UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number 811-4946
THOMPSON PLUMB FUNDS,
INC.
(Exact name of registrant as
specified in charter)
918 Deming Way
Madison, Wisconsin
53717
(Address of principal executive
offices)--(Zip code)
John W. Thompson
Chief Executive Officer
and President
Thompson Plumb Funds, Inc.
918 Deming Way
Madison, Wisconsin 53717
(Name and address of agent for
service)
Registrant's telephone number, including
area code: (608) 827-5700
Date of fiscal year end: 11/30/2012
Date of reporting period:
07/01/2011-6/30/2012
Form N-PX is to be used by a registered
management investment company, other than a small business investment company
registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports
with the Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month period ended
June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule
30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information
provided on Form N-PX in its regulatory, disclosure review, inspection, and
policymaking roles.
A registrant is required to disclose
the information specified by Form N-PX, and the Commission will make this
information public. A registrant is not required to respond to the collection of
information contained in Form N-PX unless the Form displays a currently valid
Office of Management and Budget ("OMB") control number. Please direct comments
concerning the accuracy of the information collection burden estimate and any
suggestions for reducing the burden to the Secretary, Securities and Exchange
Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has
reviewed this collection of information under the clearance requirements of 44
U.S.C. § 3507.
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| FLEXTRONICS INTERNATIONAL LTD. |
|
|
| Security |
Y2573F102 |
Meeting
Type |
Annual |
| Ticker
Symbol |
FLEX |
Meeting
Date |
22-Jul-2011 |
| ISIN |
SG9999000020 |
Agenda |
933476500 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: ROBERT
L. |
Management |
For |
For |
|
EDWARDS |
|
|
|
| 1B |
ELECTION OF DIRECTOR: DANIEL
H. |
Management |
For |
For |
|
SCHULMAN |
|
|
|
| 2 |
TO APPROVE THE RE-APPOINTMENT
OF |
Management |
For |
For |
|
DELOITTE & TOUCHE LLP AS |
|
|
|
|
FLEXTRONICS'S INDEPENDENT
AUDITORS |
|
|
|
|
FOR THE 2012 FISCAL YEAR AND
TO |
|
|
|
|
AUTHORIZE THE BOARD OF DIRECTORS
TO |
|
|
|
|
FIX ITS REMUNERATION. |
|
|
|
| 3 |
TO APPROVE THE GENERAL |
Management |
For |
For |
|
AUTHORIZATION FOR THE DIRECTORS
OF |
|
|
|
|
FLEXTRONICS TO ALLOT AND
ISSUE |
|
|
|
|
ORDINARY SHARES. |
|
|
|
| 4 |
TO APPROVE CHANGES IN THE
CASH |
Management |
Against |
Against |
|
COMPENSATION PAYABLE TO |
|
|
|
|
FLEXTRONICS'S NON-EMPLOYEE |
|
|
|
|
DIRECTORS AND THE CHAIRMAN OF
THE |
|
|
|
|
BOARD OF DIRECTORS. |
|
|
|
| 5 |
TO APPROVE A NON-BINDING,
ADVISORY |
Management |
Against |
Against |
|
RESOLUTION RELATING TO THE |
|
|
|
|
COMPENSATION OF FLEXTRONICS'S
NAMED |
|
|
|
|
EXECUTIVE OFFICERS. |
|
|
|
| 6 |
THE FREQUENCY OF A
NON-BINDING, |
Management |
1 Year |
For |
|
ADVISORY RESOLUTION TO APPROVE
THE |
|
|
|
|
COMPENSATION OF FLEXTRONIC'S
NAMED |
|
|
|
|
EXECUTIVE OFFICERS. |
|
|
|
| S1 |
EXTRAORDINARY GENERAL MEETING |
Management |
For |
For |
|
PROPOSAL: TO APPROVE THE RENEWAL
OF |
|
|
|
|
THE SHARE PURCHASE MANDATE |
|
|
|
|
RELATING TO ACQUISITIONS BY |
|
|
|
|
FLEXTRONICS OF ITS OWN ISSUED |
|
|
|
|
ORDINARY SHARES. |
|
|
|
| MCKESSON
CORPORATION |
|
|
| Security |
58155Q103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MCK |
Meeting
Date |
27-Jul-2011 |
| ISIN |
US58155Q1031 |
Agenda |
933483808 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
ANDY D. BRYANT |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
WAYNE A. BUDD |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
JOHN H. |
Management |
For |
For |
|
HAMMERGREN |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
ALTON F. IRBY III |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
M. CHRISTINE |
Management |
For |
For |
|
JACOBS |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
MARIE L. |
Management |
For |
For |
|
KNOWLES |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
DAVID M. |
Management |
For |
For |
|
LAWRENCE,
M.D. |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
EDWARD A. |
Management |
For |
For |
|
MUELLER |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
JANE E. SHAW, |
Management |
For |
For |
|
PH.D. |
|
|
|
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
DELOITTE & TOUCHE
LLP AS THE |
|
|
|
|
COMPANY'S INDEPENDENT
REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM FOR THE FISCAL |
|
|
|
|
YEAR ENDING MARCH 31,
2012. |
|
|
|
| 3 |
ADVISORY VOTE ON
EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION. |
|
|
|
| 4 |
ADVISORY VOTE ON THE
FREQUENCY OF |
Management |
1 Year |
For |
|
THE ADVISORY VOTE ON
EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 5 |
APPROVAL OF AN
AMENDMENT TO OUR |
Management |
For |
For |
|
AMENDED AND RESTATED
CERTIFICATE OF |
|
|
|
|
INCORPORATION
("CERTIFICATE OF |
|
|
|
|
INCORPORATION") TO
REDUCE THE VOTE |
|
|
|
|
REQUIRED TO AMEND OUR
CERTIFICATE OF |
|
|
|
|
INCORPORATION IN ANY
MANNER THAT |
|
|
|
|
WILL ADVERSELY AFFECT
HOLDERS OF |
|
|
|
|
SERIES A JUNIOR
PARTICIPATING |
|
|
|
|
PREFERRED
STOCK. |
|
|
|
| 6 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
For |
For |
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
REDUCE THE VOTE
REQUIRED TO ADOPT, |
|
|
|
|
ALTER OR REPEAL ANY
BY-LAW. |
|
|
|
| 7 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
For |
For |
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
ELIMINATE THE
SUPERMAJORITY VOTING |
|
|
|
|
REQUIREMENTS, AND
ASSOCIATED "FAIR |
|
|
|
|
PRICE" PROVISION,
APPLICABLE TO |
|
|
|
|
CERTAIN BUSINESS
COMBINATIONS. |
|
|
|
| 8 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
Against |
Against |
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
REMOVE A TRANSITIONAL
PROVISION |
|
|
|
|
RELATED TO THE
CLASSIFIED BOARD |
|
|
|
|
STRUCTURE ELIMINATED
IN 2007. |
|
|
|
| 9 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
For |
For |
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
CONFORM THE
"INTERESTED |
|
|
|
|
TRANSACTIONS"
PROVISIONS AND THE |
|
|
|
|
STOCKHOLDER ACTION
PROVISION TO |
|
|
|
|
APPLICABLE
LAW. |
|
|
|
| 10 |
STOCKHOLDER PROPOSAL
ON SIGNIFICANT |
Shareholder |
Against |
For |
|
EXECUTIVE STOCK
RETENTION FOR TWO |
|
|
|
|
YEARS BEYOND
RETIREMENT. |
|
|
|
Page 1 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| ELECTRONIC
ARTS INC. |
|
|
| Security |
285512109 |
Meeting Type |
Annual |
| Ticker Symbol |
ERTS |
Meeting Date |
28-Jul-2011 |
| ISIN |
US2855121099 |
Agenda |
933480294 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
LEONARD S. |
Management |
For |
For |
|
COLEMAN |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
JEFFREY T. |
Management |
For |
For |
|
HUBER |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
GERALDINE B. |
Management |
For |
For |
|
LAYBOURNE |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
GREGORY B. |
Management |
For |
For |
|
MAFFEI |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
VIVEK PAUL |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR:
LAWRENCE F. |
Management |
For |
For |
|
PROBST III |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
JOHN S. |
Management |
For |
For |
|
RICCITIELLO |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
RICHARD A. |
Management |
For |
For |
|
SIMONSON |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
LINDA J. SRERE |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
LUIS A. UBINAS |
Management |
For |
For |
| 2 |
APPROVE AN AMENDMENT
TO THE 2000 |
Management |
Against |
Against |
|
EQUITY INCENTIVE
PLAN. |
|
|
|
| 3 |
APPROVE AN AMENDMENT
TO THE 2000 |
Management |
For |
For |
|
EMPLOYEE STOCK
PURCHASE PLAN. |
|
|
|
| 4 |
ADVISORY VOTE ON THE
COMPENSATION |
Management |
For |
For |
|
OF THE NAMED
EXECUTIVE OFFICERS. |
|
|
|
| 5 |
ADVISORY VOTE ON THE
FREQUENCY OF |
Management |
1 Year |
For |
|
HOLDING FUTURE
ADVISORY VOTES ON |
|
|
|
|
THE COMPENSATION OF
THE NAMED |
|
|
|
|
EXECUTIVE
OFFICERS. |
|
|
|
| 6 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
KPMG LLP AS
INDEPENDENT AUDITORS FOR |
|
|
|
|
FISCAL YEAR
2012. |
|
|
|
Page 2 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| XILINX,
INC. |
|
|
| Security |
983919101 |
Meeting Type |
Annual |
| Ticker Symbol |
XLNX |
Meeting Date |
10-Aug-2011 |
| ISIN |
US9839191015 |
Agenda |
933481715 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
PHILIP T. GIANOS |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
MOSHE N. |
Management |
For |
For |
|
GAVRIELOV |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
JOHN L. DOYLE |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
JERALD G. |
Management |
For |
For |
|
FISHMAN |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
WILLIAM G. |
Management |
For |
For |
|
HOWARD, JR. |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
J. MICHAEL |
Management |
For |
For |
|
PATTERSON |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
ALBERT A. |
Management |
For |
For |
|
PIMENTEL |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
MARSHALL C. |
Management |
For |
For |
|
TURNER |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
ELIZABETH W. |
Management |
For |
For |
|
VANDERSLICE |
|
|
|
| 2 |
APPROVE AN AMENDMENT
TO 1990 |
Management |
For |
For |
|
EMPLOYEE QUALIFIED
STOCK PURCHASE |
|
|
|
|
PLAN, ALL AS MORE
FULLY DESCRIBED IN |
|
|
|
|
THE PROXY
STATEMENT. |
|
|
|
| 3 |
APPROVE AN AMENDMENT
TO THE 2007 |
Management |
For |
For |
|
EQUITY INCENTIVE
PLAN, ALL AS MORE |
|
|
|
|
FULLY DESCRIBED IN
THE PROXY |
|
|
|
|
STATEMENT. |
|
|
|
| 4 |
APPROVE CERTAIN
PROVISIONS OF 2007 |
Management |
For |
For |
|
EQUITY INCENTIVE PLAN
FOR PURPOSES |
|
|
|
|
OF COMPLYING WITH THE
INTERNAL |
|
|
|
|
REVENUE CODE OF
1986. |
|
|
|
| 5 |
PROPOSAL TO APPROVE,
ON AN ADVISORY |
Management |
For |
For |
|
BASIS, THE
COMPENSATION OF THE |
|
|
|
|
COMPANY'S NAMED
EXECUTIVE OFFICERS. |
|
|
|
| 6 |
PROPOSAL TO
RECOMMEND, ON AN |
Management |
1 Year |
For |
|
ADVISORY BASIS, THE
FREQUENCY OF |
|
|
|
|
VOTES ON EXECUTIVE
COMPENSATION. |
|
|
|
| 7 |
PROPOSAL TO RATIFY
THE APPOINTMENT |
Management |
For |
For |
|
OF ERNST & YOUNG
LLP AS THE |
|
|
|
|
COMPANY'S EXTERNAL
AUDITORS FOR |
|
|
|
|
FISCAL
2012. |
|
|
|
| MEDTRONIC,
INC. |
|
|
| Security |
585055106 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MDT |
Meeting
Date |
25-Aug-2011 |
| ISIN |
US5850551061 |
Agenda |
933486931 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
RICHARD H. ANDERSON |
|
For |
For |
|
2 |
DAVID L. CALHOUN |
|
For |
For |
|
3 |
VICTOR J. DZAU, M.D. |
|
For |
For |
|
4 |
OMAR ISHRAK |
|
For |
For |
|
5 |
SHIRLEY ANN JACKSON PHD |
|
For |
For |
|
6 |
JAMES T. LENEHAN |
|
For |
For |
|
7 |
DENISE M. O'LEARY |
|
For |
For |
|
8 |
KENDALL J. POWELL |
|
For |
For |
|
9 |
ROBERT C. POZEN |
|
For |
For |
|
10 |
JEAN-PIERRE ROSSO |
|
For |
For |
|
11 |
JACK W. SCHULER |
|
For |
For |
| 2 |
TO RATIFY THE
APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
MEDTRONIC'S
INDEPENDENT REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM. |
|
|
|
| 3 |
A NON-BINDING
ADVISORY VOTE ON |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION (A "SAY-ON- |
|
|
|
|
PAY" VOTE). |
|
|
|
| 4 |
A NON-BINDING ADVISORY VOTE ON THE |
Management |
1 Year |
For |
|
FREQUENCY OF SAY-ON-PAY VOTES. |
|
|
|
Page 3 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| PATTERSON
COMPANIES, INC. |
|
|
| Security |
703395103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
PDCO |
Meeting
Date |
12-Sep-2011 |
| ISIN |
US7033951036 |
Agenda |
933495257 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
ANDRE B. LACY |
|
For |
For |
|
2 |
LES C. VINNEY |
|
For |
For |
| 2 |
ADVISORY APPROVAL OF
EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION. |
|
|
|
| 3 |
ADVISORY VOTE ON THE
FREQUENCY OF |
Management |
1 Year |
N/A |
|
SHAREHOLDER APPROVAL
OF EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
TO RATIFY THE
SELECTION OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS OUR
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR THE FISCAL YEAR
ENDING APRIL 28, |
|
|
|
|
2012 |
|
|
|
|
| LIONS GATE
ENTERTAINMENT CORP. |
|
|
| Security |
535919203 |
Meeting
Type |
Annual |
| Ticker
Symbol |
LGF |
Meeting
Date |
13-Sep-2011 |
| ISIN |
CA5359192039 |
Agenda |
933499407 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
NORMAN BACAL |
|
For |
For |
|
2 |
MICHAEL BURNS |
|
For |
For |
|
3 |
ARTHUR EVRENSEL |
|
For |
For |
|
4 |
JON FELTHEIMER |
|
For |
For |
|
5 |
FRANK GIUSTRA |
|
For |
For |
|
6 |
MORLEY KOFFMAN |
|
For |
For |
|
7 |
HARALD LUDWIG |
|
For |
For |
|
8 |
G. SCOTT PATERSON |
|
For |
For |
|
9 |
MARK H. RACHESKY, M.D. |
|
For |
For |
|
10 |
DARYL SIMM |
|
For |
For |
|
11 |
HARDWICK SIMMONS |
|
For |
For |
|
12 |
PHYLLIS YAFFE |
|
For |
For |
| 2 |
PROPOSAL TO REAPPOINT
ERNST & YOUNG |
Management |
For |
For |
|
LLP AS THE
INDEPENDENT REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM FOR THE |
|
|
|
|
COMPANY. |
|
|
|
|
| 3 |
PROPOSAL TO CONDUCT
AN ADVISORY |
Management |
For |
For |
|
VOTE TO APPROVE
EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
PROPOSAL TO CONDUCT
AN ADVISORY |
Management |
1 Year |
For |
|
VOTE ON THE FREQUENCY
OF FUTURE |
|
|
|
|
ADVISORY VOTES ON
EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 5 |
IN THEIR DISCRETION,
THE PROXIES ARE |
Management |
For |
For |
|
AUTHORIZED TO VOTE
UPON SUCH OTHER |
|
|
|
|
BUSINESS AS MAY
PROPERLY COME |
|
|
|
|
BEFORE THE
MEETING. |
|
|
|
Page 4 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| SEADRILL
