-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, M1f9xKVCQIYsyuL3XAMFRE0FT8lBm/RwDKwcxJr2NLqwseoU8NlpZE9NqvHZj7xk +6cnmVDnJoM0z4JOXnAyZg== 0000911697-94-000009.txt : 19940215 0000911697-94-000009.hdr.sgml : 19940215 ACCESSION NUMBER: 0000911697-94-000009 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STERLING CHEMICALS INC CENTRAL INDEX KEY: 0000795662 STANDARD INDUSTRIAL CLASSIFICATION: 2860 IRS NUMBER: 760185186 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-40034 FILM NUMBER: 94507313 BUSINESS ADDRESS: STREET 1: 1200 SMITH ST, SUITE 1900 CITY: HOUSTON STATE: TX ZIP: 77002-4312 BUSINESS PHONE: 7136503700 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRACEWELL & PATTERSON L L P CENTRAL INDEX KEY: 0000911697 STANDARD INDUSTRIAL CLASSIFICATION: 0000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 711 LOUISIANA ST STREET 2: STE 2900 SOUTH TOWER PENNZOIL PLACE CITY: HOUSTON STATE: TX ZIP: 77002-2781 SC 13G/A 1 13G/A FILING FOR WAGGONER OMB APPROVAL OMB Number: 3235-0145 UNITED STATES Expires: October 31, 1994 SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D.C. 20549 hours per response ... 14.90 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* Sterling Chemicals, Inc. - ------------------------------------------------------------------------ (Name of Issuer) Common Stock $.01 Par Value Per Share - ------------------------------------------------------------------------ (Title of Class of Securities) 858903 10 7 - ------------------------------------------------------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages CUSIP NO. 858903 10 7 13G 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON J. Virgil Waggoner ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] None. (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America 5 SOLE VOTING POWER NUMBER OF 4,566,822 SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 131,806 EACH 7 SOLE DISPOSITIVE POWER REPORTING 4,492,368 PERSON WITH 8 SHARED DISPOSITIVE POWER 131,806 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,566,822 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ X ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.2% 12 TYPE OF REPORTING PERSON* IN Page 2 of 5 pages SCHEDULE 13G Item 1(a). Name of Issuer: - --------- -------------- Sterling Chemicals, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: - --------- ----------------------------------------------- 1200 Smith Street, Suite 1900 Houston, Texas 77002 Item 2(a). Name of Person Filing: - --------- --------------------- J. Virgil Waggoner Item 2(b). Address of Principal Business Office: - --------- ------------------------------------ 1200 Smith Street, Suite 1900 Houston, Texas 77002 Item 2(c). Citizenship: - --------- ----------- United States Item 2(d). Title of Class of Securities: - --------- ---------------------------- Common Stock, $.01 par value per share ("Common Stock") Item 2(e). CUSIP Number: - --------- ------------ 858903 10 7 Item 3. Not Applicable - ------ Item 4. Ownership: - ------ --------- (a) Amount Beneficially Owned: Mr. Waggoner owns beneficially ------------------------- 4,566,822 shares of Common Stock (including 74,454 shares allocated to his account under the Sterling Chemicals, Inc. Employee Stock Ownership Plan ("ESOP"), with respect to which he has sole voting power, but not dispositive power). Excludes (i) 50,602 shares of Common Stock owned by his wife and (ii) 81,204 shares of Common Stock held by two trusts established for the benefit of his children, with respect to which Mr. Waggoner disclaims beneficial ownership. Page 3 of 5 pages (b) Percent of Class: 8.2% ---------------- (c) Number of Shares as to which such person has: -------------------------------------------- (i) sole power to vote or direct the vote: 4,566,822 (4,492,368 shares held of record and 74,454 shares in the ESOP) (ii) shared power to vote or direct the vote: 131,806 (iii) sole power to dispose or to direct the disposition of: 4,492,368 (iv) shared power to dispose or to direct the disposition of: 131,806 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable - ------ -------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not - ------ --------------------------------------------------------------- Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired - ------ ------------------------------------------------------------------ the Security Being Reported on by the Parent Holding Company: Not ------------------------------------------------------------ Applicable Item 8. Identification and Classification of Members of the Group: Not - ------ --------------------------------------------------------- Applicable Item 9. Notice of Dissolution of Group: Not Applicable - ------ ------------------------------ Item 10. Certification: Not Applicable - ------- ------------- Page 4 of 5 pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1994. J. VIRGIL WAGGONER /S/ J. VIRGIL WAGGONNER _________________________________ J. Virgil Waggoner Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----