERT J. KAMERSCHEN For For 3 CLARE COPELAND For For 4 THOMAS N. DAVIDSON For For 5 SCOTT L. KAUFFMAN For For 6 MICHAEL J.L. KIRBY For For 7 STEPHEN M. PUSTIL For For 02 A RESOLUTION APPOINTING BDO USA, LLP TO ACT AS Management For For AUDITORS OF MDC PARTNERS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. 03 A RESOLUTION APPROVING THE COMPANY'S 2011 STOCK Management Against Against INCENTIVE PLAN. 04 A NON-BINDING ADVISORY RESOLUTION ON THE Management Withheld Against COMPANY'S EXECUTIVE COMPENSATION. 05 WITH RESPECT TO A NON-BINDING RESOLUTION ON THE Management Abstain Against FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.
FBR CAPITAL MARKETS CORPORATION SECURITY 30247C301 MEETING TYPE Annual TICKER SYMBOL FBCM MEETING DATE 01-Jun-2011 ISIN US30247C3016 AGENDA 933449806 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 REENA AGGARWAL For For 2 ERIC F. BILLINGS For For 3 RICHARD J. HENDRIX For For 4 THOMAS J. HYNES, JR. For For 5 ADAM J. KLEIN For For 6 RICHARD A. KRAEMER For For 7 RALPH S. MICHAEL, III For For 8 THOMAS S. MURPHY, JR. For For 9 ARTHUR J. REIMERS For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For AMENDED AND RESTATED ARTICLES OF INCORPORATION TO CHANGE THE COMPANY'S CORPORATE NAME FROM "FBR CAPITAL MARKETS CORPORATION" TO "FBR & CO." 03 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Management For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 SHARES THE MAXIMUM NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER. 04 TO CONSIDER A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. 05 TO CONSIDER A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against FREQUENCY OF THE FUTURE NON-BINDING ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 06 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 66 GAMCO Westwood SmallCap Equity Fund TITAN MACHINERY, INC. SECURITY 88830R101 MEETING TYPE Annual TICKER SYMBOL TITN MEETING DATE 02-Jun-2011 ISIN US88830R1014 AGENDA 933443640 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 TONY CHRISTIANSON For For 2 JAMES IRWIN For For 3 THEODORE WRIGHT For For 02 RATIFY APPOINTMENT OF EIDE BAILLY LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. 03 AN ADVISORY NON-BINDING VOTE TO APPROVE THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 AN ADVISORY NON-BINDING VOTE ON THE FREQUENCY OF Management Abstain Against AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 AMEND THE TITAN MACHINERY INC. 2005 EQUITY Management For For INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT THEREUNDER TO 1,500,000.
ICF INTERNATIONAL, INC. SECURITY 44925C103 MEETING TYPE Annual TICKER SYMBOL ICFI MEETING DATE 03-Jun-2011 ISIN US44925C1036 AGENDA 933434312 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 DR. EDWARD H. BERSOFF For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNT- RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Management Abstain Against OVERALL PAY-FOR-PERFORMANCE EXECUTIVE COMPENSATION PROGRAM - APPROVE, BY NON-BINDING VOTE, THE COMPANY'S OVERALL EXECUTIVE COMPENSATION PROGRAM, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND THE RELATED NARRATIVES AND OTHER MATERIALS IN THE PROXY STATEMENT. 04 ADVISORY VOTE ON FREQUENCY OF SAY ON PAY VOTES - Management Abstain Against TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES.
VCA ANTECH, INC. SECURITY 918194101 MEETING TYPE Annual TICKER SYMBOL WOOF MEETING DATE 06-Jun-2011 ISIN US9181941017 AGENDA 933431671 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 JOHN B. CHICKERING, JR. For For 2 JOHN HEIL For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. 03 RE-APPROVAL OF THE MATERIAL TERMS OF THE Management For For PERFORMANCE GOALS UNDER THE VCA ANTECH, INC. 2006 EQUITY INCENTIVE PLAN. 04 RE-APPROVAL OF THE MATERIAL TERMS OF THE Management For For PERFORMANCE GOALS UNDER THE VCA ANTECH, INC. 2007 CASH INCENTIVE PLAN. 05 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against OUR NAMED EXECUTIVE OFFICERS. 06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Management Abstain Against FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ALLIANCE DATA SYSTEMS CORPORATION SECURITY 018581108 MEETING TYPE Annual TICKER SYMBOL ADS MEETING DATE 07-Jun-2011 ISIN US0185811082 AGENDA 933436772 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 1 DIRECTOR Management 1 BRUCE K. ANDERSON For For 2 ROGER H. BALLOU For For 3 E. LINN DRAPER, JR. For For 2 APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against 3 APPROVAL OF THE FREQUENCY OF AN ADVISORY VOTE Management Abstain Against ON EXECUTIVE COMPENSATION. 4 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR 2011.
CENTURY ALUMINUM COMPANY SECURITY 156431108 MEETING TYPE Annual TICKER SYMBOL CENX MEETING DATE 07-Jun-2011 ISIN US1564311082 AGENDA 933437875 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ------ ----------- 01 DIRECTOR Management 1 STEVEN BLUMGART For For 2 STEVEN KALMIN For For 3 TERENCE WILKINSON For For 2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 TO APPROVE, ON AN ADVISORY BASIS, A RESOLUTION ON Management Abstain Against EXECUTIVE COMPENSATION. 4 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF Management Abstain Against FUTURE VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 67 GAMCO Westwood SmallCap Equity Fund ULTRALIFE CORPORATION - NEWARK, NY SECURITY 903899102 MEETING TYPE Annual TICKER SYMBOL ULBI MEETING DATE 07-Jun-2011 ISIN US9038991025 AGENDA 933439095 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 STEVEN M. ANDERSON For For 2 PATRICIA C. BARRON For For 3 JAMES A. CROCE For For 4 MICHAEL D. POPIELEC For For 5 THOMAS L. SAELI For For 6 ROBERT W. SHAW II For For 7 RANJIT C. SINGH For For 8 BRADFORD T. WHITMORE For For 02 TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION. 03 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 TO APPROVE AN AMENDMENT TO OUR AMENDED AND Management Against Against RESTATED 2004 LONG-TERM INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN AND AN AMENDMENT TO THE ANNUAL LIMITATION SET FORTH IN THE PLAN. 05 TO RATIFY THE SELECTION OF BDO USA, LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
GEORESOURCES, INC. SECURITY 372476101 MEETING TYPE Annual TICKER SYMBOL GEOI MEETING DATE 07-Jun-2011 ISIN US3724761016 AGENDA 933446470 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------ ----------- 01 DIRECTOR Management 1 FRANK A. LODZINSKI For For 2 COLLIS P. CHANDLER, III For For 3 JAY F. JOLIAT For For 4 BRYANT W. SEAMAN, III For For 5 MICHAEL A. VLASIC For For 6 NICK L. VOLLER For For 7 DONALD J. WHELLEY For For 02 AMENDMENT TO THE GEORESOURCES 2004 AMENDED AND Management Against Against RESTATED EMPLOYEES' STOCK INCENTIVE PLAN. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION.
PATTERSON-UTI ENERGY, INC. SECURITY 703481101 MEETING TYPE Annual TICKER SYMBOL PTEN MEETING DATE 08-Jun-2011 ISIN US7034811015 AGENDA 933429866 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 MARK S. SIEGEL For For 2 KENNETH N. BERNS For For 3 CHARLES O. BUCKNER For For 4 CURTIS W. HUFF For For 5 TERRY H. HUNT For For 6 KENNETH R. PEAK For For 7 CLOYCE A. TALBOTT For For 02 APPROVAL OF THE MATERIAL TERMS OF THE Management For For PERFORMANCE CRITERIA UNDER PATTERSON-UTI'S LONG- TERM INCENTIVE PLAN. 03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PATTERSON- UTI FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 68 GAMCO Westwood SmallCap Equity Fund EDGEWATER TECHNOLOGY, INC. SECURITY 280358102 MEETING TYPE Annual TICKER SYMBOL EDGW MEETING DATE 08-Jun-2011 ISIN US2803581022 AGENDA 933440062 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 1 DIRECTOR Management 1 SHIRLEY SINGLETON For For 2 WAYNE WILSON For For 3 PAUL E. FLYNN For For 4 PAUL GUZZI For For 5 NANCY L. LEAMING For For 6 MICHAEL R. LOEB For For 7 DANIEL O'CONNELL For For 2 TO APPROVE THE PROPOSED AMENDMENT TO THE Management For For EDGEWATER TECHNOLOGY, INC. 2008 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AUTHORIZED SHARES UNDER THE PLAN FROM 500,000 TO 1,200,000 3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against EXECUTIVE COMPENSATION 4 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION 5 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Management For For INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011
CHECKPOINT SYSTEMS, INC. SECURITY 162825103 MEETING TYPE Annual TICKER SYMBOL CKP MEETING DATE 08-Jun-2011 ISIN US1628251035 AGENDA 933442131 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------------- ------ ----------- 01 DIRECTOR Management 1 HARALD EINSMANN* For For 2 JACK W. PARTRIDGE* For For 3 R.P. VAN DER MERWE* For For 4 JULIE S. ENGLAND# For For 02 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION. 03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. 04 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS ("PWC") AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 25, 2011.
STAGE STORES, INC. SECURITY 85254C305 MEETING TYPE Annual TICKER SYMBOL SSI MEETING DATE 09-Jun-2011 ISIN US85254C3051 AGENDA 933428357 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: ALAN BAROCAS Management For For 1B ELECTION OF DIRECTOR: MICHAEL GLAZER Management For For 1C ELECTION OF DIRECTOR: GABRIELLE GREEN Management For For 1D ELECTION OF DIRECTOR: ANDREW HALL Management For For 1E ELECTION OF DIRECTOR: EARL HESTERBERG Management For For 1F ELECTION OF DIRECTOR: WILLIAM MONTGORIS Management For For 1G ELECTION OF DIRECTOR: DAVID SCHWARTZ Management For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 3 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION. 4 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 5 APPROVAL OF SECOND AMENDED AND RESTATED 2008 Management Against Against EQUITY INCENTIVE PLAN.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 69 GAMCO Westwood SmallCap Equity Fund NEWPARK RESOURCES, INC. SECURITY 651718504 MEETING TYPE Annual TICKER SYMBOL NR MEETING DATE 09-Jun-2011 ISIN US6517185046 AGENDA 933437356 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 DAVID C. ANDERSON For For 2 JERRY W. BOX For For 3 G. STEPHEN FINLEY For For 4 PAUL L. HOWES For For 5 JAMES W. MCFARLAND, PHD For For 6 GARY L. WARREN For For 02 APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE Management Abstain Against NAMED EXECUTIVE OFFICER COMPENSATION DESCRIBED IN THE PROXY STATEMENT. 03 APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE Management Abstain Against FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 04 APPROVAL OF THE PROPOSED AMENDMENT TO THE 2003 Management For For LONG TERM INCENTIVE PLAN. 05 APPROVAL OF THE PROPOSED AMENDMENT TO THE 2006 Management For For EQUITY INCENTIVE PLAN INCREASING THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER FROM 5,000,000 TO 8,000,000 SHARES OF COMMON STOCK. 06 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011.
TELECOMMUNICATION SYSTEMS, INC. SECURITY 87929J103 MEETING TYPE Annual TICKER SYMBOL TSYS MEETING DATE 09-Jun-2011 ISIN US87929J1034 AGENDA 933451433 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 THOMAS M. BRANDT, JR.* For For 2 JON B. KUTLER* For For 3 A. REZA JAFARI# For For 02 NONBINDING ADVISORY VOTE TO APPROVE THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS OR "SAY ON PAY" VOTE. 03 NONBINDING ADVISORY VOTE ON THE FREQUENCY WITH Management Abstain Against WHICH SAY ON PAY VOTES SHOULD BE HELD IN THE FUTURE.
AVID TECHNOLOGY, INC. SECURITY 05367P100 MEETING TYPE Annual TICKER SYMBOL AVID MEETING DATE 10-Jun-2011 ISIN US05367P1003 AGENDA 933433788 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ------ ----------- 1A ELECTION OF DIRECTOR: ELIZABETH M. DALEY Management For For 1B ELECTION OF DIRECTOR: YOUNGME E. MOON Management For For 1C ELECTION OF DIRECTOR: DAVID B. MULLEN Management For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. 03 TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION Management Abstain Against OF OUR NAMED EXECUTIVE OFFICERS. 04 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.
KBW, INC. SECURITY 482423100 MEETING TYPE Annual TICKER SYMBOL KBW MEETING DATE 13-Jun-2011 ISIN US4824231009 AGENDA 933441052 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 DIRECTOR Management 1 ANDREW M. SENCHAK For For 2 CHRISTOPHER M. CONDRON For For 02 ADVISORY RESOLUTION APPROVING THE COMPENSATION Management Abstain Against OF THE OFFICERS DISCLOSED IN THE PROXY STATEMENT, OR A "SAY ON PAY" VOTE. 03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE "SAY ON Management Abstain Against PAY" VOTES. 04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 70 GAMCO Westwood SmallCap Equity Fund ATLANTIC TELE-NETWORK, INC. SECURITY 049079205 MEETING TYPE Annual TICKER SYMBOL ATNI MEETING DATE 14-Jun-2011 ISIN US0490792050 AGENDA 933449868 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------------- ------ ----------- 01 TO APPROVE AN AMENDMENT TO THE ATLANTIC TELE- Management Against Against NETWORK, INC. 2008 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN. 02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 03 TO INDICATE, BY ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against FUTURE EXECUTIVE COMPENSATION VOTES. 04 DIRECTOR Management 1 MARTIN L. BUDD For For 2 THOMAS V. CUNNINGHAM For For 3 MICHAEL T. FLYNN For For 4 CORNELIUS B. PRIOR, JR. For For 5 MICHAEL T. PRIOR For For 6 CHARLES J. ROESSLEIN For For 7 BRIAN A. SCHUCHMAN For For 05 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2011.
RADISYS CORPORATION SECURITY 750459109 MEETING TYPE Annual TICKER SYMBOL RSYS MEETING DATE 15-Jun-2011 ISIN US7504591097 AGENDA 933438889 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- -------------- ----- ----------- 01 DIRECTOR Management 1 C. SCOTT GIBSON For For 2 SCOTT C. GROUT For For 3 RICHARD J. FAUBERT For For 4 DR. WILLIAM W. LATTIN For For 5 KEVIN C. MELIA For For 6 CARL W. NEUN For For 7 DAVID NIERENBERG For For 8 M. NIEL RANSOM For For 9 LORENE K. STEFFES For For 02 ADVISORY VOTE ON COMPENSATION OF NAMED Management Abstain Against EXECUTIVE OFFICERS 03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS 04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 05 APPROVAL OF AN AMENDMENT TO THE RADISYS Management Against Against CORPORATION 2007 STOCK PLAN
COWEN GROUP, INC. SECURITY 223622101 MEETING TYPE Special TICKER SYMBOL COWN MEETING DATE 15-Jun-2011 ISIN US2236221014 AGENDA 933453704 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ----- ----------- 01 APPROVE THE ISSUANCE OF COWEN GROUP, INC. CLASS A Management For For COMMON STOCK TO LABRANCHE & CO INC. STOCKHOLDERS AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER DATED FEBRUARY 16, 2011. 02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
EVOLVING SYSTEMS, INC. SECURITY 30049R209 MEETING TYPE Annual TICKER SYMBOL EVOL MEETING DATE 16-Jun-2011 ISIN US30049R2094 AGENDA 933435857 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- -------------- ----- ----------- 01 DIRECTOR Management 1 THADDEUS DUPPER For For 2 DAVID S. OROS For For 02 APPROVAL OF AN AMENDMENT TO THE AMENDED AND Management For For RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD STRUCTURE AND PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS. 03 RATIFICATION OF SELECTION OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM.
CRAY INC. SECURITY 225223304 MEETING TYPE Annual TICKER SYMBOL CRAY MEETING DATE 16-Jun-2011 ISIN US2252233042 AGENDA 933443121 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ----- ----------- 01 DIRECTOR Management 1 WILLIAM C. BLAKE For For 2 JOHN B. JONES, JR. For For 3 STEPHEN C. KIELY For For 4 FRANK L. LEDERMAN For For 5 SALLY G. NARODICK For For 6 DANIEL C. REGIS For For 7 STEPHEN C. RICHARDS For For 8 PETER J. UNGARO For For 02 TO APPROVE, ON AN ADVISORY OR NON-BINDING BASIS, Management Abstain Against THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 03 TO SELECT, ON AN ADVISORY OR NON-BINDING BASIS, THE Management Abstain Against FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 TO APPROVE OUR AMENDED AND RESTATED 2001 Management For For EMPLOYEE STOCK PURCHASE PLAN. 05 TO RATIFY THE APPOINTMENT OF PETERSON SULLIVAN Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 71 GAMCO Westwood SmallCap Equity Fund BERKSHIRE HILLS BANCORP, INC. SECURITY 084680107 MEETING TYPE Special TICKER SYMBOL BHLB MEETING DATE 20-Jun-2011 ISIN US0846801076 AGENDA 933458196 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ----- ----------- 01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 21, 2010, BY AND BETWEEN BERKSHIRE HILLS BANCORP, INC. AND LEGACY BANCORP, INC., AND THEREBY TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT, INCLUDING THE MERGER OF LEGACY BANCORP, INC. WITH AND INTO BERKSHIRE HILLS BANCORP, INC. 02 THE AMENDMENT OF OUR CERTIFICATE OF Management For For INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK WE ARE AUTHORIZED TO ISSUE FROM 26 MILLION TO 50 MILLION. 03 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Management For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE MERGER.
KFORCE INC. SECURITY 493732101 MEETING TYPE Annual TICKER SYMBOL KFRC MEETING DATE 21-Jun-2011 ISIN US4937321010 AGENDA 933445264 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ----- ----------- 01 DIRECTOR Management 1 JOHN N. ALLRED For For 2 RICHARD M. COCCHIARO For For 3 A. GORDON TUNSTALL For For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For KFORCE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against 04 NON-BINDING ADVISORY VOTE REGARDING THE Management Abstain Against FREQUENCY OF FUTURE SHAREHOLDER NON-BINDING ADVISORY VOTES ON EXECUTIVE COMPENSATION.
AMERICAN EAGLE OUTFITTERS, INC. SECURITY 02553E106 MEETING TYPE Annual TICKER SYMBOL AEO MEETING DATE 21-Jun-2011 ISIN US02553E1064 AGENDA 933447612 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: MICHAEL G. JESSELSON Management For For 1B ELECTION OF DIRECTOR: ROGER S. MARKFIELD Management For For 1C ELECTION OF DIRECTOR: JAY L. SCHOTTENSTEIN Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. 03 HOLD AN ADVISORY VOTE ON THE COMPENSATION OF Management Abstain Against OUR NAMED EXECUTIVE OFFICERS. 04 HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 72 GAMCO Westwood SmallCap Equity Fund INVESTORS BANCORP, INC. SECURITY 46146P102 MEETING TYPE Annual TICKER SYMBOL ISBC MEETING DATE 21-Jun-2011 ISIN US46146P1021 AGENDA 933454275 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 DOREEN R. BYRNES For For 2 STEPHEN J. SZABATIN For For 02 THE APPROVAL (NON-BINDING) OF EXECUTIVE Management Abstain Against COMPENSATION. 03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Management Abstain Against OF STOCKHOLDER VOTING ON EXECUTIVE COMPENSATION. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INVESTORS BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
BRIGHAM EXPLORATION COMPANY SECURITY 109178103 MEETING TYPE Annual TICKER SYMBOL BEXP MEETING DATE 21-Jun-2011 ISIN US1091781039 AGENDA 933462208 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 BEN M. BRIGHAM For For 2 DAVID T. BRIGHAM For For 3 HAROLD D. CARTER For For 4 STEPHEN C. HURLEY For For 5 STEPHEN P. REYNOLDS For For 6 HOBART A. SMITH For For 7 DR. SCOTT W. TINKER For For 02 APPROVAL OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 APPROVAL OF, BY A NON-BINDING ADVISORY VOTE, THE Management Abstain Against COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS IN 2010. 04 DETERMINATION OF, BY A NON-BINDING ADVISORY VOTE, Management Abstain Against THE FREQUENCY OF SUBMISSION TO STOCKHOLDERS OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 APPROVAL OF THE AMENDMENT TO THE 1997 DIRECTOR Management For For STOCK OPTION PLAN TO EXTEND THE TERM OF FUTURE OPTIONS TO BE GRANTED PURSUANT TO THE PLAN FROM SEVEN YEARS TO TEN YEARS. 06 APPROVAL OF THE GRANT OF 1,500 SHARES OF COMMON Management For For STOCK TO EACH OF OUR NON-EMPLOYEE DIRECTORS.
HARMONIC INC. SECURITY 413160102 MEETING TYPE Annual TICKER SYMBOL HLIT MEETING DATE 22-Jun-2011 ISIN US4131601027 AGENDA 933446759 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ -------- ----------- 01 DIRECTOR Management 1 PATRICK J. HARSHMAN For For 2 LEWIS SOLOMON For For 3 HAROLD COVERT For For 4 PATRICK GALLAGHER For For 5 E. FLOYD KVAMME For For 6 ANTHONY J. LEY For For 7 WILLIAM F. REDDERSEN For For 8 DAVID R. VAN VALKENBURG For For 02 TO APPROVE, ON AN ADVISORY BASIS, COMPENSATION OF Management Abstain Against THE NAMED EXECUTIVE OFFICERS. 03 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against OF AN ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK Management For For PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES. 05 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
VICOR CORPORATION SECURITY 925815102 MEETING TYPE Annual TICKER SYMBOL VICR MEETING DATE 23-Jun-2011 ISIN US9258151029 AGENDA 933452942 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- -------- ----------- 01 DIRECTOR Management 1 SAMUEL J. ANDERSON For For 2 ESTIA J. EICHTEN For For 3 BARRY KELLEHER For For 4 DAVID T. RIDDIFORD For For 5 JAMES A. SIMMS For For 6 CLAUDIO TUOZZOLO For For 7 PATRIZIO VINCIARELLI For For 8 JASON L. CARLSON For For 9 LIAM K. GRIFFIN For For 02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against EXECUTIVE COMPENSATION. 03 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 73 GAMCO Westwood SmallCap Equtiy Fund KENNEDY-WILSON HOLDINGS, INC. SECURITY 489398107 MEETING TYPE Annual TICKER SYMBOL KW MEETING DATE 23-Jun-2011 ISIN US4893981070 AGENDA 933454617 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------ ------- ----------- 01 DIRECTOR Management 1 JERRY R. SOLOMON For For 2 DAVID A. MINELLA For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION - TO OCCUR EVERY 04 ISSUANCE OF SHARES OF COMMON STOCK UPON Management For For CONVERSION OF SERIES B PREFERRED STOCK 05 KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM
EVOLVING SYSTEMS, INC. SECURITY 30049R209 MEETING TYPE Special TICKER SYMBOL EVOL MEETING DATE 23-Jun-2011 ISIN US30049R2094 AGENDA 933471687 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ----- ----------- 01 TO APPROVE THE SALE OF OUR NUMBERING BUSINESS IN Management For For THE ASSET SALE AS DESCRIBED IN THE ASSET PURCHASE AGREEMENT, DATED APRIL 21, 2011, BY AND BETWEEN NEUSTAR AND EVOLVING SYSTEMS. 02 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF Management For For THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE ASSET SALE.
UTSTARCOM, INC. SECURITY 918076100 MEETING TYPE Annual TICKER SYMBOL UTSI MEETING DATE 24-Jun-2011 ISIN US9180761002 AGENDA 933467854 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JACK LU Management For For 1B ELECTION OF DIRECTOR: BAICHUAN DU Management For For 1C ELECTION OF DIRECTOR: XIAOPING LI Management For For 02 THE RATIFICATION AND APPROVAL OF THE APPOINTMENT Management For For OF PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY AS UTSTARCOM, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Management Abstain Against NAMED EXECUTIVE OFFICERS. 04 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Management Abstain Against VOTES REGARDING EXECUTIVE COMPENSATION. 05 THE ADOPTION OF THE AGREEMENT AND PLAN OF Management For For MERGER AND REORGANIZATION, ENTERED INTO AS OF APRIL 25, 2011, BY AND AMONG UTSTARCOM, INC., A DELAWARE CORPORATION, UTSTARCOM HOLDING CORP., A CAYMAN ISLANDS EXEMPTED COMPANY AND A WHOLLY- OWNED SUBSIDIARY OF UTSTARCOM, INC., AND UTSI MERGECO INC., ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 74 GAMCO Westwood SmallCap Equity Fund STIFEL FINANCIAL CORP. SECURITY 860630102 MEETING TYPE Annual TICKER SYMBOL SF MEETING DATE 27-Jun-2011 ISIN US8606301021 AGENDA 933423941 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 BRUCE A. BEDA* For For 2 FREDERICK O. HANSER* For For 3 RONALD J. KRUSZEWSKI* For For 4 THOMAS P. MULROY* For For 5 THOMAS W. WEISEL* For For 6 KELVIN R. WESTBROOK* For For 7 ALTON F. IRBY III** For For 8 MICHAEL W. BROWN *** For For 9 ROBERT E. GRADY*** For For 02 PROPOSAL TO APPROVE AN AMENDMENT AND Management Against Against RESTATEMENT TO THE STIFEL FINANCIAL CORP. 2001 INCENTIVE STOCK PLAN. 03 PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 04 RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against VOTING ON EXECUTIVE COMPENSATION. 05 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011.