LIMITED |
|
|
| Security |
G7945E105 |
Meeting
Type |
Annual |
| Ticker
Symbol |
SDRL |
Meeting
Date |
23-Sep-2011 |
| ISIN |
BMG7945E1057 |
Agenda |
933496083 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
TO RE-ELECT JOHN
FREDRIKSEN AS A |
Management |
For |
For |
|
DIRECTOR OF THE
COMPANY. |
|
|
|
| 2 |
TO RE-ELECT TOR OLAV
TROIM AS A |
Management |
For |
For |
|
DIRECTOR OF THE
COMPANY. |
|
|
|
| 3 |
TO RE-ELECT KATE
BLAKENSHIP AS A |
Management |
For |
For |
|
DIRECTOR OF THE
COMPANY. |
|
|
|
| 4 |
TO RE-ELECT KATHRINE
FREDRIKSEN AS A |
Management |
For |
For |
|
DIRECTOR OF THE
COMPANY. |
|
|
|
| 5 |
TO RE-ELECT CARL ERIK
STEEN AS A |
Management |
For |
For |
|
DIRECTOR OF THE
COMPANY. |
|
|
|
| 6 |
PROPOSAL TO
RE-APPOINT |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS, AS OF |
|
|
|
|
OSLO, NORWAY AS
AUDITORS AND TO |
|
|
|
|
AUTHORIZE THE
DIRECTORS TO |
|
|
|
|
DETERMINE THEIR
REMUNERATION. |
|
|
|
| 7 |
PROPOSAL TO APPROVE
THE |
Management |
For |
For |
|
REMUNERATION OF THE
COMPANY'S |
|
|
|
|
BOARD OF DIRECTORS OF
A TOTAL |
|
|
|
|
AMOUNT OF FEES NOT TO
EXCEED |
|
|
|
|
US$800,000 FOR THE
YEAR ENDED |
|
|
|
|
DECEMBER 31,
2011. |
|
|
|
| TAKE-TWO
INTERACTIVE SOFTWARE, INC. |
|
|
| Security |
874054109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
TTWO |
Meeting
Date |
26-Sep-2011 |
| ISIN |
US8740541094 |
Agenda |
933496867 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
STRAUSS ZELNICK |
|
For |
For |
|
2 |
ROBERT A. BOWMAN |
|
For |
For |
|
3 |
SUNGHWAN CHO |
|
For |
For |
|
4 |
MICHAEL DORNEMANN |
|
For |
For |
|
5 |
BRETT ICAHN |
|
For |
For |
|
6 |
J. MOSES |
|
For |
For |
|
7 |
JAMES L. NELSON |
|
For |
For |
|
8 |
MICHAEL SHERESKY |
|
For |
For |
| 2 |
APPROVAL OF THE
AMENDMENT TO THE |
Management |
Against |
Against |
|
TAKE-TWO INTERACTIVE
SOFTWARE, INC. |
|
|
|
|
2009 STOCK INCENTIVE
PLAN. |
|
|
|
| 3 |
APPROVAL OF THE
MANAGEMENT |
Management |
For |
For |
|
AGREEMENT, DATED AS
OF MAY 20, 2011, |
|
|
|
|
BY AND BETWEEN
ZELNICK MEDIA |
|
|
|
|
CORPORATION AND
TAKE-TWO |
|
|
|
|
INTERACTIVE SOFTWARE,
INC. |
|
|
|
| 4 |
ADVISORY VOTE TO
APPROVE THE |
Management |
For |
For |
|
COMPENSATION OF THE
NAMED EXECUTIVE |
|
|
|
|
OFFICERS. |
|
|
|
|
| 5 |
ADVISORY VOTE ON THE
FREQUENCY OF |
Management |
1 Year |
For |
|
HOLDING FUTURE
ADVISORY VOTES TO |
|
|
|
|
APPROVE THE
COMPENSATION OF THE |
|
|
|
|
NAMED EXECUTIVE
OFFICERS. |
|
|
|
| 6 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
ERNST & YOUNG LLP
AS OUR INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR THE FISCAL YEAR
ENDING MARCH 31, |
|
|
|
|
2012 |
|
|
|
|
Page 5 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| FEDEX
CORPORATION |
|
|
| Security |
31428X106 |
Meeting
Type |
Annual |
| Ticker
Symbol |
FDX |
Meeting
Date |
26-Sep-2011 |
| ISIN |
US31428X1063 |
Agenda |
933497186 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
JAMES L. |
Management |
For |
For |
|
BARKSDALE |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
JOHN A. |
Management |
For |
For |
|
EDWARDSON |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
SHIRLEY ANN |
Management |
For |
For |
|
JACKSON |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
STEVEN R. |
Management |
For |
For |
|
LORANGER |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
GARY W. |
Management |
For |
For |
|
LOVEMAN |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
R. BRAD MARTIN |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
JOSHUA COOPER |
Management |
For |
For |
|
RAMO |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
SUSAN C. |
Management |
For |
For |
|
SCHWAB |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
FREDERICK W. |
Management |
For |
For |
|
SMITH |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
JOSHUA I. SMITH |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
DAVID P. STEINER |
Management |
For |
For |
| 1L |
ELECTION OF DIRECTOR:
PAUL S. WALSH |
Management |
For |
For |
| 2 |
APPROVAL OF AMENDMENT
TO |
Management |
For |
For |
|
CERTIFICATE OF
INCORPORATION IN |
|
|
|
|
ORDER TO ALLOW
STOCKHOLDERS TO |
|
|
|
|
CALL SPECIAL
MEETINGS. |
|
|
|
| 3 |
RATIFICATION OF
INDEPENDENT |
Management |
For |
For |
|
REGISTERED PUBLIC
ACCOUNTING FIRM. |
|
|
|
| 4 |
ADVISORY VOTE ON
EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
| 5 |
ADVISORY VOTE ON THE
FREQUENCY OF |
Management |
1 Year |
For |
|
FUTURE ADVISORY VOTES
ON EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 6 |
STOCKHOLDER PROPOSAL
REGARDING |
Shareholder |
Against |
For |
|
INDEPENDENT BOARD
CHAIRMAN. |
|
|
|
| 7 |
STOCKHOLDER PROPOSAL
REQUIRING |
Shareholder |
For |
Against |
|
EXECUTIVES TO RETAIN
SIGNIFICANT |
|
|
|
|
STOCK. |
|
|
|
| 8 |
STOCKHOLDER PROPOSAL
REGARDING |
Shareholder |
For |
Against |
|
POLITICAL
CONTRIBUTIONS REPORT. |
|
|
|
| THE
PROCTER & GAMBLE COMPANY |
|
|
| Security |
742718109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
PG |
Meeting
Date |
11-Oct-2011 |
| ISIN |
US7427181091 |
Agenda |
933500705 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
ANGELA F. BRALY |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
KENNETH I. |
Management |
For |
For |
|
CHENAULT |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
SCOTT D. COOK |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
SUSAN DESMOND- |
Management |
For |
For |
|
HELLMANN |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
ROBERT A. |
Management |
For |
For |
|
MCDONALD |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
W. JAMES |
Management |
For |
For |
|
MCNERNEY,
JR. |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
JOHNATHAN A. |
Management |
For |
For |
|
RODGERS |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
MARGARET C. |
Management |
For |
For |
|
WHITMAN |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
MARY AGNES |
Management |
For |
For |
|
WILDEROTTER |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
PATRICIA A. |
Management |
For |
For |
|
WOERTZ |
|
|
|
| 1K |
ELECTION OF DIRECTOR:
ERNESTO |
Management |
For |
For |
|
ZEDILLO |
|
|
|
| 2 |
RATIFY APPOINTMENT OF
THE |
Management |
For |
For |
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM (PAGE
65 OF PROXY |
|
|
|
|
STATEMENT) |
|
|
|
| 3 |
ADVISORY VOTE TO
APPROVE THE |
Management |
Against |
Against |
|
COMPANY'S SAY ON PAY
VOTE (PAGES 65- |
|
|
|
|
66 OF PROXY
STATEMENT) |
|
|
|
| 4 |
ADVISORY VOTE TO
RECOMMEND THE |
Management |
1 Year |
For |
|
FREQUENCY OF THE SAY
ON PAY VOTE |
|
|
|
|
(PAGES 66-67 OF PROXY
STATEMENT) |
|
|
|
| 5 |
AMEND THE COMPANY'S
AMENDED |
Management |
For |
For |
|
ARTICLES OF
INCORPORATION (PAGE 67 OF |
|
|
|
|
PROXY
STATEMENT) |
|
|
|
| 6 |
SHAREHOLDER PROPOSAL
#1 - |
Shareholder |
For |
Against |
|
CUMULATIVE VOTING
(PAGE 68 OF PROXY |
|
|
|
|
STATEMENT) |
|
|
|
| 7 |
SHAREHOLDER PROPOSAL
#2 - ANIMAL |
Shareholder |
Against |
For |
|
TESTING (PAGES 69-70
OF PROXY |
|
|
|
|
STATEMENT) |
|
|
|
| 8 |
SHAREHOLDER PROPOSAL
#3 - |
Shareholder |
Against |
For |
|
ELECTIONEERING
CONTRIBUTIONS (PAGES |
|
|
|
|
70-72 OF PROXY
STATEMENT) |
|
|
|
Page 6 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| LINEAR
TECHNOLOGY CORPORATION |
|
|
| Security |
535678106 |
Meeting
Type |
Annual |
| Ticker
Symbol |
LLTC |
Meeting
Date |
02-Nov-2011 |
| ISIN |
US5356781063 |
Agenda |
933508472 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
ROBERT H. SWANSON, JR. |
|
For |
For |
|
2 |
LOTHAR MAIER |
|
For |
For |
|
3 |
ARTHUR C. AGNOS |
|
For |
For |
|
4 |
JOHN J. GORDON |
|
For |
For |
|
5 |
DAVID S. LEE |
|
For |
For |
|
6 |
RICHARD M. MOLEY |
|
For |
For |
|
7 |
THOMAS S. VOLPE |
|
For |
For |
| 2 |
AN ADVISORY VOTE ON
EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION. |
|
|
|
| 3 |
AN ADVISORY VOTE ON
THE FREQUENCY |
Management |
1 Year |
Against |
|
OF EXECUTIVE
COMPENSATION VOTES. |
|
|
|
| 4 |
TO RATIFY THE
APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS THE
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM OF |
|
|
|
|
THE COMPANY FOR THE
FISCAL YEAR |
|
|
|
|
ENDING JULY 1,
2012. |
|
|
|
| MICROSOFT
CORPORATION |
|
|
| Security |
594918104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MSFT |
Meeting
Date |
15-Nov-2011 |
| ISIN |
US5949181045 |
Agenda |
933510706 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
ELECTION OF DIRECTOR:
STEVEN A. |
Management |
For |
For |
|
BALLMER |
|
|
|
| 2 |
ELECTION OF DIRECTOR:
DINA DUBLON |
Management |
For |
For |
| 3 |
ELECTION OF DIRECTOR:
WILLIAM H. GATES |
Management |
For |
For |
|
III |
|
|
|
| 4 |
ELECTION OF DIRECTOR:
RAYMOND V. |
Management |
For |
For |
|
GILMARTIN |
|
|
|
| 5 |
ELECTION OF DIRECTOR:
REED HASTINGS |
Management |
For |
For |
| 6 |
ELECTION OF DIRECTOR:
MARIA M. KLAWE |
Management |
For |
For |
| 7 |
ELECTION OF DIRECTOR:
DAVID F. |
Management |
For |
For |
|
MARQUARDT |
|
|
|
| 8 |
ELECTION OF DIRECTOR:
CHARLES H. |
Management |
For |
For |
|
NOSKI |
|
|
|
| 9 |
ELECTION OF DIRECTOR:
HELMUT PANKE |
Management |
For |
For |
| 10 |
ADVISORY VOTE ON
NAMED EXECUTIVE |
Management |
For |
For |
|
OFFICER
COMPENSATION. |
|
|
|
| 11 |
ADVISORY VOTE ON
FREQUENCY OF |
Management |
1 Year |
For |
|
ADVISORY VOTE ON
NAMED EXECUTIVE |
|
|
|
|
OFFICER
COMPENSATION. |
|
|
|
| 12 |
RATIFICATION OF THE
SELECTION OF |
Management |
For |
For |
|
DELOITTE & TOUCHE
LLP AS THE |
|
|
|
|
COMPANY'S INDEPENDENT
AUDITOR. |
|
|
|
| 13 |
SHAREHOLDER PROPOSAL
1. |
Shareholder |
Against |
For |
|
ESTABLISHMENT OF A
BOARD COMMITTEE |
|
|
|
|
ON ENVIRONMENTAL
SUSTAINABILITY. |
|
|
|
Page 7 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| JDS
UNIPHASE CORPORATION |
|
|
| Security |
46612J507 |
Meeting
Type |
Annual |
| Ticker
Symbol |
JDSU |
Meeting
Date |
16-Nov-2011 |
| ISIN |
US46612J5074 |
Agenda |
933511633 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
PENELOPE A. HERSCHER |
|
For |
For |
|
2 |
MASOOD JABBAR |
|
For |
For |
|
3 |
THOMAS WAECHTER |
|
For |
For |
| 2 |
TO RATIFY THE
APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS THE |
|
|
|
|
INDEPENDENT PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR JDS UNIPHASE
CORPORATION FOR |
|
|
|
|
THE FISCAL YEAR
ENDING JUNE 30, 2012. |
|
|
|
| 3 |
TO APPROVE, BY
NON-BINDING ADVISORY |
Management |
Against |
Against |
|
VOTE, THE
COMPENSATION OF OUR NAMED |
|
|
|
|
EXECUTIVE
OFFICERS. |
|
|
|
| 4 |
TO RECOMMEND, BY
NON-BINDING |
Management |
1 Year |
For |
|
ADVISORY VOTE, THE
FREQUENCY OF THE |
|
|
|
|
ADVISORY VOTE ON THE
COMPENSATION |
|
|
|
|
OF OUR NAMED
EXECUTIVE OFFICERS. |
|
|
|
| SYSCO
CORPORATION |
|
|
| Security |
871829107 |
Meeting
Type |
Annual |
| Ticker
Symbol |
SYY |
Meeting
Date |
16-Nov-2011 |
| ISIN |
US8718291078 |
Agenda |
933511998 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
JUDITH B. |
Management |
For |
For |
|
CRAVEN,
M.D. |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
WILLIAM J. |
Management |
For |
For |
|
DELANEY |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
LARRY C. |
Management |
For |
For |
|
GLASSCOCK |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
RICHARD G. |
Management |
For |
For |
|
TILGHMAN |
|
|
|
| 2 |
TO APPROVE, BY
NON-BINDING VOTE, THE |
Management |
For |
For |
|
COMPENSATION PAID TO
SYSCO'S NAMED |
|
|
|
|
EXECUTIVE OFFICERS,
AS DISCLOSED |
|
|
|
|
PURSUANT TO ITEM 402
OF REGULATION S-K, |
|
|
|
|
INCLUDING THE
COMPENSATION |
|
|
|
|
DISCUSSION AND
ANALYSIS, |
|
|
|
|
COMPENSATION TABLES
AND NARRATIVE |
|
|
|
|
DISCUSSION. |
|
|
|
| 3 |
TO RECOMMEND, BY
NON-BINDING VOTE, |
Management |
1 Year |
For |
|
THE FREQUENCY WITH
WHICH SYSCO WILL |
|
|
|
|
CONDUCT STOCKHOLDER
ADVISORY |
|
|
|
|
VOTES ON EXECUTIVE
COMPENSATION. |
|
|
|
| 4 |
TO APPROVE AN
AMENDMENT TO SYSCO'S |
Management |
For |
For |
|
BYLAWS TO IMPLEMENT A
STAGGERED |
|
|
|
|
DECLASSIFICATION OF
THE BOARD OF |
|
|
|
|
DIRECTORS OVER A
THREE-YEAR PERIOD |
|
|
|
|
BEGINNING WITH THE
ELECTION OF THE |
|
|
|
|
CLASS II DIRECTORS
FOR A ONE-YEAR |
|
|
|
|
TERM AT SYSCO'S 2012
ANNUAL MEETING |
|
|
|
|
OF
STOCKHOLDERS. |
|
|
|
| 5 |
TO RATIFY THE
APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS SYSCO'S
INDEPENDENT |
|
|
|
|
ACCOUNTANTS FOR
FISCAL 2012. |
|
|
|
Page 8 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| RESMED
INC. |
|
|
| Security |
761152107 |
Meeting
Type |
Annual |
| Ticker
Symbol |
RMD |
Meeting
Date |
16-Nov-2011 |
| ISIN |
US7611521078 |
Agenda |
933512041 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: CHRISTOPHER |
Management |
For |
For |
|
ROBERTS |
|
|
|
| 1B |
ELECTION OF DIRECTOR: JOHN WAREHAM |
Management |
For |
For |
| 2 |
TO
APPROVE THE AMENDMENT TO THE 2009 |
Management |
Against |
Against |
|
INCENTIVE AWARD PLAN, WHICH IN PART |
|
|
|
|
INCREASES THE NUMBER OF SHARES |
|
|
|
|
AUTHORIZED FOR ISSUANCE UNDER THE |
|
|
|
|
PLAN
FROM 22,921,650 (POST SPLIT) TO |
|
|
|
|
35,475,000 SHARES. |
|
|
|
| 3 |
TO
APPROVE, ON AN ADVISORY BASIS, THE |
Management |
For |
For |
|
COMPENSATION PAID TO OUR NAMED |
|
|
|
|
EXECUTIVE OFFICERS. |
|
|
|
| 4 |
TO
SELECT THE FREQUENCY OF FUTURE |
Management |
1 Year |
For |
|
ADVISORY VOTES ON EXECUTIVE |
|
|
|
|
COMPENSATION EVERY YEAR, EVERY TWO |
|
|
|
|
YEARS
OR EVERY THREE YEARS, AS |
|
|
|
|
INDICATED. |
|
|
|
| 5 |
RATIFICATION OF THE SELECTION OF KPMG |
Management |
For |
For |
|
LLP AS
OUR INDEPENDENT AUDITORS FOR |
|
|
|
|
THE
FISCAL YEAR ENDING JUNE 30, 2012. |
|
|
|
| MAXIM
INTEGRATED PRODUCTS, INC. |
|
|
| Security |
57772K101 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MXIM |
Meeting
Date |
16-Nov-2011 |
| ISIN |
US57772K1016 |
Agenda |
933513233 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
TUNC
DOLUCA |
|
For |
For |
|
2 |
B. KIPLING
HAGOPIAN |
|
For |
For |
|
3 |
JAMES R.
