-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H/s7AXzp52v6TUYa9MPnJEnDS48GLcK05PcgWISD26ldS5tt5jkholfu3E223BJY vx0xHuzD4C+ieE/JsSi6TQ== 0001144204-09-014902.txt : 20090318 0001144204-09-014902.hdr.sgml : 20090318 20090318172157 ACCESSION NUMBER: 0001144204-09-014902 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090318 DATE AS OF CHANGE: 20090318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PORTA SYSTEMS CORP CENTRAL INDEX KEY: 0000079564 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 112203988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6851 JERICHO TURNPIKE CITY: SYOSSET STATE: NY ZIP: 11791 BUSINESS PHONE: 5163649300 MAIL ADDRESS: STREET 1: 6851 JERICHO TURNPIKE CITY: SYOSSET STATE: NY ZIP: 11791 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESANU WARREN H CENTRAL INDEX KEY: 0001076444 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-08460 FILM NUMBER: 09691639 MAIL ADDRESS: STREET 1: PORTA SYSTEMS CORP STREET 2: 575 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 5/A 1 v143346_ex.xml X0303 5/A 2008-12-31 2009-02-13 0 0 0 0000079564 PORTA SYSTEMS CORP PORT 0001076444 ESANU WARREN H C/O PORTA SYSTEMS CORP 6581 JERICHO TURNPIKE SYOSSET NY 11791 1 0 0 0 Common Stock 2008-08-01 5 J 0 26977 .012 A 26977 D Stock Option 1.725 1999-11-01 2009-04-30 Common Stock 5000 0 D Stock Option 2.03 2000-11-01 2010-04-30 Common Stock 5000 0 D Stock Option 0.32 2001-11-01 2011-04-30 Common Stock 5000 0 D Stock Option 0.07 2002-11-01 2012-04-30 Common Stock 5000 0 D Stock Option 0.031 2003-11-01 2013-04-30 Common Stock 5000 0 D Stock Option 0.073 2004-11-01 2014-04-30 Common Stock 5000 0 D Stock Option 0.14 2005-11-01 2015-04-30 Common Stock 5000 0 D Stock Option 0.11 2006-11-01 2016-04-30 Common Stock 5000 0 D Stock Option 0.14 2007-11-01 2017-04-30 Common Stock 5000 0 D Stock Option 3.85 2008-04-30 5 J 0 2000 0 D 1998-05-01 2008-04-30 Common Stock 2000 0 D Stock Option 0.03 2008-05-01 5 L 0 5000 0 A 2008-11-01 2018-04-30 Common Stock 5000 50000 D Transaction Code J (other acquisition or disposition): common stock ssued pursuant to a debt restructuring plan of the Company's senior and subordinated debt whereby Mr. Esanu received 26, 977 shares of common stock and a subordinated note in the amount of $33,537 in exchange for (i) a subordinated note in the principal amount of $100,000 on which there was accrued interest of $120,788.25, and (ii) a principal-in-kind note in the amount of $16,968.87 (which was a conversion into principal of certain accured interest on the subordinated note), on which there was accrued interest of $22,554.96. The options are granted pursuant to one of the Company's 16b-3 stock incentive plans, and are exercisable in installments. Transaction Code J (other acquisition or disposition): stock options expired by the terms of the stock option agreement. /s/ Warren H. Esanu 2009-03-18 -----END PRIVACY-ENHANCED MESSAGE-----