DXP ENTERPRISES, INC. SECURITY 233377407 MEETING TYPE Annual TICKER SYMBOL DXPE MEETING DATE 30-Jun-2011 ISIN US2333774071 AGENDA 933459667 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 DAVID R. LITTLE For For 2 CLETUS DAVIS For For 3 TIMOTHY P. HALTER For For 4 KENNETH H. MILLER For For 02 APPROVE AMENDMENT TO THE COMPANY'S RESTATED Management For For ARTICLES OF INCORPORATION TO REDUCE THE PAR VALUE OF SERIES B PREFERRED STOCK AND UNDESIGNATED PREFERRED STOCK AND MOVE THE UNISSUED SHARES OF SERIES B PREFERRED STOCK AND SERIES A PREFERRED STOCK TO THE STATUS OF UNDESIGNATED PREFERRED STOCK. 03 APPROVE, AS NON-BINDING ADVISORY VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 1 GAMCO Westwood Income Fund Investment Company Report RESEARCH IN MOTION LIMITED SECURITY 760975102 MEETING TYPE Annual TICKER SYMBOL RIMM MEETING DATE 13-Jul-2010 ISIN CA7609751028 AGENDA 933301121 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 01 DIRECTOR Management 1 JAMES L. BALSILLIE For For 2 MIKE LAZARIDIS For For 3 JAMES ESTILL For For 4 DAVID KERR For For 5 ROGER MARTIN For For 6 JOHN RICHARDSON For For 7 BARBARA STYMIEST For For 8 ANTONIO VIANA-BAPTISTA For For 9 JOHN WETMORE For For 02 IN RESPECT OF THE RE-APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY AND AUTHORIZING THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION.
ALLEGHENY ENERGY, INC. SECURITY 017361106 MEETING TYPE Special TICKER SYMBOL AYE MEETING DATE 14-Sep-2010 ISIN US0173611064 AGENDA 933313049 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF FEBRUARY 10, 2010, BY AND AMONG FIRSTENERGY CORP., ELEMENT MERGER SUB, INC. (A WHOLLY-OWNED SUBSIDIARY OF FIRSTENERGY CORP.) AND ALLEGHENY ENERGY, INC., AS AMENDED AS OF JUNE 4, 2010, AND AS IT MAY BE FURTHER AMENDED FROM TIME TO TIME, AND THE MERGER DESCRIBED THEREIN. 02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management For For LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT AND THE MERGER AT THE TIME OF THE SPECIAL MEETING.
CONAGRA FOODS, INC. SECURITY 205887102 MEETING TYPE Annual TICKER SYMBOL CAG MEETING DATE 24-Sep-2010 ISIN US2058871029 AGENDA 933318392 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 01 DIRECTOR Management 1 MOGENS C. BAY For For 2 STEPHEN G. BUTLER For For 3 STEVEN F. GOLDSTONE For For 4 JOIE A. GREGOR For For 5 RAJIVE JOHRI For For 6 W.G. JURGENSEN For For 7 RICHARD H. LENNY For For 8 RUTH ANN MARSHALL For For 9 GARY M. RODKIN For For 10 ANDREW J. SCHINDLER For For 11 KENNETH E. STINSON For For 02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITOR Management For For
GENERAL MILLS, INC. SECURITY 370334104 MEETING TYPE Annual TICKER SYMBOL GIS MEETING DATE 27-Sep-2010 ISIN US3703341046 AGENDA 933315966 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For 1B ELECTION OF DIRECTOR: R. KERRY CLARK Management For For 1C ELECTION OF DIRECTOR: PAUL DANOS Management For For 1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For 1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For 1G ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 2 GAMCO Westwood Income Fund
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For 1I ELECTION OF DIRECTOR: STEVE ODLAND Management For For 1J ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For 1K ELECTION OF DIRECTOR: LOIS E. QUAM Management For For 1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For 1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For 1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For 02 APPROVE EXECUTIVE INCENTIVE PLAN. Management For For 03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 04 CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
ARCHER-DANIELS-MIDLAND COMPANY SECURITY 039483102 MEETING TYPE Annual TICKER SYMBOL ADM MEETING DATE 04-Nov-2010 ISIN US0394831020 AGENDA 933332998 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: G.W. BUCKLEY Management For For 1B ELECTION OF DIRECTOR: M.H. CARTER Management For For 1C ELECTION OF DIRECTOR: P. DUFOUR Management For For 1D ELECTION OF DIRECTOR: D.E. FELSINGER Management For For 1E ELECTION OF DIRECTOR: V.F. HAYNES Management For For 1F ELECTION OF DIRECTOR: A. MACIEL Management For For 1G ELECTION OF DIRECTOR: P.J. MOORE Management For For 1H ELECTION OF DIRECTOR: T.F. O'NEILL Management For For 1I ELECTION OF DIRECTOR: K.R. WESTBROOK Management For For 1J ELECTION OF DIRECTOR: P.A. WOERTZ Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2011. 03 ADOPT STOCKHOLDER'S PROPOSAL REGARDING Shareholder Against For POLITICAL CONTRIBUTIONS. 04 ADOPT STOCKHOLDER'S PROPOSAL REGARDING REPORT Shareholder Against For ON POLITICAL CONTRIBUTIONS.
AUTOMATIC DATA PROCESSING, INC. SECURITY 053015103 MEETING TYPE Annual TICKER SYMBOL ADP MEETING DATE 09-Nov-2010 ISIN US0530151036 AGENDA 933332378 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 01 DIRECTOR Management 1 GREGORY D. BRENNEMAN For For 2 LESLIE A. BRUN For For 3 GARY C. BUTLER For For 4 LEON G. COOPERMAN For For 5 ERIC C. FAST For For 6 LINDA R. GOODEN For For 7 R. GLENN HUBBARD For For 8 JOHN P. JONES For For 9 SHARON T. ROWLANDS For For 10 ENRIQUE T. SALEM For For 11 GREGORY L. SUMME For For 02 AMENDMENT OF THE AUTOMATIC DATA PROCESSING, INC. Management For For EMPLOYEES' SAVINGS STOCK PURCHASE PLAN 03 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AIR PRODUCTS AND CHEMICALS, INC. SECURITY 009158106 MEETING TYPE Annual TICKER SYMBOL APD MEETING DATE 27-Jan-2011 ISIN US0091581068 AGENDA 933358699 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 01 DIRECTOR Management 1 CHADWICK C. DEATON For For 2 MICHAEL J. DONAHUE For For 3 URSULA O. FAIRBAIRN For For 4 LAWRENCE S. SMITH For For 02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011. 03 ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. Management Abstain Against TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS. 04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. 05 APPROVAL OF ANNUAL INCENTIVE PLAN TERMS. TO Management For For APPROVE THE ANNUAL INCENTIVE PLAN TERMS TO PERMIT EXCLUSION FROM TAX DEDUCTION LIMITS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 3 GAMCO Westwood Income Fund APPLE INC. SECURITY 037833100 MEETING TYPE Annual TICKER SYMBOL AAPL MEETING DATE 23-Feb-2011 ISIN US0378331005 AGENDA 933364755 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- -------- ----------- 01 DIRECTOR Management 1 WILLIAM V. CAMPBELL For For 2 MILLARD S. DREXLER For For 3 ALBERT A. GORE, JR. For For 4 STEVEN P. JOBS For For 5 ANDREA JUNG For For 6 ARTHUR D. LEVINSON For For 7 RONALD D. SUGAR For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION Shareholder Against For PLANNING, IF PROPERLY PRESENTED AT THE MEETING. 06 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shareholder Against For VOTING, IF PROPERLY PRESENTED AT THE MEETING.
VALLEY NATIONAL BANCORP SECURITY 919794107 MEETING TYPE Annual TICKER SYMBOL VLY MEETING DATE 13-Apr-2011 ISIN US9197941076 AGENDA 933381802 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 01 DIRECTOR Management 1 ANDREW B. ABRAMSON For For 2 PAMELA R. BRONANDER For For 3 ERIC P. EDELSTEIN For For 4 M.J. STEELE GUILFOILE For For 5 GRAHAM O. JONES For For 6 WALTER H. JONES, III For For 7 GERALD KORDE For For 8 MICHAEL L. LARUSSO For For 9 MARC J. LENNER For For 10 GERALD H. LIPKIN For For 11 ROBINSON MARKEL For For 12 RICHARD S. MILLER For For 13 BARNETT RUKIN For For 14 SURESH L. SANI For For 15 ROBERT C. SOLDOVERI For For 02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS VALLEY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
SPECTRA ENERGY CORP SECURITY 847560109 MEETING TYPE Annual TICKER SYMBOL SE MEETING DATE 19-Apr-2011 ISIN US8475601097 AGENDA 933378843 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 01 DIRECTOR Management 1 WILLIAM T. ESREY For For 2 GREGORY L. EBEL For For 3 AUSTIN A. ADAMS For For 4 PAUL M. ANDERSON For For 5 PAMELA L. CARTER For For 6 F. ANTHONY COMPER For For 7 PETER B. HAMILTON For For 8 DENNIS R. HENDRIX For For 9 MICHAEL MCSHANE For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 4 GAMCO Westwood Income Fund
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 10 JOSEPH H. NETHERLAND For For 11 MICHAEL E.J. PHELPS For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS SPECTRA ENERGY CORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 APPROVAL OF THE SPECTRA ENERGY CORP 2007 LONG- Management For For TERM INCENTIVE PLAN, AS AMENDED AND RESTATED. 04 APPROVAL OF THE SPECTRA ENERGY CORP EXECUTIVE Management For For SHORT-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED. 05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 07 SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION Shareholder Against For MAJORITY VOTE STANDARD.
U.S. BANCORP SECURITY 902973304 MEETING TYPE Annual TICKER SYMBOL USB MEETING DATE 19-Apr-2011 ISIN US9029733048 AGENDA 933382676 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Management For For 1B ELECTION OF DIRECTOR: Y. MARC BELTON Management For For 1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Management For For 1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For 1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Management For For 1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Management For For 1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Management For For 1H ELECTION OF DIRECTOR: JERRY W. LEVIN Management For For 1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Management For For 1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. Management For For 1K ELECTION OF DIRECTOR: RICHARD G. REITEN Management For For 1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Management For For 1M ELECTION OF DIRECTOR: PATRICK T. STOKES Management For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL YEAR. 03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON Shareholder Against For DIRECTOR COMPENSATION.
CITIGROUP INC. SECURITY 172967101 MEETING TYPE Annual TICKER SYMBOL C MEETING DATE 21-Apr-2011 ISIN US1729671016 AGENDA 933378336 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Management For For 1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Management For For 1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Management For For 1D ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For 1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Management For For 1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Management For For 1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Management For For 1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Management For For 1I ELECTION OF DIRECTOR: JUDITH RODIN Management For For 1J ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For 1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Management For For 1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Management For For 1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Management For For 1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management For For CITIGROUP 2009 STOCK INCENTIVE PLAN. 04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE Management For For PLAN. 05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE Management Abstain Against COMPENSATION. 06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Management For For EXTENSION. 08 STOCKHOLDER PROPOSAL REGARDING POLITICAL NON- Shareholder Against For PARTISANSHIP. 09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For POLITICAL CONTRIBUTIONS. 10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL SYSTEM. 11 STOCKHOLDER PROPOSAL REQUESTING THAT Shareholder Against For STOCKHOLDERS HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS. 12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shareholder Against For COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES, AND SECURITIZATIONS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 5 GAMCO Westwood Income Fund HONEYWELL INTERNATIONAL INC. SECURITY 438516106 MEETING TYPE Annual TICKER SYMBOL HON MEETING DATE 25-Apr-2011 ISIN US4385161066 AGENDA 933380115 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For 1B ELECTION OF DIRECTOR: KEVIN BURKE Management For For 1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For 1D ELECTION OF DIRECTOR: DAVID M. COTE Management For For 1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For 1F ELECTION OF DIRECTOR: LINNET F. DEILY Management For For 1G ELECTION OF DIRECTOR: JUDD GREGG Management For For 1H ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For 1I ELECTION OF DIRECTOR: GEORGE PAZ Management For For 1J ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For 02 APPROVAL OF INDEPENDENT ACCOUNTANTS. Management For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 05 2011 STOCK INCENTIVE PLAN OF HONEYWELL Management Against Against INTERNATIONAL INC. AND ITS AFFILIATES. 06 HONEYWELL INTERNATIONAL INC. INCENTIVE Management For For COMPENSATION PLAN FOR EXECUTIVE EMPLOYEES, AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1, 2011. 07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For 08 SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
INTERNATIONAL BUSINESS MACHINES CORP. SECURITY 459200101 MEETING TYPE Annual TICKER SYMBOL IBM MEETING DATE 26-Apr-2011 ISIN US4592001014 AGENDA 933380381 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: A.J.P. BELDA Management For For 1B ELECTION OF DIRECTOR: W.R. BRODY Management For For 1C ELECTION OF DIRECTOR: K.I. CHENAULT Management For For 1D ELECTION OF DIRECTOR: M.L. ESKEW Management For For 1E ELECTION OF DIRECTOR: S.A. JACKSON Management For For 1F ELECTION OF DIRECTOR: A.N. LIVERIS Management For For 1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Management For For 1H ELECTION OF DIRECTOR: J.W. OWENS Management For For 1I ELECTION OF DIRECTOR: S.J. PALMISANO Management For For 1J ELECTION OF DIRECTOR: J.E. SPERO Management For For 1K ELECTION OF DIRECTOR: S. TAUREL Management For For 1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) Management Abstain Against 04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION (PAGE 73) 05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shareholder Against For 74) 06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL Shareholder Against For CONTRIBUTIONS POLICY (PAGES 74-75) 07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shareholder Against For
MEAD JOHNSON NUTRITION COMPANY SECURITY 582839106 MEETING TYPE Annual TICKER SYMBOL MJN MEETING DATE 26-Apr-2011 ISIN US5828391061 AGENDA 933396978 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 01 DIRECTOR Management 1 STEPHEN W. GOLSBY For For 2 DR.STEVEN M. ALTSCHULER For For 3 HOWARD B. BERNICK For For 4 KIMBERLY A. CASIANO For For 5 ANNA C. CATALANO For For 6 DR. CELESTE A. CLARK For For 7 JAMES M. CORNELIUS For For 8 PETER G. RATCLIFFE For For 9 DR. ELLIOTT SIGAL For For 10 ROBERT S. SINGER For For 02 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 03 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against OF HOLDING ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS) IN 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 6 GAMCO Westwood Income Fund E. I. DU PONT DE NEMOURS AND COMPANY SECURITY 263534109 MEETING TYPE Annual TICKER SYMBOL DD MEETING DATE 27-Apr-2011 ISIN US2635341090 AGENDA 933385521 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: RICHARD H. BROWN Management For For 1B ELECTION OF DIRECTOR: ROBERT A. BROWN Management For For 1C ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Management For For 1D ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Management For For 1E ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Management For For 1F ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Management For For 1G ELECTION OF DIRECTOR: MARILLYN A. HEWSON Management For For 1H ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For 1I ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For 1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For 02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 ON AMENDED EQUITY AND INCENTIVE PLAN Management Against Against 04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against COMPENSATION 05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES 06 ON SPECIAL SHAREOWNER MEETINGS Shareholder Against For 07 ON GENETICALLY ENGINEERED SEED Shareholder Against For 08 ON EXECUTIVE COMPENSATION REPORT Shareholder Against For
GENERAL ELECTRIC COMPANY SECURITY 369604103 MEETING TYPE Annual TICKER SYMBOL GE MEETING DATE 27-Apr-2011 ISIN US3696041033 AGENDA 933387664 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management For For A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For A6 ELECTION OF DIRECTOR: ANDREA JUNG Management For For A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For A8 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For A11 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For A12 ELECTION OF DIRECTOR: SAM NUNN Management For For A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For A15 ELECTION OF DIRECTOR: JAMES S. TISCH Management For For A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For B1 RATIFICATION OF KPMG Management For For B2 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against B3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shareholder Against For C2 SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS Shareholder Against For C3 SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS Shareholder Against For GRANTED TO EXECUTIVES C4 SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK Shareholder Against For DISCLOSURE C5 SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL Shareholder Against For RESEARCH
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 7 GAMCO Westwood Income Fund JOHNSON & JOHNSON SECURITY 478160104 MEETING TYPE Annual TICKER SYMBOL JNJ MEETING DATE 28-Apr-2011 ISIN US4781601046 AGENDA 933382854 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Management For For 1B ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For 1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For For 1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For 1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For 1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For 1G ELECTION OF DIRECTOR: LEO F. MULLIN Management For For 1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For 1I ELECTION OF DIRECTOR: CHARLES PRINCE Management For For 1J ELECTION OF DIRECTOR: DAVID SATCHER Management For For 1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For 02 RATIFICATION OF APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against COMPENSATION 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against NAMED EXECUTIVE OFFICER COMPENSATION 05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shareholder Against For RESTRAINT 06 SHAREHOLDER PROPOSAL ON AMENDMENT TO Shareholder Against For COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY 07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shareholder Against For METHODS FOR TRAINING
PFIZER INC. SECURITY 717081103 MEETING TYPE Annual TICKER SYMBOL PFE MEETING DATE 28-Apr-2011 ISIN US7170811035 AGENDA 933392196 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For 1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For 1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For 1D ELECTION OF DIRECTOR: W. DON CORNWELL Management For For 1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For 1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Management For For 1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For 1H ELECTION OF DIRECTOR: JAMES M. KILTS Management For For 1I ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For 1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For 1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For 1L ELECTION OF DIRECTOR: IAN C. READ Management For For 1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shareholder Against For POLITICAL CONTRIBUTIONS 06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY Shareholder Against For INITIATIVES. 07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL Shareholder Against For PRICE RESTRAINTS. 08 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shareholder Against For WRITTEN CONSENT. 09 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For SHAREHOLDER MEETINGS. 10 SHAREHOLDER PROPOSAL REGARDING ANIMAL Shareholder Against For RESEARCH
AT&T INC. SECURITY 00206R102 MEETING TYPE Annual TICKER SYMBOL T MEETING DATE 29-Apr-2011 ISIN US00206R1023 AGENDA 933378437 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For 1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For 1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For 1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For 1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For 1F ELECTION OF DIRECTOR: JAMES P. KELLY Management For For 1G ELECTION OF DIRECTOR: JON C. MADONNA Management For For 1H ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For 1I ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For 1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For 1K ELECTION OF DIRECTOR: MATTHEW K. ROSE Management For For 1L ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For AUDITORS. 03 APPROVE 2011 INCENTIVE PLAN. Management For For 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 05 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 06 POLITICAL CONTRIBUTIONS. Shareholder Against For 07 SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For 08 WRITTEN CONSENT. Shareholder Against For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 8 GAMCO Westwood Income Fund NOBLE CORPORATION SECURITY H5833N103 MEETING TYPE Annual TICKER SYMBOL NE MEETING DATE 29-Apr-2011 ISIN CH0033347318 AGENDA 933383349 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1 DIRECTOR Management 1 LAWRENCE J. CHAZEN For For 2 JON A. MARSHALL For For 3 MARY P. RICCIARDELLO For For 2 APPROVAL OF THE 2010 ANNUAL REPORT, THE Management For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 3 APPROVAL OF THE CREATION OF A RESERVE THROUGH Management For For APPROPRIATION OF RETAINED EARNINGS 4 APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION Management For For OF CERTAIN SHARES HELD IN TREASURY 5 APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO Management For For ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013 6 APPROVAL OF A RETURN OF CAPITAL IN THE FORM OF A Management For For PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE 7 APPROVAL OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM 8 APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE Management For For BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR FISCAL YEAR 2010 9 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 10 ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE Management Abstain Against COMPENSATION ADVISORY VOTE
ALLEGHANY CORPORATION SECURITY 017175100 MEETING TYPE Annual TICKER SYMBOL Y MEETING DATE 29-Apr-2011 ISIN US0171751003 AGENDA 933389226 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: REX D. ADAMS Management For For 1B ELECTION OF DIRECTOR: WESTON M. HICKS Management For For 1C ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Management For For 02 RATIFICATION OF KPMG LLP AS ALLEGHANY Management For For CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. 03 ADVISORY VOTE TO APPROVE THE EXECUTIVE Management Abstain Against COMPENSATION OF ALLEGHANY CORPORATION. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.
NOBLE CORPORATION SECURITY H5833N103 MEETING TYPE Annual TICKER SYMBOL NE MEETING DATE 29-Apr-2011 ISIN CH0033347318 AGENDA 933425248 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1 DIRECTOR Management 1 LAWRENCE J. CHAZEN For For 2 JON A. MARSHALL For For 3 MARY P. RICCIARDELLO For For 2 APPROVAL OF THE 2010 ANNUAL REPORT, THE Management For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 3 APPROVAL OF THE CREATION OF A RESERVE THROUGH Management For For APPROPRIATION OF RETAINED EARNINGS 4 APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION Management For For OF CERTAIN SHARES HELD IN TREASURY 5 APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO Management For For ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013 6 APPROVAL OF A RETURN OF CAPITAL IN THE FORM OF A Management For For PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 GAMCO Westwood Income Fund 9
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 7 APPROVAL OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM 8 APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE Management For For BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR FISCAL YEAR 2010 9 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 10 ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE Management Abstain Against COMPENSATION ADVISORY VOTE
BRISTOL-MYERS SQUIBB COMPANY SECURITY 110122108 MEETING TYPE Annual TICKER SYMBOL BMY MEETING DATE 03-May-2011 ISIN US1101221083 AGENDA 933386701 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ----- ----------- 1A ELECTION OF DIRECTOR: L. ANDREOTTI Management For For 1B ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For 1C ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For 1D ELECTION OF DIRECTOR: L.J. FREEH Management For For 1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For 1F ELECTION OF DIRECTOR: M. GROBSTEIN Management For For 1G ELECTION OF DIRECTOR: L. JOHANSSON Management For For 1H ELECTION OF DIRECTOR: A.J. LACY Management For For 1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For 1J ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Management For For 1K ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For 1L ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against EXECUTIVE OFFICERS 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 05 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For 06 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For 07 PHARMACEUTICAL PRICE RESTRAINT Shareholder Against For
WELLS FARGO & COMPANY SECURITY 949746101 MEETING TYPE Annual TICKER SYMBOL WFC MEETING DATE 03-May-2011 ISIN US9497461015 AGENDA 933389151 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- ------ ----------- 1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For 1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For 1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For 1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For 1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For 1F ELECTION OF DIRECTOR: DONALD M. JAMES Management For For 1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For 1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For 1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For 1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For 1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For 1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 1M ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For 1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For 02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Management Abstain Against APPROVE THE NAMED EXECUTIVES' COMPENSATION. 03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES REGARDING NAMED EXECUTIVES' COMPENSATION. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT AUDITORS FOR 2011. 05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shareholder Against For TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. 06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shareholder Against For VOTING IN CONTESTED DIRECTOR ELECTIONS. 07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF Shareholder Against For A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. 08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY Shareholder Against For VOTE ON DIRECTOR COMPENSATION. 09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shareholder Against For AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 10 GAMCO Westwood Income Fund EMC CORPORATION SECURITY 268648102 MEETING TYPE Annual TICKER SYMBOL EMC MEETING DATE 04-May-2011 ISIN US2686481027 AGENDA 933387929 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ---------- ----- ---------- 1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Management For For 1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Management For For 1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Management For For 1D ELECTION OF DIRECTOR: GAIL DEEGAN Management For For 1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Management For For 1F ELECTION OF DIRECTOR: JOHN R. EGAN Management For For 1G ELECTION OF DIRECTOR: EDMUND F. KELLY Management For For 1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Management For For 1I ELECTION OF DIRECTOR: PAUL SAGAN Management For For 1J ELECTION OF DIRECTOR: DAVID N. STROHM Management For For 1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Management For For 02 RATIFICATION OF THE SELECTION BY THE AUDIT Management For For COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT. 03 APPROVAL OF THE EMC CORPORATION AMENDED AND Management Against Against RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. 04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Management For For REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS, AS DESCRIBED IN EMC'S PROXY STATEMENT. 05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Management Abstain Against DESCRIBED IN EMC'S PROXY STATEMENT. 06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT.
PEPSICO, INC. SECURITY 713448108 MEETING TYPE Annual TICKER SYMBOL PEP MEETING DATE 04-May-2011 ISIN US7134481081 AGENDA 933392069 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ----- ---------- 1A ELECTION OF DIRECTOR: S.L. BROWN Management For For 1B ELECTION OF DIRECTOR: I.M. COOK Management For For 1C ELECTION OF DIRECTOR: D. DUBLON Management For For 1D ELECTION OF DIRECTOR: V.J. DZAU Management For For 1E ELECTION OF DIRECTOR: R.L. HUNT Management For For 1F ELECTION OF DIRECTOR: A. IBARGUEN Management For For 1G ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For 1H ELECTION OF DIRECTOR: I.K. NOOYI Management For For 1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For 1J ELECTION OF DIRECTOR: J.J. SCHIRO Management For For 1K ELECTION OF DIRECTOR: L.G. TROTTER Management For For 1L ELECTION OF DIRECTOR: D. VASELLA Management For For 02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against COMPENSATION. 03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against EXECUTIVE COMPENSATION VOTES. 04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTANTS FOR FISCAL YEAR 2011. 05 APPROVAL OF AMENDMENT TO ARTICLES OF Management For For INCORPORATION TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS IN UNCONTESTED ELECTIONS. 06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shareholder Against For SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63) 07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For REPORT (PROXY STATEMENT P.65)
VERIZON COMMUNICATIONS INC. SECURITY 92343V104 MEETING TYPE Annual TICKER SYMBOL VZ MEETING DATE 05-May-2011 ISIN US92343V1044 AGENDA 933387830 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ---------- ----- ---------- 1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For 1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For 1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For 1D ELECTION OF DIRECTOR: LOWELL C. MCADAM Management For For 1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For 1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For 1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For 1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For 1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For 1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 11 GAMCO Westwood Income Fund
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------- ----------- 1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE RELATED TO FUTURE VOTES ON Management Abstain Against EXECUTIVE COMPENSATION 05 DISCLOSE PRIOR GOVERNMENT SERVICE Shareholder Against For 06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For 07 CUMULATIVE VOTING Shareholder Against For 08 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
AMERICAN WATER WORKS COMPANY, INC. SECURITY 030420103 MEETING TYPE Annual TICKER SYMBOL AWK MEETING DATE 06-May-2011 ISIN US0304201033 AGENDA 933390647 - Management
FOR/AGAINST TEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: STEPHEN P. ADIK Management For For 1B ELECTION OF DIRECTOR: MARTHA CLARK GOSS Management For For 1C ELECTION OF DIRECTOR: JULIE A. DOBSON Management For For 1D ELECTION OF DIRECTOR: RICHARD R. GRIGG Management For For 1E ELECTION OF DIRECTOR: JULIA L. JOHNSON Management For For 1F ELECTION OF DIRECTOR: GEORGE MACKENZIE Management For For 1G ELECTION OF DIRECTOR: WILLIAM J. MARRAZZO Management For For 1H ELECTION OF DIRECTOR: JEFFRY E. STERBA Management For For 02 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDED DECEMBER 31, 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION VOTES.
