-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IiKWx4qeM/jvGcR/v1d61ZSq/oNWi+fyLxWDaWhNzHI0LOvLGE6wBnS37Mf/alry Z4j3VYe8ByOcGHQpgVIOMA== 0001144204-06-051573.txt : 20061206 0001144204-06-051573.hdr.sgml : 20061206 20061206210910 ACCESSION NUMBER: 0001144204-06-051573 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061205 FILED AS OF DATE: 20061206 DATE AS OF CHANGE: 20061206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PORTA SYSTEMS CORP CENTRAL INDEX KEY: 0000079564 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 112203988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6851 JERICHO TURNPIKE CITY: SYOSSET STATE: NY ZIP: 11791 BUSINESS PHONE: 5163649300 MAIL ADDRESS: STREET 1: 6851 JERICHO TURNPIKE CITY: SYOSSET STATE: NY ZIP: 11791 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESANU WARREN H CENTRAL INDEX KEY: 0001076444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08460 FILM NUMBER: 061261212 BUSINESS ADDRESS: STREET 1: C/O PORTA SYSTEMS CORP STREET 2: 575 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 BUSINESS PHONE: 5163649300 MAIL ADDRESS: STREET 1: PORTA SYSTEMS CORP STREET 2: 575 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 4 1 v059806_ex.xml X0202 4 2006-12-05 0 0000079564 PORTA SYSTEMS CORP PYTM 0001076444 ESANU WARREN H C/O PORTA SYSTEMS CORP. 6581 JERICHO TURNPIKE SYOSSET NY 11791 1 0 0 0 Common Stock 2006-12-04 4 S 0 32900 0.14 D 53038 D Common Stock 2006-12-05 4 S 0 53038 0.14 D 0 D Stock Option 3.85 1997-05-01 4 A 0 0 0 A 1997-05-01 2007-04-30 Common Stock 2000 2000 D Stock Option 1.4188 1998-05-08 4 A 0 0 0 A 1997-05-08 2007-05-07 Common Stock 15000 15000 D Stock Option 1.5 1998-05-01 4 A 0 0 0 A 1998-05-01 2008-04-30 Common Stock 2000 2000 D Stock Option 1.725 1999-05-01 4 A 0 0 0 A 1999-11-01 2009-04-30 Common Stock 5000 5000 D Stock Option 2.2875 2000-05-01 4 A 0 0 0 A 2000-11-01 2010-04-30 Common Stock 5000 5000 D Stock Option 0.32 2001-05-01 4 A 0 0 0 A 2001-11-01 2011-04-30 Common Stock 5000 5000 D Stock Option 0.07 2002-05-01 4 A 0 0 0 A 2002-11-01 2012-04-30 Common Stock 5000 5000 D Stock Option 0.031 2003-05-01 4 A 0 0 0 A 2003-11-01 2013-04-30 Common Stock 5000 5000 D Stock Option 0.073 2004-05-01 4 A 0 0 0 A 2004-11-01 2014-04-30 Common Stock 5000 5000 D Stock Option 0.14 2005-05-01 4 A 0 0 0 A 2005-11-01 2015-04-30 Common Stock 5000 5000 D Stock Option 0.11 2006-05-01 5 L 0 5000 0 A 2006-11-01 2016-04-30 Common Stock 5000 5000 D Options previously reported for which Mr. Esanu remains the beneficial owner. The options were granted pursuant to one of the Company's 16b-3 stock incentive plans, and are exercisable in installments. The options are granted pursuant to one of the Company's 16b-3 stock incentive plans, and are exercisable in installments. /s/ Warren H. Esanu 2006-12-05 -----END PRIVACY-ENHANCED MESSAGE-----