BERGMAN |
|
For |
For |
|
4 |
JOSEPH R.
BRONSON |
|
For |
For |
|
5 |
ROBERT E.
GRADY |
|
For |
For |
|
6 |
WILLIAM D.
WATKINS |
|
For |
For |
|
7 |
A.R. FRANK
WAZZAN |
|
For |
For |
| 2 |
TO
RATIFY THE APPOINTMENT OF DELOITTE |
Management |
For |
For |
|
&
TOUCHE LLP AS MAXIM'S INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC ACCOUNTING FIRM |
|
|
|
|
FOR
THE FISCAL YEAR ENDING JUNE 30, |
|
|
|
|
2012. |
|
|
|
|
| 3 |
TO
RATIFY AND APPROVE AN AMENDMENT |
Management |
For |
For |
|
TO
MAXIM'S 2008 EMPLOYEE STOCK |
|
|
|
|
PURCHASE PLAN TO INCREASE THE |
|
|
|
|
NUMBER
OF SHARES AVAILABLE FOR |
|
|
|
|
ISSUANCE THEREUNDER BY 2,000,000 |
|
|
|
|
SHARES. |
|
|
|
|
| 4 |
TO
RATIFY AND APPROVE AN AMENDMENT |
Management |
Against |
Against |
|
TO
MAXIM'S AMENDED AND RESTATED 1996 |
|
|
|
|
STOCK
INCENTIVE PLAN TO INCREASE THE |
|
|
|
|
NUMBER
OF SHARES AVAILABLE FOR |
|
|
|
|
ISSUANCE THEREUNDER BY 7,000,000 |
|
|
|
|
SHARES. |
|
|
|
|
| 5 |
TO
APPROVE THE COMPENSATION OF |
Management |
Against |
Against |
|
MAXIM'S NAMED EXECUTIVE OFFICERS |
|
|
|
|
PURSUANT TO AN ADVISORY VOTE |
|
|
|
|
THEREON. |
|
|
|
|
| 6 |
ADVISORY VOTE ON THE FREQUENCY OF |
Management |
1 Year |
For |
|
FUTURE
ADVISORY VOTES ON THE |
|
|
|
|
COMPENSATION OF MAXIM'S NAMED |
|
|
|
|
EXECUTIVE OFFICERS. |
|
|
|
Page 9 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| CISCO
SYSTEMS, INC. |
|
|
| Security |
17275R102 |
Meeting
Type |
Annual |
| Ticker
Symbol |
CSCO |
Meeting
Date |
07-Dec-2011 |
| ISIN |
US17275R1023 |
Agenda |
933516885 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
CAROL A. BARTZ |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
M. MICHELE |
Management |
For |
For |
|
BURNS |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
MICHAEL D. |
Management |
For |
For |
|
CAPELLAS |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
LARRY R. CARTER |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
JOHN T. |
Management |
For |
For |
|
CHAMBERS |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
BRIAN L. HALLA |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
DR. JOHN L. |
Management |
For |
For |
|
HENNESSY |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
RICHARD M. |
Management |
For |
For |
|
KOVACEVICH |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
RODERICK C. |
Management |
For |
For |
|
MCGEARY |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
ARUN SARIN |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
STEVEN M. WEST |
Management |
For |
For |
| 1L |
ELECTION OF DIRECTOR:
JERRY YANG |
Management |
For |
For |
| 2 |
APPROVAL OF AMENDMENT
AND |
Management |
For |
For |
|
RESTATEMENT OF THE
CISCO 2005 STOCK |
|
|
|
|
INCENTIVE
PLAN. |
|
|
|
| 3 |
APPROVAL, ON AN
ADVISORY BASIS, OF |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 4 |
RECOMMENDATION, ON AN
ADVISORY |
Management |
1 Year |
For |
|
BASIS, ON THE
FREQUENCY OF EXECUTIVE |
|
|
|
|
COMPENSATION
VOTES. |
|
|
|
| 5 |
RATIFICATION
OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
CISCO'S INDEPENDENT
REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM FOR FISCAL |
|
|
|
|
2012. |
|
|
|
| 6 |
APPROVAL TO AMEND
CISCO'S BYLAWS TO |
Shareholder |
Against |
For |
|
ESTABLISH A BOARD
COMMITTEE ON |
|
|
|
|
ENVIRONMENTAL
SUSTAINABILITY. |
|
|
|
| 7 |
APPROVAL TO REQUIRE
THE BOARD TO |
Shareholder |
Against |
For |
|
PUBLISH INTERNET
FRAGMENTATION |
|
|
|
|
REPORT TO
SHAREHOLDERS WITHIN SIX |
|
|
|
|
MONTHS. |
|
|
|
| 8 |
APPROVAL TO REQUIRE
THAT CISCO |
Shareholder |
For |
Against |
|
EXECUTIVES RETAIN A
SIGNIFICANT |
|
|
|
|
PERCENTAGE OF STOCK
UNTIL TWO YEARS |
|
|
|
|
FOLLOWING
TERMINATION. |
|
|
|
| MEDCO
HEALTH SOLUTIONS, INC. |
|
|
| Security |
58405U102 |
Meeting
Type |
Special |
| Ticker
Symbol |
MHS |
Meeting
Date |
21-Dec-2011 |
| ISIN |
US58405U1025 |
Agenda |
933528385 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
TO ADOPT THE
AGREEMENT AND PLAN OF |
Management |
For |
For |
|
MERGER, DATED AS OF
JULY 20, 2011, AS |
|
|
|
|
AMENDED ON NOVEMBER
7, 2011 AND AS IT |
|
|
|
|
MAY BE AMENDED FROM
TIME TO TIME (THE |
|
|
|
|
"MERGER AGREEMENT"),
BY AND AMONG |
|
|
|
|
EXPRESS SCRIPTS,
INC., MEDCO HEALTH |
|
|
|
|
SOLUTIONS, INC.,
ARISTOTLE HOLDING, |
|
|
|
|
INC., ARISTOTLE
MERGER SUB, INC., AND |
|
|
|
|
PLATO MERGER SUB,
INC. |
|
|
|
| 2 |
TO APPROVE THE
ADJOURNMENT OF THE |
Management |
For |
For |
|
SPECIAL MEETING, IF
NECESSARY OR |
|
|
|
|
APPROPRIATE, TO
SOLICIT ADDITIONAL |
|
|
|
|
PROXIES IF THERE ARE
INSUFFICIENT |
|
|
|
|
VOTES AT THE TIME OF
THE SPECIAL |
|
|
|
|
MEETING TO APPROVE
THE PROPOSAL TO |
|
|
|
|
ADOPT THE MERGER
AGREEMENT. |
|
|
|
| 3 |
TO APPROVE, BY
NON-BINDING ADVISORY |
Management |
Against |
Against |
|
VOTE, THE
COMPENSATION |
|
|
|
|
ARRANGEMENTS FOR THE
COMPANY'S |
|
|
|
|
NAMED EXECUTIVE
OFFICERS IN |
|
|
|
|
CONNECTION WITH THE
MERGERS |
|
|
|
|
CONTEMPLATED BY THE
MERGER |
|
|
|
|
AGREEMENT. |
|
|
|
Page 10 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| WALGREEN
CO. |
|
|
| Security |
931422109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
WAG |
Meeting
Date |
11-Jan-2012 |
| ISIN |
US9314221097 |
Agenda |
933529717 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
DAVID J. BRAILER |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
STEVEN A. DAVIS |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
WILLIAM C. FOOTE |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
MARK P. |
Management |
For |
For |
|
FRISSORA |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
GINGER L. |
Management |
For |
For |
|
GRAHAM |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
ALAN G. MCNALLY |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
NANCY M. |
Management |
For |
For |
|
SCHLICHTING |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
DAVID Y. |
Management |
For |
For |
|
SCHWARTZ |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
ALEJANDRO SILVA |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
JAMES A. |
Management |
For |
For |
|
SKINNER |
|
|
|
| 1K |
ELECTION OF DIRECTOR:
GREGORY D. |
Management |
For |
For |
|
WASSON |
|
|
|
| 2 |
RATIFY THE
APPOINTMENT OF DELOITTE & |
Management |
For |
For |
|
TOUCHE LLP AS
WALGREEN CO.'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
| 3 |
APPROVAL OF THE
WALGREEN CO. 2011 |
Management |
Against |
Against |
|
CASH-BASED INCENTIVE
PLAN. |
|
|
|
| 4 |
ADVISORY VOTE ON THE
APPROVAL OF |
Management |
Against |
Against |
|
NAMED EXECUTIVE
OFFICER |
|
|
|
|
COMPENSATION. |
|
|
|
| 5 |
ADVISORY VOTE ON THE
FREQUENCY OF |
Management |
1 Year |
For |
|
FUTURE ADVISORY VOTES
ON NAMED |
|
|
|
|
EXECUTIVE OFFICER
COMPENSATION. |
|
|
|
| 6 |
SHAREHOLDER PROPOSAL
REGARDING AN |
Shareholder |
Against |
For |
|
EXECUTIVE EQUITY
RETENTION POLICY. |
|
|
|
| JOHNSON
CONTROLS, INC. |
|
|
| Security |
478366107 |
Meeting
Type |
Annual |
| Ticker
Symbol |
JCI |
Meeting
Date |
25-Jan-2012 |
| ISIN |
US4783661071 |
Agenda |
933535683 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
DENNIS W. ARCHER |
|
For |
For |
|
2 |
MARK P. VERGNANO |
|
For |
For |
|
3 |
RICHARD GOODMAN |
|
For |
For |
| 2 |
RATIFICATION
OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS AS |
|
|
|
|
INDEPENDENT AUDITORS
FOR 2012. |
|
|
|
| 3 |
ADVISORY VOTE ON
COMPENSATION OF |
Management |
Against |
Against |
|
OUR NAMED EXECUTIVE
OFFICERS. |
|
|
|
| 4 |
CONSIDERATION OF A
SHAREHOLDER |
Shareholder |
For |
Against |
|
PROPOSAL TO
DECLASSIFY THE BOARD OF |
|
|
|
|
DIRECTORS. |
|
|
|
| D.R.
