-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B2r+U8U9KLEm4nUmif5i8XOsE88BhJGvTgc4vB9yW3WjqcY/Fwn1K9sfML8frng8 4AfxyU1DTwKVDcowHF85yA== 0001064669-99-000095.txt : 19990806 0001064669-99-000095.hdr.sgml : 19990806 ACCESSION NUMBER: 0001064669-99-000095 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990701 FILED AS OF DATE: 19990805 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PORTA SYSTEMS CORP CENTRAL INDEX KEY: 0000079564 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 112203988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-08191 FILM NUMBER: 99678400 BUSINESS ADDRESS: STREET 1: 575 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 BUSINESS PHONE: 5163649300 MAIL ADDRESS: STREET 1: 575 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 COMPANY DATA: COMPANY CONFORMED NAME: MILLER CHRIS CENTRAL INDEX KEY: 0001092491 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O PORTA SYSTEMS CORP STREET 2: 575 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 BUSINESS PHONE: 5163649300 MAIL ADDRESS: STREET 1: C/O PORTA SYSTEMS CORP STREET 2: 575 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 3 1 FORM 3 - JULY 1, 1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Miller, Chris c/o Porta Systems Corp. 575 Underhill Boulevard Syosset, NY 11791 USA 2. Date of Event Requiring Statement (Month/Day/Year) July 1, 1999 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Porta Systems Corp. PSI 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President Implementation OSS Division 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Non-Qualified Stock Opti|(1) |05/08/07 |Common Stock |2,000 |$1.50 |D | | on | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-Qualified Stock Opti|(2) |02/04 |Common Stock |2,000 |$3.25 |D | | on | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-Qualified Stock Opti|(2) |01/21/04 |Common Stock |1,500 |$2.06 |D | | on | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-Qualified Stock Opti|(3) |07/01/04 |Common Stock |500 |$1.69 |D | | on | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) These options are granted pursuant to the Company's 1996 Stock Option Plan (as amended through May 8, 1997), a 16b-3 plan, and are exercisable in installments. (2) These options are granted pursuant to the Company's 1998 Non-Qualified Stock Option Plan, a 16b-3 plan, and are exercisable in installments. (3) These options are granted pursuant to the Company's 1999 Incentive and Non-Qualified Stock Option Plan, a 16b-3 plan, and are exercisable in installments. SIGNATURE OF REPORTING PERSON /s/ Chris Miller DATE July 30, 1999
-----END PRIVACY-ENHANCED MESSAGE-----