-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VnbY7KaRGuWdy7//67bE64CNnkWZ6YKhsEcXYic7Da5OBbHEsiCugNdEi2twyWGJ K0OiLGkY/J4hVa2xkefing== 0001047469-99-024979.txt : 19990624 0001047469-99-024979.hdr.sgml : 19990624 ACCESSION NUMBER: 0001047469-99-024979 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNUM CORP CENTRAL INDEX KEY: 0000795581 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 010405657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-02273 FILM NUMBER: 99650553 BUSINESS ADDRESS: STREET 1: 2211 CONGRESS ST P612 CITY: PORTLAND STATE: ME ZIP: 04122 BUSINESS PHONE: 2077702211 MAIL ADDRESS: STREET 1: 2211 CONGRESS STREET CITY: PORTLAND STATE: ME ZIP: 04122 13F-HR 1 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UNUM Corporation ------------------------------- Address: 2211 Congress Street ------------------------------- Portland, Maine 04122-0590 ------------------------------- Form 13F File Number: 28-2273 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Moynihan ---------------------------------- Title: Senior Vice President, Investments ---------------------------------- Phone: 207-770-4119 ---------------------------------- Signature, Place, and Date of Signing: /s/ Peter J. Moynihan Portland, ME May 12, 1999 - ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None -------------------- Form 13F Information Table Entry Total: 27 -------------------- Form 13F Information Table Value Total: $ 298,770,249 -------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-[ TO COME ] UNUM Life Insurance Company of America ------ -------------------- -------------------------------------- 28-[ TO COME ] UNUM Employees Lifecycle Plan ------ -------------------- -------------------------------------- [Repeat as necessary.]
PAGE 1 OF 1 FORM 13F NAME OF REPORTING MANAGER UNUM CORPORATION 3/31/99 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) INVESTMENT DISCRETION ---------------------- TITLE SHARED OF FAIR MARKET SHARES OR SOLE SHARED OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE PRINCIPAL AMOUNT (A) (B) (C) MANAGERS - -------------- ----- --------- ----- ---------------- --- --- --- -------- ALTERA CORP COM 021441100 4,373,250 73,500 X 1 CVS CORP COM 126650100 5,700,000 120,000 X 1 CIENA CORP COM 171779101 1,743,750 77,500 X 1 CISCO SYS INC COM 17275R102 26,870,326 245,250 X 1 COLGATE PALMOLIVE CO COM 194162103 6,440,000 70,000 X 1 DELL COMPUTER CORP COM 247025109 3,270,000 80,000 X 1 DISNEY WALT CO COM 254687106 5,322,375 171,000 X 1 ERICSSON L M TEL CO ADR CL B SEK10 294821400 14,621,182 614,000 X 1 GILLETTE CO COM 375766102 14,669,298 246,800 X 1 HCR MANOR CARE INC COM 404134108 6,929,297 303,750 X 1 HEWLETT PACKARD CO COM 428236103 9,120,849 134,500 X 1 INTEL CORP COM 458140100 21,944,325 184,600 X 1 KIMBERLY CLARK CORP COM 494368103 4,985,552 104,000 X 1 LILLY ELI & CO COM 532457108 8,742,125 103,000 X 1 LOUIS DREYFUS NAT GAS CORP COM 546011107 4,510,428 311,064 X 1 LOWES COS INC COM 548661107 5,445,000 90,000 X 1 MATTEL INC COM 577081102 3,466,382 139,000 X 1 MICROSOFT CORP COM 594918104 30,651,750 342,000 X 1 PEPSICO INC COM 713448108 13,143,655 335,400 X 1 PFIZER INC COM 717081103 24,420,000 176,000 X 1 PROCTER & GAMBLE CO COM 742718109 9,793,800 100,000 X 1 SCHERING PLOUGH CORP COM 806605101 11,271,000 204,000 X 1 STAPLES INC COM 855030102 6,246,250 190,000 X 1 TELLABS INC COM 879664100 5,581,525 57,100 X 1 TIME WARNER INC COM 887315109 23,679,867 334,400 X 1 UNUM CORP COM 903192102 21,345,513 448,784 X 1 XEROX CORP COM 984121103 4,482,750 86,000 X 1 PAGE TOTAL 298,770,249 GRAND TOTAL 298,770,249 (ITEM 8) VOTING AUTHORITY ---------------- SOLE SHARED NONE (A) (B) (C) --- --- --- ALTERA CORP 73,500 CVS CORP 120,000 CIENA CORP 77,500 CISCO SYS INC 245,250 COLGATE PALMOLIVE CO 70,000 DELL COMPUTER CORP 80,000 DISNEY WALT CO 171,000 ERICSSON L M TEL CO 614,000 GILLETTE CO 246,800 HCR MANOR CARE INC 303,750 HEWLETT PACKARD CO 134,500 INTEL CORP 184,600 KIMBERLY CLARK CORP 104,000 LILLY ELI & CO 103,000 LOUIS DREYFUS NAT GAS CORP 311,064 0 LOWES COS INC 90,000 MATTEL INC 139,000 MICROSOFT CORP 342,000 PEPSICO INC 335,400 PFIZER INC 176,000 PROCTER & GAMBLE CO 100,000 SCHERING PLOUGH CORP 204,000 STAPLES INC 190,000 TELLABS INC 57,100 TIME WARNER INC 334,400 UNUM CORP 448,784 XEROX CORP 86,000
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UNUM Life Insurance Company of America -------------------------------------- Address: 2211 Congress Street -------------------------------------- Portland, Maine 04122-0590 -------------------------------------- Form 13F File Number: 28-2273 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Moynihan ---------------------------------- Title: Senior Vice President, Investments ---------------------------------- Phone: 207-770-4119 ------------------------------- Signature, Place, and Date of Signing: /s/ Peter J. Moynihan Portland, ME May 12, 1999 - ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13-F PLEASE BE ADVISED THAT UNUM CORPORATION IS FILING FORM 13-F ON BEHALF OF THIS INSTITUTIONAL MANAGER. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UNUM Employees Lifecycle Plan ------------------------------- Address: 211 Congress Street ------------------------------- Portland, ME 04122-0590 ------------------------------- Form 13F File Number: 28-2273 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eileen C. Farrar ------------------------------- Title: Benefit Finance Committee ------------------------------- Phone: 207-770-4456 ------------------------------- Signature, Place, and Date of Signing: /s/ Eileen C. Farrar Portland, ME May 12, 1999 - ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13-F PLEASE BE ADVISED THAT UNUM CORPORATION IS FILING FORM 13-F ON BEHALF OF THIS INSTITUTIONAL MANAGER. -----END PRIVACY-ENHANCED MESSAGE-----