HORTON, INC. |
|
|
| Security |
23331A109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
DHI |
Meeting
Date |
26-Jan-2012 |
| ISIN |
US23331A1097 |
Agenda |
933538689 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
DONALD R. |
Management |
Against |
Against |
|
HORTON |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
BRADLEY S. |
Management |
Against |
Against |
|
ANDERSON |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
MICHAEL R. |
Management |
Against |
Against |
|
BUCHANAN |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
MICHAEL W. |
Management |
Against |
Against |
|
HEWATT |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
BOB G. SCOTT |
Management |
Against |
Against |
| 1F |
ELECTION OF DIRECTOR:
DONALD J. |
Management |
Against |
Against |
|
TOMNITZ |
|
|
|
| 2 |
ADVISORY VOTE AS TO
EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
| 3 |
ADVISORY VOTE AS TO
THE FREQUENCY OF |
Management |
1 Year |
For |
|
FUTURE ADVISORY VOTES
ON EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
RATIFY THE
APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS OUR |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
Page 11 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| VISA
INC. |
|
|
| Security |
92826C839 |
Meeting
Type |
Annual |
| Ticker
Symbol |
V |
Meeting
Date |
31-Jan-2012 |
| ISIN |
US92826C8394 |
Agenda |
933536205 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
GARY P. |
Management |
Against |
Against |
|
COUGHLAN |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
MARY B. |
Management |
Against |
Against |
|
CRANSTON |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
FRANCISCO |
Management |
Against |
Against |
|
JAVIER
FERNANDEZ-CARBAJAL |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
ROBERT W. |
Management |
Against |
Against |
|
MATSCHULLAT |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
CATHY E. |
Management |
Against |
Against |
|
MINEHAN |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
SUZANNE NORA |
Management |
Against |
Against |
|
JOHNSON |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
DAVID J. PANG |
Management |
Against |
Against |
| 1H |
ELECTION OF DIRECTOR:
JOSEPH W. |
Management |
Against |
Against |
|
SAUNDERS |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
WILLIAM S. |
Management |
Against |
Against |
|
SHANAHAN |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
JOHN A. |
Management |
Against |
Against |
|
SWAINSON |
|
|
|
| 2 |
TO APPROVE, ON AN
ADVISORY BASIS, THE |
Management |
For |
For |
|
COMPENSATION OF THE
COMPANY'S |
|
|
|
|
NAMED EXECUTIVE
OFFICERS. |
|
|
|
| 3 |
TO APPROVE THE VISA
INC. 2007 EQUITY |
Management |
Against |
Against |
|
INCENTIVE
COMPENSATION PLAN, AS |
|
|
|
|
AMENDED AND
RESTATED. |
|
|
|
| 4 |
TO RATIFY THE
APPOINTMENT OF KPMG LLP |
Management |
For |
For |
|
AS THE COMPANY'S
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR FISCAL YEAR
2012. |
|
|
|
| EMERSON
ELECTRIC CO. |
|
|
| Security |
291011104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
EMR |
Meeting
Date |
07-Feb-2012 |
| ISIN |
US2910111044 |
Agenda |
933535695 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
C. FERNANDEZ G.* |
|
For |
For |
|
2 |
A.F. GOLDEN* |
|
For |
For |
|
3 |
W.R. JOHNSON* |
|
For |
For |
|
4 |
J.B. MENZER* |
|
For |
For |
|
5 |
A.A. BUSCH III** |
|
For |
For |
|
6 |
R.L. RIDGWAY** |
|
For |
For |
| 2 |
APPROVAL, BY
NON-BINDING ADVISORY |
Management |
For |
For |
|
VOTE, OF EMERSON
ELECTRIC CO. |
|
|
|
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 3 |
RATIFICATION OF KPMG
LLP AS |
Management |
For |
For |
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
| 4 |
APPROVAL OF THE
STOCKHOLDER |
Shareholder |
Against |
For |
|
PROPOSAL REQUESTING
THE ISSUANCE OF |
|
|
|
|
A SUSTAINABILITY
REPORT AS DESCRIBED |
|
|
|
|
IN THE PROXY
STATEMENT. |
|
|
|
| 5 |
APPROVAL OF THE
STOCKHOLDER |
Shareholder |
Against |
For |
|
PROPOSAL REGARDING
DECLASSIFICATION |
|
|
|
|
OF THE BOARD OF
DIRECTORS AS |
|
|
|
|
DESCRIBED IN THE
PROXY STATEMENT. |
|
|
|
Page 12 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| ROCKWELL
AUTOMATION, INC. |
|
|
| Security |
773903109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ROK |
Meeting
Date |
07-Feb-2012 |
| ISIN |
US7739031091 |
Agenda |
933539124 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| A |
DIRECTOR |
|
Management |
|
|
|
1 |
BETTY C. ALEWINE |
|
For |
For |
|
2 |
VERNE G. ISTOCK |
|
For |
For |
|
3 |
DAVID B. SPEER |
|
For |
For |
| B |
TO APPROVE THE
SELECTION OF DELOITTE |
Management |
For |
For |
|
& TOUCHE LLP AS
THE CORPORATION'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
| C |
TO APPROVE THE
CORPORATION'S 2012 |
Management |
Against |
Against |
|
LONG-TERM INCENTIVES
PLAN. |
|
|
|
| D |
TO APPROVE ON AN
ADVISORY BASIS THE |
Management |
For |
For |
|
COMPENSATION OF THE
CORPORATION'S |
|
|
|
|
NAMED EXECUTIVE
OFFICERS. |
|
|
|
| NOVARTIS
AG |
|
|
| Security |
66987V109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
NVS |
Meeting
Date |
23-Feb-2012 |
| ISIN |
US66987V1098 |
Agenda |
933549125 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
APPROVAL OF THE
ANNUAL REPORT, THE |
Management |
For |
For |
|
FINANCIAL STATEMENTS
OF NOVARTIS AG |
|
|
|
|
AND THE GROUP
CONSOLIDATED |
|
|
|
|
FINANCIAL STATEMENTS
FOR THE |
|
|
|
|
BUSINESS YEAR
2011 |
|
|
|
| 2 |
DISCHARGE FROM
LIABILITY OF THE |
Management |
For |
For |
|
MEMBERS OF THE BOARD
OF DIRECTORS |
|
|
|
|
AND THE EXECUTIVE
COMMITTEE |
|
|
|
| 3 |
APPROPRIATION OF
AVAILABLE EARNINGS |
Management |
For |
For |
|
OF NOVARTIS AG AND
DECLARATION OF |
|
|
|
|
DIVIDEND |
|
|
|
| 4 |
REDUCTION OF SHARE
CAPITAL |
Management |
For |
For |
| 5A1 |
TO THE BOARD OF
DIRECTORS RE- |
Management |
For |
For |
|
ELECTION OF WILLIAM
BRODY, M.D., PH.D., |
|
|
|
|
FOR A TWO-YEAR
TERM |
|
|
|
| 5A2 |
RE-ELECTION OF
SRIKANT DATAR, PH.D., |
Management |
For |
For |
|
FOR A THREE-YEAR
TERM |
|
|
|
| 5A3 |
RE-ELECTION OF
ANDREAS VON PLANTA, |
Management |
For |
For |
|
PH.D., FOR A
THREE-YEAR TERM |
|
|
|
| 5A4 |
RE-ELECTION OF DR.
ING. WENDELIN |
Management |
For |
For |
|
WIEDEKING FOR A
THREE-YEAR TERM |
|
|
|
| 5A5 |
RE-ELECTION OF ROLF
M. ZINKERNAGEL, |
Management |
For |
For |
|
M.D., FOR A TWO-YEAR
TERM |
|
|
|
| 5B |
ELECTION OF DIMITRI
AZAR, M.D., FOR A |
Management |
For |
For |
|
THREE-YEAR
TERM |
|
|
|
| 6 |
APPOINTMENT OF THE
AUDITOR |
Management |
For |
For |
| 7 |
ADDITIONAL AND/OR
COUNTER-PROPOSALS |
Management |
For |
For |
|
PRESENTED AT THE
MEETING |
|
|
|
Page 13 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| QUALCOMM
INCORPORATED |
|
|
| Security |
747525103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
QCOM |
Meeting
Date |
06-Mar-2012 |
| ISIN |
US7475251036 |
Agenda |
933543933 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
BARBARA T. ALEXANDER |
|
For |
For |
|
2 |
STEPHEN M. BENNETT |
|
For |
For |
|
3 |
DONALD G. CRUICKSHANK |
|
For |
For |
|
4 |
RAYMOND V. DITTAMORE |
|
For |
For |
|
5 |
THOMAS W. HORTON |
|
For |
For |
|
6 |
PAUL E. JACOBS |
|
For |
For |
|
7 |
ROBERT E. KAHN |
|
For |
For |
|
8 |
SHERRY LANSING |
|
For |
For |
|
9 |
DUANE A. NELLES |
|
For |
For |
|
10 |
FRANCISCO ROS |
|
For |
For |
|
11 |
BRENT SCOWCROFT |
|
For |
For |
|
12 |
MARC I. STERN |
|
For |
For |
| 2 |
TO RATIFY THE
SELECTION OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS OUR |
|
|
|
|
INDEPENDENT PUBLIC
ACCOUNTANTS FOR |
|
|
|
|
OUR FISCAL YEAR
ENDING SEPTEMBER 30, |
|
|
|
|
2012. |
|
|
|
|
| 3 |
TO HOLD AN ADVISORY
VOTE ON |
Management |
Against |
Against |
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 4 |
TO APPROVE AN
AMENDMENT TO THE |
Management |
For |
For |
|
COMPANY'S RESTATED
CERTIFICATE OF |
|
|
|
|
INCORPORATION TO
ELIMINATE THE |
|
|
|
|
PLURALITY VOTING
PROVISION. |
|
|
|
| HELMERICH
& PAYNE, INC. |
|
|
| Security |
423452101 |
Meeting
Type |
Annual |
| Ticker
Symbol |
HP |
Meeting
Date |
07-Mar-2012 |
| ISIN |
US4234521015 |
Agenda |
933547727 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
DONALD F. ROBILLARD, JR |
|
For |
For |
|
2 |
HON. FRANCIS ROONEY |
|
For |
For |
|
3 |
EDWARD B. RUST, JR |
|
For |
For |
| 2 |
RATIFICATION OF ERNST
& YOUNG LLP AS |
Management |
For |
For |
|
AUDITORS FOR
2012. |
|
|
|
| 3 |
ADVISORY VOTE ON
EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
| 4A |
AMENDMENT TO THE
COMPANY'S AMENDED |
Management |
For |
For |
|
AND RESTATED
CERTIFICATE OF |
|
|
|
|
INCORPORATION TO
IMPLEMENT A |
|
|
|
|
STAGGERED
DECLASSIFICATION OF THE |
|
|
|
|
BOARD OF DIRECTORS
OVER A THREE- |
|
|
|
|
YEAR
PERIOD. |
|
|
|
| 4B |
AMENDMENT TO THE
COMPANY'S AMENDED |
Management |
For |
For |
|
AND RESTATED
CERTIFICATE OF |
|
|
|
|
INCORPORATION TO
CONFIRM THAT FROM |
|
|
|
|
AND AFTER THE 2015
ANNUAL MEETING, |
|
|
|
|
DIRECTORS MAY BE
REMOVED BY THE |
|
|
|
|
STOCKHOLDERS WITH OR
WITHOUT CAUSE. |
|
|
|
| THE WALT
DISNEY COMPANY |
|
|
| Security |
254687106 |
Meeting
Type |
Annual |
| Ticker
Symbol |
DIS |
Meeting
Date |
13-Mar-2012 |
| ISIN |
US2546871060 |
Agenda |
933546434 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
SUSAN E. ARNOLD |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
JOHN S. CHEN |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
JUDITH L. ESTRIN |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
ROBERT A. IGER |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
FRED H. |
Management |
For |
For |
|
LANGHAMMER |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
AYLWIN B. LEWIS |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
MONICA C. |
Management |
For |
For |
|
LOZANO |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
ROBERT W. |
Management |
For |
For |
|
MATSCHULLAT |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
SHERYL K. |
Management |
For |
For |
|
SANDBERG |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
ORIN C. SMITH |
Management |
For |
For |
| 2 |
TO RATIFY THE
APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS THE |
|
|
|
|
COMPANY'S REGISTERED
PUBLIC |
|
|
|
|
ACCOUNTANTS FOR
2012. |
|
|
|
| 3 |
TO APPROVE AN
AMENDMENT TO THE 2011 |
Management |
Against |
Against |
|
STOCK INCENTIVE
PLAN. |
|
|
|
| 4 |
TO APPROVE THE
ADVISORY RESOLUTION |
Management |
Against |
Against |
|
ON EXECUTIVE
COMPENSATION. |
|
|
|
Page 14 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| HEWLETT-PACKARD COMPANY |
|
|
| Security |
428236103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
HPQ |
Meeting
Date |
21-Mar-2012 |
| ISIN |
US4282361033 |
Agenda |
933549834 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
M. L. |
Management |
For |
For |
|
ANDREESSEN |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
S. BANERJI |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
R. L. GUPTA |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
J. H. |
Management |
For |
For |
|
HAMMERGREN |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
R. J. LANE |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR:
A. M. LIVERMORE |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
G. M. REINER |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR:
P. F. RUSSO |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
G. K. THOMPSON |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
M. C. WHITMAN |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
R. V. WHITWORTH |
Management |
For |
For |
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
THE INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE FISCAL YEAR |
|
|
|
|
ENDING OCTOBER 31,
2012. |
|
|
|
| 3 |
ADVISORY VOTE ON
EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
| 4 |
STOCKHOLDER PROPOSAL
ENTITLED |
Shareholder |
Against |
For |
|
"EXECUTIVES TO RETAIN
SIGNIFICANT |
|
|
|
|
STOCK." |
|
|
|
| SCHLUMBERGER LIMITED (SCHLUMBERGER
N.V.) |
|
|
| Security |
806857108 |
Meeting
Type |
Annual |
| Ticker
Symbol |
SLB |
Meeting
Date |
11-Apr-2012 |
| ISIN |
AN8068571086 |
Agenda |
933556827 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
PETER L.S. |
Management |
For |
For |
|
CURRIE |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
TONY ISAAC |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
K. VAMAN KAMATH |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
PAAL KIBSGAARD |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
NIKOLAY |
Management |
For |
For |
|
KUDRYAVTSEV |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
ADRIAN LAJOUS |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
MICHAEL E. |
Management |
For |
For |
|
MARKS |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
ELIZABETH A. |
Management |
For |
For |
|
MOLER |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
LUBNA S. OLAYAN |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
L. RAFAEL REIF |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
TORE I. |
Management |
For |
For |
|
SANDVOLD |
|
|
|
| 1L |
ELECTION OF DIRECTOR:
HENRI SEYDOUX |
Management |
For |
For |
| 2 |
TO APPROVE AN
ADVISORY RESOLUTION |
Management |
Against |
Against |
|
ON EXECUTIVE
COMPENSATION. |
|
|
|
| 3 |
TO APPROVE THE
COMPANY'S 2011 |
Management |
For |
For |
|
FINANCIAL STATEMENTS
AND |
|
|
|
|
DECLARATIONS OF
DIVIDENDS. |
|
|
|
| 4 |
TO APPROVE THE
APPOINTMENT OF THE |
Management |
For |
For |
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
| 5 |
TO APPROVE AMENDMENTS
TO THE |
Management |
Against |
Against |
|
COMPANY'S 2004 STOCK
AND DEFERRAL |
|
|
|
|
PLAN FOR NON-EMPLOYEE
DIRECTORS TO |
|
|
|
|
INCREASE THE NUMBER
OF SHARES |
|
|
|
|
AVAILABLE FOR
ISSUANCE AND MAKE |
|
|
|
|
CERTAIN TECHNICAL
CHANGES. |
|
|
|
Page 15 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| ADOBE
SYSTEMS INCORPORATED |
|
|
| Security |
00724F101 |
Meeting Type |
Annual |
| Ticker Symbol |
ADBE |
Meeting Date |
12-Apr-2012 |
| ISIN |
US00724F1012 |
Agenda |
933554291 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
EDWARD W. |
Management |
For |
For |
|
BARNHOLT |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
MICHAEL R. |
Management |
For |
For |
|
CANNON |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
JAMES E. DALEY |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
CHARLES M. |
Management |
For |
For |
|
GESCHKE |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
SHANTANU |
Management |
For |
For |
|
NARAYEN |
|
|
|
| 2 |
APPROVAL OF THE
AMENDMENT OF THE |
Management |
For |
For |
|
2003 EQUITY INCENTIVE
PLAN TO INCREASE |
|
|
|
|
THE AVAILABLE SHARE
RESERVE BY 12.39 |
|
|
|
|
MILLION SHARES,
INCREASE THE MAXIMUM |
|
|
|
|
NUMBER OF SHARES THAT
MAY BE |
|
|
|
|
GRANTED AS INCENTIVE
STOCK OPTIONS, |
|
|
|
|
AND APPROVE NEW
