-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RCin0hW2bIIhz9swEvoB4tjncP3h8xRz4iRmmg1bVErggQ3wxAE4Oz5BVFpiZd99 yHgHMNtDpRvDdPKSe7lrXA== 0001144204-05-009570.txt : 20050331 0001144204-05-009570.hdr.sgml : 20050331 20050331133242 ACCESSION NUMBER: 0001144204-05-009570 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20050331 DATE AS OF CHANGE: 20050331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PORTA SYSTEMS CORP CENTRAL INDEX KEY: 0000079564 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 112203988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 575 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 BUSINESS PHONE: 5163649300 MAIL ADDRESS: STREET 1: 575 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESANU WARREN H CENTRAL INDEX KEY: 0001076444 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08460 FILM NUMBER: 05718486 BUSINESS ADDRESS: STREET 1: C/O PORTA SYSTEMS CORP STREET 2: 575 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 BUSINESS PHONE: 5163649300 MAIL ADDRESS: STREET 1: PORTA SYSTEMS CORP STREET 2: 575 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 5 1 v015182_ex.xml X0202 5 2000-12-31 0 0 1 0000079564 PORTA SYSTEMS CORP PYTM.OB 0001076444 ESANU WARREN H C/O PORTA SYSTEMS CORP. 6851 JERICHO TURNPIKE SYOSSET NY 11791 1 0 0 0 Common Stock 50000 D Stock Option 1.4188 1997-05-01 2007-04-30 Common Stock 15000 15000 D Stock Option 1.50 1997-05-08 2007-05-07 Common Stock 2000 2000 D Series B Warrant 3.00 1998-01-31 2002-12-31 Common Stock 10000 10000 I By EMRC Plan Stock Option 3.25 1998-02-02 2004-02-01 Common Stock 15000 15000 D Stock Option 3.85 1998-05-01 2008-04-30 Common Stock 2000 2000 D Series C Warrant 2.14 1999-01-27 2003-12-31 Common Stock 2500 2500 I By ERMC Plan Stock Option 1.725 1999-11-01 2009-05-01 Common Stock 5000 5000 D Stock Option 2.2875 2000-05-01 4 A 0 5000 0 A 2000-11-01 2010-05-01 Common Stock 5000 5000 D The options are granted pursuant to one of the Company's 16b-3 stock incentive plans, and are exercisable in installments. The warrants are owned by Elmira Realty Management Corp Pension and Profit Sharing Plan (the "ERMC Plan"). Under the terms of the ERMC Plan, Mr. Esanu has sole voting and dispositive power with respect to the shares issuable upon the exercise of the warrant. The warrants were issued in connection with subordinated notes which were purchased by the EMRC Plan. /s/ Warren H. Esanu 2005-03-29 -----END PRIVACY-ENHANCED MESSAGE-----