-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oc4RmqlaBtz1qaQayGu9AF1zA6+RBfA4RN9UD3piriYDr7GhfSAz11SRu4/daMAs 3uw41QIikQm6/bWbqXYpvQ== 0001031044-98-000003.txt : 19980206 0001031044-98-000003.hdr.sgml : 19980206 ACCESSION NUMBER: 0001031044-98-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980101 FILED AS OF DATE: 19980205 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED MACHINE VISION CORP CENTRAL INDEX KEY: 0000795445 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 330256103 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20097 FILM NUMBER: 98522377 BUSINESS ADDRESS: STREET 1: 2067 COMMERCE DR CITY: MEDFORD STATE: OR ZIP: 97504 BUSINESS PHONE: 5417767700 MAIL ADDRESS: STREET 1: 2067 COMMERCE DR CITY: MEDFORD STATE: OR ZIP: 97504 FORMER COMPANY: FORMER CONFORMED NAME: ARC CAPITAL DATE OF NAME CHANGE: 19951222 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED LASER SYSTEMS /CA DATE OF NAME CHANGE: 19930825 COMPANY DATA: COMPANY CONFORMED NAME: STEEL ALAN CENTRAL INDEX KEY: 0001031047 STANDARD INDUSTRIAL CLASSIFICATION: [] VICE PRESI FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2067 COMMERCE DRIVE CITY: MEDFORD STATE: OR ZIP: 97504 BUSINESS PHONE: 5417767700 4 1 FORM 4 FORM 4 U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940. |_| Check this box if no longer OMB APPROVAL subject to Section 16. Form 4 OMB Number 3235-0287 or Form 5 obligations may Expires: February 1, 1994 continue. See Instruction 1(b). Estimated average burden hours per response.....0.5
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Steel R. Alan Advanced Machine Vision Corporation Issuer (Check all applicable) ------------------------------------ ---------------------------------------- (Last) (Middle) (First) 3. IRS or Social Security Number of | | Director |_| 10% Owner 2067 Commerce Drive Reporting Person (Voluntary) |x| Officer |_| Other ------------------------------------ (give title (specify (Street) 4. Statement for Month/Year below) below) Medford Oregon 97504 January 1998 ------------------------------------ ---------------------------------------- Vice President, Finance and CFO (City) (State) (Zip) 5. If Amendment, Date of Original (Month/Year) - ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security | 2. Transaction Date | 3. Transaction | 4. Securities Acquired |5. Amount of |6. Ownership |7. Nature (Instr. 3) | (Month/Day/Year) | Code | (A) or Disposed of(D)| Securities | Form: Direct | Indirect | | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially| (D) or (I) | Beneficial | | | | Owned at | (Instr. 4) | Ownership | | | | End of Month| | (Instr. 4) | | | | (Instr. 3&4)| | | |----------------|-------------------------| | | | | Code | V | Amount | (A) or | Price | | | | | | | | or | | | | | | | | | (D) | | | | - ---------------------|---------------------|--------|-------|--------|--------|-------|--------------|----------------|------------- Class A Common Stock | 1/1/98 | A | |7,500(3)| A |$1.07(3) 60,500 (1) | D | - ---------------------|---------------------|--------|-------|--------|--------|-------|--------------|----------------|------------- | | | | | | | | | - ---------------------|---------------------|--------|-------|--------|--------|-------|--------------|----------------|------------- | | | | | | | | | - ---------------------|---------------------|--------|-------|--------|--------|-------|--------------|----------------|------------- | | | | | | | | | - ---------------------|---------------------|--------|-------|--------|--------|-------|--------------|----------------|------------- | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or type responses) (OVER) SEC 1474 (8/92)
FORM 4 (continued)
- ------------------------------------------------------------------------------------------------------------------------------------ Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of |2. Conver- |3. Trans- |4. Trans- |5. Number |6. Date |7. Title |8. Price |9. Number |10. Owner- |11. Nature Derivative| sion or | action | action | of | Exercis- | and | of | of | ship | of Security | Exercise | Date | Code | Deriva- | able and | Amount | Deriva-| Deriva-| Form | Indirect | Price of | (Month/ | | tive | Expira- | of | tive | tive | of | Beneficial | Deriva- | Day/ | | Securi- | tion | Under- | Securi-| Securi-| Deriva-| Ownership | tive | Year) | | ties | Date | lying | ty | ties | tive | | Security | | | Acquired| (Month/ | Securi-| | Benefi-| Secur- | | | | | (A) or | Day/ | ties | | cially | ity | | | | | Disposed| Year) | | | Owned | Direct | | | | | (D) of | | | | at End | (D) or | | | | | | | | | of | In- | | | | | | | | | Month | direct | | | | | | | | | | (I) | | | | | | | | | | | | | | (Instr. | (Instr. 3,| | (Instr. | (Instr. | (Instr. | (Instr. | (Instr. (Instr. 3) | | | 8) | 4 and 5) | | 3 & 4) | 5) | 4) | 4) | 4) - -------------|------------|-----------|-----------|-----------|------------|----------|----------|----------|-----------|----------- | | |Code | V | (A) | (D) |Date|Expira-|Title|Amount| | | | | | | | | | |Exer| tion | |or | | | | | | | | | | |cis-| Date | |Number| | | | | | | | | | |able| | |Shares| | | | - -------------|------------|-----------|-----|-----|-----|-----|----|-------|-----|------|--------|----------|-----------|----------- Options (2) | $1.00 | 2/5/95 | (2) | | | |2/5/| 2/5/ |Class| 250, | $1.00 | 250,000 | D | | | | | | | |1995| 2005 |A | 000 | | | | | | | | | | | | |Common | | | | | | | | | | | | |Stock| | | | | - -------------|------------|-----------|-----|-----|-----|-----|----|-------|-----|------|--------|----------|-----------|----------- | | | | | | | | | | | | | | - -------------|------------|-----------|-----|-----|-----|-----|----|-------|-----|------|--------|----------|-----------|----------- | | | | | | | | | | | | | | - -------------|------------|-----------|-----|-----|-----|-----|----|-------|-----|------|--------|----------|-----------|----------- | | | | | | | | | | | | | | - -------------|------------|-----------|-----|-----|-----|-----|----|-------|-----|------|--------|----------|-----------|----------- | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) 48,000 shares resulted from a grant of restricted shares pursuant to a Restricted Stock Agreement. Restrictions lapse on 1/10/00 subject to (i) continued employment of Reporting Person and (ii) payment by the Reporting Person of $1.80 per share to the Company. 7,500 shares cannot be traded until 1/1/99. 5,000 shares are unrestricted. (2) Previously reported options granted pursuant to the Company's 1994 Stock Option Plan. All are vested. (3) Represents restricted shares issued as a part of Reporting Person's 1997 bonus. Price determined by independent valuation. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U. S. C. 1001 and 15 U.S.C. 78ff (a). /s/ Alan R. Steel 2/4/98 ________________________________ _____________ ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or type responses) (Page 2) SEC 1474 (8/92)
-----END PRIVACY-ENHANCED MESSAGE-----