PERFORMANCE |
|
|
|
|
METRICS AS DESCRIBED
IN THE |
|
|
|
|
ACCOMPANYING PROXY
STATEMENT. |
|
|
|
| 3 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
KPMG LLP AS THE
COMPANY'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE FISCAL YEAR |
|
|
|
|
ENDING ON NOVEMBER
30, 2012. |
|
|
|
| 4 |
APPROVE, ON AN
ADVISORY BASIS, THE |
Management |
For |
For |
|
COMPENSATION OF THE
NAMED EXECUTIVE |
|
|
|
|
OFFICERS. |
|
|
|
| NORTHERN
TRUST CORPORATION |
|
|
| Security |
665859104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
NTRS |
Meeting
Date |
17-Apr-2012 |
| ISIN |
US6658591044 |
Agenda |
933556257 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
LINDA WALKER BYNOE |
|
For |
For |
|
2 |
NICHOLAS D. CHABRAJA |
|
For |
For |
|
3 |
SUSAN CROWN |
|
For |
For |
|
4 |
DIPAK C. JAIN |
|
For |
For |
|
5 |
ROBERT W. LANE |
|
For |
For |
|
6 |
EDWARD J. MOONEY |
|
For |
For |
|
7 |
JOHN W. ROWE |
|
For |
For |
|
8 |
MARTIN P. SLARK |
|
For |
For |
|
9 |
DAVID H.B. SMITH, JR. |
|
For |
For |
|
10 |
CHARLES A. TRIBBETT
III |
|
For |
For |
|
11 |
FREDERICK H. WADDELL |
|
For |
For |
| 2 |
APPROVAL, BY AN
ADVISORY VOTE, OF THE |
Management |
For |
For |
|
2011 COMPENSATION OF
THE |
|
|
|
|
CORPORATION'S NAMED
EXECUTIVE |
|
|
|
|
OFFICERS. |
|
|
|
|
| 3 |
APPROVAL OF THE
NORTHERN TRUST |
Management |
Against |
Against |
|
CORPORATION 2012
STOCK PLAN. |
|
|
|
| 4 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
KPMG LLP AS THE
CORPORATION'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE FISCAL YEAR |
|
|
|
|
ENDING DECEMBER 31,
2012. THE |
|
|
|
|
BOARD OF DIRECTORS
RECOMMENDS YOU |
|
|
|
|
VOTE "AGAINST" THE
FOLLOWING |
|
|
|
|
PROPOSALS. |
|
|
|
| 5 |
STOCKHOLDER PROPOSAL
REGARDING |
Shareholder |
For |
Against |
|
ACCELERATED VESTING
OF EQUITY |
|
|
|
|
AWARDS IN A CHANGE IN
CONTROL |
|
|
|
|
SITUATION, IF
PROPERLY PRESENTED AT |
|
|
|
|
THE ANNUAL
MEETING. |
|
|
|
| 6 |
STOCKHOLDER PROPOSAL
REGARDING |
Shareholder |
Against |
For |
|
INDEPENDENCE OF THE
BOARD CHAIRMAN, |
|
|
|
|
IF PROPERLY PRESENTED
AT THE ANNUAL |
|
|
|
|
MEETING. |
|
|
|
|
Page 16 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
CITIGROUP
INC. |
|
|
| Security |
172967424 |
Meeting
Type |
Annual |
| Ticker
Symbol |
C |
Meeting
Date |
17-Apr-2012 |
| ISIN |
US1729674242 |
Agenda |
933557069 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
FRANZ B. HUMER |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
ROBERT L. JOSS |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
MICHAEL E. |
Management |
For |
For |
|
O'NEILL |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
VIKRAM S. PANDIT |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
LAWRENCE R. |
Management |
For |
For |
|
RICCIARDI |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
JUDITH RODIN |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
ROBERT L. RYAN |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR:
ANTHONY M. |
Management |
For |
For |
|
SANTOMERO |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
JOAN E. SPERO |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
DIANA L. TAYLOR |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
WILLIAM S. |
Management |
For |
For |
|
THOMPSON,
JR. |
|
|
|
| 1L |
ELECTION OF DIRECTOR:
ERNESTO |
Management |
For |
For |
|
ZEDILLO PONCE DE
LEON |
|
|
|
| 2 |
PROPOSAL TO RATIFY
THE SELECTION OF |
Management |
For |
For |
|
KPMG LLP AS CITI'S
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR 2012. |
|
|
|
| 3 |
PROPOSAL TO APPROVE
AN AMENDMENT |
Management |
Against |
Against |
|
TO THE CITIGROUP 2009
STOCK INCENTIVE |
|
|
|
|
PLAN. |
|
|
|
| 4 |
ADVISORY APPROVAL OF
CITI'S 2011 |
Management |
Against |
Against |
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 5 |
STOCKHOLDER PROPOSAL
REQUESTING A |
Shareholder |
Against |
For |
|
REPORT ON PRIOR
GOVERNMENTAL |
|
|
|
|
SERVICE OF CERTAIN
INDIVIDUALS. |
|
|
|
| 6 |
STOCKHOLDER PROPOSAL
REQUESTING A |
Shareholder |
Against |
For |
|
REPORT ON LOBBYING
AND POLITICAL |
|
|
|
|
CONTRIBUTIONS. |
|
|
|
| 7 |
STOCKHOLDER PROPOSAL
REQUESTING |
Shareholder |
Against |
For |
|
THAT EXECUTIVES
RETAIN 25% OF THEIR |
|
|
|
|
STOCK FOR ONE YEAR
FOLLOWING |
|
|
|
|
TERMINATION. |
|
|
|
| 8 |
STOCKHOLDER PROPOSAL
REQUESTING |
Shareholder |
Against |
For |
|
THAT THE AUDIT
COMMITTEE CONDUCT AN |
|
|
|
|
INDEPENDENT REVIEW
AND REPORT ON |
|
|
|
|
CONTROLS RELATED TO
LOANS, |
|
|
|
|
FORECLOSURES, AND
SECURITIZATIONS. |
|
|
|
Page 17 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| FIRST
HORIZON NATIONAL CORPORATION |
|
|
| Security |
320517105 |
Meeting Type |
Annual |
| Ticker Symbol |
FHN |
Meeting Date |
17-Apr-2012 |
| ISIN |
US3205171057 |
Agenda |
933559695 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
ROBERT B. |
Management |
For |
For |
|
CARTER |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
JOHN C. |
Management |
For |
For |
|
COMPTON |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
MARK A. EMKES |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
VICKY B. GREGG |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
JAMES A. HASLAM, |
Management |
For |
For |
|
III |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
D. BRYAN JORDAN |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
R. BRAD MARTIN |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR:
SCOTT M. |
Management |
For |
For |
|
NISWONGER |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
VICKI R. PALMER |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
COLIN V. REED |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
LUKE YANCY III |
Management |
For |
For |
| 2 |
APPROVAL OF THE 2003
EQUITY |
Management |
Against |
Against |
|
COMPENSATION PLAN, AS
PROPOSED TO |
|
|
|
|
BE AMENDED AND
RESTATED |
|
|
|
| 3 |
APPROVAL OF THE 2002
MANAGEMENT |
Management |
Against |
Against |
|
INCENTIVE PLAN, AS
PROPOSED TO BE |
|
|
|
|
AMENDED AND
RESTATED |
|
|
|
| 4 |
APPROVAL OF AN
ADVISORY RESOLUTION |
Management |
For |
For |
|
TO APPROVE EXECUTIVE
COMPENSATION |
|
|
|
| 5 |
RATIFICATION OF
APPOINTMENT OF KPMG |
Management |
For |
For |
|
LLP AS
AUDITORS |
|
|
|
| DISCOVER FINANCIAL SERVICES |
|
|
| Security |
254709108 |
Meeting
Type |
Annual |
| Ticker
Symbol |
DFS |
Meeting
Date |
18-Apr-2012 |
| ISIN |
US2547091080 |
Agenda |
933557247 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
JEFFREY S. |
Management |
For |
For |
|
ARONIN |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
MARY K. BUSH |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
GREGORY C. |
Management |
For |
For |
|
CASE |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
ROBERT M. |
Management |
For |
For |
|
DEVLIN |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
CYNTHIA A. |
Management |
For |
For |
|
GLASSMAN |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
RICHARD H. |
Management |
For |
For |
|
LENNY |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
THOMAS G. |
Management |
For |
For |
|
MAHERAS |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
MICHAEL H. |
Management |
For |
For |
|
MOSKOW |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
DAVID W. NELMS |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
E. FOLLIN SMITH |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
LAWRENCE A. |
Management |
For |
For |
|
WEINBACH |
|
|
|
| 2 |
ADVISORY VOTE TO
APPROVE NAMED |
Management |
For |
For |
|
EXECUTIVE OFFICER
COMPENSATION. |
|
|
|
| 3 |
RATIFICATION OF
APPOINTMENT OF |
Management |
For |
For |
|
DELOITTE & TOUCHE
LLP AS THE |
|
|
|
|
COMPANY'S INDEPENDENT
REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM. |
|
|
|
Page 18 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
|
HANESBRANDS INC. |
|
|
| Security |
410345102 |
Meeting Type |
Annual |
| Ticker Symbol |
HBI |
Meeting Date |
24-Apr-2012 |
| ISIN |
US4103451021 |
Agenda |
933554619 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
LEE
A. CHADEN |
|
For |
For |
|
2 |
BOBBY J. GRIFFIN |
|
For |
For |
|
3 |
JAMES C. JOHNSON |
|
For |
For |
|
4 |
JESSICA T. MATHEWS |
|
For |
For |
|
5 |
J.
PATRICK MULCAHY |
|
For |
For |
|
6 |
RONALD L. NELSON |
|
For |
For |
|
7 |
RICHARD A. NOLL |
|
For |
For |
|
8 |
ANDREW J. SCHINDLER |
|
For |
For |
|
9 |
ANN
E. ZIEGLER |
|
For |
For |
| 2 |
TO RATIFY THE APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
HANESBRANDS' INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC ACCOUNTING FIRM |
|
|
|
|
FOR HANESBRANDS' 2012 FISCAL YEAR |
|
|
|
| 3 |
TO APPROVE, BY A NON-BINDING, |
Management |
Against |
Against |
|
ADVISORY VOTE, EXECUTIVE |
|
|
|
|
COMPENSATION AS DESCRIBED IN THE |
|
|
|
|
PROXY STATEMENT FOR THE ANNUAL |
|
|
|
|
MEETING |
|
|
|
|
| ASSOCIATED
BANC-CORP |
|
|
| Security |
045487105 |
Meeting Type |
Annual |
| Ticker Symbol |
ASBC |
Meeting Date |
24-Apr-2012 |
| ISIN |
US0454871056 |
Agenda |
933558718 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
JOHN
F. BERGSTROM |
|
For |
For |
|
2 |
RUTH
M. CROWLEY |
|
For |
For |
|
3 |
PHILIP B. FLYNN |
|
For |
For |
|
4 |
RONALD R. HARDER |
|
For |
For |
|
5 |
WILLIAM R. HUTCHINSON |
|
For |
For |
|
6 |
ROBERT A. JEFFE |
|
For |
For |
|
7 |
EILEEN A. KAMERICK |
|
For |
For |
|
8 |
RICHARD T. LOMMEN |
|
For |
For |
|
9 |
J.
DOUGLAS QUICK |
|
For |
For |
|
10 |
JOHN
C. SERAMUR |
|
For |
For |
|
11 |
KAREN T. VAN LITH |
|
For |
For |
|
12 |
JOHN
(JAY) B. WILLIAMS |
|
For |
For |
| 2 |
THE AMENDMENT OF THE AMENDED AND |
Management |
For |
For |
|
RESTATED ARTICLES OF INCORPORATION |
|
|
|
|
OF ASSOCIATED BANC-CORP REGARDING |
|
|
|
|
THE RIGHTS AND PREFERENCES OF |
|
|
|
|
PREFERRED STOCK. |
|
|
|
| 3 |
ADVISORY APPROVAL OF ASSOCIATED |
Management |
For |
For |
|
BANC-CORP'S NAMED EXECUTIVE OFFICER |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
ADVISORY VOTE ON THE FREQUENCY OF |
Management |
1
Year |
For |
|
ADVISORY APPROVAL OF ASSOCIATED |
|
|
|
|
BANC-CORP'S NAMED EXECUTIVE OFFICER |
|
|
|
|
COMPENSATION. |
|
|
|
| 5 |
THE RATIFICATION OF THE SELECTION OF |
Management |
For |
For |
|
KPMG LLP AS THE INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC ACCOUNTING FIRM |
|
|
|
|
FOR ASSOCIATED BANC-CORP FOR THE |
|
|
|
|
YEAR ENDING DECEMBER 31, 2012. |
|
|
|
Page 19 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| THE PNC
FINANCIAL SERVICES GROUP, INC. |
|
|
| Security |
693475105 |
Meeting Type |
Annual |
| Ticker Symbol |
PNC |
Meeting Date |
24-Apr-2012 |
| ISIN |
US6934751057 |
Agenda |
933563783 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: RICHARD O. |
Management |
For |
For |
|
BERNDT |
|
|
|
| 1B |
ELECTION OF DIRECTOR: CHARLES E. |
Management |
For |
For |
|
BUNCH |
|
|
|
| 1C |
ELECTION OF DIRECTOR: PAUL W. |
Management |
For |
For |
|
CHELLGREN |
|
|
|
| 1D |
ELECTION OF DIRECTOR: KAY COLES |
Management |
For |
For |
|
JAMES |
|
|
|
| 1E |
ELECTION OF DIRECTOR: RICHARD B. |
Management |
For |
For |
|
KELSON |
|
|
|
| 1F |
ELECTION OF DIRECTOR: BRUCE C. |
Management |
For |
For |
|
LINDSAY |
|
|
|
| 1G |
ELECTION OF DIRECTOR: ANTHONY A. |
Management |
For |
For |
|
MASSARO |
|
|
|
| 1H |
ELECTION OF DIRECTOR: JANE G. PEPPER |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR: JAMES E. ROHR |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR: DONALD J. |
Management |
For |
For |
|
SHEPARD |
|
|
|
| 1K |
ELECTION OF DIRECTOR: LORENE K. |
Management |
For |
For |
|
STEFFES |
|
|
|
| 1L |
ELECTION OF DIRECTOR: DENNIS F. STRIGL |
Management |
For |
For |
| 1M |
ELECTION OF DIRECTOR: THOMAS J. USHER |
Management |
For |
For |
| 1N |
ELECTION OF DIRECTOR: GEORGE H. |
Management |
For |
For |
|
WALLS, JR. |
|
|
|
| 1O |
ELECTION OF DIRECTOR: HELGE H. |
Management |
For |
For |
|
WEHMEIER |
|
|
|
| 2 |
RATIFICATION OF THE AUDIT COMMITTEE'S |
Management |
For |
For |
|
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
PNC'S INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR 2012. |
|
|
|
| 3 |
ADVISORY VOTE TO APPROVE NAMED |
Management |
Against |
Against |
|
EXECUTIVE OFFICER COMPENSATION. |
|
|
|
| GENERAL
ELECTRIC COMPANY |
|
|
| Security |
369604103 |
Meeting Type |
Annual |
| Ticker Symbol |
GE |
Meeting Date |
25-Apr-2012 |
| ISIN |
US3696041033 |
Agenda |
933564951 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| A1 |
ELECTION OF DIRECTOR: W. GEOFFREY |
Management |
For |
For |
|
BEATTIE |
|
|
|
| A2 |
ELECTION OF DIRECTOR: JAMES I. CASH, |
Management |
For |
For |
|
JR. |
|
|
|
| A3 |
ELECTION OF DIRECTOR: ANN M. FUDGE |
Management |
For |
For |
| A4 |
ELECTION OF DIRECTOR: SUSAN |
Management |
For |
For |
|
HOCKFIELD |
|
|
|
| A5 |
ELECTION OF DIRECTOR: JEFFREY R. |
Management |
For |
For |
|
IMMELT |
|
|
|
| A6 |
ELECTION OF DIRECTOR: ANDREA JUNG |
Management |
For |
For |
| A7 |
ELECTION OF DIRECTOR: ALAN G. (A.G.) |
Management |
For |
For |
|
LAFLEY |
|
|
|
| A8 |
ELECTION OF DIRECTOR: ROBERT W. LANE |
Management |
For |
For |
| A9 |
ELECTION OF DIRECTOR: RALPH S. LARSEN |
Management |
For |
For |
| A10 |
ELECTION OF DIRECTOR: ROCHELLE B. |
Management |
For |
For |
|
LAZARUS |
|
|
|
| A11 |
ELECTION OF DIRECTOR: JAMES J. MULVA |
Management |
For |
For |
| A12 |
ELECTION OF DIRECTOR: SAM NUNN |
Management |
For |
For |
| A13 |
ELECTION OF DIRECTOR: ROGER S. PENSKE |
Management |
For |
For |
| A14 |
ELECTION OF DIRECTOR: ROBERT J. |
Management |
For |
For |
|
SWIERINGA |
|
|
|
| A15 |
ELECTION OF DIRECTOR: JAMES S. TISCH |
Management |
For |
For |
| A16 |
ELECTION OF DIRECTOR: DOUGLAS A. |
Management |
For |
For |
|
WARNER III |
|
|
|
| B1 |
RATIFICATION OF SELECTION OF |
Management |
For |
For |
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM |
|
|
|
| B2 |
ADVISORY RESOLUTION TO APPROVE |
Management |
Against |
Against |
|
EXECUTIVE COMPENSATION |
|
|
|
| B3 |
APPROVAL OF AN AMENDMENT TO THE GE |
Management |
For |
For |
|
2007 LONG-TERM INCENTIVE PLAN TO |
|
|
|
|
INCREASE THE NUMBER OF AUTHORIZED |
|
|
|
|
SHARES |
|
|
|
| B4 |
APPROVAL OF THE MATERIAL TERMS OF |
Management |
For |
For |
|
SENIOR OFFICER PERFORMANCE GOALS |
|
|
|
| C1 |
CUMULATIVE VOTING |
Shareholder |
For |
Against |
| C2 |
NUCLEAR ACTIVITIES |
Shareholder |
Against |
For |
| C3 |
INDEPENDENT BOARD CHAIRMAN |
Shareholder |
Against |
For |
| C4 |
SHAREOWNER ACTION BY WRITTEN |
Shareholder |
Against |
For |
|
CONSENT |
|
|
|
Page 20 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| DIAMONDROCK HOSPITALITY CO |
|
|
| Security |
252784301 |
Meeting Type |
Annual |
| Ticker Symbol |
DRH |
Meeting Date |
25-Apr-2012 |
| ISIN |
US2527843013 |
Agenda |
933566993 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
WILLIAM W. MCCARTEN |
|
For |
For |
|
2 |
DANIEL J. ALTOBELLO |
|
For |
For |
|
3 |
W.
