EX-99.77O RULE 10F-3 5 q77o_10f3transactions2.htm 10F3

FORM NSAR

Q77O Transactions effected pursuant to Rule 10F3

Fidelity Advisor Series II

 

Fund

Fidelity Advisor Municipal Income Fund

Trade Date

10/19/12

Settle Date

10/30/12

Security Name

CA ST PUB SR G 5% 11/1/24

CUSIP

13068LAK1

Price

116.890

Transaction Value

$ 759,785.00

Class Size

$399,940,000

% of Offering

0.163%

Underwriter Purchased From

Loop Capital Markets

Underwriting Members: (1)

Loop Capital Markets

Underwriting Members: (2)

Stone & Youngberg, a Division of Stifel Nicolaus

Underwriting Members: (3)

Alamo Capital

Underwriting Members: (4)

BNY Mellon Capital Markets, LLC

Underwriting Members: (5)

Backstrom McCarley Berry & Co., LLC

Underwriting Members: (6)

Cabrera Captial Markets, LLC

Underwriting Members: (7)

City National Securities, Inc.

Underwriting Members: (8)

Edward D. Jones & Co., LP

Underwriting Members: (9)

Fidelity Capital Markets

Underwriting Members: (10)

Greencoast Capital Partners LLC

Underwriting Members: (11)

J.P. Morgan

Underwriting Members: (12)

Mesirow Financial, Inc.

Underwriting Members: (13)

Morgan Stanley

Underwriting Members: (14)

O'Connor & Company Securities

Underwriting Members: (15)

Oppenheimer & Co. Inc.

Underwriting Members: (16)

RBC Capital Markets

Underwriting Members: (17)

SL Hare Capital

Underwriting Members: (18)

Wells Fargo Securities