INTERNATIONAL PAPER COMPANY SECURITY 460146103 MEETING TYPE Annual TICKER SYMBOL IP MEETING DATE 09-May-2011 ISIN US4601461035 AGENDA 933416883 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: DAVID J. BRONCZEK Management For For 1B ELECTION OF DIRECTOR: AHMET C. DORDUNCU Management For For 1C ELECTION OF DIRECTOR: LYNN LAVERTY ELSENHANS Management For For 1D ELECTION OF DIRECTOR: JOHN V. FARACI Management For For 1E ELECTION OF DIRECTOR: SAMIR G. GIBARA Management For For 1F ELECTION OF DIRECTOR: STACEY J. MOBLEY Management For For 1G ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Management For For 1H ELECTION OF DIRECTOR: JOHN F. TURNER Management For For 1I ELECTION OF DIRECTOR: WILLIAM G. WALTER Management For For 1J ELECTION OF DIRECTOR: ALBERTO WEISSER Management For For 1K ELECTION OF DIRECTOR: J. STEVEN WHISLER Management For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL OF THE NON-BINDING RESOLUTION TO Management Abstain Against APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 NON-BINDING VOTE ON THE FREQUENCY WITH WHICH Management Abstain Against SHAREOWNERS WILL APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 05 SHAREOWNER PROPOSAL CONCERNING SHAREOWNER Shareholder Against For ACTION BY WRITTEN CONSENT.
BANK OF AMERICA CORPORATION SECURITY 060505104 MEETING TYPE Annual TICKER SYMBOL BAC MEETING DATE 11-May-2011 ISIN US0605051046 AGENDA 933398491 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Management For For 1B ELECTION OF DIRECTOR: SUSAN S. BIES Management For For 1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For 1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Management For For 1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For 1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For 1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Management For For 1H ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For 1I ELECTION OF DIRECTOR: THOMAS J. MAY Management For For 1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Management For For 1K ELECTION OF DIRECTOR: DONALD E. POWELL Management For For 1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Management For For 1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 12 GAMCO Westwood Income Fund
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- ------- ----------- 02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE TO Management Abstain Against APPROVE EXECUTIVE COMPENSATION. 03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY "SAY ON PAY" VOTES. 04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Management For For ACCOUNTING FIRM FOR 2011. 05 STOCKHOLDER PROPOSAL - DISCLOSURE OF Shareholder Against For GOVERNMENT EMPLOYMENT. 06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shareholder Against For WRITTEN CONSENT. 07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING Shareholder Against For OPERATIONS. 08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shareholder Against For 09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shareholder Against For 10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shareholder Against For CONTESTED ELECTIONS. 11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shareholder Against For COMPENSATION. 12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shareholder Against For RELOCATION BENEFITS.
CONOCOPHILLIPS SECURITY 20825C104 MEETING TYPE Annual TICKER SYMBOL COP MEETING DATE 11-May-2011 ISIN US20825C1045 AGENDA 933398732 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For 1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For 1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For 1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For 1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For 1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For 1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For 1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For 1I ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For 1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For 1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For 1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For 1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For 02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Management For For LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE Management For For INCENTIVE PLAN. 06 GENDER EXPRESSION NON-DISCRIMINATION. Shareholder Against For 07 POLITICAL CONTRIBUTIONS. Shareholder Against For 08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shareholder Against For 09 ACCIDENT RISK MITIGATION. Shareholder Against For 10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA Shareholder Against For WETLANDS). 11 GREENHOUSE GAS REDUCTION TARGETS. Shareholder Against For 12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For 13 CANADIAN OIL SANDS. Shareholder Against For
TUPPERWARE BRANDS CORPORATION SECURITY 899896104 MEETING TYPE Annual TICKER SYMBOL TUP MEETING DATE 11-May-2011 ISIN US8998961044 AGENDA 933399114 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Management For For 1B ELECTION OF DIRECTOR: RITA BORNSTEIN, PH.D. Management For For 1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Management For For 1D ELECTION OF DIRECTOR: E. V. GOINGS Management For For 1E ELECTION OF DIRECTOR: CLIFFORD J. GRUM Management For For 1F ELECTION OF DIRECTOR: JOE R. LEE Management For For 1G ELECTION OF DIRECTOR: BOB MARBUT Management For For 1H ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Management For For 1I ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO Management For For 1J ELECTION OF DIRECTOR: ROBERT J. MURRAY Management For For 1K ELECTION OF DIRECTOR: DAVID R. PARKER Management For For 1L ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For 1M ELECTION OF DIRECTOR: J. PATRICK SPAINHOUR Management For For 1N ELECTION OF DIRECTOR: M. ANNE SZOSTAK Management For For 2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3 ADVISORY VOTE REGARDING THE COMPANY'S EXECUTIVE Management Abstain Against COMPENSATION PROGRAM 4 ADVISORY VOTE REGARDING THE FREQUENCY OF VOTING Management Abstain Against ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 13 GAMCO Westwood Income Fund TRANSOCEAN, LTD. SECURITY H8817H100 MEETING TYPE Annual TICKER SYMBOL RIG MEETING DATE 13-May-2011 ISIN CH0048265513 AGENDA 933405373 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 01 APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE Management For For CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010. 02 DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For For DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2010. 03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Management For For YEAR 2010. 04 PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL Management For For RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS. 05 RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN Management For For THE FORM OF A PAR VALUE REDUCTION AS APPROVED AT THE 2010 ANNUAL GENERAL MEETING. 06 RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE Management For For FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION OUT OF THE DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED AS PROPOSED BY THE BOARD OF DIRECTORS, THERE WILL BE NO VOTE ON THIS PROPOSAL 6. 07 NEW AUTHORIZED SHARE CAPITAL. Management For For 08 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF Management For For THE BOARD OF DIRECTORS TO 12. 9A ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA Management For For 9B ELECTION OF CLASS III DIRECTOR: STEVE LUCAS Management For For 9C ELECTION OF CLASS I DIRECTOR: TAN EK KIA Management For For 9D REELECTION OF CLASS III DIRECTOR: MARTIN B. Management For For MCNAMARA 9E REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN Management For For 10 APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM. 11 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 12 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION VOTE.
TRANSOCEAN, LTD. SECURITY H8817H100 MEETING TYPE Annual TICKER SYMBOL RIG MEETING DATE 13-May-2011 ISIN CH0048265513 AGENDA 933443171 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 01 APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE Management For For CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010. 02 DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For For DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2010. 03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Management For For YEAR 2010. 04 PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL Management For For RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS. 05 RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN Management For For THE FORM OF A PAR VALUE REDUCTION AS APPROVED AT THE 2010 ANNUAL GENERAL MEETING. 06 RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE Management For For FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION OUT OF THE DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED AS PROPOSED BY THE BOARD OF DIRECTORS, THERE WILL BE NO VOTE ON THIS PROPOSAL 6. 07 NEW AUTHORIZED SHARE CAPITAL. Management For For 08 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF Management For For THE BOARD OF DIRECTORS TO 12. 9A ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA Management For For 9B ELECTION OF CLASS III DIRECTOR: STEVE LUCAS Management For For 9C ELECTION OF CLASS I DIRECTOR: TAN EK KIA Management For For 9D REELECTION OF CLASS III DIRECTOR: MARTIN B. Management For For MCNAMARA 9E REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN Management For For 10 APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM. 11 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 12 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION VOTE.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 14 GAMCO Westwood Income Fund FIRSTENERGY CORP. SECURITY 337932107 MEETING TYPE Annual TICKER SYMBOL FE MEETING DATE 17-May-2011 ISIN US3379321074 AGENDA 933406995 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 PAUL T. ADDISON For For 2 ANTHONY J. ALEXANDER For For 3 MICHAEL J. ANDERSON For For 4 DR. CAROL A. CARTWRIGHT For For 5 WILLIAM T. COTTLE For For 6 ROBERT B. HEISLER, JR. For For 7 JULIA L. JOHNSON For For 8 TED J. KLEISNER For For 9 ERNEST J. NOVAK, JR. For For 10 CATHERINE A. REIN For For 11 GEORGE M. SMART For For 12 WES M. TAYLOR For For 13 JESSE T. WILLIAMS, SR. For For 02 RATIFICATION OF THE APPOINTMENT OF THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 REDUCE THE PERCENTAGE OF SHARES REQUIRED TO Management For For CALL A SPECIAL MEETING OF SHAREHOLDER 04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION 05 RECOMMEND ADVISORY VOTE ON FREQUENCY OF Management Abstain Against FUTURE VOTES ON EXECUTIVE COMPENSATION 06 SHAREHOLDER PROPOSAL: REPORT ON COAL Shareholder Against For COMBUSTION WASTE 07 SHAREHOLDER PROPOSAL: LOWER PERCENTAGE Shareholder Against For REQUIRED FOR SHAREHOLDER ACTION BY WRITTEN CONSENT 08 SHAREHOLDER PROPOSAL: ADOPT A MAJORITY VOTE Shareholder Against For STANDARD FOR THE ELECTION OF DIRECTORS 09 SHAREHOLDER PROPOSAL: REPORT ON FINANCIAL RISKS Shareholder Against For OF RELIANCE ON COAL
HALLIBURTON COMPANY SECURITY 406216101 MEETING TYPE Annual TICKER SYMBOL HAL MEETING DATE 19-May-2011 ISIN US4062161017 AGENDA 933402668 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For 1B ELECTION OF DIRECTOR: J.R. BOYD Management For For 1C ELECTION OF DIRECTOR: M. CARROLL Management For For 1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For 1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For 1F ELECTION OF DIRECTOR: A.S. JUM'AH Management For For 1G ELECTION OF DIRECTOR: D.J. LESAR Management For For 1H ELECTION OF DIRECTOR: R.A. MALONE Management For For 1I ELECTION OF DIRECTOR: J.L. MARTIN Management For For 1J ELECTION OF DIRECTOR: D.L. REED Management For For 02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For AUDITORS. 03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For 06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
INTEL CORPORATION SECURITY 458140100 MEETING TYPE Annual TICKER SYMBOL INTC MEETING DATE 19-May-2011 ISIN US4581401001 AGENDA 933403812 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- --------- ------- ----------- 1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For 1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For 1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For 1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For 1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For 1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For 1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For 1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 15 GAMCO Westwood Income Fund
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For 1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR 03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY Management Against Against INCENTIVE PLAN 04 AMENDMENT AND EXTENSION OF THE 2006 STOCK Management For For PURCHASE PLAN 05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
KRAFT FOODS INC. SECURITY 50075N104 MEETING TYPE Annual TICKER SYMBOL KFT MEETING DATE 24-May-2011 ISIN US50075N1046 AGENDA 933395255 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Management For For 1B ELECTION OF DIRECTOR: MYRA M. HART Management For For 1C ELECTION OF DIRECTOR: PETER B. HENRY Management For For 1D ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For 1E ELECTION OF DIRECTOR: MARK D. KETCHUM Management For For 1F ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Management For For 1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For 1H ELECTION OF DIRECTOR: JOHN C. POPE Management For For 1I ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Management For For 1J ELECTION OF DIRECTOR: IRENE B. ROSENFELD Management For For 1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Management For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 3 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Management Abstain Against COMPENSATION VOTE. 4 APPROVAL OF THE KRAFT FOODS INC. AMENDED AND Management For For RESTATED 2006 STOCK COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. 5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
MERCK & CO., INC. SECURITY 58933Y105 MEETING TYPE Annual TICKER SYMBOL MRK MEETING DATE 24-May-2011 ISIN US58933Y1055 AGENDA 933416744 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For 1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For 1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For 1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For 1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For 1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For 1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Management For For 1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For 1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For 1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For 1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For 1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For 1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For 1N ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For 1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For 1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For 1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For 1R ELECTION OF DIRECTOR: PETER C. WENDELL Management For For 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Management Abstain Against ON EXECUTIVE COMPENSATION.
CHEVRON CORPORATION SECURITY 166764100 MEETING TYPE Annual TICKER SYMBOL CVX MEETING DATE 25-May-2011 ISIN US1667641005 AGENDA 933419687 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: L.F. DEILY Management For For 1B ELECTION OF DIRECTOR: R.E. DENHAM Management For For 1C ELECTION OF DIRECTOR: R.J. EATON Management For For 1D ELECTION OF DIRECTOR: C. HAGEL Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 16 GAMCO Westwood Income Fund
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1E ELECTION OF DIRECTOR: E. HERNANDEZ Management For For 1F ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For 1G ELECTION OF DIRECTOR: D.B. RICE Management For For 1H ELECTION OF DIRECTOR: K.W. SHARER Management For For 1I ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For 1J ELECTION OF DIRECTOR: J.G. STUMPF Management For For 1K ELECTION OF DIRECTOR: R.D. SUGAR Management For For 1L ELECTION OF DIRECTOR: C. WARE Management For For 1M ELECTION OF DIRECTOR: J.S. WATSON Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM. 03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against COMPENSATION. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shareholder Against For EXPERTISE. 06 HUMAN RIGHTS COMMITTEE. Shareholder Against For 07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shareholder Against For 08 GUIDELINES FOR COUNTRY SELECTION. Shareholder Against For 09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For 10 HYDRAULIC FRACTURING. Shareholder Against For 11 OFFSHORE OIL WELLS. Shareholder Against For
THE HOME DEPOT, INC. SECURITY 437076102 MEETING TYPE Annual TICKER SYMBOL HD MEETING DATE 02-Jun-2011 ISIN US4370761029 AGENDA 933427127 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For 1B ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For 1C ELECTION OF DIRECTOR: ARI BOUSBIB Management For For 1D ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For 1E ELECTION OF DIRECTOR: J. FRANK BROWN Management For For 1F ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For 1G ELECTION OF DIRECTOR: ARMANDO CODINA Management For For 1H ELECTION OF DIRECTOR: BONNIE G. HILL Management For For 1I ELECTION OF DIRECTOR: KAREN L. KATEN Management For For 1J ELECTION OF DIRECTOR: RONALD L. SARGENT Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION 05 COMPANY PROPOSAL TO IMPLEMENT SHAREHOLDER Management For For ABILITY TO ACT BY WRITTEN CONSENT (APPROVAL OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION) 06 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE Shareholder Against For VOTING 07 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For SHAREHOLDER MEETINGS 08 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shareholder Against For DIVERSITY REPORT 09 SHAREHOLDER PROPOSAL REGARDING ELECTIONEERING Shareholder Against For POLICIES AND CONTRIBUTIONS
GENERAL MOTORS COMPANY SECURITY 37045V100 MEETING TYPE Annual TICKER SYMBOL GM MEETING DATE 07-Jun-2011 ISIN US37045V1008 AGENDA 933434437 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: DANIEL F. AKERSON Management For For 1B ELECTION OF DIRECTOR: DAVID BONDERMAN Management For For 1C ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Management For For 1D ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Management For For 1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For 1F ELECTION OF DIRECTOR: ROBERT D. KREBS Management For For 1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Management For For 1H ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Management For For 1I ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For 1J ELECTION OF DIRECTOR: CAROL M. STEPHENSON Management For For 1K ELECTION OF DIRECTOR: CYNTHIA A. TELLES Management For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. 03 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 17 GAMCO Westwood Income Fund DEVON ENERGY CORPORATION SECURITY 25179M103 MEETING TYPE Annual TICKER SYMBOL DVN MEETING DATE 08-Jun-2011 ISIN US25179M1036 AGENDA 933435491 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 ROBERT H. HENRY For For 2 JOHN A. HILL For For 3 MICHAEL M. KANOVSKY For For 4 ROBERT A. MOSBACHER, JR For For 5 J. LARRY NICHOLS For For 6 DUANE C. RADTKE For For 7 MARY P. RICCIARDELLO For For 8 JOHN RICHELS For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 04 AMEND THE RESTATED CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS. 05 AMEND AND RESTATE THE RESTATED CERTIFICATE OF Management For For INCORPORATION TO REMOVE UNNECESSARY AND OUTDATED PROVISIONS. 06 RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For INDEPENDENT AUDITORS FOR 2011. 07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
Vote Summary NIKE, INC. SECURITY 654106103 MEETING TYPE Annual TICKER SYMBOL NKE MEETING DATE 20-Sep-2010 ISIN US6541061031 AGENDA 933315548 - Management CITY HOLDING RECON DATE 26-Jul-2010 COUNTRY United States VOTE DEADLINE DATE 17-Sep-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ---------- ----- ----------- 01 DIRECTOR Management 1 JILL K. CONWAY For For 2 ALAN B. GRAF, JR. For For 3 JOHN C. LECHLEITER For For 4 PHYLLIS M. WISE For For 02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Management For For PERFORMANCE SHARING PLAN. 03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 STOCK Management For For INCENTIVE PLAN. 04 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ----------- --------- -------------- 000382688 93I 15400 0 19-Aug-2010 19-Aug-2010
FEDEX CORPORATION SECURITY 31428X106 MEETING TYPE Annual TICKER SYMBOL FDX MEETING DATE 27-Sep-2010 ISIN US31428X1063 AGENDA 933319419 - Management CITY HOLDING RECON DATE 02-Aug-2010 COUNTRY United States VOTE DEADLINE DATE 24-Sep-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For 1B ELECTION OF DIRECTOR: JOHN A. EDWARDSON Management For For 1C ELECTION OF DIRECTOR: J.R. HYDE, III Management For For 1D ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Management Against Against 1E ELECTION OF DIRECTOR: STEVEN R. LORANGER Management Against Against 1F ELECTION OF DIRECTOR: GARY W. LOVEMAN Management For For 1G ELECTION OF DIRECTOR: SUSAN C. SCHWAB Management For For 1H ELECTION OF DIRECTOR: FREDERICK W. SMITH Management For For 1I ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For 1J ELECTION OF DIRECTOR: DAVID P. STEINER Management For For 1K ELECTION OF DIRECTOR: PAUL S. WALSH Management For For 02 ADOPTION OF 2010 OMNIBUS STOCK INCENTIVE PLAN. Management For For 03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM. 04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shareholder For Against BOARD CHAIRMAN. 05 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder For Against ACTION BY WRITTEN CONSENT. 06 STOCKHOLDER PROPOSAL REGARDING CEO SUCCESSION Shareholder Against For PLANNING.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ----------- --------- -------------- 000382688 93I 13800 0 10-Sep-2010 11-Sep-2010
ORACLE CORPORATION SECURITY 68389X105 MEETING TYPE Annual TICKER SYMBOL ORCL MEETING DATE 06-Oct-2010 ISIN US68389X1054 AGENDA 933328189 - Management CITY HOLDING RECON DATE 09-Aug-2010 COUNTRY United States VOTE DEADLINE DATE 05-Oct-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- -------- ----------- 01 DIRECTOR Management 1 JEFFREY S. BERG Withheld Against 2 H. RAYMOND BINGHAM Withheld Against 3 MICHAEL J. BOSKIN For For 4 SAFRA A. CATZ For For 5 BRUCE R. CHIZEN For For 6 GEORGE H. CONRADES For For 7 LAWRENCE J. ELLISON For For 8 HECTOR GARCIA-MOLINA For For 9 JEFFREY O. HENLEY For For 10 MARK V. HURD For For 11 DONALD L. LUCAS For For 12 NAOMI O. SELIGMAN For For 02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Management For For PLAN. 03 APPROVE THE ORACLE CORPORATION AMENDED AND Management Against Against RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 419,020,418 SHARES. 04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011. 05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE Shareholder Against For CORPORATE BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY. 06 ACT ON A STOCKHOLDER PROPOSAL REGARDING Shareholder For Against MAJORITY VOTING IN DIRECTOR ELECTIONS. 07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shareholder Against For RETENTION.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ----------- --------- -------------- 000382688 93I 48600 0 21-Sep-2010 21-Sep-2010
SYSCO CORPORATION SECURITY 871829107 MEETING TYPE Annual TICKER SYMBOL SYY MEETING DATE 12-Nov-2010 ISIN US8718291078 AGENDA 933330398 - Management CITY HOLDING RECON DATE 14-Sep-2010 COUNTRY United States VOTE DEADLINE DATE 11-Nov-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: JOHN M. CASSADAY Management Against Against 1B ELECTION OF DIRECTOR: MANUEL A. FERNANDEZ Management Against Against 1C ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER Management For For 1D ELECTION OF DIRECTOR: JACKIE M. WARD Management Against Against 02 TO APPROVE AN AMENDMENT TO THE SYSCO Management For For CORPORATION 1974 EMPLOYEES' STOCK PURCHASE PLAN TO RESERVE 5,000,000 ADDITIONAL SHARES OF SYSCO CORPORATION COMMON STOCK FOR ISSUANCE UNDER THE PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For SYSCO'S INDEPENDENT ACCOUNTANTS FOR FISCAL 2011.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ----------- --------- -------------- 000382688 93I 36300 0 14-Oct-2010 15-Oct-2010
MICROSOFT CORPORATION SECURITY 594918104 MEETING TYPE Annual TICKER SYMBOL MSFT MEETING DATE 16-Nov-2010 ISIN US5949181045 AGENDA 933331011 - Management CITY HOLDING RECON DATE 03-Sep-2010 COUNTRY United States VOTE DEADLINE DATE 15-Nov-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For 02 ELECTION OF DIRECTOR: DINA DUBLON Management For For 03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For 04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 05 ELECTION OF DIRECTOR: REED HASTINGS Management For For 06 ELECTION OF DIRECTOR: MARIA M. KLAWE Management For For 07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For 08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For 09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For 10 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY'S INDEPENDENT AUDITOR 11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shareholder Against For COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE VOTE DATE DATE CONFIRMED SHARES -------------- --------- ------------- ----------- --------- -------------- 000382688 93I 86900 0 26-Oct-2010 27-Oct-2010
CISCO SYSTEMS, INC. SECURITY 17275R102 MEETING TYPE Annual TICKER SYMBOL CSCO MEETING DATE 18-Nov-2010 ISIN US17275R1023 AGENDA 933332265 - Management CITY HOLDING RECON DATE 20-Sep-2010 COUNTRY United States VOTE DEADLINE DATE 17-Nov-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: CAROL A. BARTZ Management For For 1B ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For 1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Management For For 1D ELECTION OF DIRECTOR: LARRY R. CARTER Management For For 1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Management For For 1F ELECTION OF DIRECTOR: BRIAN L. HALLA Management For For 1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Management Against Against 1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For 1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Management For For 1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Management For For 1K ELECTION OF DIRECTOR: ARUN SARIN Management For For 1L ELECTION OF DIRECTOR: STEVEN M. WEST Management For For 1M ELECTION OF DIRECTOR: JERRY YANG Management For For 02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Management Against Against REGARDING EXECUTIVE COMPENSATION. 03 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30, 2011. 04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shareholder Against For CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY. 05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against For THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. 06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shareholder Against For THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE OF CISCO'S SALES TO CHINA AND CERTAIN OTHER GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ----------- --------- -------------- 000382688 93I 99200 0 29-Oct-2010 30-Oct-2010
MOTOROLA SOLUTIONS, INC. SECURITY 620076109 MEETING TYPE Special TICKER SYMBOL MOT MEETING DATE 29-Nov-2010 ISIN US6200761095 AGENDA 933338736 - Management CITY HOLDING RECON DATE 08-Oct-2010 COUNTRY United States VOTE DEADLINE DATE 26-Nov-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ---------- ---- ----------- 01 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Management For For EFFECT, IN ITS DISCRETION PRIOR TO DECEMBER 31, 2011, A REVERSE STOCK SPLIT OF THE OUTSTANDING AND TREASURY COMMON STOCK OF MOTOROLA, AT A REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3 AND OF UP TO 1-FOR-7, AS DETERMINED BY THE BOARD OF DIRECTORS. 02 APPROVAL OF A CORRESPONDING AMENDMENT TO Management For For MOTOROLA'S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT THE REVERSE STOCK SPLIT AND TO REDUCE PROPORTIONATELY THE TOTAL NUMBER OF SHARES OF COMMON STOCK THAT MOTOROLA IS AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD OF DIRECTORS' AUTHORITY TO ABANDON SUCH AMENDMENT.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ----------- --------- -------------- 000382688 93I 138100 0 01-Nov-2010 02-Nov-2010
DEERE & COMPANY SECURITY 244199105 MEETING TYPE Annual TICKER SYMBOL DE MEETING DATE 23-Feb-2011 ISIN US2441991054 AGENDA 933366343 - Management CITY HOLDING RECON DATE 31-Dec-2010 COUNTRY United States VOTE DEADLINE DATE 22-Feb-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ---------- ------ ----------- 1A ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For 1B ELECTION OF DIRECTOR: DIPAK C. JAIN Management For For 1C ELECTION OF DIRECTOR: JOACHIM MILBERG Management For For 1D ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For 02 NON-BINDING ADVISORY VOTE ON EXECUTIVE Management For For COMPENSATION ("SAY-ON-PAY") 03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year For SAY-ON-PAY VOTES 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ----------- --------- -------------- 000382688 93I 15800 0 02-Feb-2011 02-Feb-2011