ROBERT GRAFTON |
|
For |
For |
|
4 |
MAUREEN L. MCAVEY |
|
For |
For |
|
5 |
GILBERT T. RAY |
|
For |
For |
|
6 |
JOHN
L. WILLIAMS |
|
For |
For |
|
7 |
MARK
W. BRUGGER |
|
For |
For |
| 2 |
TO APPROVE, ON A NON-BINDING, |
Management |
For |
For |
|
ADVISORY BASIS, THE COMPENSATION OF |
|
|
|
|
THE NAMED EXECUTIVE OFFICERS, AS |
|
|
|
|
DISCLOSED IN THE PROXY STATEMENT. |
|
|
|
| 3 |
TO RATIFY THE APPOINTMENT OF KPMG LLP |
Management |
For |
For |
|
AS THE INDEPENDENT AUDITORS FOR |
|
|
|
|
DIAMONDROCK HOSPITALITY COMPANY |
|
|
|
|
FOR THE FISCAL YEAR ENDING DECEMBER |
|
|
|
|
31,
2012 |
|
|
|
|
| ENCANA
CORPORATION |
|
|
| Security |
292505104 |
Meeting Type |
Annual |
| Ticker Symbol |
ECA |
Meeting Date |
25-Apr-2012 |
| ISIN |
CA2925051047 |
Agenda |
933575435 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
PETER A. DEA |
|
For |
For |
|
2 |
RANDALL K. ERESMAN |
|
For |
For |
|
3 |
CLAIRE S. FARLEY |
|
For |
For |
|
4 |
FRED
J. FOWLER |
|
For |
For |
|
5 |
SUZANNE P. NIMOCKS |
|
For |
For |
|
6 |
DAVID P. O'BRIEN |
|
For |
For |
|
7 |
JANE
L. PEVERETT |
|
For |
For |
|
8 |
ALLAN P. SAWIN |
|
For |
For |
|
9 |
BRUCE G. WATERMAN |
|
For |
For |
|
10 |
CLAYTON H. WOITAS |
|
For |
For |
| 2 |
APPOINTMENT OF AUDITOR - |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AT A |
|
|
|
|
REMUNERATION TO BE FIXED BY THE |
|
|
|
|
BOARD OF DIRECTORS. |
|
|
|
| 3 |
ADVISORY VOTE APPROVING THE |
Management |
For |
For |
|
CORPORATION'S APPROACH TO EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
Page 21 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| JOHNSON
& JOHNSON |
|
|
| Security |
478160104 |
Meeting Type |
Annual |
| Ticker Symbol |
JNJ |
Meeting Date |
26-Apr-2012 |
| ISIN |
US4781601046 |
Agenda |
933562301 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: MARY SUE |
Management |
For |
For |
|
COLEMAN |
|
|
|
| 1B |
ELECTION OF DIRECTOR: JAMES G. CULLEN |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR: IAN E.L. DAVIS |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR: ALEX GORSKY |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR: MICHAEL M.E. |
Management |
For |
For |
|
JOHNS |
|
|
|
| 1F |
ELECTION OF DIRECTOR: SUSAN L. |
Management |
For |
For |
|
LINDQUIST |
|
|
|
| 1G |
ELECTION OF DIRECTOR: ANNE M. |
Management |
For |
For |
|
MULCAHY |
|
|
|
| 1H |
ELECTION OF DIRECTOR: LEO F. MULLIN |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR: WILLIAM D. PEREZ |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR: CHARLES PRINCE |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR: DAVID SATCHER |
Management |
For |
For |
| 1L |
ELECTION OF DIRECTOR: WILLIAM C. |
Management |
For |
For |
|
WELDON |
|
|
|
| 1M |
ELECTION OF DIRECTOR: RONALD A. |
Management |
For |
For |
|
WILLIAMS |
|
|
|
| 2 |
ADVISORY VOTE TO APPROVE NAMED |
Management |
Against |
Against |
|
EXECUTIVE OFFICER COMPENSATION |
|
|
|
| 3 |
APPROVAL OF THE COMPANY'S 2012 LONG- |
Management |
Against |
Against |
|
TERM INCENTIVE PLAN |
|
|
|
| 4 |
RATIFICATION OF APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR 2012 |
|
|
|
| 5 |
SHAREHOLDER PROPOSAL ON |
Shareholder |
Against |
For |
|
INDEPENDENT BOARD CHAIRMAN |
|
|
|
| 6 |
SHAREHOLDER PROPOSAL ON BINDING |
Shareholder |
Against |
For |
|
VOTE ON POLITICAL CONTRIBUTIONS |
|
|
|
| 7 |
SHAREHOLDER PROPOSAL ON ADOPTING |
Shareholder |
Against |
For |
|
NON-ANIMAL METHODS FOR TRAINING |
|
|
|
| LOCKHEED
MARTIN CORPORATION |
|
|
| Security |
539830109 |
Meeting Type |
Annual |
| Ticker Symbol |
LMT |
Meeting Date |
26-Apr-2012 |
| ISIN |
US5398301094 |
Agenda |
933564165 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: NOLAN D. |
Management |
For |
For |
|
ARCHIBALD |
|
|
|
| 1B |
ELECTION OF DIRECTOR: ROSALIND G. |
Management |
For |
For |
|
BREWER |
|
|
|
| 1C |
ELECTION OF DIRECTOR: DAVID B. BURRITT |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR: JAMES O. ELLIS, |
Management |
For |
For |
|
JR. |
|
|
|
| 1E |
ELECTION OF DIRECTOR: THOMAS J. FALK |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR: GWENDOLYN S. |
Management |
For |
For |
|
KING |
|
|
|
| 1G |
ELECTION OF DIRECTOR: JAMES M. LOY |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR: DOUGLAS H. |
Management |
For |
For |
|
MCCORKINDALE |
|
|
|
| 1I |
ELECTION OF DIRECTOR: JOSEPH W. |
Management |
For |
For |
|
RALSTON |
|
|
|
| 1J |
ELECTION OF DIRECTOR: ANNE STEVENS |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR: ROBERT J. |
Management |
For |
For |
|
STEVENS |
|
|
|
| 2 |
RATIFICATION OF APPOINTMENT OF ERNST |
Management |
For |
For |
|
& YOUNG LLP AS INDEPENDENT AUDITORS |
|
|
|
| 3 |
ADVISORY VOTE TO APPROVE THE |
Management |
Against |
Against |
|
COMPENSATION OF OUR NAMED |
|
|
|
|
EXECUTIVE OFFICERS |
|
|
|
| 4 |
STOCKHOLDER PROPOSAL: ADOPT A |
Shareholder |
Against |
For |
|
POLICY THAT REQUIRES THE BOARD |
|
|
|
|
CHAIRMAN TO BE AN INDEPENDENT |
|
|
|
|
DIRECTOR |
|
|
|
Page 22 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| EBAY
INC. |
|
|
| Security |
278642103 |
Meeting Type |
Annual |
| Ticker Symbol |
EBAY |
Meeting Date |
26-Apr-2012 |
| ISIN |
US2786421030 |
Agenda |
933573760 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: MARC L. |
Management |
For |
For |
|
ANDREESSEN |
|
|
|
| 1B |
ELECTION OF DIRECTOR: WILLIAM C. FORD, |
Management |
For |
For |
|
JR. |
|
|
|
| 1C |
ELECTION OF DIRECTOR: DAWN G. LEPORE |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR: KATHLEEN C. |
Management |
For |
For |
|
MITIC |
|
|
|
| 1E |
ELECTION OF DIRECTOR: PIERRE M. |
Management |
For |
For |
|
OMIDYAR |
|
|
|
| 2 |
TO APPROVE, ON AN ADVISORY BASIS, THE |
Management |
Against |
Against |
|
COMPENSATION OF OUR NAMED |
|
|
|
|
EXECUTIVE OFFICERS |
|
|
|
| 3 |
APPROVE AMENDMENT & RESTATEMENT OF |
Management |
For |
For |
|
2008 EQUITY INCENTIVE AWARD PLAN, |
|
|
|
|
INCLUDING AN AMENDMENT TO INCREASE |
|
|
|
|
THE AGGREGATE NUMBER OF SHARES |
|
|
|
|
AUTHORIZED FOR ISSUANCE UNDER PLAN |
|
|
|
|
BY 16.5 MILLION SHARES |
|
|
|
| 4 |
TO APPROVE OUR EMPLOYEE STOCK |
Management |
For |
For |
|
PURCHASE PLAN. |
|
|
|
| 5 |
TO ADOPT AND APPROVE AN AMENDMENT |
Management |
For |
For |
|
TO OUR AMENDED AND RESTATED |
|
|
|
|
CERTIFICATE OF INCORPORATION TO |
|
|
|
|
DECLASSIFY OUR BOARD OF DIRECTORS |
|
|
|
|
AND PROVIDE FOR THE ANNUAL ELECTION |
|
|
|
|
OF DIRECTORS. |
|
|
|
| 6 |
AMENDMENT TO OUR AMENDED & |
Management |
For |
For |
|
RESTATED CERTIFICATE OF |
|
|
|
|
INCORPORATION TO PROVIDE |
|
|
|
|
STOCKHOLDERS WITH THE RIGHT TO CALL |
|
|
|
|
A SPECIAL MEETING |
|
|
|
| 7 |
RATIFICATION OF THE APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS OUR |
|
|
|
|
INDEPENDENT AUDITORS FOR OUR FISCAL |
|
|
|
|
YEAR ENDING DECEMBER 31, 2012 |
|
|
|
| ABB
LTD |
|
|
| Security |
000375204 |
Meeting Type |
Annual |
| Ticker Symbol |
ABB |
Meeting Date |
26-Apr-2012 |
| ISIN |
US0003752047 |
Agenda |
933583381 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 2.1 |
APPROVAL OF THE ANNUAL REPORT, THE |
Management |
For |
For |
|
CONSOLIDATED FINANCIAL STATEMENTS, |
|
|
|
|
AND THE ANNUAL FINANCIAL STATEMENTS |
|
|
|
|
FOR 2011 |
|
|
|
| 2.2 |
CONSULTATIVE VOTE ON THE 2011 |
Management |
For |
For |
|
REMUNERATION REPORT |
|
|
|
| 3 |
DISCHARGE OF THE BOARD OF DIRECTORS |
Management |
For |
For |
|
AND THE PERSONS ENTRUSTED WITH |
|
|
|
|
MANAGEMENT |
|
|
|
| 4 |
APPROPRIATION OF AVAILABLE EARNINGS |
Management |
For |
For |
|
AND DISTRIBUTION OF CAPITAL |
|
|
|
|
CONTRIBUTION RESERVE |
|
|
|
| 5.1 |
RE-ELECTION TO THE BOARD OF DIRECTOR: |
Management |
For |
For |
|
ROGER AGNELLI |
|
|
|
| 5.2 |
RE-ELECTION TO THE BOARD OF DIRECTOR: |
Management |
For |
For |
|
LOUIS R. HUGHES |
|
|
|
| 5.3 |
RE-ELECTION TO THE BOARD OF DIRECTOR: |
Management |
For |
For |
|
HANS ULRICH MARKI |
|
|
|
| 5.4 |
RE-ELECTION TO THE BOARD OF DIRECTOR: |
Management |
For |
For |
|
MICHEL DE ROSEN |
|
|
|
| 5.5 |
RE-ELECTION TO THE BOARD OF DIRECTOR: |
Management |
For |
For |
|
MICHAEL TRESCHOW |
|
|
|
| 5.6 |
RE-ELECTION TO THE BOARD OF DIRECTOR: |
Management |
For |
For |
|
JACOB WALLENBERG |
|
|
|
| 5.7 |
RE-ELECTION TO THE BOARD OF DIRECTOR: |
Management |
For |
For |
|
YING YEH |
|
|
|
| 5.8 |
RE-ELECTION TO THE BOARD OF DIRECTOR: |
Management |
For |
For |
|
HUBERTUS VON GRUNBERG |
|
|
|
| 6 |
RE-ELECTION OF THE AUDITORS |
Management |
For |
For |
Page 23 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| AMERICAN
EXPRESS COMPANY |
|
|
| Security |
025816109 |
Meeting Type |
Annual |
| Ticker Symbol |
AXP |
Meeting Date |
30-Apr-2012 |
| ISIN |
US0258161092 |
Agenda |
933566094 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
C.
