-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CzpJptp4xmO60r4uWwrEMtNzIrklZs+Cp3UaS1lO3k/XH4nBL/jZCFU6eSYKfilJ 7xlwouV/BSTXDaLeQdpG8Q== 0000932799-97-000031.txt : 19970222 0000932799-97-000031.hdr.sgml : 19970222 ACCESSION NUMBER: 0000932799-97-000031 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARC CAPITAL CENTRAL INDEX KEY: 0000795445 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 330256103 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48049 FILM NUMBER: 97533714 BUSINESS ADDRESS: STREET 1: 2067 COMMERCE DR CITY: MEDFORD STATE: OR ZIP: 97504 BUSINESS PHONE: 5417767700 MAIL ADDRESS: STREET 1: 2067 COMMERCE DR CITY: MEDFORD STATE: OR ZIP: 97504 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED LASER SYSTEMS /CA DATE OF NAME CHANGE: 19930825 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN & CO INC/ALLEN HOLDING INC CENTRAL INDEX KEY: 0000904807 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328300 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 ) ARC CAPITAL --------------------- (Name of Issuer) Class A Common Stock, no par value ---------------------------------------------------- (Title of Class of Securities) 002044105 ------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.)(See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or to otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G - ------------------- ----------------- CUSIP No. 002044105 Page 2 of 7 Pages - ------------------- ------------------ =========================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen Holding Inc. - --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - --------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - --------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 - --------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 - --------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 - --------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - --------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [x] - --------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.35% - --------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC =========================================================================== *SEE INSTRUCTIONS BELOW BEFORE FILLING OUT! SEC 1746 (9-88) SCHEDULE 13G - ------------------- -------------------- CUSIP No.002044105 Page 3 of 7 Pages - ------------------- -------------------- =========================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen & Company Incorporated - --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - --------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - --------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - -------------------------------------------------------------------------- 5 SOLE VOTING POWER 731,587 (Represents shares issuable upon exercise of 90,646 Class A Warrants and 341,270 Class B Warrants). - --------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 - --------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 731,587 (Reprsents shares issuable upon exercise of 90,646 Class A Warrants and 341,270 Class B Warrants) - --------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - --------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 731,587 (Represents shares issuable upon exercise of 90,646 Class A Warrants and 341,270 Class B Warrants) - --------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.35% - --------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* BD; CO =========================================================================== *SEE INSTRUCTIONS BELOW BEFORE FILLING OUT! SEC 1746 (9-88) Page 4 of 7 Pages SCHEDULE 13G Item 1. (a) Name of Issuer: ARC CAPITAL (b) Address of Issuer's Principal Executive Office: 2067 Commerce Drive Medford, OR 97504 Item 2. Name of Person Filing (a) Name of Person Filing: Allen & Company Incorporated ("ACI") Allen Holding Inc.("AHI") (b) Address of Principal Office: 711 Fifth Avenue New York, New York 10022 (c) Citizenship/Organization: ACI - New York AHI - Delaware (d) Title Class of Securities: Common Stock, no par value (e) CUSIP Number: 002044105 Item 3. If Statement is filed pursuant to Rules 13(d)-1(b) or 13d-2(b), check whether Person Filing is a (a) [X] ACI is a Broker-Dealer registered under Section 15 of the Act. (g) [X] AHI is a parent holding company in accordance with Rule 13d-1(b)(ii)(G). Page 5 of 7 Pages Item 4. Ownership. (a) Amount Beneficially Owned: 731,587 shares of Common Stock (1)(2) (b) Percent of Class: 6.35% (c) Number of Shares to Which Such Person Has: (i) Sole voting power - 731,587 shares of Common Stock (1)(2) (ii) Shared voting power - 0 (iii) Sole dispositive power - 731,587 shares of Common Stock (1)(2) (iv) Shared dispositive power - 0 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of Members of the Subsidiary Which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. - ------------------- (1) Includes 90,646 Class A Warrants to purchase 253,809 shares of the Issuer's Common Stock and 341,270 Class B Warrants to purchase 477,778 shares of the Issuer's Common Stock. (2) All shares are held in ACI's market maker account. Page 6 of 7 Pages Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 7 of 7 Pages Signature: After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 ALLEN & COMPANY INCORPORATED By:--------------------------- Name: Gaetano J. Casillo Title: Vice President ALLEN HOLDING INC. By:--------------------------- Name: Gaetano J. Casillo Title: Vice President 90484 Page 7 of 7 Pages Signature: After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 ALLEN & COMPANY INCORPORATED /x/ Gaetano J. Casillo By:----------------------------- Name: Gaetano J. Casillo Title: Vice President ALLEN HOLDING INC. /x/ Gaetano J. Casillo By:---------------------------- Name: Gaetano J. Casillo Title: Vice President 90484 -----END PRIVACY-ENHANCED MESSAGE-----