FRANKLIN RESOURCES, INC. SECURITY 354613101 MEETING TYPE Annual TICKER SYMBOL BEN MEETING DATE 15-Mar-2011 ISIN US3546131018 AGENDA 933367371 - Management CITY HOLDING RECON DATE 18-Jan-2011 COUNTRY United States VOTE DEADLINE DATE 14-Mar-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Management For For 1B ELECTION OF DIRECTOR: CHARLES CROCKER Management For For 1C ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN Management For For 1D ELECTION OF DIRECTOR: CHARLES B. JOHNSON Management For For 1E ELECTION OF DIRECTOR: GREGORY E. JOHNSON Management For For 1F ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. Management For For 1G ELECTION OF DIRECTOR: MARK C. PIGOTT Management For For 1H ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Management For For 1I ELECTION OF DIRECTOR: PETER M. SACERDOTE Management For For 1J ELECTION OF DIRECTOR: LAURA STEIN Management For For 1K ELECTION OF DIRECTOR: ANNE M. TATLOCK Management Against Against 1L ELECTION OF DIRECTOR: GEOFFREY Y. YANG Management For For 02 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. 03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE BY 10,000,000 SHARES. 04 TO APPROVE, ON AN ADVISORY BASIS, THE Management For For COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. 05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management 1 Year Against VOTES ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ----------- --------- -------------- 000382688 93I 19000 0 11-Mar-2011 11-Mar-2011
COVIDIEN PLC SECURITY G2554F105 MEETING TYPE Annual TICKER SYMBOL COV MEETING DATE 15-Mar-2011 ISIN IE00B3QN1M21 AGENDA 933367701 - Management CITY HOLDING RECON DATE 12-Jan-2011 COUNTRY United States VOTE DEADLINE DATE 11-Mar-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For 1B ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For 1C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Management For For 1D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Management For For 1E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For 1F ELECTION OF DIRECTOR: KATHY J. HERBERT Management For For 1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Management For For 1H ELECTION OF DIRECTOR: RICHARD J. MEELIA Management For For 1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For 1J ELECTION OF DIRECTOR: TADATAKA YAMADA Management For For 1K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Management For For
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------ ----------- ------- ----------- 02 APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE Management For For THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. 03 EFFECT A ONE-FOR-ONE HUNDRED REVERSE SPLIT Management For For FOLLOWED BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT OF THE COMPANY'S ORDINARY SHARES. 04 AN ADVISORY VOTE TO APPROVE EXECUTIVE Management For For COMPENSATION. 05 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management 1 Year Against COMPENSATION VOTES.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED ------------------ ------------- ----------------- -------------- -------------- -------------- 000382688 93I 47500 0 19-Feb-2011 19-Feb-2011
THE WALT DISNEY COMPANY SECURITY 254687106 MEETING TYPE Annual TICKER SYMBOL DIS MEETING DATE 23-Mar-2011 ISIN US2546871060 AGENDA 933369440 - Management CITY HOLDING RECON DATE 24-Jan-2011 COUNTRY United States VOTE DEADLINE DATE 22-Mar-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------- ------------ -------- ----------- 1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Management Against Against 1B ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For 1C ELECTION OF DIRECTOR: JOHN S. CHEN Management Against Against 1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Management For For 1E ELECTION OF DIRECTOR: ROBERT A. IGER Management For For 1F ELECTION OF DIRECTOR: STEVEN P. JOBS Management Against Against 1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Management Against Against 1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Management Against Against 1I ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For 1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Management For For 1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Management Against Against 1L ELECTION OF DIRECTOR: SHERYL K. SANDBERG Management For For 1M ELECTION OF DIRECTOR: ORIN C. SMITH Management Against Against 02 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2011. 03 TO APPROVE THE 2011 STOCK INCENTIVE PLAN. Management Against Against 04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Against Against COMPENSATION. 05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Management 1 Year For COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. 06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED ------------------ ------------- ----------------- -------------- -------------- -------------- 000382688 93I 58600 0 02-Mar-2011 02-Mar-2011
HONEYWELL INTERNATIONAL INC. SECURITY 438516106 MEETING TYPE Annual TICKER SYMBOL HON MEETING DATE 25-Apr-2011 ISIN US4385161066 AGENDA 933380115 - Management CITY HOLDING RECON DATE 25-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 21-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------ ------------ -------- ----------- 1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For 1B ELECTION OF DIRECTOR: KEVIN BURKE Management For For 1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For 1D ELECTION OF DIRECTOR: DAVID M. COTE Management For For
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------ ------------ -------- ----------- 1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For 1F ELECTION OF DIRECTOR: LINNET F. DEILY Management For For 1G ELECTION OF DIRECTOR: JUDD GREGG Management For For 1H ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For 1I ELECTION OF DIRECTOR: GEORGE PAZ Management For For 1J ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For 02 APPROVAL OF INDEPENDENT ACCOUNTANTS. Management For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management 1 Year For VOTE ON EXECUTIVE COMPENSATION. 05 2011 STOCK INCENTIVE PLAN OF HONEYWELL Management For For INTERNATIONAL INC. AND ITS AFFILIATES. 06 HONEYWELL INTERNATIONAL INC. INCENTIVE Management For For COMPENSATION PLAN FOR EXECUTIVE EMPLOYEES, AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1, 2011. 07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder For Against 08 SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED ------------------ ------------- ----------------- -------------- -------------- -------------- 000382688 93I 40300 0 12-Apr-2011 12-Apr-2011
INTERNATIONAL BUSINESS MACHINES CORP. SECURITY 459200101 MEETING TYPE Annual TICKER SYMBOL IBM MEETING DATE 26-Apr-2011 ISIN US4592001014 AGENDA 933380381 - Management CITY HOLDING RECON DATE 25-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- -------------------------------------------------- ------------ -------- ----------- 1A ELECTION OF DIRECTOR: A.J.P. BELDA Management Against Against 1B ELECTION OF DIRECTOR: W.R. BRODY Management For For 1C ELECTION OF DIRECTOR: K.I. CHENAULT Management For For 1D ELECTION OF DIRECTOR: M.L. ESKEW Management Against Against 1E ELECTION OF DIRECTOR: S.A. JACKSON Management For For 1F ELECTION OF DIRECTOR: A.N. LIVERIS Management Against Against 1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Management For For 1H ELECTION OF DIRECTOR: J.W. OWENS Management For For 1I ELECTION OF DIRECTOR: S.J. PALMISANO Management For For 1J ELECTION OF DIRECTOR: J.E. SPERO Management For For 1K ELECTION OF DIRECTOR: S. TAUREL Management For For 1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Management Against Against 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) Management For For 04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Management 1 Year Against VOTE ON EXECUTIVE COMPENSATION (PAGE 73)p 05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shareholder Against For 74) 06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL Shareholder Against For CONTRIBUTIONS POLICY (PAGES 74-75) 07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shareholder Against For
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED ------------------ ------------- ----------------- -------------- -------------- -------------- 000382688 93I 14200 0 29-Mar-2011 29-Mar-2011
AMERICAN ELECTRIC POWER COMPANY, INC. SECURITY 025537101 MEETING TYPE Annual TICKER SYMBOL AEP MEETING DATE 26-Apr-2011 ISIN US0255371017 AGENDA 933383779 - Management CITY HOLDING RECON DATE 28-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: DAVID J. ANDERSON Management For For 1B ELECTION OF DIRECTOR: JAMES F. CORDES Management For For 1C ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Management For For 1D ELECTION OF DIRECTOR: LINDA A. GOODSPEED Management For For 1E ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Management For For 1F ELECTION OF DIRECTOR: LESTER A. HUDSON, JR. Management For For 1G ELECTION OF DIRECTOR: MICHAEL G. MORRIS Management For For 1H ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Management For For 1I ELECTION OF DIRECTOR: LIONEL L. NOWELL III Management For For 1J ELECTION OF DIRECTOR: RICHARD L. SANDOR Management For For 1K ELECTION OF DIRECTOR: KATHRYN D. SULLIVAN Management For For 1L ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Management For For 1M ELECTION OF DIRECTOR: JOHN F. TURNER Management For For 2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For 4 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management 1 Year For ADVISORY VOTE ON EXECUTIVE COMPENSATION.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED ------------------ ------------- ----------------- -------------- -------------- -------------- 000382688 93I 64200 0 30-Mar-2011 30-Mar-2011
METLIFE, INC. SECURITY 59156R108 MEETING TYPE Annual TICKER SYMBOL MET MEETING DATE 26-Apr-2011 ISIN US59156R1086 AGENDA 933398883 - Management CITY HOLDING RECON DATE 01-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------ ------------ ------- ----------- 01 DIRECTOR Management 1 STEVEN A. KANDARIAN* For For 2 SYLVIA MATHEWS BURWELL# For For 3 EDUARDO CASTRO-WRIGHT# For For 4 CHERYL W. GRISE# For For 5 LULU C. WANG# For For 02 PROPOSAL TO AMEND THE CERTIFICATE OF Management For For INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011 04 ADVISORY VOTE TO APPROVE THE COMPENSATION PAID Management For For TO THE COMPANY'S NAMED EXECUTIVE OFFICERS 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year For ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED ------------------ ------------- ----------------- -------------- -------------- -------------- 000382688 93I 52000 0 01-Apr-2011 01-Apr-2011
AMERIPRISE FINANCIAL, INC. SECURITY 03076C106 MEETING TYPE Annual TICKER SYMBOL AMP MEETING DATE 27-Apr-2011 ISIN US03076C1062 AGENDA 933382688 - Management CITY HOLDING RECON DATE 28-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 26-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ----------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: SIRI S. MARSHALL Management For For 1B ELECTION OF DIRECTOR: W. WALKER LEWIS Management For For 1C ELECTION OF DIRECTOR: WILLIAM H. TURNER Management For For 02 A NONBINDING ADVISORY VOTE TO APPROVE THE Management For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 03 A NONBINDING ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year For SHAREHOLDER APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP, THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED ------------------ ------------- ----------------- -------------- -------------- -------------- 000382688 93I 36500 0 31-Mar-2011 31-Mar-2011
E. I. DU PONT DE NEMOURS AND COMPANY SECURITY 263534109 MEETING TYPE Annual TICKER SYMBOL DD MEETING DATE 27-Apr-2011 ISIN US2635341090 AGENDA 933385521 - Management CITY HOLDING RECON DATE 02-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 26-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------- ------------ -------- ----------- 1A ELECTION OF DIRECTOR: RICHARD H. BROWN Management For For 1B ELECTION OF DIRECTOR: ROBERT A. BROWN Management For For 1C ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Management For For 1D ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Management For For 1E ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Management For For 1F ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Management For For 1G ELECTION OF DIRECTOR: MARILLYN A. HEWSON Management For For 1H ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For 1I ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For 1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For 02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 ON AMENDED EQUITY AND INCENTIVE PLAN Management For For 04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management For For COMPENSATION 05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Management 1 Year For OF EXECUTIVE COMPENSATION VOTES 06 ON SPECIAL SHAREOWNER MEETINGS Shareholder Against For 07 ON GENETICALLY ENGINEERED SEED Shareholder Against For 08 ON EXECUTIVE COMPENSATION REPORT Shareholder Against For
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED ------------------ ------------- ----------------- -------------- -------------- -------------- 000382688 93I 42100 0 01-Apr-2011 01-Apr-2011
CORNING INCORPORATED SECURITY 219350105 MEETING TYPE Annual TICKER SYMBOL GLW MEETING DATE 28-Apr-2011 ISIN US2193501051 AGENDA 933380191 - Management CITY HOLDING RECON DATE 24-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ---------------------------------------------- ------------ -------- ----------- 1A ELECTION OF DIRECTOR: JOHN SEELY BROWN Management Against Against 1B ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Management For For 1C ELECTION OF DIRECTOR: GORDON GUND Management Against Against 1D ELECTION OF DIRECTOR: KURT M. LANDGRAF Management For For 1E ELECTION OF DIRECTOR: H. ONNO RUDING Management For For 1F ELECTION OF DIRECTOR: GLENN F. TILTON Management For For 02 APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE Management For For COMPENSATION. 03 APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF Management 1 Year For FUTURE EXECUTIVE COMPENSATION VOTES. 04 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 05 SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shareholder For Against MEETINGS.
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED ------------------ ------------- ----------------- -------------- -------------- -------------- 000382688 93I 52900 0 01-Apr-2011 01-Apr-2011
JOHNSON & JOHNSON SECURITY 478160104 MEETING TYPE Annual TICKER SYMBOL JNJ MEETING DATE 28-Apr-2011 ISIN US4781601046 AGENDA 933382854 - Management CITY HOLDING RECON DATE 01-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ----------------------------------------------- ------------ -------- ----------- 1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Management Against Against 1B ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For 1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For For 1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management Against Against 1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For 1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Management Against Against 1G ELECTION OF DIRECTOR: LEO F. MULLIN Management For For 1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management Against Against 1I ELECTION OF DIRECTOR: CHARLES PRINCE Management Against Against 1J ELECTION OF DIRECTOR: DAVID SATCHER Management For For 1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For 02 RATIFICATION OF APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management For For COMPENSATION 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management 1 Year For NAMED EXECUTIVE OFFICER COMPENSATION 05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shareholder Against For RESTRAINT 06 SHAREHOLDER PROPOSAL ON AMENDMENT TO Shareholder Against For COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY 07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shareholder Against For METHODS FOR TRAINING
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED ------------------ ------------- ----------------- -------------- -------------- -------------- 000382688 93I 56900 0 06-Apr-2011 06-Apr-2011
PFIZER INC. SECURITY 717081103 MEETING TYPE Annual TICKER SYMBOL PFE MEETING DATE 28-Apr-2011 ISIN US7170811035 AGENDA 933392196 - Management CITY HOLDING RECON DATE 01-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------ ------------ -------- ----------- 1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For 1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For 1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For 1D ELECTION OF DIRECTOR: W. DON CORNWELL Management For For 1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For 1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Management For For 1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For 1H ELECTION OF DIRECTOR: JAMES M. KILTS Management For For 1I ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For 1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For 1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For 1L ELECTION OF DIRECTOR: IAN C. READ Management For For 1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Against Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shareholder Against For POLITICAL CONTRIBUTIONS 06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY Shareholder Against For INITIATIVES. 07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL Shareholder Against For PRICE RESTRAINTS. 08 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shareholder For Against WRITTEN CONSENT. 09 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For SHAREHOLDER MEETINGS. 10 SHAREHOLDER PROPOSAL REGARDING ANIMAL Shareholder Against For RESEARCH
UNAVAILABLE ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED ------------------ ------------- ----------------- -------------- -------------- -------------- 000382688 93I 193900 0 12-Apr-2011 12-Apr-2011
AT&T INC. SECURITY 00206R102 MEETING TYPE Annual TICKER SYMBOL T MEETING DATE 29-Apr-2011 ISIN US00206R1023 AGENDA 933378437 - Management CITY HOLDING RECON DATE 01-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 28-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- ------------------------------------------------ ------------ -------- ----------- 1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For 1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For 1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For 1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For 1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For 1F ELECTION OF DIRECTOR: JAMES P. KELLY Management For For 1G ELECTION OF DIRECTOR: JON C. MADONNA Management For For 1H ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For 1I ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For 1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For 1K ELECTION OF DIRECTOR: MATTHEW K. ROSE Management For For 1L ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For AUDITORS. 03 APPROVE 2011 INCENTIVE PLAN. Management For For 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For 05 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Management 1 Year Against COMPENSATION. 06 POLITICAL CONTRIBUTIONS. Shareholder Against For 07 SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For 08 WRITTEN CONSENT. Shareholder For Against
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 118100 0 02-Apr-2011 02-Apr-2011
ABBOTT LABORATORIES SECURITY 002824100 MEETING TYPE Annual TICKER SYMBOL ABT MEETING DATE 29-Apr-2011 ISIN US0028241000 AGENDA 933386319 - Management CITY HOLDING RECON DATE 02-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 28-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 R.J. ALPERN For For 2 R.S. AUSTIN For For 3 W.J. FARRELL For For 4 H.L. FULLER For For 5 E.M. LIDDY For For 6 P.N. NOVAKOVIC For For 7 W.A. OSBORN For For 8 S.C. SCOTT III For For 9 G.F. TILTON For For 10 M.D. WHITE For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For 03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Against Against EXECUTIVE COMPENSATION. 04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management 1 Year For APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shareholder Against For
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ------------ ----------- --------- 000382688 93I 50000 0 05-Apr-2011 05-Apr-2011
AFLAC INCORPORATED SECURITY 001055102 MEETING TYPE Annual TICKER SYMBOL AFL MEETING DATE 02-May-2011 ISIN US0010551028 AGENDA 933383616 - Management CITY HOLDING RECON DATE 23-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 29-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: DANIEL P. AMOS Management For For 1B ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Management Against Against 1C ELECTION OF DIRECTOR: PAUL S. AMOS II Management For For 1D ELECTION OF DIRECTOR: MICHAEL H. ARMACOST Management For For 1E ELECTION OF DIRECTOR: KRISS CLONINGER III Management Against Against 1F ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Management For For 1G ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Management For For 1H ELECTION OF DIRECTOR: ROBERT B. JOHNSON Management For For 1I ELECTION OF DIRECTOR: CHARLES B. KNAPP Management For For 1J ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. Management For For 1K ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH Management For For 1L ELECTION OF DIRECTOR: MARVIN R. SCHUSTER Management For For
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ---- ----------- 1M ELECTION OF DIRECTOR: DAVID GARY THOMPSON Management For For 1N ELECTION OF DIRECTOR: ROBERT L. WRIGHT Management For For 1O ELECTION OF DIRECTOR: TAKURO YOSHIDA Management For For 02 TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY Management For For PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE IN THE PROXY STATEMENT. 03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year For FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 42300 0 06-Apr-2011 06-Apr-2011
THE BOEING COMPANY SECURITY 097023105 MEETING TYPE Annual TICKER SYMBOL BA MEETING DATE 02-May-2011 ISIN US0970231058 AGENDA 933387397 - Management CITY HOLDING RECON DATE 03-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 29-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For 1B ELECTION OF DIRECTOR: DAVID L. CALHOUN Management For For 1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For 1D ELECTION OF DIRECTOR: LINDA Z. COOK Management For For 1E ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For 1F ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. Management For For 1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For 1H ELECTION OF DIRECTOR: JOHN F. MCDONNELL Management For For 1I ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For 1J ELECTION OF DIRECTOR: SUSAN C. SCHWAB Management For For 1K ELECTION OF DIRECTOR: RONALD A. WILLIAMS Management For For 1L ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Management For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For 03 RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON Management 1 Year Against EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011. 05 INDEPENDENT MONITORING OF THE HUMAN RIGHTS CODE. Shareholder Against For 06 REPORT ON POLITICAL ACTIVITY. Shareholder Against For 07 ACTION BY WRITTEN CONSENT. Shareholder For Against 08 CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL Shareholder For Against MEETINGS. 09 INDEPENDENT CHAIRMAN. Shareholder For Against
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED --------- --------- ------ ----------- ----------- ------------ 000382688 93I 31000 0 06-Apr-2011 06-Apr-2011
BRISTOL-MYERS SQUIBB COMPANY SECURITY 110122108 MEETING TYPE Annual TICKER SYMBOL BMY MEETING DATE 03-May-2011 ISIN US1101221083 AGENDA 933386701 - Management CITY HOLDING RECON DATE 10-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 02-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: L. ANDREOTTI Management For For 1B ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For 1C ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For 1D ELECTION OF DIRECTOR: L.J. FREEH Management Against Against 1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For 1F ELECTION OF DIRECTOR: M. GROBSTEIN Management For For 1G ELECTION OF DIRECTOR: L. JOHANSSON Management For For 1H ELECTION OF DIRECTOR: A.J. LACY Management For For 1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For 1J ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Management For For 1K ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For 1L ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management For For EXECUTIVE OFFICERS 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management 1 Year Against VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 05 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For 06 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder For Against 07 PHARMACEUTICAL PRICE RESTRAINT Shareholder Against For
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED --------- --------- ------ ----------- ----------- ------------ 000382688 93I 45500 0 08-Apr-2011 08-Apr-2011
WELLS FARGO & COMPANY SECURITY 949746101 MEETING TYPE Annual TICKER SYMBOL WFC MEETING DATE 03-May-2011 ISIN US9497461015 AGENDA 933389151 - Management CITY HOLDING RECON DATE 04-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 02-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management Against Against 1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For 1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For 1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For 1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For 1F ELECTION OF DIRECTOR: DONALD M. JAMES Management Against Against 1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management Against Against 1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management Against Against 1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For 1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management Against Against 1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For 1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 1M ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For 1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For 02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Management For For APPROVE THE NAMED EXECUTIVES' COMPENSATION. 03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Management 1 Year For ADVISORY VOTES REGARDING NAMED EXECUTIVES' COMPENSATION. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT AUDITORS FOR 2011. 05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shareholder For Against TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. 06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shareholder For Against VOTING IN CONTESTED DIRECTOR ELECTIONS. 07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF Shareholder Against For A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. 08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY Shareholder Against For VOTE ON DIRECTOR COMPENSATION. 09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shareholder Against For AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 107100 0 13-Apr-2011 14-Apr-2011
GENERAL DYNAMICS CORPORATION SECURITY 369550108 MEETING TYPE Annual TICKER SYMBOL GD MEETING DATE 04-May-2011 ISIN US3695501086 AGENDA 933387854 - Management CITY HOLDING RECON DATE 07-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 03-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: MARY T. BARRA Management For For 1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Management For For 1C ELECTION OF DIRECTOR: JAMES S. CROWN Management Against Against 1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Management For For 1E ELECTION OF DIRECTOR: JAY L. JOHNSON Management For For 1F ELECTION OF DIRECTOR: GEORGE A. JOULWAN Management For For 1G ELECTION OF DIRECTOR: PAUL G. KAMINSKI Management For For 1H ELECTION OF DIRECTOR: JOHN M. KEANE Management For For 1I ELECTION OF DIRECTOR: LESTER L. LYLES Management For For 1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Management For For 1K ELECTION OF DIRECTOR: ROBERT WALMSLEY Management For For 02 SELECTION OF INDEPENDENT AUDITORS. Management For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against 04 ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE Management 1 Year Against COMPENSATION ADVISORY VOTES. 05 SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN Shareholder Against For RIGHTS POLICY. 06 SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL Shareholder Against For SHAREHOLDER MEETINGS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 14900 0 12-Apr-2011 12-Apr-2011
UNION PACIFIC CORPORATION SECURITY 907818108 MEETING TYPE Annual TICKER SYMBOL UNP MEETING DATE 05-May-2011 ISIN US9078181081 AGENDA 933408189 - Management CITY HOLDING RECON DATE 28-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 04-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: A.H. CARD, JR. Management For For 1B ELECTION OF DIRECTOR: E.B. DAVIS, JR. Management For For 1C ELECTION OF DIRECTOR: T.J. DONOHUE Management For For 1D ELECTION OF DIRECTOR: A.W. DUNHAM Management For For 1E ELECTION OF DIRECTOR: J.R. HOPE Management For For 1F ELECTION OF DIRECTOR: C.C. KRULAK Management For For 1G ELECTION OF DIRECTOR: M.R. MCCARTHY Management For For 1H ELECTION OF DIRECTOR: M.W. MCCONNELL Management For For 1I ELECTION OF DIRECTOR: T.F. MCLARTY III Management For For 1J ELECTION OF DIRECTOR: S.R. ROGEL Management For For
