-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Knb9MO4rDFQ8a3/NespVhBz2F4gY1P0qcAtWPTVmgi73N6L7xLt7xh8ZAepJSh0a zOE0KR30FoBnu13OFDG4rA== 0000911697-95-000003.txt : 19970227 0000911697-95-000003.hdr.sgml : 19970227 ACCESSION NUMBER: 0000911697-95-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950213 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STERLING CHEMICALS INC CENTRAL INDEX KEY: 0000795662 STANDARD INDUSTRIAL CLASSIFICATION: 2860 IRS NUMBER: 760185186 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40034 FILM NUMBER: 95509350 BUSINESS ADDRESS: STREET 1: 1200 SMITH ST, SUITE 1900 CITY: HOUSTON STATE: TX ZIP: 77002-4312 BUSINESS PHONE: 7136503700 MAIL ADDRESS: STREET 1: 1200 SMITH ST SUITE 1900 CITY: HOUSTON STATE: TX ZIP: 77002-4312 FORMER COMPANY: FORMER CONFORMED NAME: STERLING CHEMICALS INC /TX/ DATE OF NAME CHANGE: 19961218 FORMER COMPANY: FORMER CONFORMED NAME: STERLING CHEMICALS HOLDINGS INC DATE OF NAME CHANGE: 19960828 FORMER COMPANY: FORMER CONFORMED NAME: STERLING CHEMICALS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRACEWELL & PATTERSON L L P CENTRAL INDEX KEY: 0000911697 STANDARD INDUSTRIAL CLASSIFICATION: 0000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 711 LOUISIANA ST STREET 2: STE 2900 SOUTH TOWER PENNZOIL PLACE CITY: HOUSTON STATE: TX ZIP: 77002-2781 MAIL ADDRESS: STREET 1: 711 LOUISIANA ST SUITE 2900 STREET 2: SOUTH TOWER PENNZOIL PLACE CITY: HOUSTON STATE: TX ZIP: 77002-2781 SC 13G 1 OMB APPROVAL OMB Number: 3235-0145 UNITED STATES Expires: October 31, 1994 SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D.C. 20549 hours per response ... 14.90 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* Sterling Chemicals, Inc. - - ------------------------------------------------------------------------ (Name of Issuer) Common Stock par value $0.01 per share - - ------------------------------------------------------------------------ (Title of Class of Securities) 858903 10 7 - - ------------------------------------------------------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages CUSIP NO. 858903 10 7 13G 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gordon A. Cain ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] None. (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF 4,532,850 SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 2,100,000 EACH 7 SOLE DISPOSITIVE POWER REPORTING 4,532,850 PERSON WITH 8 SHARED DISPOSITIVE POWER 2,100,000 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,532,850 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ X ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.14% 12 TYPE OF REPORTING PERSON* IN Page 2 of 5 pages SCHEDULE 13G Item 1(a). Name of Issuer: Sterling Chemicals, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 1200 Smith Street, Suite 1900 Houston, Texas 77002 Item 2(a). Name of Person Filing: Gordon A. Cain Item 2(b). Address of Principal Business Office: Eight Greenway Plaza, Suite 702 Houston, Texas 77046 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, par value $0.01 per share ("Common Stock") Item 2(e). CUSIP Number: 858903 10 7 Item 3. Not Applicable Item 4. Ownership: (a) Amount Beneficially Owned: Mr. Cain owns beneficially 4,532,850 shares of Common Stock (including 375,000 shares held in a Keogh plan). This amount excludes 2,100,000 shares owned by a private family foundation of which Mr. Cain serves as the Chairman of the Board of Trustees. (b) Percent of Class: 8.14% Page 3 of 5 pages (c) Number of Shares as to which such person has: (i) sole power to vote or direct the vote: 4,532,850 (ii) shared power to vote or direct the vote: 2,100,000 (iii) sole power to dispose or to direct the disposition of: 4,532,850 (iv) shared power to dispose or to direct the disposition of: 2,100,000 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification: Not Applicable Page 4 of 5 pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February __, 1995. - - ------------------------------------- Gordon A. Cain Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----