0001225208-18-002017.txt : 20180202 0001225208-18-002017.hdr.sgml : 20180202 20180202110215 ACCESSION NUMBER: 0001225208-18-002017 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180202 DATE AS OF CHANGE: 20180202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORNE TIMOTHY P CENTRAL INDEX KEY: 0001235976 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11499 FILM NUMBER: 18569197 MAIL ADDRESS: STREET 1: WATTS INDUSTRIES INC STREET 2: ROUTE 815 CHESTNUT ST CITY: NORTH ANDOVER STATE: MA ZIP: 01845 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WATTS WATER TECHNOLOGIES INC CENTRAL INDEX KEY: 0000795403 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 042916536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 815 CHESTNUT ST CITY: NORTH ANDOVER STATE: MA ZIP: 01845 BUSINESS PHONE: 9786881811 MAIL ADDRESS: STREET 1: 815 CHESTNUT STREET CITY: NORTH ANDOVER STATE: MA ZIP: 01845 FORMER COMPANY: FORMER CONFORMED NAME: WATTS INDUSTRIES INC DATE OF NAME CHANGE: 19920703 5 1 doc5.xml X0306 5 2017-12-31 0 0 0000795403 WATTS WATER TECHNOLOGIES INC WTS 0001235976 HORNE TIMOTHY P 815 CHESTNUT STREET NORTH ANDOVER MA 01845 1 Class B Common Stock 2017-12-27 5 G 0 1050.0000 0.0000 A Class A Common Stock 1050.0000 5080340.0000 I By Trust Class B Common Stock 2017-12-27 5 G 0 1050.0000 0.0000 D Class A Common Stock 1050.0000 5079290.0000 I By Trust Class B Common Stock Class A Common Stock 1250000.0000 1250000.0000 D Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a 1-for-1 basis. All shares of Class B Common Stock were convertible into Class A Common Stock upon issuance and do not have an expiration date. Consists of the following shares of Class B Common Stock which are subject to The Amended and Restated George B. Horne Voting Trust Agreement - 1997 for which the Reporting Person serves as trustee: (i) 1,666,970 shares held in a trust for the benefit of Daniel W. Horne, (ii) 1,666,970 shares held in a trust for the benefit of Deborah Horne, (iii) 1,495,010 shares held in a trust for the benefit of Peter W. Horne, (iv) 22,600 shares held in a trust for the benefit of Tiffany Horne Noonan, (v) 131,690 shares held in a trust for the benefit of Tiffany Horne Noonan, (vi) 55,000 shares held in a trust for the benefit of Tara V. Horne, (vii) 40,000 shares held in a trust for the benefit of Tiffany Horne Noonan, (viii) 525 shares held in a trust for the benefit of Kiera R. Noonan, and (ix) 525 shares held in a trust for the benefit of Tessa R. Noonan. On December 27, 2017, 1050 shares of Class B Common Stock were transferred by gift from a trust for the benefit of Tiffany Horne Noonan. Of this amount, 525 shares were transferred by gift to a new trust for the benefit of Kiera R. Noonan, and 525 shares were transferred to a new trust for the benefit of Tessa R. Noonan. The shares held by these new trusts are subject to the Amended and Restated George B. Horne Voting Trust Agreement - 1997 for which the Reporting Person serves as trustee (the "Voting Trust"). Following these transfers, 131,960 shares remain held by the trust for the benefit of Tiffany Horne Noonan and are subject to the Voting Trust. /s/ Amy B. Clark, Attorney-in-Fact 2018-02-01