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1K ELECTION OF DIRECTOR: J.H. VILLARREAL Management Against Against 1L ELECTION OF DIRECTOR: J.R. YOUNG Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY Management For For ON PAY"). 04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION ("SAY ON FREQUENCY"). 5A COMPANY PROPOSAL TO AMEND THE COMPANY'S Management For For ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: ACTIONS ADVERSELY AFFECTING PREFERRED STOCK. 5B COMPANY PROPOSAL TO AMEND THE COMPANY'S Management For For ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: REMOVAL OF DIRECTORS. 5C COMPANY PROPOSAL TO AMEND THE COMPANY'S Management For For ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: CHANGING THE AUTHORIZED AMOUNT OF CAPITAL STOCK. 06 SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder For Against DIRECTOR TO SERVE AS CHAIRMAN OF THE BOARD IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 24400 0 14-Apr-2011 14-Apr-2011
APACHE CORPORATION SECURITY 037411105 MEETING TYPE Annual TICKER SYMBOL APA MEETING DATE 05-May-2011 ISIN US0374111054 AGENDA 933423395 - Management CITY HOLDING RECON DATE 07-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 04-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Management For For 02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Management For For 03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Management For For 04 ELECTION OF DIRECTOR: JOHN A. KOCUR Management For For 05 RATIFICATION OF ERNST & YOUNG AS APACHE'S Management For For INDEPENDENT AUDITORS 06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Management For For EXECUTIVE OFFICERS 07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON Management 1 Year For COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS 08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED Management For For CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK 09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED Management Against Against CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK 10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY Management Against Against COMPENSATION PLAN
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ---- ------------ 000382688 93I 19106 0 16-Apr-2011 16-Apr-2011
OCCIDENTAL PETROLEUM CORPORATION SECURITY 674599105 MEETING TYPE Annual TICKER SYMBOL OXY MEETING DATE 06-May-2011 ISIN US6745991058 AGENDA 933401060 - Management CITY HOLDING RECON DATE 15-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 05-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ------ ---- ----------- 1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Management For For 1B ELECTION OF DIRECTOR: HOWARD I. ATKINS Management For For 1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Management For For 1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Management For For 1E ELECTION OF DIRECTOR: JOHN E. FEICK Management For For 1F ELECTION OF DIRECTOR: MARGARET M. FORAN Management For For 1G ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Management For For 1H ELECTION OF DIRECTOR: RAY R. IRANI Management For For 1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Management For For 1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Management For For 1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Management For For 1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Management For For 1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Management For For 02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Management For For AUDITORS. 03 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Management For For 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management 1 Year Against EXECUTIVE COMPENSATION. 05 REPORT ON POLITICAL EXPENDITURES AND SPENDING Shareholder Against For PROCESSES. 06 REQUIRED NOMINATION OF DIRECTOR WITH Shareholder Against For ENVIRONMENTAL EXPERTISE.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ---- ------------ 000382688 93I 22010 0 20-Apr-2011 20-Apr-2011
EQT CORPORATION SECURITY 26884L109 MEETING TYPE Annual TICKER SYMBOL EQT MEETING DATE 10-May-2011 ISIN US26884L1098 AGENDA 933389466 - Management CITY HOLDING RECON DATE 09-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 09-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ------ ---- ----------- 1 DIRECTOR Management 1 STEPHEN A. THORINGTON For For 2 DAVID L. PORGES For For 3 JAMES E. ROHR Withheld Against 4 DAVID S. SHAPIRA For For 2 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS 3 APPROVAL OF THE 2011 EXECUTIVE SHORT-TERM Management For For INCENTIVE PLAN 4 APPROVAL OF THE EXECUTIVE COMPENSATION OF THE Management For For COMPANY 5 RECOMMENDATION ON THE FREQUENCY WITH WHICH THE Management 1 Year For COMPANY SHOULD HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION 6 APPROVAL OF AN AMENDMENT TO THE RESTATED Management For For ARTICLES OF INCORPORATION OF THE COMPANY TO ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS 7 APPROVAL OF AN AMENDMENT TO THE RESTATED Management For For ARTICLES OF INCORPORATION OF THE COMPANY RELATED TO VACANCIES IN THE BOARD OF DIRECTORS 8 APPROVAL OF AN AMENDMENT TO THE RESTATED Management For For ARTICLES OF INCORPORATION OF THE COMPANY TO ELIMINATE SHAREHOLDER PRE-EMPTIVE RIGHTS
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ---- ------------ 000382688 93I 46500 0 17-Apr-2011 18-Apr-2011
ITT CORPORATION SECURITY 450911102 MEETING TYPE Annual TICKER SYMBOL ITT MEETING DATE 10-May-2011 ISIN US4509111021 AGENDA 933396586 - Management CITY HOLDING RECON DATE 16-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 09-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- -------- ----------- 01 DIRECTOR Management 1 STEVEN R. LORANGER For For 2 CURTIS J. CRAWFORD For For 3 CHRISTINA A. GOLD Withheld Against 4 RALPH F. HAKE Withheld Against 5 JOHN J. HAMRE For For 6 PAUL J. KERN For For 7 FRANK T. MACINNIS Withheld Against 8 SURYA N. MOHAPATRA Withheld Against 9 LINDA S. SANFORD Withheld Against 10 MARKOS I. TAMBAKERAS For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management Against Against TOUCHE LLP AS ITT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL OF THE ITT CORPORATION 2011 OMNIBUS Management For For INCENTIVE PLAN. 04 APPROVAL OF A PROPOSAL TO AMEND THE COMPANY'S Management For For RESTATED ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO CALL SPECIAL MEETINGS. 05 TO APPROVE, IN A NON-BINDING VOTE, THE Management For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 06 TO DETERMINE, IN A NON-BINDING VOTE, WHETHER A Management 1 Year For SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. 07 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shareholder Against For THAT THE COMPANY AMEND, WHERE APPLICABLE, ITT'S POLICIES RELATED TO HUMAN RIGHTS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ---- ------------ 000382688 93I 37600 0 15-Apr-2011 15-Apr-2011
PHILIP MORRIS INTERNATIONAL INC. SECURITY 718172109 MEETING TYPE Annual TICKER SYMBOL PM MEETING DATE 11-May-2011 ISIN US7181721090 AGENDA 933393744 - Management CITY HOLDING RECON DATE 15-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 10-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: HAROLD BROWN Management For For 1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Management For For 1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Management For For 1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Management For For 1E ELECTION OF DIRECTOR: JENNIFER LI Management For For 1F ELECTION OF DIRECTOR: GRAHAM MACKAY Management For For 1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Management Against Against 1H ELECTION OF DIRECTOR: LUCIO A. NOTO Management For For 1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Management For For 1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Management For For 02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For AUDITORS 03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management For For 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION 05 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND Shareholder Against For TOBACCO USE 06 STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD Shareholder For Against CHAIR
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ---- ------------ 000382688 93I 37580 0 20-Apr-2011 20-Apr-2011
COMCAST CORPORATION SECURITY 20030N101 MEETING TYPE Annual TICKER SYMBOL CMCSA MEETING DATE 11-May-2011 ISIN US20030N1019 AGENDA 933396334 - Management CITY HOLDING RECON DATE 08-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 10-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ------ ---- ----------- 01 DIRECTOR Management 1 S. DECKER ANSTROM For For 2 KENNETH J. BACON Withheld Against 3 SHELDON M. BONOVITZ For For 4 EDWARD D. BREEN For For 5 JOSEPH J. COLLINS For For 6 J. MICHAEL COOK For For 7 GERALD L. HASSELL For For 8 JEFFREY A. HONICKMAN For For 9 EDUARDO G. MESTRE For For 10 BRIAN L. ROBERTS For For 11 RALPH J. ROBERTS For For 12 DR. JUDITH RODIN Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF OUR Management For For INDEPENDENT AUDITORS 03 APPROVAL OF THE COMCAST-NBCUNIVERSAL 2011 Management For For EMPLOYEE STOCK PURCHASE PLAN 04 APPROVAL OF THE COMCAST CORPORATION 2002 Management For For RESTRICTED STOCK PLAN, AS AMENDED AND RESTATED 05 APPROVAL OF THE COMCAST CORPORATION 2003 STOCK Management For For OPTION PLAN, AS AMENDED AND RESTATED 06 APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE Management Against Against COMPENSATION 07 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Management 1 Year Against EXECUTIVE COMPENSATION 08 TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION Shareholder For Against OF DIRECTORS 09 TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE Shareholder For Against A CURRENT OR FORMER EXECUTIVE OFFICER
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ---- ------------ 000382688 93I 95700 0 20-Apr-2011 20-Apr-2011
CVS CAREMARK CORPORATION SECURITY 126650100 MEETING TYPE Annual TICKER SYMBOL CVS MEETING DATE 11-May-2011 ISIN US1266501006 AGENDA 933397110 - Management CITY HOLDING RECON DATE 15-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 10-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ------ ---- ----------- 1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For 1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For 1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For 1D ELECTION OF DIRECTOR: ANNE M. FINUCANE Management For For 1E ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Management For For 1F ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For 1G ELECTION OF DIRECTOR: LARRY J. MERLO Management For For 1H ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For 1I ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For 1J ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For 1K ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For 1L ELECTION OF DIRECTOR: TONY L. WHITE Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. 03 PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Management For For COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. 04 FREQUENCY OF FUTURE EXECUTIVE COMPENSATION Management 1 Year For VOTES. 05 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shareholder For Against CONTRIBUTIONS AND EXPENDITURES. 06 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shareholder For Against ACTION BY WRITTEN CONSENT.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ---- ------------ 000382688 931 68000 0 19-Apr-2011 19-Apr-2011
BANK OF AMERICA CORPORATION SECURITY 060505104 MEETING TYPE Annual TICKER SYMBOL BAC MEETING DATE 11-May-2011 ISIN US0605051046 AGENDA 933398491 - Management CITY HOLDING RECON DATE 16-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 10-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ------ ---- ----------- 1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Management For For 1B ELECTION OF DIRECTOR: SUSAN S. BIES Management For For 1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For 1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Management Against Against 1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For 1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For 1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Management For For 1H ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For 1I ELECTION OF DIRECTOR: THOMAS J. MAY Management For For 1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Management For For 1K ELECTION OF DIRECTOR: DONALD E. POWELL Management For For 1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Management Against Against 1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Management For For 02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE TO Management For For APPROVE EXECUTIVE COMPENSATION. 03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Management 1 Year For OF FUTURE ADVISORY "SAY ON PAY" VOTES. 04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Management Against Against ACCOUNTING FIRM FOR 2011. 05 STOCKHOLDER PROPOSAL - DISCLOSURE OF Shareholder Against For GOVERNMENT EMPLOYMENT. 06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shareholder For Against WRITTEN CONSENT. 07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING Shareholder For Against OPERATIONS. 08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shareholder For Against 09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shareholder Against For 10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shareholder For Against CONTESTED ELECTIONS. 11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shareholder Against For COMPENSATION. 12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shareholder For Against RELOCATION BENEFITS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 157600 0 29-Apr-2011 29-Apr-2011
THE DOW CHEMICAL COMPANY SECURITY 260543103 MEETING TYPE Annual TICKER SYMBOL DOW MEETING DATE 12-May-2011 ISIN US2605431038 AGENDA 933392057 - Management CITY HOLDING RECON DATE 14-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 11-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Management For For 1B ELECTION OF DIRECTOR: JACQUELINE K. BARTON Management For For 1C ELECTION OF DIRECTOR: JAMES A. BELL Management For For 1D ELECTION OF DIRECTOR: JEFF M. FETTIG Management For For 1E ELECTION OF DIRECTOR: BARBARA H. FRANKLIN Management For For 1F ELECTION OF DIRECTOR: JENNIFER M. GRANHOLM Management For For 1G ELECTION OF DIRECTOR: JOHN B. HESS Management For For 1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For 1I ELECTION OF DIRECTOR: PAUL POLMAN Management For For 1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Management Against Against 1K ELECTION OF DIRECTOR: JAMES M. RINGLER Management For For 1L ELECTION OF DIRECTOR: RUTH G. SHAW Management Against Against 1M ELECTION OF DIRECTOR: PAUL G. STERN Management Against Against 02 RATIFICATION OF THE APPOINTMENT OF THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against 04 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Management 1 Year Against COMPENSATION. 05 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY Shareholder For Against WRITTEN CONSENT.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 64300 0 21-Apr-2011 21-Apr-2011
DOMINION RESOURCES, INC. SECURITY 25746U109 MEETING TYPE Annual TICKER SYMBOL D MEETING DATE 12-May-2011 ISIN US25746U1097 AGENDA 933400892 - Management CITY HOLDING RECON DATE 04-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 11-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: WILLIAM P. BARR Management For For 1B ELECTION OF DIRECTOR: PETER W. BROWN Management Against Against 1C ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. Management For For 1D ELECTION OF DIRECTOR: HELEN E. DRAGAS Management For For 1E ELECTION OF DIRECTOR: THOMAS F. FARRELL II Management For For 1F ELECTION OF DIRECTOR: JOHN W. HARRIS Management Against Against 1G ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Management For For 1H ELECTION OF DIRECTOR: MARK J. KINGTON Management For For 1I ELECTION OF DIRECTOR: MARGARET A. MCKENNA Management For For 1J ELECTION OF DIRECTOR: FRANK S. ROYAL Management Against Against 1K ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. Management For For
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 1L ELECTION OF DIRECTOR: DAVID A. WOLLARD Management For For 02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For AUDITORS FOR 2011 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON Management For For PAY") 04 ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY Management 1 Year For VOTE 05 REPORT RELATED TO USE OF MOUNTAINTOP REMOVAL Shareholder Against For COAL MINING 06 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY Shareholder Against For 2024 07 REPORT ON FINANCIAL RISKS OF CONTINUED RELIANCE Shareholder Against For ON COAL 08 NEW NUCLEAR CONSTRUCTION Shareholder Against For 09 POLICY FOR INDEPENDENT CHAIRMAN OF THE BOARD Shareholder For Against 10 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder For Against 11 EXECUTIVE SUPPLEMENTAL RETIREMENT BENEFITS Shareholder Against For
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 53500 0 20-Apr-2011 20-Apr-2011
SEMPRA ENERGY SECURITY 816851109 MEETING TYPE Annual TICKER SYMBOL SRE MEETING DATE 13-May-2011 ISIN US8168511090 AGENDA 933398566 - Management CITY HOLDING RECON DATE 16-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 12-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: ALAN L. BOECKMANN Management For For 1B ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. Management For For 1C ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For 1D ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. Management For For 1E ELECTION OF DIRECTOR: WILLIAM D. JONES Management For For 1F ELECTION OF DIRECTOR: WILLIAM G. OUCHI Management For For 1G ELECTION OF DIRECTOR: CARLOS RUIZ Management For For 1H ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Management Against Against 1I ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Management For For 1J ELECTION OF DIRECTOR: LYNN SCHENK Management For For 1K ELECTION OF DIRECTOR: NEAL E. SCHMALE Management For For 1L ELECTION OF DIRECTOR: LUIS M. TELLEZ Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against 04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management 1 Year For VOTES ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDER Shareholder For Against ACTION BY WRITTEN CONSENT. 06 SHAREHOLDER PROPOSAL REGARDING RETIREMENT Shareholder Against For BENEFITS. 07 SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY. Shareholder Against For
BALLOT UNAVAILABLE ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------ ----------- ----------- -------------- 000382688 93I 43900 0 22-Apr-2011 22-Apr-2011
SECURITY 020002101 MEETING TYPE Annual TICKER SYMBOL ALL MEETING DATE 17-May-2011 ISIN US0200021014 AGENDA 933400551 - Management CITY HOLDING RECON DATE 18-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 16-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management Against Against 1B ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For 1C ELECTION OF DIRECTOR: W. JAMES FARRELL Management Against Against 1D ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For 1E ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For 1F ELECTION OF DIRECTOR: ANDREA REDMOND Management Against Against 1G ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management Against Against 1H ELECTION OF DIRECTOR: JOSHUA I. SMITH Management Against Against 1I ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management Against Against 1J ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management Against Against 1K ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011. 03 APPROVE THE PROPOSED AMENDMENT TO THE Management For For CERTIFICATE OF INCORPORATION GRANTING TO HOLDERS OF NOT LESS THAN 20% OF THE CORPORATION'S SHARES THE RIGHT TO CALL A SPECIAL MEETING OF STOCKHOLDERS. 04 APPROVE THE PROPOSED AMENDMENT TO THE Management Against Against CERTIFICATE OF INCORPORATION DESIGNATING A FORUM FOR CERTAIN LEGAL ACTIONS. 05 ADVISORY Management Against Against VOTE ON THE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 06 ADVISORY Management 1 Year Against VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 07 STOCKHOLDER Shareholder For Against PROPOSAL SEEKING THE RIGHT FOR STOCKHOLDERS TO ACT BY WRITTEN CONSENT. 08 STOCKHOLDER Shareholder For Against PROPOSAL SEEKING A REPORT ON POLITICAL CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS AND OTHER TAX EXEMPT ORGANIZATIONS.
BALLOT UNAVAILABLE ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------ ----------- ----------- -------------- 000382688 93I 36400 0 25-Apr-2011 26-Apr-2011
ANADARKO PETROLEUM CORPORATION SECURITY 032511107 MEETING TYPE Annual TICKER SYMBOL APC MEETING DATE 17-May-2011 ISIN US0325111070 AGENDA 933403622 - Management CITY HOLDING RECON DATE 22-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 16-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Management Against Against 1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Management For For 1C ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For 1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Management For For 1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Management For For 1F ELECTION OF DIRECTOR: JOHN R. GORDON Management For For 1G ELECTION OF DIRECTOR: JAMES T. HACKETT Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT AUDITOR. 03 ADVISORY Management Against Against VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. 04 ADVISORY Management 1 Year Against VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 05 STOCKHOLDER Shareholder Against For PROPOSAL- GENDER IDENTITY NON- DISCRIMINATION POLICY. 06 STOCKHOLDER Shareholder For Against PROPOSAL- ADOPTION OF POLICY OF INDEPENDENT DIRECTOR CHAIRMAN. 07 STOCKHOLDER Shareholder For Against PROPOSAL- ADOPTION OF POLICY ON ACCELERATED VESTING OF EQUITY AWARDS. 08 STOCKHOLDER Shareholder For Against PROPOSAL- REPORT ON POLITICAL CONTRIBUTIONS.
BALLOT UNAVAILABLE ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------ ----------- ----------- -------------- 000382688 93I 30100 0 23-Apr-2011 23-Apr-2011
JPMORGAN CHASE & CO. SECURITY 46625H100 MEETING TYPE Annual TICKER SYMBOL JPM MEETING DATE 17-May-2011 ISIN US46625H1005 AGENDA 933404028 - Management CITY HOLDING RECON DATE 18-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 16-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For 1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For 1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For 1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For 1E ELECTION OF DIRECTOR: JAMES DIMON Management For For 1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management Against Against 1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For 1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For 1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management Against Against 1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For 1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For 02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 ADVISORY Management For For VOTE ON EXECUTIVE COMPENSATION 04 ADVISORY Management 1 Year For VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION 05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Management For For PLAN 06 POLITICAL NON-PARTISANSHIP Shareholder Against For 07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder For Against 08 MORTGAGE LOAN SERVICING Shareholder Against For 09 POLITICAL CONTRIBUTIONS Shareholder For Against 10 GENOCIDE-FREE INVESTING Shareholder Against For 11 INDEPENDENT LEAD DIRECTOR Shareholder Against For
BALLOT UNAVAILABLE ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------ ----------- ----------- -------------- 000382688 93I 74084 0 29-Apr-2011 29-Apr-2011
GAP INC. SECURITY 364760108 MEETING TYPE Annual TICKER SYMBOL GPS MEETING DATE 17-May-2011 ISIN US3647601083 AGENDA 933405424 - Management CITY HOLDING RECON DATE 21-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 16-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------------------- ------ ----------- 01 DIRECTOR Management 1 ADRIAN D.P. BELLAMY For For 2 DOMENICO DE SOLE For For 3 ROBERT J. FISHER For For 4 WILLIAM S. FISHER For For 5 BOB L. MARTIN For For 6 JORGE P. MONTOYA For For 7 GLENN K. MURPHY For For 8 MAYO A. SHATTUCK III For For 9 KATHERINE TSANG For For 10 KNEELAND C. YOUNGBLOOD For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. 03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For THE GAP, INC. 2006 LONG-TERM INCENTIVE PLAN. 04 APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL Management For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 05 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Management 1 Year For FOR AN ADVISORY VOTE ON THE OVERALL COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
BALLOT UNAVAILABLE ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------ ----------- ----------- -------------- 000382688 93I 104000 0 23-Apr-2011 23-Apr-2011
ACE LIMITED SECURITY H0023R105 MEETING TYPE Annual TICKER SYMBOL ACE MEETING DATE 18-May-2011 ISIN CH0044328745 AGENDA 933420147 - Management CITY HOLDING RECON DATE 30-Mar-2011 COUNTRY Bermuda VOTE DEADLINE DATE 16-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------ ----------- 1A ELECTION OF EVAN G. GREENBERG Management For For 1B ELECTION OF LEO F. MULLIN Management For For 1C ELECTION OF OLIVIER STEIMER Management For For 1D ELECTION OF MICHAEL P. CONNORS Management For For 1E ELECTION OF EUGENE B. SHANKS, JR. Management For For 1F ELECTION OF JOHN A. KROL Management For For 2A APPROVAL OF THE ANNUAL REPORT Management For For 2B APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Management For For OF ACE LIMITED 2C APPROVAL OF THE CONSOLIDATED FINANCIAL Management For For STATEMENTS 03 ALLOCATION OF DISPOSABLE PROFIT Management For For 04 DISCHARGE OF THE BOARD OF DIRECTORS Management For For 5A ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) Management For For AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING 5B RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING DECEMBER 31, 2011 5C ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING Management For For FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING 06 APPROVAL OF DIVIDENDS FROM LEGAL RESERVES Management For For 07 ADVISORY Management For For VOTE ON EXECUTIVE COMPENSATION 08 ADVISORY Management 1 Year VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTE
BALLOT UNAVAILABLE ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------ ----------- ----------- -------------- 000382688 93I 38600 0 26-Apr-2011 26-Apr-2011
INTEL CORPORATION SECURITY 458140100 MEETING TYPE Annual TICKER SYMBOL INTC MEETING DATE 19-May-2011 ISIN US4581401001 AGENDA 933403812 - Management CITY HOLDING RECON DATE 21-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 18-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management Against Against 1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For 1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For 1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For 1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For 1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For 1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For 1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For 1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For 1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management Against Against 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR 03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY Management For For INCENTIVE PLAN 04 AMENDMENT AND EXTENSION OF THE 2006 STOCK Management For For PURCHASE PLAN 05 ADVISORY Management For For VOTE ON EXECUTIVE COMPENSATION 06 ADVISORY Management 1 Year For VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
BALLOT UNAVAILABLE ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------ ----------- ----------- -------------- 000382688 93I 53400 0 30-Apr-2011 30-Apr-2011
MERCK & CO., INC. SECURITY 58933Y105 MEETING TYPE Annual TICKER SYMBOL MRK MEETING DATE 24-May-2011 ISIN US58933Y1055 AGENDA 933416744 - Management CITY HOLDING RECON DATE 25-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 23-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------ ----------- 1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For 1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For 1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For 1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For 1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For 1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For 1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Management For For 1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For 1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For 1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For 1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For 1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For 1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For 1N ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For 1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For 1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For 1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For 1R ELECTION OF DIRECTOR: PETER C. WENDELL Management For For 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY Management For For VOTE ON EXECUTIVE COMPENSATION. 04 ADVISORY Management 1 Year Against VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION.
