-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, As+bXCLzSrP/0kAKzoI7FO7MQZ29zLV2QLUrqtXF0RTkcG6JubOwdoIK4OpBWREi smO4I5cPotmzWbBj5lTHtQ== 0001171520-03-000169.txt : 20030617 0001171520-03-000169.hdr.sgml : 20030617 20030617115405 ACCESSION NUMBER: 0001171520-03-000169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030613 FILED AS OF DATE: 20030617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WATTS INDUSTRIES INC CENTRAL INDEX KEY: 0000795403 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 042916536 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 815 CHESTNUT ST CITY: NORTH ANDOVER STATE: MA ZIP: 01845 BUSINESS PHONE: 9786881811 MAIL ADDRESS: STREET 1: 815 CHESTNUT STREET CITY: NORTH ANDOVER STATE: MA ZIP: 01845 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORNE TIMOTHY P CENTRAL INDEX KEY: 0001235976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11499 FILM NUMBER: 03746830 BUSINESS ADDRESS: STREET 1: WATTS INDUSTRIES INC STREET 2: ROUTE 815 CHESTNUT ST CITY: NORTH ANDOVER STATE: MA ZIP: 01845 BUSINESS PHONE: 9786881811 MAIL ADDRESS: STREET 1: WATTS INDUSTRIES INC STREET 2: ROUTE 815 CHESTNUT ST CITY: NORTH ANDOVER STATE: MA ZIP: 01845 4 1 d1205_ex.xml X0101 4 2003-06-13 0000795403 WATTS INDUSTRIES INC WTS 0001235976 HORNE TIMOTHY P 1 0 1 0 Class A Common Stock 2003-06-13 4 S 0 6200 19 D 156342 D Shares were sold pursuant to a 10b5-1 sales plan effective as of May 19, 2003. The Reporting Person also beneficially owns 1,901,220 shares of Class B Common Stock, directly owned. All shares, except for 200,000, are subject to the Amended and Restated George B. Horne Voting Trust Agreement, 1997 (the "1997 Voting Trust") and represented by Voting Trust Certificates ("1997 Voting Trust Certificates"). The Reporting Person serves as sole trustee of such Voting Trust. The Reporting Person also beneficially owns 1,974,600 shares of Class B Common Stock, indirectly owned. All shares, except for 250,000, are subject to the 1997 Voting Trust and represented by 1997 Voting Trust Certificates. The shares are held for the benefit of George B. Horne under a revocable trust for which Reporting Person serves as co-trustee. The Reporting Person also beneficially owns 1,210,840 shares of Class B Common Stock, indirectly owned. All shares, except for 25,000, are subject to the 1997 Voting Trust and represented by 1997 Voting Trust Certificates held for the benefit of Daniel W. Horne. The Reporting Person also beneficially owns 1,210,840 shares of Class B Common Stock, indirectly owned. All shares, except for 25,000, are subject to the 1997 Voting Trust and represented by 1997 Voting Trust Certificates held for the benefit of Deborah Horne. The Reporting Person also beneficially owns 1,085,840 shares of Class B Common Stock, indirectly owned. All shares are held in the 1997 Voting Trust for the benefit of Peter Horne. The Reporting Person also beneficially owns 30,200 shares of Class B Common Stock, indirectly held. All shares are subject to the 1997 Voting Trust and represented by 1997 Voting Trust Certificates owned by an irrevocable trust for the benefit of Tara V. Horne, for which Reporting Person serves as trustee. The Reporting Person also beneficially owns 22,600 shares of Class B Common Stock, indirectly owned. All shares are subject to the 1997 Voting Trust and represented by 1997 Voting Trust Certificates owned by an irrevocable trust for the benefit of Tiffany R. Horne, for which Reporting Person serves as trustee. The Reporting Person also beneficially owns 25,000 shares of Class A Common Stock, indirectly. Shares are held for the benefit of Daniel W. Horne under a trust for which reporting person serves as sole trustee. The Reporting Person also beneficially owns 25,000 shares of Class A Common Stock, indirectly. Shares are held for the benefit of Deborah Horne under a trust for which reporting person serves as sole trustee. The Reporting Person also beneficially owns 3,094 options to purchase Class A Common Stock of Watts Industries, Inc. granted under the 2003 Non-Employee Directors' Stock Option Plan. Such options are vested and exercisable upon the date of grant. These sales were made pursuant to a Supplemental Re-Offer Prospectus filed with the SEC on May 10, 2001, File No. 033-37926. /s/ Timothy P. Horne 2003-06-16 -----END PRIVACY-ENHANCED MESSAGE-----