BARSHEFSKY |
|
For |
For |
|
2 |
U.M.
BURNS |
|
For |
For |
|
3 |
K.I.
CHENAULT |
|
For |
For |
|
4 |
P.
CHERNIN |
|
For |
For |
|
5 |
T.J.
LEONSIS |
|
For |
For |
|
6 |
J.
LESCHLY |
|
For |
For |
|
7 |
R.C.
LEVIN |
|
For |
For |
|
8 |
R.A.
MCGINN |
|
For |
For |
|
9 |
E.D.
MILLER |
|
For |
For |
|
10 |
S.S
REINEMUND |
|
For |
For |
|
11 |
R.D.
WALTER |
|
For |
For |
|
12 |
R.A.
WILLIAMS |
|
For |
For |
| 2 |
RATIFICATION OF APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS OUR |
|
|
|
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR 2012. |
|
|
|
| 3 |
ADVISORY RESOLUTION TO APPROVE |
Management |
Against |
Against |
|
EXECUTIVE COMPENSATION. |
|
|
|
| 4 |
APPROVAL OF PERFORMANCE GOALS AND |
Management |
For |
For |
|
AWARD LIMITS UNDER 2007 INCENTIVE |
|
|
|
|
COMPENSATION PLAN. |
|
|
|
| 5 |
SHAREHOLDER PROPOSAL RELATING TO |
Shareholder |
For |
Against |
|
CUMULATIVE VOTING FOR DIRECTORS. |
|
|
|
| 6 |
SHAREHOLDER PROPOSAL RELATING TO |
Shareholder |
Against |
For |
|
SEPARATION OF CHAIRMAN AND CEO |
|
|
|
|
ROLES. |
|
|
|
|
| EMC
CORPORATION |
|
|
| Security |
268648102 |
Meeting Type |
Annual |
| Ticker Symbol |
EMC |
Meeting Date |
01-May-2012 |
| ISIN |
US2686481027 |
Agenda |
933561501 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
MICHAEL W. |
Management |
For |
For |
|
BROWN |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
RANDOLPH L. |
Management |
For |
For |
|
COWEN |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
GAIL DEEGAN |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
JAMES S. |
Management |
For |
For |
|
DISTASIO |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
JOHN R. EGAN |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR:
EDMUND F. KELLY |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
WINDLE B. PRIEM |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR:
PAUL SAGAN |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
DAVID N. STROHM |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
JOSEPH M. TUCCI |
Management |
For |
For |
| 2 |
RATIFICATION OF THE
SELECTION BY THE |
Management |
For |
For |
|
AUDIT COMMITTEE
OF |
|
|
|
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
EMC'S INDEPENDENT
AUDITORS FOR THE |
|
|
|
|
FISCAL YEAR ENDING
DECEMBER 31, 2012, |
|
|
|
|
AS DESCRIBED IN EMC'S
PROXY |
|
|
|
|
STATEMENT. |
|
|
|
| 3 |
ADVISORY APPROVAL OF
OUR EXECUTIVE |
Management |
For |
For |
|
COMPENSATION, AS
DESCRIBED IN EMC'S |
|
|
|
|
PROXY
STATEMENT. |
|
|
|
Page 24 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| MSCI
INC. |
|
|
| Security |
55354G100 |
Meeting Type |
Annual |
| Ticker Symbol |
MSCI |
Meeting Date |
02-May-2012 |
| ISIN |
US55354G1004 |
Agenda |
933565686 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1.1 |
ELECTION OF DIRECTOR: BENJAMIN F. |
Management |
For |
For |
|
DUPONT |
|
|
|
| 1.2 |
ELECTION OF DIRECTOR: HENRY A. |
Management |
For |
For |
|
FERNANDEZ |
|
|
|
| 1.3 |
ELECTION OF DIRECTOR: ALICE W. HANDY |
Management |
For |
For |
|
| 1.4 |
ELECTION OF DIRECTOR: CATHERINE R. |
Management |
For |
For |
|
KINNEY |
|
|
|
| 1.5 |
ELECTION OF DIRECTOR: LINDA H. RIEFLER |
Management |
For |
For |
|
| 1.6 |
ELECTION OF DIRECTOR: GEORGE W. |
Management |
For |
For |
|
SIGULER |
|
|
|
| 1.7 |
ELECTION OF DIRECTOR: PATRICK TIERNEY |
Management |
For |
For |
|
| 1.8 |
ELECTION OF DIRECTOR: RODOLPHE M. |
Management |
For |
For |
|
VALLEE |
|
|
|
| 2 |
TO APPROVE, BY NON-BINDING VOTE, OUR |
Management |
For |
For |
|
EXECUTIVE COMPENSATION, AS |
|
|
|
|
DESCRIBED IN THESE PROXY MATERIALS. |
|
|
|
| 3 |
TO RATIFY THE APPOINTMENT OF DELOITTE |
Management |
For |
For |
|
& TOUCHE LLP AS INDEPENDENT AUDITOR. |
|
|
|
| 4 |
TO AMEND OUR AMENDED AND RESTATED |
Management |
For |
For |
|
CERTIFICATE OF INCORPORATION TO |
|
|
|
|
ELIMINATE THE AUTHORIZED SHARES OF |
|
|
|
|
CLASS B COMMON STOCK, INCREASE THE |
|
|
|
|
TOTAL NUMBER OF AUTHORIZED SHARES |
|
|
|
|
OF CLASS A COMMON STOCK, REFER TO |
|
|
|
|
THE CLASS A COMMON STOCK AS |
|
|
|
|
"COMMON STOCK" AND MAKE CERTAIN |
|
|
|
|
OTHER CONFORMING CHANGES. |
|
|
|
| PEPSICO,
INC. |
|
|
| Security |
713448108 |
Meeting Type |
Annual |
| Ticker Symbol |
PEP |
Meeting Date |
02-May-2012 |
| ISIN |
US7134481081 |
Agenda |
933566842 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: S.L. BROWN |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR: I.M. COOK |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR: D. DUBLON |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR: V.J. DZAU |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR: R.L. HUNT |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR: A. IBARGUEN |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR: I.K. NOOYI |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR: S.P. |
Management |
For |
For |
|
ROCKEFELLER |
|
|
|
| 1I |
ELECTION OF DIRECTOR: J.J. SCHIRO |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR: L.G. TROTTER |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR: D. VASELLA |
Management |
For |
For |
| 1L |
ELECTION OF DIRECTOR: A. WEISSER |
Management |
For |
For |
| 2 |
RATIFY THE APPOINTMENT KPMG LLP AS |
Management |
For |
For |
|
OUR INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTANTS FOR FISCAL YEAR 2012. |
|
|
|
| 3 |
APPROVAL, BY NON-BINDING VOTE, OF |
Management |
Against |
Against |
|
EXECUTIVE COMPENSATION. |
|
|
|
| 4 |
RE-APPROVAL OF THE PERFORMANCE |
Management |
For |
For |
|
MEASURES UNDER OUR 2007 LONG-TERM |
|
|
|
|
INCENTIVE PLAN. |
|
|
|
| 5 |
SHAREHOLDER PROPOSAL - LOBBYING |
Shareholder |
Against |
For |
|
PRACTICES REPORT. |
|
|
|
| 6 |
SHAREHOLDER PROPOSAL - FORMATION OF |
Shareholder |
Against |
For |
|
RISK OVERSIGHT COMMITTEE. |
|
|
|
| 7 |
SHAREHOLDER PROPOSAL - CHAIRMAN OF |
Shareholder |
Against |
For |
|
THE BOARD SHALL BE AN INDEPENDENT |
|
|
|
|
DIRECTOR. |
|
|
|
Page 25 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| BRUNSWICK
CORPORATION |
|
|
| Security |
117043109 |
Meeting Type |
Annual |
| Ticker Symbol |
BC |
Meeting Date |
02-May-2012 |
| ISIN |
US1170431092 |
Agenda |
933568973 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1.1 |
ELECTION OF DIRECTOR: ANNE E. BELEC |
Management |
For |
For |
| 1.2 |
ELECTION OF DIRECTOR: MANUEL A. |
Management |
For |
For |
|
FERNANDEZ |
|
|
|
| 1.3 |
ELECTION OF DIRECTOR: J. STEVEN |
Management |
For |
For |
|
WHISLER |
|
|
|
| 2 |
ADVISORY VOTE TO APPROVE THE |
Management |
For |
For |
|
COMPENSATION OF THE COMPANY'S |
|
|
|
|
NAMED EXECUTIVE OFFICERS. |
|
|
|
| 3 |
THE RATIFICATION OF THE APPOINTMENT |
Management |
For |
For |
|
OF ERNST & YOUNG LLP AS THE |
|
|
|
|
COMPANY'S INDEPENDENT REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING FIRM FOR THE FISCAL |
|
|
|
|
YEAR ENDING DECEMBER 31, 2012. |
|
|
|
|
HESS
CORPORATION |
|
|
| Security |
42809H107 |
Meeting Type |
Annual |
| Ticker Symbol |
HES |
Meeting Date |
02-May-2012 |
| ISIN |
US42809H1077 |
Agenda |
933570699 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1.1 |
ELECTION OF DIRECTOR: J.B. HESS |
Management |
For |
For |
| 1.2 |
ELECTION OF DIRECTOR: S.W. BODMAN |
Management |
For |
For |
| 1.3 |
ELECTION OF DIRECTOR: R. LAVIZZO |
Management |
For |
For |
|
MOUREY |
|
|
|
| 1.4 |
ELECTION OF DIRECTOR: C.G. MATTHEWS |
Management |
For |
For |
| 1.5 |
ELECTION OF DIRECTOR: E.H. VON |
Management |
For |
For |
|
METZSCH |
|
|
|
| 2 |
RATIFICATION OF THE SELECTION OF |
Management |
For |
For |
|
ERNST & YOUNG LLP AS INDEPENDENT |
|
|
|
|
AUDITORS FOR FISCAL YEAR ENDING |
|
|
|
|
DECEMBER 31, 2012. |
|
|
|
| 3 |
ADVISORY APPROVAL OF THE |
Management |
Against |
Against |
|
COMPENSATION OF OUR NAMED |
|
|
|
|
EXECUTIVE OFFICERS. |
|
|
|
| 4 |
APPROVAL OF AN AMENDMENT TO THE 2008 |
Management |
For |
For |
|
LONG-TERM INCENTIVE PLAN. |
|
|
|
| 5 |
STOCKHOLDER PROPOSAL |
Shareholder |
For |
N/A |
|
RECOMMENDING THAT THE BOARD OF |
|
|
|
|
DIRECTORS TAKE ACTION TO DECLASSIFY |
|
|
|
|
THE BOARD. |
|
|
|
Page 26 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| ST. JUDE
MEDICAL, INC. |
|
|
| Security |
790849103 |
Meeting Type |
Annual |
| Ticker Symbol |
STJ |
Meeting Date |
03-May-2012 |
| ISIN |
US7908491035 |
Agenda |
933566854 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: JOHN W. BROWN |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR: DANIEL J. STARKS |
Management |
For |
For |
| 2 |
TO APPROVE AMENDMENTS TO THE 2007 |
Management |
For |
For |
|
EMPLOYEE STOCK PURCHASE PLAN. |
|
|
|
| 3 |
TO APPROVE AMENDMENTS TO OUR |
Management |
For |
For |
|
ARTICLES OF INCORPORATION AND |
|
|
|
|
BYLAWS TO DECLASSIFY OUR BOARD OF |
|
|
|
|
DIRECTORS. |
|
|
|
| 4 |
ADVISORY VOTE TO APPROVE |
Management |
For |
For |
|
COMPENSATION OF OUR NAMED |
|
|
|
|
EXECUTIVE OFFICERS. |
|
|
|
| 5 |
TO RATIFY THE APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS OUR INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC ACCOUNTING FIRM |
|
|
|
|
FOR 2012. |
|
|
|
| ILLINOIS
TOOL WORKS INC. |
|
|
| Security |
452308109 |
Meeting Type |
Annual |
| Ticker Symbol |
ITW |
Meeting Date |
04-May-2012 |
| ISIN |
US4523081093 |
Agenda |
933565888 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: DANIEL J. BRUTTO |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR: SUSAN CROWN |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR: DON H. DAVIS, JR. |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR: JAMES W. |
Management |
For |
For |
|
GRIFFITH |
|
|
|
| 1E |
ELECTION OF DIRECTOR: ROBERT C. |
Management |
For |
For |
|
MCCORMACK |
|
|
|
| 1F |
ELECTION OF DIRECTOR: ROBERT S. |
Management |
For |
For |
|
MORRISON |
|
|
|
| 1G |
ELECTION OF DIRECTOR: JAMES A. |
Management |
For |
For |
|
SKINNER |
|
|
|
| 1H |
ELECTION OF DIRECTOR: DAVID B. SMITH, |
Management |
For |
For |
|
JR. |
|
|
|
| 1I |
ELECTION OF DIRECTOR: DAVID B. SPEER |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR: PAMELA B. |
Management |
For |
For |
|
STROBEL |
|
|
|
| 1K |
ELECTION OF DIRECTOR: KEVIN M. WARREN |
Management |
For |
For |
| 1L |
ELECTION OF DIRECTOR: ANRE D. WILLIAMS |
Management |
For |
For |
| 2 |
RATIFICATION OF THE APPOINTMENT OF |
Management |
For |
For |
|
DELOITTE & TOUCHE LLP AS ITW'S |
|
|
|
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR 2012. |
|
|
|
| 3 |
ADVISORY VOTE TO APPROVE EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION. |
|
|
|
Page 27 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| LKQ
CORPORATION |
|
|
| Security |
501889208 |
Meeting Type |
Annual |
| Ticker Symbol |
LKQX |
Meeting Date |
07-May-2012 |
| ISIN |
US5018892084 |
Agenda |
933566436 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
A.