BALLOT UNAVAILABLE ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------ ----------- ----------- -------------- 000382688 93I 30300 0 03-May-2011 03-May-2011
EXXON MOBIL CORPORATION SECURITY 30231G102 MEETING TYPE Annual TICKER SYMBOL XOM MEETING DATE 25-May-2011 ISIN US30231G1022 AGENDA 933416908 - Management CITY HOLDING RECON DATE 06-Apr-2011 COUNTRY United States VOTE DEADLINE DATE 24-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ------------------- ------- ----------- 01 DIRECTOR Management 1 M.J. BOSKIN For For 2 P. BRABECK-LETMATHE For For 3 L.R. FAULKNER For For 4 J.S. FISHMAN For For 5 K.C. FRAZIER For For 6 W.W. GEORGE For For 7 M.C. NELSON For For 8 S.J. PALMISANO For For 9 S.S REINEMUND For For 10 R.W. TILLERSON For For 11 E.E. WHITACRE, JR. For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Management For For 03 ADVISORY Management Against Against VOTE ON EXECUTIVE COMPENSATION (PAGE 56) 04 FREQUENCY OF ADVISORY Management 1 Year Against VOTE ON EXECUTIVE COMPENSATION (PAGE 57) 05 INDEPENDENT CHAIRMAN (PAGE 58) Shareholder For Against 06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shareholder Against For 07 AMENDMENT OF EEO POLICY (PAGE 61) Shareholder For Against 08 POLICY ON WATER (PAGE 62) Shareholder Against For 09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shareholder Against For 10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shareholder Against For 11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shareholder Against For 12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shareholder Against For
BALLOT UNAVAILABLE ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------ ----------- ----------- -------------- 000382688 93I 27500 0 13-May-2011 13-May-2011
CHEVRON CORPORATION SECURITY 166764100 MEETING TYPE Annual TICKER SYMBOL CVX MEETING DATE 25-May-2011 ISIN US1667641005 AGENDA 933419687 - Management CITY HOLDING RECON DATE 01-Apr-2011 COUNTRY United States VOTE DEADLINE DATE 24-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------- ---------- ---- ----------- 1A ELECTION OF DIRECTOR: L.F. DEILY Management For For 1B ELECTION OF DIRECTOR: R.E. DENHAM Management For For 1C ELECTION OF DIRECTOR: R.J. EATON Management For For 1D ELECTION OF DIRECTOR: C. HAGEL Management For For 1E ELECTION OF DIRECTOR: E. HERNANDEZ Management For For 1F ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For 1G ELECTION OF DIRECTOR: D.B. RICE Management For For 1H ELECTION OF DIRECTOR: K.W. SHARER Management For For 1I ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For 1J ELECTION OF DIRECTOR: J.G. STUMPF Management For For 1K ELECTION OF DIRECTOR: R.D. SUGAR Management For For
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1L ELECTION OF DIRECTOR: C. WARE Management Against Against 1M ELECTION OF DIRECTOR: J.S. WATSON Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM. 03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management For For COMPENSATION. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year For ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shareholder Against For EXPERTISE. 06 HUMAN RIGHTS COMMITTEE. Shareholder Against For 07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shareholder Against For 08 GUIDELINES FOR COUNTRY SELECTION. Shareholder Against For 09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For 10 HYDRAULIC FRACTURING. Shareholder For Against 11 OFFSHORE OIL WELLS. Shareholder Against For
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 22100 0 08-May-2011 08-May-2011
XEROX CORPORATION SECURITY 984121103 MEETING TYPE Annual TICKER SYMBOL XRX MEETING DATE 26-May-2011 ISIN US9841211033 AGENDA 933414548 - Management CITY HOLDING RECON DATE 28-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 25-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: GLENN A. BRITT Management For For 1B ELECTION OF DIRECTOR: URSULA M. BURNS Management For For 1C ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Management For For 1D ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Management For For 1E ELECTION OF DIRECTOR: ROBERT J. KEEGAN Management For For 1F ELECTION OF DIRECTOR: ROBERT A. MCDONALD Management For For 1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management Against Against 1H ELECTION OF DIRECTOR: CHARLES PRINCE Management Against Against 1I ELECTION OF DIRECTOR: ANN N. REESE Management Against Against 1J ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Management For For 02 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL, ON AN ADVISORY BASIS, OF THE 2010 Management Against Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY Management 1 Year For OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 100500 0 06-May-2011 06-May-2011
THE TRAVELERS COMPANIES, INC. SECURITY 89417E109 MEETING TYPE Annual TICKER SYMBOL TRV MEETING DATE 26-May-2011 ISIN US89417E1091 AGENDA 933414714 - Management CITY HOLDING RECON DATE 28-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 25-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: ALAN L. BELLER Management For For 1B ELECTION OF DIRECTOR: JOHN H. DASBURG Management For For 1C ELECTION OF DIRECTOR: JANET M. DOLAN Management For For 1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For 1E ELECTION OF DIRECTOR: JAY S. FISHMAN Management For For 1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Management For For 1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Management For For 1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Management For For 1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. Management For For 1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Management For For 1K ELECTION OF DIRECTOR:LAURIE J. THOMSEN Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Management Against Against 04 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE Management 1 Year Against VOTES ON EXECUTIVE COMPENSATION.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 19600 0 05-May-2011 05-May-2011
RAYTHEON COMPANY SECURITY 755111507 MEETING TYPE Annual TICKER SYMBOL RTN MEETING DATE 26-May-2011 ISIN US7551115071 AGENDA 933437940 - Management CITY HOLDING RECON DATE 01-Apr-2011 COUNTRY United States VOTE DEADLINE DATE 25-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: VERNON E. CLARK Management For For 1B ELECTION OF DIRECTOR: JOHN M. DEUTCH Management Against Against 1C ELECTION OF DIRECTOR: STEPHEN J. HADLEY Management For For 1D ELECTION OF DIRECTOR: FREDERIC M. POSES Management For For 1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Management For For 1F ELECTION OF DIRECTOR: RONALD L. SKATES Management Against Against 1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Management For For 1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Management Against Against 1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For 03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management 1 Year For VOTES ON EXECUTIVE COMPENSATION 04 RATIFICATION OF INDEPENDENT AUDITORS Management For For 05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder For Against ACTION BY WRITTEN CONSENT 06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK Shareholder Against For RETENTION 07 SHAREHOLDER PROPOSAL REGARDING LOBBYING Shareholder Against For EXPENSES 08 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL Shareholder Against For EXECUTIVE RETIREMENT PLANS
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382688 93I 23300 0 06-May-2011 06-May-2011
WAL-MART STORES, INC. SECURITY 931142103 MEETING TYPE Annual TICKER SYMBOL WMT MEETING DATE 03-Jun-2011 ISIN US9311421039 AGENDA 933425236 - Management CITY HOLDING RECON DATE 06-Apr-2011 COUNTRY United States VOTE DEADLINE DATE 02-Jun-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For 1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For 1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For 1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For 1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For 1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For 1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For 1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For 1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For 1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For 1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For 1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For 1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For 1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For 1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For ACCOUNTANTS 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION 05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For 06 POLITICAL CONTRIBUTIONS REPORT Shareholder For Against 07 SPECIAL SHAREOWNER MEETINGS Shareholder For Against 08 REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL Shareholder Against For SUSTAINABILITY REPORT 09 CLIMATE CHANGE RISK DISCLOSURE Shareholder Against For
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ---- ------------ 000382688 93I 41800 0 18-May-2011 18-May-2011
GENERAL MOTORS COMPANY SECURITY 37045V100 MEETING TYPE Annual TICKER SYMBOL GM MEETING DATE 07-Jun-2011 ISIN US37045V1008 AGENDA 933434437 - Management CITY HOLDING RECON DATE 08-Apr-2011 COUNTRY United States VOTE DEADLINE DATE 06-Jun-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: DANIEL F. AKERSON Management For For 1B ELECTION OF DIRECTOR: DAVID BONDERMAN Management For For 1C ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Management For For 1D ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Management For For 1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For 1F ELECTION OF DIRECTOR: ROBERT D. KREBS Management For For 1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Management Against Against 1H ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Management For For 1I ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For 1J ELECTION OF DIRECTOR: CAROL M. STEPHENSON Management For For 1K ELECTION OF DIRECTOR: CYNTHIA A. TELLES Management Against Against 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. 03 ADVISORY VOTE TO APPROVE EXECUTIVE Management For For COMPENSATION.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ---- ------------ 000382688 93I 69900 0 26-May-2011 26-May-2011
Vote Summary NIKE, INC. SECURITY 654106103 MEETING TYPE Annual TICKER SYMBOL NKE MEETING DATE 20-Sep-2010 ISIN US6541061031 AGENDA 933315548 - Management CITY HOLDING RECON DATE 26-Jul-2010 COUNTRY United States VOTE DEADLINE DATE 17-Sep-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 JILL K. CONWAY For For 2 ALAN B. GRAF, JR. For For 3 JOHN C. LECHLEITER For For 4 PHYLLIS M. WISE For For 02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Management For For PERFORMANCE SHARING PLAN. 03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 STOCK Management For For INCENTIVE PLAN. 04 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382691 93I 11100 0 19-Aug-2010 19-Aug-2010
FEDEX CORPORATION SECURITY 31428X106 MEETING TYPE Annual TICKER SYMBOL FDX MEETING DATE 27-Sep-2010 ISIN US31428X1063 AGENDA 933319419 - Management CITY HOLDING RECON DATE 02-Aug-2010 COUNTRY United States VOTE DEADLINE DATE 24-Sep-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ---- ----------- 1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For 1B ELECTION OF DIRECTOR: JOHN A. EDWARDSON Management For For 1C ELECTION OF DIRECTOR: J.R. HYDE, III Management For For 1D ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Management Against Against 1E ELECTION OF DIRECTOR: STEVEN R. LORANGER Management Against Against 1F ELECTION OF DIRECTOR: GARY W. LOVEMAN Management For For 1G ELECTION OF DIRECTOR: SUSAN C. SCHWAB Management For For 1H ELECTION OF DIRECTOR: FREDERICK W. SMITH Management For For 1I ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For 1J ELECTION OF DIRECTOR: DAVID P. STEINER Management For For 1K ELECTION OF DIRECTOR: PAUL S. WALSH Management For For 02 ADOPTION OF 2010 OMNIBUS STOCK INCENTIVE PLAN. Management For For 03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM. 04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shareholder For Against BOARD CHAIRMAN. 05 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder For Against ACTION BY WRITTEN CONSENT. 06 STOCKHOLDER PROPOSAL REGARDING CEO SUCCESSION Shareholder Against For PLANNING.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382691 93I 13000 0 10-Sep-2010 11-Sep-2010
ORACLE CORPORATION SECURITY 68389X105 MEETING TYPE Annual TICKER SYMBOL ORCL MEETING DATE 06-Oct-2010 ISIN US68389X1054 AGENDA 933328189 - Management CITY HOLDING RECON DATE 09-Aug-2010 COUNTRY United States VOTE DEADLINE DATE 05-Oct-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 JEFFREY S. BERG Withheld Against 2 H. RAYMOND BINGHAM Withheld Against 3 MICHAEL J. BOSKIN For For 4 SAFRA A. CATZ For For 5 BRUCE R. CHIZEN For For 6 GEORGE H. CONRADES For For 7 LAWRENCE J. ELLISON For For 8 HECTOR GARCIA-MOLINA For For 9 JEFFREY O. HENLEY For For 10 MARK V. HURD For For 11 DONALD L. LUCAS For For 12 NAOMI O. SELIGMAN For For 02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Management For For PLAN. 03 APPROVE THE ORACLE CORPORATION AMENDED AND Management Against Against RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 419,020,418 SHARES. 04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011. 05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE Shareholder Against For CORPORATE BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY. 06 ACT ON A STOCKHOLDER PROPOSAL REGARDING Shareholder For Against MAJORITY VOTING IN DIRECTOR ELECTIONS. 07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shareholder Against For RETENTION.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382691 93I 29380 0 21-Sep-2010 21-Sep-2010
SYSCO CORPORATION SECURITY 871829107 MEETING TYPE Annual TICKER SYMBOL SYY MEETING DATE 12-Nov-2010 ISIN US8718291078 AGENDA 933330398 - Management CITY HOLDING RECON DATE 14-Sep-2010 COUNTRY United States VOTE DEADLINE DATE 11-Nov-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JOHN M. CASSADAY Management Against Against 1B ELECTION OF DIRECTOR: MANUEL A. FERNANDEZ Management Against Against 1C ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER Management For For 1D ELECTION OF DIRECTOR: JACKIE M. WARD Management Against Against 02 TO APPROVE AN AMENDMENT TO THE SYSCO Management For For CORPORATION 1974 EMPLOYEES' STOCK PURCHASE PLAN TO RESERVE 5,000,000 ADDITIONAL SHARES OF SYSCO CORPORATION COMMON STOCK FOR ISSUANCE UNDER THE PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For SYSCO'S INDEPENDENT ACCOUNTANTS FOR FISCAL 2011.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382691 93I 23100 0 14-Oct-2010 15-Oct-2010
MICROSOFT CORPORATION SECURITY 594918104 MEETING TYPE Annual TICKER SYMBOL MSFT MEETING DATE 16-Nov-2010 ISIN US5949181045 AGENDA 933331011 - Management CITY HOLDING RECON DATE 03-Sep-2010 COUNTRY United States VOTE DEADLINE DATE 15-Nov-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For 02 ELECTION OF DIRECTOR: DINA DUBLON Management For For 03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For 04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 05 ELECTION OF DIRECTOR: REED HASTINGS Management For For 06 ELECTION OF DIRECTOR: MARIA M. KLAWE Management For For 07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For 08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For 09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For 10 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY'S INDEPENDENT AUDITOR 11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shareholder Against For COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382691 93I 56100 0 26-Oct-2010 27-Oct-2010
CISCO SYSTEMS, INC. SECURITY 17275R102 MEETING TYPE Annual TICKER SYMBOL CSCO MEETING DATE 18-Nov-2010 ISIN US17275R1023 AGENDA 933332265 - Management CITY HOLDING RECON DATE 20-Sep-2010 COUNTRY United States VOTE DEADLINE DATE 17-Nov-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: CAROL A. BARTZ Management For For 1B ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For 1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Management For For 1D ELECTION OF DIRECTOR: LARRY R. CARTER Management For For 1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Management For For 1F ELECTION OF DIRECTOR: BRIAN L. HALLA Management For For 1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Management Against Against 1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For 1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Management For For 1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Management For For 1K ELECTION OF DIRECTOR: ARUN SARIN Management For For 1L ELECTION OF DIRECTOR: STEVEN M. WEST Management For For 1M ELECTION OF DIRECTOR: JERRY YANG Management For For 02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Management Against Against REGARDING EXECUTIVE COMPENSATION. 03 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30, 2011. 04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shareholder Against For CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY. 05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against For THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. 06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shareholder Against For THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE OF CISCO'S SALES TO CHINA AND CERTAIN OTHER GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382691 93I 62600 0 29-Oct-2010 30-Oct-2010
MOTOROLA SOLUTIONS, INC. SECURITY 620076109 MEETING TYPE Special TICKER SYMBOL MOT MEETING DATE 29-Nov-2010 ISIN US6200761095 AGENDA 933338736 - Management CITY HOLDING RECON DATE 08-Oct-2010 COUNTRY United States VOTE DEADLINE DATE 26-Nov-2010 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------ ----------- 01 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Management For For EFFECT, IN ITS DISCRETION PRIOR TO DECEMBER 31, 2011, A REVERSE STOCK SPLIT OF THE OUTSTANDING AND TREASURY COMMON STOCK OF MOTOROLA, AT A REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3 AND OF UP TO 1-FOR-7, AS DETERMINED BY THE BOARD OF DIRECTORS. 02 APPROVAL OF A CORRESPONDING AMENDMENT TO Management For For MOTOROLA'S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT THE REVERSE STOCK SPLIT AND TO REDUCE PROPORTIONATELY THE TOTAL NUMBER OF SHARES OF COMMON STOCK THAT MOTOROLA IS AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD OF DIRECTORS' AUTHORITY TO ABANDON SUCH AMENDMENT.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382691 93I 86500 0 01-Nov-2010 02-Nov-2010
DEERE & COMPANY SECURITY 244199105 MEETING TYPE Annual TICKER SYMBOL DE MEETING DATE 23-Feb-2011 ISIN US2441991054 AGENDA 933366343 - Management CITY HOLDING RECON DATE 31-Dec-2010 COUNTRY United States VOTE DEADLINE DATE 22-Feb-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For 1B ELECTION OF DIRECTOR: DIPAK C. JAIN Management For For 1C ELECTION OF DIRECTOR: JOACHIM MILBERG Management For For 1D ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For 02 NON-BINDING ADVISORY VOTE ON EXECUTIVE Management For For COMPENSATION ("SAY-ON-PAY") 03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year For SAY-ON-PAY VOTES 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382691 93I 10100 0 02-Feb-2011 02-Feb-2011
FRANKLIN RESOURCES, INC. SECURITY 354613101 MEETING TYPE Annual TICKER SYMBOL BEN MEETING DATE 15-Mar-2011 ISIN US3546131018 AGENDA 933367371 - Management CITY HOLDING RECON DATE 18-Jan-2011 COUNTRY United States VOTE DEADLINE DATE 14-Mar-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Management For For 1B ELECTION OF DIRECTOR: CHARLES CROCKER Management For For 1C ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN Management For For 1D ELECTION OF DIRECTOR: CHARLES B. JOHNSON Management For For 1E ELECTION OF DIRECTOR: GREGORY E. JOHNSON Management For For 1F ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. Management For For 1G ELECTION OF DIRECTOR: MARK C. PIGOTT Management For For 1H ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Management For For 1I ELECTION OF DIRECTOR: PETER M. SACERDOTE Management For For 1J ELECTION OF DIRECTOR: LAURA STEIN Management For For 1K ELECTION OF DIRECTOR: ANNE M. TATLOCK Management Against Against 1L ELECTION OF DIRECTOR: GEOFFREY Y. YANG Management For For 02 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. 03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE BY 10,000,000 SHARES. 04 TO APPROVE, ON AN ADVISORY BASIS, THE Management For For COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. 05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management 1 Year Against VOTES ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS.
ACCOUNT BALLOT UNAVAILABLE VOTE DATE NUMBER CUSTODIAN SHARES SHARES DATE CONFIRMED ------ --------- ------ ----------- ----------- ------------ 000382691 93I 15200 0 11-Mar-2011 11-Mar-2011
COVIDIEN PLC SECURITY G2554F105 MEETING TYPE Annual TICKER SYMBOL COV MEETING DATE 15-Mar-2011 ISIN IE00B3QN1M21 AGENDA 933367701 - Management CITY HOLDING RECON DATE 12-Jan-2011 COUNTRY United States VOTE DEADLINE DATE 11-Mar-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For 1B ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For 1C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Management For For 1D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Management For For 1E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For 1F ELECTION OF DIRECTOR: KATHY J. HERBERT Management For For 1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Management For For 1H ELECTION OF DIRECTOR: RICHARD J. MEELIA Management For For 1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For 1J ELECTION OF DIRECTOR: TADATAKA YAMADA Management For For 1K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Management For For
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------- ---------- ------ ----------- 02 APPOINT THE INDEPENDENT Management For For AUDITORS AND AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. 03 EFFECT A ONE-FOR-ONE HUNDRED Management For For REVERSE SPLIT FOLLOWED BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT OF THE COMPANY'S ORDINARY SHARES. 04 AN ADVISORY VOTE TO APPROVE Management For For EXECUTIVE COMPENSATION. 05 AN ADVISORY VOTE ON THE Management 1 Year Against FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED ------- ------ --------- ------------- ------------------ --------- -------------- 000382691 93I 34100 0 19-Feb-2011 19-Feb-2011
THE WALT DISNEY COMPANY SECURITY 254687106 MEETING TYPE Annual TICKER SYMBOL DIS MEETING DATE 23-Mar-2011 ISIN US2546871060 AGENDA 933369440 - Management CITY HOLDING RECON DATE 24-Jan-2011 COUNTRY United States VOTE DEADLINE DATE 22-Mar-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------- ---------- -------- ----------- 1A ELECTION OF DIRECTOR: Management Against Against SUSAN E. ARNOLD 1B ELECTION OF DIRECTOR: Management For For JOHN E. BRYSON 1C ELECTION OF DIRECTOR: Management Against Against JOHN S. CHEN 1D ELECTION OF DIRECTOR Management For For : JUDITH L. ESTRIN 1E ELECTION OF DIRECTOR: Management For For ROBERT A. IGER 1F ELECTION OF DIRECTOR Management Against Against : STEVEN P. JOBS 1G ELECTION OF DIRECTOR Management Against Against : FRED H. LANGHAMMER 1H ELECTION OF DIRECTOR: Management Against Against AYLWIN B. LEWIS 1I ELECTION OF DIRECTOR: Management For For MONICA C. LOZANO 1J ELECTION OF DIRECTOR Management For For : ROBERT W. MATSCHULLAT 1K ELECTION OF DIRECTOR: Management Against Against JOHN E. PEPPER, JR. 1L ELECTION OF DIRECTOR: Management For For SHERYL K. SANDBERG 1M ELECTION OF DIRECTOR: Management Against Against ORIN C. SMITH 02 TO RATIFY THE APPOINTMENT Management For For OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2011. 03 TO APPROVE THE 2011 STOCK Management Against Against INCENTIVE PLAN. 04 TO APPROVE THE ADVISORY Management Against Against RESOLUTION ON EXECUTIVE COMPENSATION. 05 TO APPROVE HOLDING AN ADVISORY Management 1 Year For VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. 06 TO APPROVE THE SHAREHOLDER Shareholder Against For PROPOSAL RELATING TO PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 41300 0 02-Mar-2011 02-Mar-2011
HONEYWELL INTERNATIONAL INC. SECURITY 438516106 MEETING TYPE Annual TICKER SYMBOL HON MEETING DATE 25-Apr-2011 ISIN US4385161066 AGENDA 933380115 - Management CITY HOLDING RECON DATE 25-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 21-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: Management For For GORDON M. BETHUNE 1B ELECTION OF DIRECTOR: Management For For KEVIN BURKE 1C ELECTION OF DIRECTOR: Management For For JAIME CHICO PARDO 1D ELECTION OF DIRECTOR Management For For : DAVID M. COTE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------- ---------- ------ ----------- 1E ELECTION OF DIRECTOR Management For For : D. SCOTT DAVIS 1F ELECTION OF DIRECTOR: Management For For LINNET F. DEILY 1G ELECTION OF DIRECTOR: Management For For JUDD GREGG 1H ELECTION OF DIRECTOR: Management For For CLIVE R. HOLLICK 1I ELECTION OF DIRECTOR: Management For For GEORGE PAZ 1J ELECTION OF DIRECTOR: Management For For BRADLEY T. SHEARES 02 APPROVAL OF INDEPENDENT Management For For ACCOUNTANTS. 03 ADVISORY VOTE ON EXECUTIVE Management For For COMPENSATION. 04 ADVISORY VOTE ON THE FREQUENCY Management 1 Year For OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 2011 STOCK INCENTIVE PLAN OF Management For For HONEYWELL INTERNATIONAL INC. AND ITS AFFILIATES. 06 HONEYWELL INTERNATIONAL Management For For INC. INCENTIVE COMPENSATION PLAN FOR EXECUTIVE EMPLOYEES, AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1, 2011. 07 SHAREHOLDER ACTION BY Shareholder For Against WRITTEN CONSENT. 08 SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 26300 0 12-Apr-2011 12-Apr-2011
INTERNATIONAL BUSINESS MACHINES CORP. SECURITY 459200101 MEETING TYPE Annual TICKER SYMBOL IBM MEETING DATE 26-Apr-2011 ISIN US4592001014 AGENDA 933380381 - Management CITY HOLDING RECON DATE 25-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR Management Against Against : A.J.P. BELDA 1B ELECTION OF DIRECTOR Management For For : W.R. BRODY 1C ELECTION OF DIRECTOR Management For For : K.I. CHENAULT 1D ELECTION OF DIRECTOR Management Against Against M.L. ESKEW 1E ELECTION OF DIRECTOR: Management For For S.A. JACKSON 1F ELECTION OF DIRECTOR Management Against Against : A.N. LIVERIS 1G ELECTION OF DIRECTOR: Management For For W.J. MCNERNEY, JR. 1H ELECTION OF DIRECTOR Management For For : J.W. OWENS 1I ELECTION OF DIRECTOR Management For For : S.J. PALMISANO 1J ELECTION OF DIRECTOR Management For For : J.E. SPERO 1K ELECTION OF DIRECTOR Management For For : S. TAUREL 1L ELECTION OF DIRECTOR: Management Against Against L.H. ZAMBRANO 02 RATIFICATION OF APPOINTMENT Management For For OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) 03 ADVISORY VOTE ON EXECUTIVE Management For For COMPENSATION (PAGE 72) 04 ADVISORY VOTE REGARDING Management 1 Year Against FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 73) 05 STOCKHOLDER PROPOSAL ON Shareholder Against For CUMULATIVE VOTING (PAGE 74) 06 STOCKHOLDER PROPOSAL Shareholder Against For TO REVIEW POLITICAL CONTRIBUTIONS POLICY (PAGES 74-75) 07 STOCKHOLDER PROPOSAL ON Shareholder Against For LOBBYING (PAGES 75-76)
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 9400 0 29-Mar-2011 29-Mar-2011
AMERICAN ELECTRIC POWER COMPANY, INC. SECURITY 025537101 MEETING TYPE Annual TICKER SYMBOL AEP MEETING DATE 26-Apr-2011 ISIN US0255371017 AGENDA 933383779 - Management CITY HOLDING RECON DATE 28-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: Management For For DAVID J. ANDERSON 1B ELECTION OF DIRECTOR Management For For JAMES F. CORDES 1C ELECTION OF DIRECTOR Management For For : RALPH D. CROSBY, JR. 1D ELECTION OF DIRECTOR: Management For For LINDA A. GOODSPEED 1E ELECTION OF DIRECTOR: Management For For THOMAS E. HOAGLIN 1F ELECTION OF DIRECTOR Management For For : LESTER A. HUDSON, JR. 1G ELECTION OF DIRECTOR: Management For For MICHAEL G. MORRIS 1H ELECTION OF DIRECTOR Management For For RICHARD C. NOTEBAERT 1I ELECTION OF DIRECTOR: Management For For LIONEL L. NOWELL III 1J ELECTION OF DIRECTOR: Management For For RICHARD L. SANDOR 1K ELECTION OF DIRECTOR: Management For For KATHRYN D. SULLIVAN 1L ELECTION OF DIRECTOR: Management For For SARA MARTINEZ TUCKER 1M ELECTION OF DIRECTOR: Management For For JOHN F. TURNER 2 RATIFICATION OF THE APPOINTMENT Management For For OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 ADVISORY VOTE ON EXECUTIVE Management For For COMPENSATION. 4 ADVISORY VOTE ON THE FREQUENCY Management 1 Year For OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 39300 0 30-Mar-2011 30-Mar-2011
METLIFE, INC. SECURITY 59156R108 MEETING TYPE Annual TICKER SYMBOL MET MEETING DATE 26-Apr-2011 ISIN US59156R1086 AGENDA 933398883 - Management CITY HOLDING RECON DATE 01-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 25-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------- ---------- -------- ---------- 01 DIRECTOR Management 1 STEVEN A. KANDARIAN* For For 2 SYLVIA MATHEWS BURWELL# For For 3 EDUARDO CASTRO-WRIGHT# For For 4 CHERYL W. GRISE# For For 5 LULU C. WANG# For For 02 PROPOSAL TO AMEND THE Management For For CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS 03 RATIFICATION OF THE APPOINTMENT Management For For OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011 04 ADVISORY VOTE TO APPROVE THE Management For For COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS 05 ADVISORY VOTE ON THE FREQUENCY Management 1 Year For OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ------------ -------------- 000382691 93I 32400 0 01-Apr-2011 01-Apr-2011
AMERIPRISE FINANCIAL, INC. SECURITY 03076C106 MEETING TYPE Annual TICKER SYMBOL AMP MEETING DATE 27-Apr-2011 ISIN US03076C1062 AGENDA 933382688 - Management CITY HOLDING RECON DATE 28-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 26-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: SIRI S Management For For . MARSHALL 1B ELECTION OF DIRECTOR: W. Management For For WALKER LEWIS 1C ELECTION OF DIRECTOR Management For For : WILLIAM H. TURNER 02 A NONBINDING ADVISORY VOTE Management For For TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 03 A NONBINDING ADVISORY VOTE Management 1 Year For ON THE FREQUENCY OF SHAREHOLDER APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 TO RATIFY THE AUDIT COMMITTEE'S Management For For SELECTION OF PRICE WATER HOUSECOOPERS LLP, THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 25100 0 31-Mar-2011 31-Mar-2011
E. I. DU PONT DE NEMOURS AND COMPANY SECURITY 263534109 MEETING TYPE Annual TICKER SYMBOL DD MEETING DATE 27-Apr-2011 ISIN US2635341090 AGENDA 933385521 - Management CITY HOLDING RECON DATE 02-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 26-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------- ---------- ------- ---------- 1A ELECTION OF DIRECTOR Management For For : RICHARD H. BROWN 1B ELECTION OF DIRECTOR: Management For For ROBERT A. BROWN 1C ELECTION OF DIRECTOR Management For For : BERTRAND P. COLLOMB 1D ELECTION OF DIRECTOR: Management For For CURTIS J. CRAWFORD 1E ELECTION OF DIRECTOR: Management For For ALEXANDER M. CUTLER 1F ELECTION OF DIRECTOR: Management For For ELEUTHERE I. DU PONT 1G ELECTION OF DIRECTOR: Management For For MARILLYN A. HEWSON 1H ELECTION OF DIRECTOR: Management For For LOIS D. JULIBER 1I ELECTION OF DIRECTOR: Management For For ELLEN J. KULLMAN 1J ELECTION OF DIRECTOR: Management For For WILLIAM K. REILLY 02 ON RATIFICATION OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ON AMENDED EQUITY AND Management For For INCENTIVE PLAN 04 TO APPROVE, BY ADVISORY Management For For VOTE, EXECUTIVE COMPENSATION 05 TO RECOMMEND, BY ADVISORY Management 1 Year For VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES 06 ON SPECIAL SHAREOWNER MEETINGS Shareholder Against For 07 ON GENETICALLY ENGINEERED SEED Shareholder Against For 08 ON EXECUTIVE COMPENSATION REPORT Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ------------ -------------- 000382691 93I 28600 0 01-Apr-2011 01-Apr-2011
CORNING INCORPORATED SECURITY 219350105 MEETING TYPE Annual TICKER SYMBOL GLW MEETING DATE 28-Apr-2011 ISIN US2193501051 AGENDA 933380191 - Management CITY HOLDING RECON DATE 24-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------- ----------- ------- ---------- 1A ELECTION OF DIRECTOR: Management Against Against JOHN SEELY BROWN 1B ELECTION OF DIRECTOR: Management For For JOHN A. CANNING, JR. 1C ELECTION OF DIRECTOR: Management Against Against GORDON GUND 1D ELECTION OF DIRECTOR: Management For For KURT M. LANDGRAF 1E ELECTION OF DIRECTOR: H. Management For For ONNO RUDING 1F ELECTION OF DIRECTOR: Management For For GLENN F. TILTON 02 APPROVAL, BY NON-BINDING Management For For VOTE, ON EXECUTIVE COMPENSATION. 03 APPROVAL, BY NON-BINDING, Management 1 Year For ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. 04 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 05 SHAREHOLDER PROPOSAL Shareholder For Against CONCERNING SPECIAL MEETINGS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ------------ -------------- 000382691 93I 34300 0 01-Apr-2011 01-Apr-2011
JOHNSON & JOHNSON SECURITY 478160104 MEETING TYPE Annual TICKER SYMBOL JNJ MEETING DATE 28-Apr-2011 ISIN US4781601046 AGENDA 933382854 - Management CITY HOLDING RECON DATE 01-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: MARY Management Against Against SUE COLEMAN 1B ELECTION OF DIRECTOR: Management For For JAMES G. CULLEN 1C ELECTION OF DIRECTOR: Management For For IAN E.L. DAVIS 1D ELECTION OF DIRECTOR: Management Against Against MICHAEL M.E. JOHNS 1E ELECTION OF DIRECTOR: Management For For SUSAN L. LINDQUIST 1F ELECTION OF DIRECTOR: Management Against Against ANNE M. MULCAHY 1G ELECTION OF DIRECTOR Management For For : LEO F. MULLIN 1H ELECTION OF DIRECTOR: Management Against Against WILLIAM D. PEREZ 1I ELECTION OF DIRECTOR: Management Against Against CHARLES PRINCE 1J ELECTION OF DIRECTOR: Management For For DAVID SATCHER 1K ELECTION OF DIRECTOR: Management For For WILLIAM C. WELDON 02 RATIFICATION OF APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 03 ADVISORY VOTE ON NAMED Management For For EXECUTIVE OFFICER COMPENSATION 04 ADVISORY VOTE ON FREQUENCY Management 1 Year For OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION 05 SHAREHOLDER PROPOSAL Shareholder Against For ON PHARMACEUTICAL PRICE RESTRAINT 06 SHAREHOLDER PROPOSAL Shareholder Against For ON AMENDMENT TO COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY 07 SHAREHOLDER PROPOSAL ON Shareholder Against For ADOPTING NON-ANIMAL METHODS FOR TRAINING
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ------------ -------------- 000382691 93I 35700 0 06-Apr-2011 06-Apr-2011
PFIZER INC. SECURITY 717081103 MEETING TYPE Annual TICKER SYMBOL PFE MEETING DATE 28-Apr-2011 ISIN US7170811035 AGENDA 933392196 - Management CITY HOLDING RECON DATE 01-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 27-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------ ----------- ------ ----------- 1A ELECTION OF DIRECTOR: Management For For DENNIS A. AUSIELLO 1B ELECTION OF DIRECTOR: Management For For MICHAEL S. BROWN 1C ELECTION OF DIRECTOR: Management For For M. ANTHONY BURNS 1D ELECTION OF DIRECTOR: Management For For W. DON CORNWELL 1E ELECTION OF DIRECTOR: Management For For FRANCES D. FERGUSSON 1F ELECTION OF DIRECTOR: Management For For WILLIAM H. GRAY III 1G ELECTION OF DIRECTOR Management For For : CONSTANCE J. HORNER 1H ELECTION OF DIRECTOR: Management For For JAMES M. KILTS 1I ELECTION OF DIRECTOR: Management For For GEORGE A. LORCH 1J ELECTION OF DIRECTOR: Management For For JOHN P. MASCOTTE 1K ELECTION OF DIRECTOR: Management For For SUZANNE NORA JOHNSON 1L ELECTION OF DIRECTOR: Management For For IAN C. READ 1M ELECTION OF DIRECTOR: Management For For STEPHEN W. SANGER 02 PROPOSAL TO RATIFY THE Management For For SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE Management Against Against COMPENSATION 04 ADVISORY VOTE ON THE Management 1 Year Against FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL Shareholder Against For REGARDING PUBLICATION OF POLITICAL CONTRIBUTIONS 06 SHAREHOLDER PROPOSAL Shareholder Against For REGARDING PUBLIC POLICY INITIATIVES. 07 SHAREHOLDER PROPOSAL Shareholder Against For REGARDING PHARMACEUTICAL PRICE RESTRAINTS. 08 SHAREHOLDER PROPOSAL Shareholder For Against REGARDING ACTION BY WRITTEN CONSENT. 09 SHAREHOLDER PROPOSAL Shareholder Against For REGARDING SPECIAL SHAREHOLDER MEETINGS. 10 SHAREHOLDER PROPOSAL Shareholder Against For REGARDING ANIMAL RESEARCH
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 111000 0 12-Apr-2011 12-Apr-2011
AT&T INC. SECURITY 00206R102 MEETING TYPE Annual TICKER SYMBOL T MEETING DATE 29-Apr-2011 ISIN US00206R1023 AGENDA 933378437 - Management CITY HOLDING RECON DATE 01-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 28-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: Management For For RANDALL L. STEPHENSON 1B ELECTION OF DIRECTOR: Management For For GILBERT F. AMELIO 1C ELECTION OF DIRECTOR: Management For For REUBEN V. ANDERSON 1D ELECTION OF DIRECTOR: Management For For JAMES H. BLANCHARD 1E ELECTION OF DIRECTOR: Management For For JAIME CHICO PARDO 1F ELECTION OF DIRECTOR: Management For For JAMES P. KELLY 1G ELECTION OF DIRECTOR: Management For For JON C. MADONNA 1H ELECTION OF DIRECTOR Management For For : LYNN M. MARTIN 1I ELECTION OF DIRECTOR: Management For For JOHN B. MCCOY 1J ELECTION OF DIRECTOR Management For For : JOYCE M. ROCHE 1K ELECTION OF DIRECTOR: Management For For MATTHEW K. ROSE 1L ELECTION OF DIRECTOR: Management For For LAURA D'ANDREA TYSON 02 RATIFICATION OF APPOINTMENT Management For For OF INDEPENDENT AUDITORS. 03 APPROVE 2011 INCENTIVE PLAN. Management For For 04 ADVISORY VOTE ON EXECUTIVE Management For For COMPENSATION. 05 ADVISORY VOTE ON FREQUENCY Management 1 Year Against OF VOTE ON EXECUTIVE COMPENSATION. 06 POLITICAL CONTRIBUTIONS. Shareholder Against For 07 SPECIAL STOCKHOLDER MEETINGS. Shareholder Against For 08 WRITTEN CONSENT. Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ------------ -------------- 000382691 93I 72900 0 02-Apr-2011 02-Apr-2011
ABBOTT LABORATORIES SECURITY 002824100 MEETING TYPE Annual TICKER SYMBOL ABT MEETING DATE 29-Apr-2011 ISIN US0028241000 AGENDA 933386319 - Management CITY HOLDING RECON DATE 02-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 28-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------ ---------- ------ ----------- 01 DIRECTOR Management 1 R.J. ALPERN For For 2 R.S. AUSTIN For For 3 W.J. FARRELL For For 4 H.L. FULLER For For 5 E.M. LIDDY For For 6 P.N. NOVAKOVIC For For 7 W.A. OSBORN For For 8 S.C. SCOTT III For For 9 G.F. TILTON For For 10 M.D. WHITE For For 02 RATIFICATION OF DELOITTE & Management For For TOUCHE LLP AS AUDITORS. 03 SAY ON PAY - AN ADVISORY VOTE Management Against Against ON THE APPROVAL OF EXECUTIVE COMPENSATION. 04 SAY WHEN ON PAY - AN ADVISORY Management 1 Year For VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL - Shareholder Against For PHARMACEUTICAL PRICING.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 30300 0 05-Apr-2011 05-Apr-2011
AFLAC INCORPORATED SECURITY 001055102 MEETING TYPE Annual TICKER SYMBOL AFL MEETING DATE 02-May-2011 ISIN US0010551028 AGENDA 933383616 - Management CITY HOLDING RECON DATE 23-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 29-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: Management For For DANIEL P. AMOS 1B ELECTION OF DIRECTOR: Management Against Against JOHN SHELBY AMOS II 1C ELECTION OF DIRECTOR: Management For For PAUL S. AMOS II 1D ELECTION OF DIRECTOR: Management For For MICHAEL H. ARMACOST 1E ELECTION OF DIRECTOR: Management Against Against KRISS CLONINGER III 1F ELECTION OF DIRECTOR: Management For For ELIZABETH J. HUDSON 1G ELECTION OF DIRECTOR: Management For For DOUGLAS W. JOHNSON 1H ELECTION OF DIRECTOR: Management For For ROBERT B. JOHNSON 1I ELECTION OF DIRECTOR: Management For For CHARLES B. KNAPP 1J ELECTION OF DIRECTOR: E Management For For . STEPHEN PURDOM, M.D. 1K ELECTION OF DIRECTOR: Management For For BARBARA K. RIMER, DRPH 1L ELECTION OF DIRECTOR: Management For For MARVIN R. SCHUSTER
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------- ---------- ------ ---------- 1M ELECTION OF DIRECTOR: Management For For DAVID GARY THOMPSON 1N ELECTION OF DIRECTOR: Management For For ROBERT L. WRIGHT 1O ELECTION OF DIRECTOR: Management For For TAKURO YOSHIDA 02 TO CONSIDER THE FOLLOWING Management For For NON-BINDING ADVISORY PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE IN THE PROXY STATEMENT. 03 NON-BINDING, ADVISORY VOTE ON Management 1 Year For THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF APPOINTMENT Management For For OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 27100 0 06-Apr-2011 06-Apr-2011
THE BOEING COMPANY SECURITY 097023105 MEETING TYPE Annual TICKER SYMBOL BA MEETING DATE 02-May-2011 ISIN US0970231058 AGENDA 933387397 - Management CITY HOLDING RECON DATE 03-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 29-Apr-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: Management For For JOHN E. BRYSON 1B ELECTION OF DIRECTOR: Management For For DAVID L. CALHOUN 1C ELECTION OF DIRECTOR: Management For For ARTHUR D. COLLINS, JR. 1D ELECTION OF DIRECTOR: Management For For LINDA Z. COOK 1E ELECTION OF DIRECTOR: Management For For KENNETH M. DUBERSTEIN 1F ELECTION OF DIRECTOR: Management For For EDMUND P. GIAMBASTIANI, JR. 1G ELECTION OF DIRECTOR: Management For For EDWARD M. LIDDY 1H ELECTION OF DIRECTOR: Management For For JOHN F. MCDONNELL 1I ELECTION OF DIRECTOR: W. Management For For JAMES MCNERNEY, JR. 1J ELECTION OF DIRECTOR: Management For For SUSAN C. SCHWAB 1K ELECTION OF DIRECTOR: Management For For RONALD A. WILLIAMS 1L ELECTION OF DIRECTOR: Management For For MIKE S. ZAFIROVSKI 02 ADVISORY VOTE ON EXECUTIVE Management For For COMPENSATION. 03 RECOMMEND THE FREQUENCY Management 1 Year Against OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT Management For For OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011. 05 INDEPENDENT MONITORING OF Shareholder Against For THE HUMAN RIGHTS CODE. 06 REPORT ON POLITICAL ACTIVITY. Shareholder Against For 07 ACTION BY WRITTEN CONSENT. Shareholder For Against 08 CHANGE OWNERSHIP THRESHOLD Shareholder For Against TO CALL SPECIAL MEETINGS. 09 INDEPENDENT CHAIRMAN. Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 22000 0 06-Apr-2011 06-Apr-2011
BRISTOL-MYERS SQUIBB COMPANY SECURITY 110122108 MEETING TYPE Annual TICKER SYMBOL BMY MEETING DATE 03-May-2011 ISIN US1101221083 AGENDA 933386701 - Management CITY HOLDING RECON DATE 10-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 02-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: Management For For L. ANDREOTTI 1B ELECTION OF DIRECTOR: Management For For L.B. CAMPBELL 1C ELECTION OF DIRECTOR: Management For For J.M. CORNELIUS 1D ELECTION OF DIRECTOR: Management Against Against L.J. FREEH 1E ELECTION OF DIRECTOR: Management For For L.H. GLIMCHER, M.D. 1F ELECTION OF DIRECTOR: Management For For M. GROBSTEIN 1G ELECTION OF DIRECTOR Management For For : L. JOHANSSON 1H ELECTION OF DIRECTOR: Management For For A.J. LACY 1I ELECTION OF DIRECTOR Management For For : V.L. SATO, PH.D. 1J ELECTION OF DIRECTOR: Management For For E. SIGAL, M.D., PH.D. 1K ELECTION OF DIRECTOR: Management For For T.D. WEST, JR. 1L ELECTION OF DIRECTOR Management For For : R.S. WILLIAMS, M.D. 02 RATIFICATION OF THE APPOINTMENT Management For For OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 ADVISORY VOTE ON THE Management For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 04 ADVISORY VOTE ON THE FREQUENCY Management 1 Year Against OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 05 EXECUTIVE COMPENSATION Shareholder Against For DISCLOSURE 06 SHAREHOLDER ACTION BY Shareholder For Against WRITTEN CONSENT 07 PHARMACEUTICAL PRICE Shareholder Against For RESTRAINT
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 27400 0 08-Apr-2011 08-Apr-2011
WELLS FARGO & COMPANY SECURITY 949746101 MEETING TYPE Annual TICKER SYMBOL WFC MEETING DATE 03-May-2011 ISIN US9497461015 AGENDA 933389151 - Management CITY HOLDING RECON DATE 04-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 02-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: Management Against Against JOHN D. BAKER II 1B ELECTION OF DIRECTOR: Management For For JOHN S. CHEN 1C ELECTION OF DIRECTOR Management For For : LLOYD H. DEAN 1D ELECTION OF DIRECTOR: Management For For SUSAN E. ENGEL 1E ELECTION OF DIRECTOR: Management For For ENRIQUE HERNANDEZ, JR. 1F ELECTION OF DIRECTOR: Management Against Against DONALD M. JAMES 1G ELECTION OF DIRECTOR: Management Against Against MACKEY J. MCDONALD 1H ELECTION OF DIRECTOR: Management Against Against CYNTHIA H. MILLIGAN 1I ELECTION OF DIRECTOR: Management For For NICHOLAS G. MOORE 1J ELECTION OF DIRECTOR: Management Against Against PHILIP J. QUIGLEY 1K ELECTION OF DIRECTOR: Management For For JUDITH M. RUNSTAD 1L ELECTION OF DIRECTOR: Management For For STEPHEN W. SANGER 1M ELECTION OF DIRECTOR: Management For For JOHN G. STUMPF 1N ELECTION OF DIRECTOR: Management For For SUSAN G. SWENSON 02 PROPOSAL TO APPROVE AN Management For For ADVISORY RESOLUTION TO APPROVE THE NAMED EXECUTIVES' COMPENSATION. 03 ADVISORY PROPOSAL ON THE Management 1 Year For FREQUENCY OF FUTURE ADVISORY VOTES REGARDING NAMED EXECUTIVES' COMPENSATION. 04 PROPOSAL TO RATIFY THE Management For For APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2011. 05 STOCKHOLDER PROPOSAL Shareholder For Against REGARDING AN AMENDMENT TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. 06 STOCKHOLDER PROPOSAL TO Shareholder For Against PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS. 07 STOCKHOLDER PROPOSAL REGARDING Shareholder Against For THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. 08 STOCKHOLDER PROPOSAL REGARDING Shareholder Against For AN ADVISORY VOTE ON DIRECTOR COMPENSATION. 09 STOCKHOLDER PROPOSAL Shareholder Against For REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 65500 0 13-Apr-2011 14-Apr-2011
GENERAL DYNAMICS CORPORATION SECURITY 369550108 MEETING TYPE Annual TICKER SYMBOL GD MEETING DATE 04-May-2011 ISIN US3695501086 AGENDA 933387854 - Management CITY HOLDING RECON DATE 07-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 03-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: Management For For MARY T. BARRA 1B ELECTION OF DIRECTOR: Management For For NICHOLAS D. CHABRAJA 1C ELECTION OF DIRECTOR: Management Against Against JAMES S. CROWN 1D ELECTION OF DIRECTOR Management For For : WILLIAM P. FRICKS 1E ELECTION OF DIRECTOR: Management For For JAY L. JOHNSON 1F ELECTION OF DIRECTOR: Management For For GEORGE A. JOULWAN 1G ELECTION OF DIRECTOR: Management For For PAUL G. KAMINSKI 1H ELECTION OF DIRECTOR: Management For For JOHN M. KEANE 1I ELECTION OF DIRECTOR: Management For For LESTER L. LYLES 1J ELECTION OF DIRECTOR: Management For For WILLIAM A. OSBORN 1K ELECTION OF DIRECTOR: Management For For ROBERT WALMSLEY 02 SELECTION OF INDEPENDENT Management For For AUDITORS. 03 ADVISORY VOTE ON EXECUTIVE Management Against Against COMPENSATION. 04 ADVISORY VOTE ON FREQUENCY Management 1 Year Against OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. 05 SHAREHOLDER PROPOSAL WITH Shareholder Against For REGARD TO A HUMAN RIGHTS POLICY. 06 SHAREHOLDER PROPOSAL WITH Shareholder Against For REGARD TO SPECIAL SHAREHOLDER MEETINGS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 8900 0 12-Apr-2011 12-Apr-2011
UNION PACIFIC CORPORATION SECURITY 907818108 MEETING TYPE Annual TICKER SYMBOL UNP MEETING DATE 05-May-2011 ISIN US9078181081 AGENDA 933408189 - Management CITY HOLDING RECON DATE 28-Feb-2011 COUNTRY United States VOTE DEADLINE DATE 04-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: Management For For A.H. CARD, JR. 1B ELECTION OF DIRECTOR: Management For For E.B. DAVIS, JR. 1C ELECTION OF DIRECTOR: Management For For T.J. DONOHUE 1D ELECTION OF DIRECTOR: Management For For A.W. DUNHAM 1E ELECTION OF DIRECTOR: Management For For J.R. HOPE 1F ELECTION OF DIRECTOR Management For For : C.C. KRULAK 1G ELECTION OF DIRECTOR: Management For For M.R. MCCARTHY 1H ELECTION OF DIRECTOR: Management For For M.W. MCCONNELL 1I ELECTION OF DIRECTOR: Management For For T.F. MCLARTY III 1J ELECTION OF DIRECTOR: Management For For S.R. ROGEL
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------- ---------- ------- ----------- 1K ELECTION OF DIRECTOR: Management Against Against J.H. VILLARREAL 1L ELECTION OF DIRECTOR Management For For : J.R. YOUNG 02 RATIFICATION OF THE APPOINTMENT Management For For OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 AN ADVISORY VOTE ON EXECUTIVE Management For For COMPENSATION ("SAY ON PAY"). 04 AN ADVISORY VOTE ON THE FREQUENCY Management 1 Year For OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION ("SAY ON FREQUENCY"). 5A COMPANY PROPOSAL TO AMEND Management For For THE COMPANY'S ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: ACTIONS ADVERSELY AFFECTING PREFERRED STOCK. 5B COMPANY PROPOSAL TO AMEND THE Management For For COMPANY'S ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: REMOVAL OF DIRECTORS. 5C COMPANY PROPOSAL TO AMEND Management For For THE COMPANY'S ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: CHANGING THE AUTHORIZED AMOUNT OF CAPITAL STOCK. 06 SHAREHOLDER PROPOSAL REGARDING Shareholder For Against AN INDEPENDENT DIRECTOR TO SERVE AS CHAIRMAN OF THE BOARD IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 15800 0 14-Apr-2011 14-Apr-2011
APACHE CORPORATION SECURITY 037411105 MEETING TYPE Annual TICKER SYMBOL APA MEETING DATE 05-May-2011 ISIN US0374111054 AGENDA 933423395 - Management CITY HOLDING RECON DATE 07-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 04-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------- --------- ------- ----------- 01 ELECTION OF DIRECTOR: G. Management For For STEVEN FARRIS 02 ELECTION OF DIRECTOR: Management For For RANDOLPH M. FERLIC 03 ELECTION OF DIRECTOR: A.D. Management For For FRAZIER, JR. 04 ELECTION OF DIRECTOR: JOHN A. KOCUR Management For For 05 RATIFICATION OF ERNST & YOUNG Management For For AS APACHE'S INDEPENDENT AUDITORS 06 ADVISORY VOTE ON COMPENSATION Management For For OF APACHE'S NAMED EXECUTIVE OFFICERS 07 TO RECOMMEND THE FREQUENCY Management 1 Year For OF ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS 08 APPROVAL OF AMENDMENT TO Management For For APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK 09 APPROVAL OF AMENDMENT TO Management Against Against APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK 10 APPROVAL OF APACHE'S 2011 OMNIBUS Management Against Against EQUITY COMPENSATION PLAN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 12655 0 16-Apr-2011 16-Apr-2011
OCCIDENTAL PETROLEUM CORPORATION SECURITY 674599105 MEETING TYPE Annual TICKER SYMBOL OXY MEETING DATE 06-May-2011 ISIN US6745991058 AGENDA 933401060 - Management CITY HOLDING RECON DATE 15-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 05-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: Management For For SPENCER ABRAHAM 1B ELECTION OF DIRECTOR: Management For For HOWARD I. ATKINS 1C ELECTION OF DIRECTOR: Management For For STEPHEN I. CHAZEN 1D ELECTION OF DIRECTOR: Management For For EDWARD P. DJEREJIAN 1E ELECTION OF DIRECTOR: Management For For JOHN E. FEICK 1F ELECTION OF DIRECTOR: Management For For MARGARET M. FORAN 1G ELECTION OF DIRECTOR: Management For For CARLOS M. GUTIERREZ 1H ELECTION OF DIRECTOR: Management For For RAY R. IRANI 1I ELECTION OF DIRECTOR: Management For For AVEDICK B. POLADIAN 1J ELECTION OF DIRECTOR: Management For For RODOLFO SEGOVIA 1K ELECTION OF DIRECTOR: Management For For AZIZ D. SYRIANI 1L ELECTION OF DIRECTOR: Management For For ROSEMARY TOMICH 1M ELECTION OF DIRECTOR: Management For For WALTER L. WEISMAN 02 RATIFICATION OF SELECTION Management For For OF KPMG AS INDEPENDENT AUDITORS. 03 ADVISORY VOTE APPROVING Management For For EXECUTIVE COMPENSATION. 04 ADVISORY VOTE ON FREQUENCY Management 1 Year Against OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 REPORT ON POLITICAL EXPENDITURES Shareholder Against For AND SPENDING PROCESSES. 06 REQUIRED NOMINATION OF DIRECTOR Shareholder Against For WITH ENVIRONMENTAL EXPERTISE.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 13200 0 20-Apr-2011 20-Apr-2011
EQT CORPORATION SECURITY 26884L109 MEETING TYPE Annual TICKER SYMBOL EQT MEETING DATE 10-May-2011 ISIN US26884L1098 AGENDA 933389466 - Management CITY HOLDING RECON DATE 09-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 09-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------ --------------------- ------- ----------- 1 DIRECTOR Management 1 STEPHEN A. THORINGTON For For 2 DAVID L. PORGES For For 3 JAMES E. ROHR Withheld Against 4 DAVID S. SHAPIRA For For 2 RATIFY APPOINTMENT OF ERNST & Management For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS 3 APPROVAL OF THE 2011 EXECUTIVE Management For For SHORT-TERM INCENTIVE PLAN 4 APPROVAL OF THE EXECUTIVE Management For For COMPENSATION OF THE COMPANY 5 RECOMMENDATION ON THE FREQUENCY Management 1 Year For WITH WHICH THE COMPANY SHOULD HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION 6 APPROVAL OF AN AMENDMENT TO Management For For THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS 7 APPROVAL OF AN AMENDMENT TO Management For For THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY RELATED TO VACANCIES IN THE BOARD OF DIRECTORS 8 APPROVAL OF AN AMENDMENT TO Management For For THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO ELIMINATE SHAREHOLDER PRE-EMPTIVE RIGHTS
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 28200 0 17-Apr-2011 18-Apr-2011
SECURITY 450911102 MEETING TYPE Annual TICKER SYMBOL ITT MEETING DATE 10-May-2011 ISIN US4509111021 AGENDA 933396586 - Management CITY HOLDING RECON DATE 16-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 09-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------- -------------------- -------- ----------- 01 DIRECTOR Management 1 STEVEN R. LORANGER For For 2 CURTIS J. CRAWFORD For For 3 CHRISTINA A. GOLD Withheld Against 4 RALPH F. HAKE Withheld Against 5 JOHN J. HAMRE For For 6 PAUL J. KERN For For 7 FRANK T. MACINNIS Withheld Against 8 SURYA N. MOHAPATRA Withheld Against 9 LINDA S. SANFORD Withheld Against 10 MARKOS I. TAMBAKERAS For For 02 RATIFICATION OF THE APPOINTMENT Management Against Against OF DELOITTE & TOUCHE LLP AS ITT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL OF THE ITT CORPORATION Management For For 2011 OMNIBUS INCENTIVE PLAN. 04 APPROVAL OF A PROPOSAL TO AMEND Management For For THE COMPANY'S RESTATED ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO CALL SPECIAL MEETINGS. 05 TO APPROVE, IN A NON-BINDING VOTE Management For For , THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 06 TO DETERMINE, IN A NON-BINDING Management 1 Year For VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. 07 TO VOTE ON A SHAREHOLDER PROPOSAL Shareholder Against For REQUESTING THAT THE COMPANY AMEND, WHERE APPLICABLE, ITT'S POLICIES RELATED TO HUMAN RIGHTS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 22990 0 15-Apr-2011 15-Apr-2011
PHILIP MORRIS INTERNATIONAL INC. SECURITY 718172109 MEETING TYPE Annual TICKER SYMBOL PM MEETING DATE 11-May-2011 ISIN US7181721090 AGENDA 933393744 - Management CITY HOLDING RECON DATE 15-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 10-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: Management For For HAROLD BROWN 1B ELECTION OF DIRECTOR: Management For For MATHIS CABIALLAVETTA 1C ELECTION OF DIRECTOR: Management For For LOUIS C. CAMILLERI 1D ELECTION OF DIRECTOR: J. Management For For DUDLEY FISHBURN 1E ELECTION OF DIRECTOR: Management For For JENNIFER LI 1F ELECTION OF DIRECTOR: Management For For GRAHAM MACKAY 1G ELECTION OF DIRECTOR: Management Against Against SERGIO MARCHIONNE 1H ELECTION OF DIRECTOR Management For For : LUCIO A. NOTO 1I ELECTION OF DIRECTOR: Management For For CARLOS SLIM HELU 1J ELECTION OF DIRECTOR: Management For For STEPHEN M. WOLF 02 RATIFICATION OF THE SELECTION OF Management For For INDEPENDENT AUDITORS 03 ADVISORY VOTE TO APPROVE Management For For EXECUTIVE COMPENSATION 04 ADVISORY VOTE ON THE Management 1 Year For FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION 05 STOCKHOLDER PROPOSAL 1 - Shareholder Against For FOOD INSECURITY AND TOBACCO USE 06 STOCKHOLDER PROPOSAL 2 - Shareholder For Against INDEPENDENT BOARD CHAIR
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 27820 0 20-Apr-2011 20-Apr-2011
COMCAST CORPORATION SECURITY 20030N101 MEETING TYPE Annual TICKER SYMBOL CMCSA MEETING DATE 11-May-2011 ISIN US20030N1019 AGENDA 933396334 - Management CITY HOLDING RECON DATE 08-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 10-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------- -------------------- -------- ----------- 01 DIRECTOR Management 1 S. DECKER ANSTROM For For 2 KENNETH J. BACON Withheld Against 3 SHELDON M. BONOVITZ For For 4 EDWARD D. BREEN For For 5 JOSEPH J. COLLINS For For 6 J. MICHAEL COOK For For 7 GERALD L. HASSELL For For 8 JEFFREY A. HONICKMAN For For 9 EDUARDO G. MESTRE For For 10 BRIAN L. ROBERTS For For 11 RALPH J. ROBERTS For For 12 DR. JUDITH RODIN Withheld Against 02 RATIFICATION OF THE APPOINTMENT Management For For OF OUR INDEPENDENT AUDITORS 03 APPROVAL OF THE COMCAST Management For For -NBCUNIVERSAL 2011 EMPLOYEE STOCK PURCHASE PLAN 04 APPROVAL OF THE COMCAST Management For For CORPORATION 2002 RESTRICTED STOCK PLAN, AS AMENDED AND RESTATED 05 APPROVAL OF THE COMCAST Management For For CORPORATION 2003 STOCK OPTION PLAN, AS AMENDED AND RESTATED 06 APPROVAL, ON AN ADVISORY BASIS, Management Against Against OF OUR EXECUTIVE COMPENSATION 07 ADVISORY VOTE ON THE FREQUENCY Management 1 Year Against OF THE VOTE ON EXECUTIVE COMPENSATION 08 TO PROVIDE FOR CUMULATIVE VOTING Shareholder For Against IN THE ELECTION OF DIRECTORS 09 TO REQUIRE THAT THE CHAIRMAN OF Shareholder For Against THE BOARD NOT BE A CURRENT OR FORMER EXECUTIVE OFFICER
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 63100 0 20-Apr-2011 20-Apr-2011
CVS CAREMARK CORPORATION SECURITY 126650100 MEETING TYPE Annual TICKER SYMBOL CVS MEETING DATE 11-May-2011 ISIN US1266501006 AGENDA 933397110 - Management CITY HOLDING RECON DATE 15-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 10-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------ ---------- ------ ----------- 1A ELECTION OF DIRECTOR: Management For For EDWIN M. BANKS 1B ELECTION OF DIRECTOR: C. Management For For DAVID BROWN II 1C ELECTION OF DIRECTOR Management For For : DAVID W. DORMAN 1D ELECTION OF DIRECTOR: Management For For ANNE M. FINUCANE 1E ELECTION OF DIRECTOR: Management For For KRISTEN GIBNEY WILLIAMS 1F ELECTION OF DIRECTOR: Management For For MARIAN L. HEARD 1G ELECTION OF DIRECTOR: Management For For LARRY J. MERLO 1H ELECTION OF DIRECTOR: Management For For JEAN-PIERRE MILLON 1I ELECTION OF DIRECTOR: Management For For TERRENCE MURRAY 1J ELECTION OF DIRECTOR: Management For For C.A. LANCE PICCOLO 1K ELECTION OF DIRECTOR: Management For For RICHARD J. SWIFT 1L ELECTION OF DIRECTOR: TONY L. WHITE Management For For 02 PROPOSAL TO RATIFY THE Management For For APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. 03 PROPOSAL TO APPROVE THE Management For For COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. 04 FREQUENCY OF FUTURE EXECUTIVE Management 1 Year For COMPENSATION VOTES. 05 STOCKHOLDER PROPOSAL Shareholder For Against REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES. 06 STOCKHOLDER PROPOSAL REGARDING Shareholder For Against STOCKHOLDER ACTION BY WRITTEN CONSENT.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 46700 0 19-Apr-2011 19-Apr-2011
BANK OF AMERICA CORPORATION SECURITY 060505104 MEETING TYPE Annual TICKER SYMBOL BAC MEETING DATE 11-May-2011 ISIN US0605051046 AGENDA 933398491 - Management CITY HOLDING RECON DATE 16-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 10-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: Management For For MUKESH D. AMBANI 1B ELECTION OF DIRECTOR: Management For For SUSAN S. BIES 1C ELECTION OF DIRECTOR: Management For For FRANK P. BRAMBLE, SR. 1D ELECTION OF DIRECTOR: Management Against Against VIRGIS W. COLBERT 1E ELECTION OF DIRECTOR: Management For For CHARLES K. GIFFORD 1F ELECTION OF DIRECTOR: Management For For CHARLES O. HOLLIDAY, JR. 1G ELECTION OF DIRECTOR: D Management For For . PAUL JONES, JR. 1H ELECTION OF DIRECTOR Management For For : MONICA C. LOZANO 1I ELECTION OF DIRECTOR Management For For : THOMAS J. MAY 1J ELECTION OF DIRECTOR: Management For For BRIAN T. MOYNIHAN 1K ELECTION OF DIRECTOR: Management For For DONALD E. POWELL 1L ELECTION OF DIRECTOR: Management Against Against CHARLES O. ROSSOTTI 1M ELECTION OF DIRECTOR: Management For For ROBERT W. SCULLY 02 AN ADVISORY (NON-BINDING) " Management For For SAY ON PAY" VOTE TO APPROVE EXECUTIVE COMPENSATION. 03 AN ADVISORY (NON-BINDING) Management 1 Year For VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON PAY" VOTES. 04 RATIFICATION OF THE REGISTERED Management Against Against INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. 05 STOCKHOLDER PROPOSAL - Shareholder Against For DISCLOSURE OF GOVERNMENT EMPLOYMENT. 06 STOCKHOLDER PROPOSAL - Shareholder For Against STOCKHOLDER ACTION BY WRITTEN CONSENT. 07 STOCKHOLDER PROPOSAL - Shareholder For Against MORTGAGE SERVICING OPERATIONS. 08 STOCKHOLDER PROPOSAL - Shareholder For Against GRASSROOTS LOBBYING. 09 STOCKHOLDER PROPOSAL - Shareholder Against For OTC DERIVATIVES TRADING. 10 STOCKHOLDER PROPOSAL - Shareholder For Against CUMULATIVE VOTING IN CONTESTED ELECTIONS. 11 STOCKHOLDER PROPOSAL - Shareholder Against For RECOUPMENT OF INCENTIVE COMPENSATION. 12 STOCKHOLDER PROPOSAL - Shareholder For Against PROHIBITION OF CERTAIN RELOCATION BENEFITS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 109400 0 29-Apr-2011 29-Apr-2011
THE DOW CHEMICAL COMPANY SECURITY 260543103 MEETING TYPE Annual TICKER SYMBOL DOW MEETING DATE 12-May-2011 ISIN US2605431038 AGENDA 933392057 - Management CITY HOLDING RECON DATE 14-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 11-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: Management For For ARNOLD A. ALLEMANG 1B ELECTION OF DIRECTOR: Management For For JACQUELINE K. BARTON 1C ELECTION OF DIRECTOR: Management For For JAMES A. BELL 1D ELECTION OF DIRECTOR: Management For For JEFF M. FETTIG 1E ELECTION OF DIRECTOR: Management For For BARBARA H. FRANKLIN 1F ELECTION OF DIRECTOR: Management For For JENNIFER M. GRANHOLM 1G ELECTION OF DIRECTOR: Management For For JOHN B. HESS 1H ELECTION OF DIRECTOR: Management For For ANDREW N. LIVERIS 1I ELECTION OF DIRECTOR: Management For For PAUL POLMAN 1J ELECTION OF DIRECTOR: Management Against Against DENNIS H. REILLEY 1K ELECTION OF DIRECTOR: Management For For JAMES M. RINGLER 1L ELECTION OF DIRECTOR: Management Against Against RUTH G. SHAW 1M ELECTION OF DIRECTOR: Management Against Against PAUL G. STERN 02 RATIFICATION OF THE APPOINTMENT Management For For OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against 04 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Management 1 Year Against COMPENSATION. 05 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY Shareholder For Against WRITTEN CONSENT.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 39600 0 21-Apr-2011 21-Apr-2011
DOMINION RESOURCES, INC. SECURITY 25746U109 MEETING TYPE Annual TICKER SYMBOL D MEETING DATE 12-May-2011 ISIN US25746U1097 AGENDA 933400892 - Management CITY HOLDING RECON DATE 04-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 11-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: WILLIAM P. BARR Management For For 1B ELECTION OF DIRECTOR: PETER W. BROWN Management Against Against 1C ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. Management For For 1D ELECTION OF DIRECTOR: HELEN E. DRAGAS Management For For 1E ELECTION OF DIRECTOR: THOMAS F. FARRELL II Management For For 1F ELECTION OF DIRECTOR: JOHN W. HARRIS Management Against Against 1G ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Management For For 1H ELECTION OF DIRECTOR: MARK J. KINGTON Management For For 1I ELECTION OF DIRECTOR: MARGARET A. MCKENNA Management For For 1J ELECTION OF DIRECTOR: FRANK S. ROYAL Management Against Against 1K ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. Management For For
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ------- ----------- 1L ELECTION OF DIRECTOR: DAVID A. WOLLARD Management For For 02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For AUDITORS FOR 2011 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY") Management For For 04 ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY VOTE Management 1 Year For 05 REPORT RELATED TO USE OF MOUNTAINTOP REMOVAL COAL Shareholder Against For MINING 06 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY 2024 Shareholder Against For 07 REPORT ON FINANCIAL RISKS OF CONTINUED RELIANCE ON Shareholder Against For COAL 08 NEW NUCLEAR CONSTRUCTION Shareholder Against For 09 POLICY FOR INDEPENDENT CHAIRMAN OF THE BOARD Shareholder For Against 10 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder For Against 11 EXECUTIVE SUPPLEMENTAL RETIREMENT BENEFITS Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 33200 0 20-Apr-2011 20-Apr-2011
SEMPRA ENERGY SECURITY 816851109 MEETING TYPE Annual TICKER SYMBOL SRE MEETING DATE 13-May-2011 ISIN US8168511090 AGENDA 933398566 - Management CITY HOLDING RECON DATE 16-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 12-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: ALAN L. BOECKMANN Management For For 1B ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. Management For For 1C ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For 1D ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. Management For For 1E ELECTION OF DIRECTOR: WILLIAM D. JONES Management For For 1F ELECTION OF DIRECTOR: WILLIAM G. OUCHI Management For For 1G ELECTION OF DIRECTOR: CARLOS RUIZ Management For For 1H ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Management Against Against 1I ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Management For For 1J ELECTION OF DIRECTOR: LYNN SCHENK Management For For 1K ELECTION OF DIRECTOR: NEAL E. SCHMALE Management For For 1L ELECTION OF DIRECTOR: LUIS M. TELLEZ Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against 04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON Management 1 Year For EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDER ACTION Shareholder For Against BY WRITTEN CONSENT. 06 SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS. Shareholder Against For 07 SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY. Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 27100 0 22-Apr-2011 22-Apr-2011
THE ALLSTATE CORPORATION SECURITY 020002101 MEETING TYPE Annual TICKER SYMBOL ALL MEETING DATE 17-May-2011 ISIN US0200021014 AGENDA 933400551 - Management CITY HOLDING RECON DATE 18-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 16-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management Against Against 1B ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For 1C ELECTION OF DIRECTOR: W. JAMES FARRELL Management Against Against 1D ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For 1E ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For 1F ELECTION OF DIRECTOR: ANDREA REDMOND Management Against Against 1G ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management Against Against 1H ELECTION OF DIRECTOR: JOSHUA I. SMITH Management Against Against 1I ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management Against Against 1J ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management Against Against 1K ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011. 03 APPROVE THE PROPOSED AMENDMENT TO THE CERTIFICATE Management For For OF INCORPORATION GRANTING TO HOLDERS OF NOT LESS THAN 20% OF THE CORPORATION'S SHARES THE RIGHT TO CALL A SPECIAL MEETING OF STOCKHOLDERS. 04 APPROVE THE PROPOSED AMENDMENT TO THE CERTIFICATE OF Management Against Against INCORPORATION DESIGNATING A FORUM FOR CERTAIN LEGAL ACTIONS. 05 ADVISORY VOTE ON THE EXECUTIVE COMPENSATION OF THE Management Against Against NAMED EXECUTIVE OFFICERS. 06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management 1 Year Against VOTES ON EXECUTIVE COMPENSATION. 07 STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR Shareholder For Against STOCKHOLDERS TO ACT BY WRITTEN CONSENT. 08 STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL Shareholder For Against CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS AND OTHER TAX EXEMPT ORGANIZATIONS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 21800 0 25-Apr-2011 26-Apr-2011
ANADARKO PETROLEUM CORPORATION SECURITY 032511107 MEETING TYPE Annual TICKER SYMBOL APC MEETING DATE 17-May-2011 ISIN US0325111070 AGENDA 933403622 - Management CITY HOLDING RECON DATE 22-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 16-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Management Against Against 1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Management For For 1C ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For 1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Management For For 1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Management For For 1F ELECTION OF DIRECTOR: JOHN R. GORDON Management For For 1G ELECTION OF DIRECTOR: JAMES T. HACKETT Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITOR. 03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Against Against COMPENSATION. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management 1 Year Against VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 05 STOCKHOLDER PROPOSAL- GENDER IDENTITY NON- Shareholder Against For DISCRIMINATION POLICY. 06 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF Shareholder For Against INDEPENDENT DIRECTOR CHAIRMAN. 07 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON Shareholder For Against ACCELERATED VESTING OF EQUITY AWARDS. 08 STOCKHOLDER PROPOSAL- REPORT ON POLITICAL Shareholder For Against CONTRIBUTIONS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 19300 0 23-Apr-2011 23-Apr-2011
JPMORGAN CHASE & CO. SECURITY 46625H100 MEETING TYPE Annual TICKER SYMBOL JPM MEETING DATE 17-May-2011 ISIN US46625H1005 AGENDA 933404028 - Management CITY HOLDING RECON DATE 18-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 16-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For 1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For 1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For 1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For 1E ELECTION OF DIRECTOR: JAMES DIMON Management For For 1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management Against Against 1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For 1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For 1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management Against Against 1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For 1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For 02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management 1 Year For EXECUTIVE COMPENSATION 05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN Management For For 06 POLITICAL NON-PARTISANSHIP Shareholder Against For 07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder For Against 08 MORTGAGE LOAN SERVICING Shareholder Against For 09 POLITICAL CONTRIBUTIONS Shareholder For Against 10 GENOCIDE-FREE INVESTING Shareholder Against For 11 INDEPENDENT LEAD DIRECTOR Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 47696 0 29-Apr-2011 29-Apr-2011
GAP INC. SECURITY 364760108 MEETING TYPE Annual TICKER SYMBOL GPS MEETING DATE 17-May-2011 ISIN US3647601083 AGENDA 933405424 - Management CITY HOLDING RECON DATE 21-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 16-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ----- ----------- 01 DIRECTOR Management 1 ADRIAN D.P. BELLAMY For For 2 DOMENICO DE SOLE For For 3 ROBERT J. FISHER For For 4 WILLIAM S. FISHER For For 5 BOB L. MARTIN For For 6 JORGE P. MONTOYA For For 7 GLENN K. MURPHY For For 8 MAYO A. SHATTUCK III For For
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------ ---------- ----- ----------- 9 KATHERINE TSANG For For 10 KNEELAND C. YOUNGBLOOD For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. 03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management For For GAP, INC. 2006 LONG-TERM INCENTIVE PLAN. 04 APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL Management For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 05 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY FOR Management 1 Year For AN ADVISORY VOTE ON THE OVERALL COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 74900 0 23-Apr-2011 23-Apr-2011
ACE LIMITED SECURITY H0023R105 MEETING TYPE Annual TICKER SYMBOL ACE MEETING DATE 18-May-2011 ISIN CH0044328745 AGENDA 933420147 - Management CITY HOLDING RECON DATE 30-Mar-2011 COUNTRY Bermuda VOTE DEADLINE DATE 16-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------ ---------- ---- ----------- 1A ELECTION OF EVAN G. GREENBERG Management For For 1B ELECTION OF LEO F. MULLIN Management For For 1C ELECTION OF OLIVIER STEIMER Management For For 1D ELECTION OF MICHAEL P. CONNORS Management For For 1E ELECTION OF EUGENE B. SHANKS, JR. Management For For 1F ELECTION OF JOHN A. KROL Management For For 2A APPROVAL OF THE ANNUAL REPORT Management For For 2B APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS OF ACE Management For For LIMITED 2C APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For 03 ALLOCATION OF DISPOSABLE PROFIT Management For For 04 DISCHARGE OF THE BOARD OF DIRECTORS Management For For 5A ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS Management For For OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING 5B RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING DECEMBER 31, 2011 5C ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING FIRM Management For For UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING 06 APPROVAL OF DIVIDENDS FROM LEGAL RESERVES Management For For 07 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For 08 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTE Management 1 Year
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- --------------- 000382691 93I 24600 0 26-Apr-2011 26-Apr-2011
INTEL CORPORATION SECURITY 458140100 MEETING TYPE Annual TICKER SYMBOL INTC MEETING DATE 19-May-2011 ISIN US4581401001 AGENDA 933403812 - Management CITY HOLDING RECON DATE 21-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 18-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------------------------- ---------- ----- ----------- 1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management Against Against 1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For 1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For 1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For 1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For 1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For 1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For 1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For 1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For 1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management Against Against 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR 03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Management For For PLAN 04 AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE Management For For PLAN 05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For 06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ONE EXECUTIVE COMPENSATION Management 1 Year For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 41500 0 30-Apr-2011 30-Apr-2011
MERCK & CO., INC. SECURITY 58933Y105 MEETING TYPE Annual TICKER SYMBOL MRK MEETING DATE 24-May-2011 ISIN US58933Y1055 AGENDA 933416744 - Management CITY HOLDING RECON DATE 25-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 23-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------ ---------- ----- ----------- 1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For 1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For 1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For 1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For 1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For 1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For 1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Management For For 1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For 1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For 1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For 1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For 1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For 1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For 1N ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For 1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For 1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For 1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For 1R ELECTION OF DIRECTOR: PETER C. WENDELL Management For For 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON Management 1 Year Against EXECUTIVE COMPENSATION.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 22900 0 03-May-2011 03-May-2011
EXXON MOBIL CORPORATION SECURITY 30231G102 MEETING TYPE Annual TICKER SYMBOL XOM MEETING DATE 25-May-2011 ISIN US30231G1022 AGENDA 933416908 - Management CITY HOLDING RECON DATE 06-Apr-2011 COUNTRY United States VOTE DEADLINE DATE 24-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ------------------- ------ ----------- 01 DIRECTOR Management 1 M.J. BOSKIN For For 2 P. BRABECK-LETMATHE For For 3 L.R. FAULKNER For For 4 J.S. FISHMAN For For 5 K.C. FRAZIER For For 6 W.W. GEORGE For For 7 M.C. NELSON For For 8 S.J. PALMISANO For For 9 S.S REINEMUND For For 10 R.W. TILLERSON For For 11 E.E. WHITACRE, JR. For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Management For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) Management Against Against 04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management 1 Year Against COMPENSATION (PAGE 57) 05 INDEPENDENT CHAIRMAN (PAGE 58) Shareholder For Against 06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shareholder Against For 07 AMENDMENT OF EEO POLICY (PAGE 61) Shareholder For Against 08 POLICY ON WATER (PAGE 62) Shareholder Against For 09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shareholder Against For 10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shareholder Against For 11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shareholder Against For 12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 16700 0 13-May-2011 13-May-2011
CHEVRON CORPORATION SECURITY 166764100 MEETING TYPE Annual TICKER SYMBOL CVX MEETING DATE 25-May-2011 ISIN US1667641005 AGENDA 933419687 - Management CITY HOLDING RECON DATE 01-Apr-2011 COUNTRY United States VOTE DEADLINE DATE 24-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: L.F. DEILY Management For For 1B ELECTION OF DIRECTOR: R.E. DENHAM Management For For 1C ELECTION OF DIRECTOR: R.J. EATON Management For For 1D ELECTION OF DIRECTOR: C. HAGEL Management For For 1E ELECTION OF DIRECTOR: E. HERNANDEZ Management For For 1F ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For 1G ELECTION OF DIRECTOR: D.B. RICE Management For For 1H ELECTION OF DIRECTOR: K.W. SHARER Management For For 1I ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For 1J ELECTION OF DIRECTOR: J.G. STUMPF Management For For 1K ELECTION OF DIRECTOR: R.D. SUGAR Management For For
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1L ELECTION OF DIRECTOR: C. WARE Management Against Against 1M ELECTION OF DIRECTOR: J.S. WATSON Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM. 03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management For For COMPENSATION. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management 1 Year For VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shareholder Against For 06 HUMAN RIGHTS COMMITTEE. Shareholder Against For 07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shareholder Against For 08 GUIDELINES FOR COUNTRY SELECTION. Shareholder Against For 09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For 10 HYDRAULIC FRACTURING. Shareholder For Against 11 OFFSHORE OIL WELLS. Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 13300 0 08-May-2011 08-May-2011
XEROX CORPORATION SECURITY 984121103 MEETING TYPE Annual TICKER SYMBOL XRX MEETING DATE 26-May-2011 ISIN US9841211033 AGENDA 933414548 - Management CITY HOLDING RECON DATE 28-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 25-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: GLENN A. BRITT Management For For 1B ELECTION OF DIRECTOR: URSULA M. BURNS Management For For 1C ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Management For For 1D ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Management For For 1E ELECTION OF DIRECTOR: ROBERT J. KEEGAN Management For For 1F ELECTION OF DIRECTOR: ROBERT A. MCDONALD Management For For 1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management Against Against 1H ELECTION OF DIRECTOR: CHARLES PRINCE Management Against Against 1I ELECTION OF DIRECTOR: ANN N. REESE Management Against Against 1J ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Management For For 02 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL, ON AN ADVISORY BASIS, OF THE 2010 Management Against Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY OF A Management 1 Year For SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 74900 0 06-May-2011 06-May-2011
THE TRAVELERS COMPANIES, INC. SECURITY 89417E109 MEETING TYPE Annual TICKER SYMBOL TRV MEETING DATE 26-May-2011 ISIN US89417E1091 AGENDA 933414714 - Management CITY HOLDING RECON DATE 28-Mar-2011 COUNTRY United States VOTE DEADLINE DATE 25-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: ALAN L. BELLER Management For For 1B ELECTION OF DIRECTOR: JOHN H. DASBURG Management For For 1C ELECTION OF DIRECTOR: JANET M. DOLAN Management For For 1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For 1E ELECTION OF DIRECTOR: JAY S. FISHMAN Management For For 1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Management For For 1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Management For For 1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Management For For 1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. Management For For 1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Management For For 1K ELECTION OF DIRECTOR:LAURIE J. THOMSEN Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Management Against Against 04 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE VOTES Management 1 Year Against ON EXECUTIVE COMPENSATION.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 11700 0 05-May-2011 05-May-2011
RAYTHEON COMPANY SECURITY 755111507 MEETING TYPE Annual TICKER SYMBOL RTN MEETING DATE 26-May-2011 ISIN US7551115071 AGENDA 933437940 - Management CITY HOLDING RECON DATE 01-Apr-2011 COUNTRY United States VOTE DEADLINE DATE 25-May-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: VERNON E. CLARK Management For For 1B ELECTION OF DIRECTOR: JOHN M. DEUTCH Management Against Against 1C ELECTION OF DIRECTOR: STEPHEN J. HADLEY Management For For 1D ELECTION OF DIRECTOR: FREDERIC M. POSES Management For For 1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Management For For 1F ELECTION OF DIRECTOR: RONALD L. SKATES Management Against Against 1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Management For For 1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Management Against Against 1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For 03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES Management 1 Year For ON EXECUTIVE COMPENSATION 04 RATIFICATION OF INDEPENDENT AUDITORS Management For For 05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder For Against ACTION BY WRITTEN CONSENT 06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shareholder Against For STOCK RETENTION 07 SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES Shareholder Against For 08 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL Shareholder Against For EXECUTIVE RETIREMENT PLANS
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 14100 0 06-May-2011 06-May-2011
WAL-MART STORES, INC. SECURITY 931142103 MEETING TYPE Annual TICKER SYMBOL WMT MEETING DATE 03-Jun-2011 ISIN US9311421039 AGENDA 933425236 - Management CITY HOLDING RECON DATE 06-Apr-2011 COUNTRY United States VOTE DEADLINE DATE 02-Jun-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For 1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For 1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For 1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For 1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For 1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For 1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For 1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For 1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For 1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For 1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For 1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For 1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For 1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For 1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For ACCOUNTANTS 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Management 1 Year For VOTES ON EXECUTIVE COMPENSATION 05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For 06 POLITICAL CONTRIBUTIONS REPORT Shareholder For Against 07 SPECIAL SHAREOWNER MEETINGS Shareholder For Against 08 REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL Shareholder Against For SUSTAINABILITY REPORT 09 CLIMATE CHANGE RISK DISCLOSURE Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ --------- -------------- 000382691 93I 25700 0 18-May-2011 18-May-2011
GENERAL MOTORS COMPANY SECURITY 37045V100 MEETING TYPE Annual TICKER SYMBOL GM MEETING DATE 07-Jun-2011 ISIN US37045V1008 AGENDA 933434437 - Management CITY HOLDING RECON DATE 08-Apr-2011 COUNTRY United States VOTE DEADLINE DATE 06-Jun-2011 SEDOL(S) QUICK CODE
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: DANIEL F. AKERSON Management For For 1B ELECTION OF DIRECTOR: DAVID BONDERMAN Management For For 1C ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Management For For 1D ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Management For For 1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For 1F ELECTION OF DIRECTOR: ROBERT D. KREBS Management For For 1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Management Against Against 1H ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Management For For 1I ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For 1J ELECTION OF DIRECTOR: CAROL M. STEPHENSON Management For For 1K ELECTION OF DIRECTOR: CYNTHIA A. TELLES Management Against Against 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Management For For AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. 03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED -------------- --------- ------------- ------------------ ----------- -------------- 000382691 93I 42000 0 26-May-2011 26-May-2011
There is no proxy voting record for GAMCO Westwood Intermediate Bond Fund, as the Fund did not hold any votable positions during the reporting period. SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant The GAMCO Westwood Funds By (Signature and Title)* /s/Bruce N. Alpert ------------------ Bruce N. Alpert, Principal Executive Officer Date August 10, 2011 ---------- * Print the name and title of each signing officer under his or her signature.