CLINTON ALLEN |
|
For |
For |
|
2 |
KEVIN F. FLYNN |
|
For |
For |
|
3 |
RONALD G. FOSTER |
|
For |
For |
|
4 |
JOSEPH M. HOLSTEN |
|
For |
For |
|
5 |
BLYTHE J. MCGARVIE |
|
For |
For |
|
6 |
PAUL
M. MEISTER |
|
For |
For |
|
7 |
JOHN
F. O'BRIEN |
|
For |
For |
|
8 |
ROBERT L. WAGMAN |
|
For |
For |
|
9 |
WILLIAM M. WEBSTER, IV |
|
For |
For |
| 2 |
RATIFICATION OF THE APPOINTMENT OF |
Management |
For |
For |
|
DELOITTE & TOUCHE LLP AS THE |
|
|
|
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM OF LKQ CORPORATION |
|
|
|
|
FOR THE FISCAL YEAR ENDING DECEMBER |
|
|
|
|
31,
2012. |
|
|
|
|
| 3 |
APPROVAL OF AN AMENDMENT TO THE LKQ |
Management |
For |
For |
|
CORPORATION 1998 EQUITY INCENTIVE |
|
|
|
|
PLAN TO EXPLICITLY ALLOW PARTICIPATION |
|
|
|
|
BY NON-EMPLOYEE DIRECTORS AND TO |
|
|
|
|
INCREASE THE NUMBER OF SHARES OF |
|
|
|
|
LKQ COMMON STOCK AVAILABLE FOR |
|
|
|
|
ISSUANCE UNDER THE PLAN BY 544,417, AS |
|
|
|
|
DESCRIBED IN THE PROXY STATEMENT FOR |
|
|
|
|
THE ANNUAL MEETING. |
|
|
|
| 4 |
APPROVAL OF AN AMENDMENT TO THE LKQ |
Management |
For |
For |
|
CORPORATION LONG TERM INCENTIVE |
|
|
|
|
PLAN TO ALLOW ADJUSTMENTS TO THE |
|
|
|
|
TARGET GOALS THEREUNDER DUE TO |
|
|
|
|
UNUSUAL, ATYPICAL OR NON-RECURRING |
|
|
|
|
ITEMS, AS DESCRIBED IN THE PROXY |
|
|
|
|
STATEMENT FOR THE ANNUAL MEETING. |
|
|
|
| 5 |
APPROVAL, ON AN ADVISORY BASIS, OF |
Management |
For |
For |
|
THE COMPENSATION OF THE NAMED |
|
|
|
|
EXECUTIVE OFFICERS OF LKQ |
|
|
|
|
CORPORATION. |
|
|
|
| AFLAC
INCORPORATED |
|
|
| Security |
001055102 |
Meeting Type |
Annual |
| Ticker Symbol |
AFL |
Meeting Date |
07-May-2012 |
| ISIN |
US0010551028 |
Agenda |
933570358 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: DANIEL P. AMOS |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR: JOHN SHELBY |
Management |
For |
For |
|
AMOS II |
|
|
|
| 1C |
ELECTION OF DIRECTOR: PAUL S. AMOS II |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR: KRISS CLONINGER |
Management |
For |
For |
|
III |
|
|
|
| 1E |
ELECTION OF DIRECTOR: ELIZABETH J. |
Management |
For |
For |
|
HUDSON |
|
|
|
| 1F |
ELECTION OF DIRECTOR: DOUGLAS W. |
Management |
For |
For |
|
JOHNSON |
|
|
|
| 1G |
ELECTION OF DIRECTOR: ROBERT B. |
Management |
For |
For |
|
JOHNSON |
|
|
|
| 1H |
ELECTION OF DIRECTOR: CHARLES B. |
Management |
For |
For |
|
KNAPP |
|
|
|
| 1I |
ELECTION OF DIRECTOR: E. STEPHEN |
Management |
For |
For |
|
PURDOM, M.D. |
|
|
|
| 1J |
ELECTION OF DIRECTOR: BARBARA K. |
Management |
For |
For |
|
RIMER, DRPH |
|
|
|
| 1K |
ELECTION OF DIRECTOR: MARVIN R. |
Management |
For |
For |
|
SCHUSTER |
|
|
|
| 1L |
ELECTION OF DIRECTOR: MELVIN T. STITH |
Management |
For |
For |
| 1M |
ELECTION OF DIRECTOR: DAVID GARY |
Management |
For |
For |
|
THOMPSON |
|
|
|
| 1N |
ELECTION OF DIRECTOR: TAKURO YOSHIDA |
Management |
For |
For |
| 2 |
TO CONSIDER THE FOLLOWING NON- |
Management |
Against |
Against |
|
BINDING ADVISORY PROPOSAL: |
|
|
|
|
"RESOLVED, THAT THE SHAREHOLDERS |
|
|
|
|
APPROVE THE COMPENSATION OF THE |
|
|
|
|
COMPANY'S NAMED EXECUTIVE OFFICERS, |
|
|
|
|
AS DESCRIBED N THE COMPENSATION |
|
|
|
|
DISCUSSION AND ANALYSIS, EXECUTIVE |
|
|
|
|
COMPENSATION TABLES AND |
|
|
|
|
ACCOMPANYING NARRATIVE DISCLOSURE |
|
|
|
|
IN THE PROXY STATEMENT. |
|
|
|
| 3 |
TO CONSIDER AND ADOPT AN AMENDED |
Management |
For |
For |
|
AND RESTATED 2004 AFLAC |
|
|
|
|
INCORPORATED LONG-TERM INCENTIVE |
|
|
|
|
PLAN ("LTIP"), WITH NO ADDITIONAL SHARES |
|
|
|
|
AUTHORIZED UNDER THE LTIP. |
|
|
|
| 4 |
TO CONSIDER AND ADOPT AN AMENDED |
Management |
For |
For |
|
AND RESTATED 2013 MANAGEMENT |
|
|
|
|
INCENTIVE PLAN. |
|
|
|
| 5 |
RATIFICATION OF APPOINTMENT OF KPMG |
Management |
For |
For |
|
LLP AS INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM OF THE COMPANY FOR |
|
|
|
|
THE YEAR ENDING DECEMBER 31, 2012. |
|
|
|
Page 28 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| 3M
COMPANY |
|
|
| Security |
88579Y101 |
Meeting Type |
Annual |
| Ticker Symbol |
MMM |
Meeting Date |
08-May-2012 |
| ISIN |
US88579Y1010 |
Agenda |
933562185 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: LINDA G. |
Management |
For |
For |
|
ALVARADO |
|
|
|
| 1B |
ELECTION OF DIRECTOR: VANCE D. |
Management |
For |
For |
|
COFFMAN |
|
|
|
| 1C |
ELECTION OF DIRECTOR: MICHAEL L. |
Management |
For |
For |
|
ESKEW |
|
|
|
| 1D |
ELECTION OF DIRECTOR: W. JAMES |
Management |
For |
For |
|
FARRELL |
|
|
|
| 1E |
ELECTION OF DIRECTOR: HERBERT L. |
Management |
For |
For |
|
HENKEL |
|
|
|
| 1F |
ELECTION OF DIRECTOR: EDWARD M. LIDDY |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR: ROBERT S. |
Management |
For |
For |
|
MORRISON |
|
|
|
| 1H |
ELECTION OF DIRECTOR: AULANA L. |
Management |
For |
For |
|
PETERS |
|
|
|
| 1I |
ELECTION OF DIRECTOR: INGE G. THULIN |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR: ROBERT J. ULRICH |
Management |
For |
For |
| 2 |
TO RATIFY THE APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS 3M'S |
|
|
|
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM. |
|
|
|
| 3 |
ADVISORY APPROVAL OF EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION. |
|
|
|
| 4 |
TO APPROVE THE 2012 AMENDED AND |
Management |
For |
For |
|
RESTATED GENERAL EMPLOYEES STOCK |
|
|
|
|
PURCHASE PLAN. |
|
|
|
| 5 |
TO APPROVE THE AMENDED 2008 LONG- |
Management |
Against |
Against |
|
TERM INCENTIVE PLAN. |
|
|
|
| 6 |
STOCKHOLDER PROPOSAL ON LOBBYING. |
Shareholder |
Against |
For |
| 7 |
STOCKHOLDER PROPOSAL TO PROHIBIT |
Shareholder |
For |
Against |
|
POLITICAL SPENDING FROM CORPORATE |
|
|
|
|
TREASURY FUNDS. |
|
|
|
| 8 |
STOCKHOLDER PROPOSAL ON |
Shareholder |
Against |
For |
|
INDEPENDENT BOARD CHAIRMAN. |
|
|
|
| ZIMMER
HOLDINGS, INC. |
|
|
| Security |
98956P102 |
Meeting Type |
Annual |
| Ticker Symbol |
ZMH |
Meeting Date |
08-May-2012 |
| ISIN |
US98956P1021 |
Agenda |
933567147 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: BETSY J. |
Management |
For |
For |
|
BERNARD |
|
|
|
| 1B |
ELECTION OF DIRECTOR: MARC N. CASPER |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR: DAVID C. DVORAK |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR: LARRY C. |
Management |
For |
For |
|
GLASSCOCK |
|
|
|
| 1E |
ELECTION OF DIRECTOR: ROBERT A. |
Management |
For |
For |
|
HAGEMANN |
|
|
|
| 1F |
ELECTION OF DIRECTOR: ARTHUR J. |
Management |
For |
For |
|
HIGGINS |
|
|
|
| 1G |
ELECTION OF DIRECTOR: JOHN L. |
Management |
For |
For |
|
MCGOLDRICK |
|
|
|
| 1H |
ELECTION OF DIRECTOR: CECIL B. PICKETT, |
Management |
For |
For |
|
PH.D. |
|
|
|
| 2 |
ADVISORY VOTE TO APPROVE NAMED |
Management |
Against |
Against |
|
EXECUTIVE OFFICER COMPENSATION |
|
|
|
| 3 |
RATIFICATION OF APPOINTMENT OF |
Management |
For |
For |
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR 2012 |
|
|
|
Page 29 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| FOREST OIL
CORPORATION |
|
|
| Security |
346091705 |
Meeting
Type |
Annual |
| Ticker
Symbol |
FST |
Meeting
Date |
08-May-2012 |
| ISIN |
US3460917053 |
Agenda |
933573429 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
DOD A. FRASER |
|
For |
For |
|
2 |
JAMES D. LIGHTNER |
|
For |
For |
|
3 |
PATRICK R. MCDONALD |
|
For |
For |
| 2 |
APPROVAL, ON AN
ADVISORY BASIS, OF |
Management |
For |
For |
|
THE COMPENSATION OF
FOREST'S NAMED |
|
|
|
|
EXECUTIVE
OFFICERS. |
|
|
|
| 3 |
RE-APPROVAL OF
PERFORMANCE |
Management |
For |
For |
|
MEASURES UNDER THE
FOREST OIL |
|
|
|
|
CORPORATION 2007
STOCK INCENTIVE |
|
|
|
|
PLAN. |
|
|
|
|
| 4 |
RATIFY THE
APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS FOREST'S
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR THE YEAR ENDING
DECEMBER 31, 2012. |
|
|
|
| BAXTER
INTERNATIONAL INC. |
|
|
| Security |
071813109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
BAX |
Meeting
Date |
08-May-2012 |
| ISIN |
US0718131099 |
Agenda |
933574736 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
JAMES R. GAVIN |
Management |
For |
For |
|
III, M.D.,
PH.D. |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
PETER S. |
Management |
For |
For |
|
HELLMAN |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
K.J. STORM |
Management |
For |
For |
| 2 |
RATIFICATION OF
INDEPENDENT |
Management |
For |
For |
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
| 3 |
APPROVAL OF NAMED
EXECUTIVE OFFICER |
Management |
For |
For |
|
COMPENSATION |
|
|
|
| 4 |
SHAREHOLDER PROPOSAL
TO REPEAL |
Shareholder |
For |
For |
|
CLASSIFIED
BOARD |
|
|
|
| 5 |
SHAREHOLDER PROPOSAL
TO ADOPT |
Shareholder |
Against |
Against |
|
SIMPLE MAJORITY
VOTE |
|
|
|
Page 30 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| MASCO
CORPORATION |
|
|
| Security |
574599106 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MAS |
Meeting
Date |
08-May-2012 |
| ISIN |
US5745991068 |
Agenda |
933597518 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
RICHARD A. |
Management |
For |
For |
|
MANOOGIAN |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
JOHN C. PLANT |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
MARY ANN VAN |
Management |
For |
For |
|
LOKEREN |
|
|
|
| 2 |
TO APPROVE, BY
NON-BINDING ADVISORY |
Management |
For |
For |
|
VOTE, THE
COMPENSATION PAID TO THE |
|
|
|
|
COMPANY'S NAMED
EXECUTIVE OFFICERS, |
|
|
|
|
AS DISCLOSED PURSUANT
TO THE |
|
|
|
|
COMPENSATION
DISCLOSURE RULES OF |
|
|
|
|
THE SEC, INCLUDING
THE COMPENSATION |
|
|
|
|
DISCUSSION AND
ANALYSIS, THE |
|
|
|
|
COMPENSATION TABLES
AND THE RELATED |
|
|
|
|
MATERIALS DISCLOSED
IN THE PROXY |
|
|
|
|
STATEMENT. |
|
|
|
| 3 |
TO RATIFY THE
SELECTION OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
INDEPENDENT AUDITORS
FOR THE |
|
|
|
|
COMPANY FOR
2012. |
|
|
|
| 4 |
TO RECOMMEND, BY
NON-BINDING VOTE, A |
Shareholder |
For |
Against |
|
STOCKHOLDER PROPOSAL
TO DECLASSIFY |
|
|
|
|
THE BOARD OF
DIRECTORS. |
|
|
|
| 5 |
TO RECOMMEND, BY
NON-BINDING VOTE, A |
Shareholder |
Against |
For |
|
STOCKHOLDER PROPOSAL
TO ADOPT A |
|
|
|
|
POLICY REQUIRING
SENIOR EXECUTIVES |
|
|
|
|
TO RETAIN 75% OR MORE
OF THEIR EQUITY |
|
|
|
|
AWARDS UNTIL REACHING
NORMAL |
|
|
|
|
RETIREMENT
AGE. |
|
|
|
| BANK OF
AMERICA CORPORATION |
|
|
| Security |
060505104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
BAC |
Meeting
Date |
09-May-2012 |
| ISIN |
US0605051046 |
Agenda |
933571665 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
MUKESH D. |
Management |
For |
For |
|
AMBANI |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
SUSAN S. BIES |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
FRANK P. |
Management |
For |
For |
|
BRAMBLE,
SR. |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
VIRGIS W. |
Management |
For |
For |
|
COLBERT |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
CHARLES K. |
Management |
For |
For |
|
GIFFORD |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
CHARLES O. |
Management |
For |
For |
|
HOLLIDAY,
JR. |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
MONICA C. |
Management |
For |
For |
|
LOZANO |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
THOMAS J. MAY |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
BRIAN T. |
Management |
For |
For |
|
MOYNIHAN |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
DONALD E. |
Management |
For |
For |
|
POWELL |
|
|
|
| 1K |
ELECTION OF DIRECTOR:
CHARLES O. |
Management |
For |
For |
|
ROSSOTTI |
|
|
|
| 1L |
ELECTION OF DIRECTOR:
ROBERT W. |
Management |
For |
For |
|
SCULLY |
|
|
|
| 2 |
AN ADVISORY
(NON-BINDING) "SAY ON PAY" |
Management |
Against |
Against |
|
VOTE TO APPROVE
EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 3 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
THE REGISTERED
INDEPENDENT PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
2012. |
|
|
|
| 4 |
STOCKHOLDER PROPOSAL
- DISCLOSURE |
Shareholder |
Against |
For |
|
OF GOVERNMENT
EMPLOYMENT. |
|
|
|
| 5 |
STOCKHOLDER PROPOSAL
- GRASSROOTS |
Shareholder |
Against |
For |
|
AND OTHER
LOBBYING. |
|
|
|
| 6 |
STOCKHOLDER PROPOSAL
- EXECUTIVES |
Shareholder |
Against |
For |
|
TO RETAIN SIGNIFICANT
STOCK. |
|
|
|
| 7 |
STOCKHOLDER PROPOSAL
- MORTGAGE |
Shareholder |
Against |
For |
|
SERVICING
OPERATIONS. |
|
|
|
| 8 |
STOCKHOLDER PROPOSAL
- PROHIBITION |
Shareholder |
For |
Against |
|
ON POLITICAL
SPENDING. |
|
|
|
Page 31 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| KOHL'S
CORPORATION |
|
|
| Security |
500255104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
KSS |
Meeting
Date |
10-May-2012 |
| ISIN |
US5002551043 |
Agenda |
933565763 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
PETER |
Management |
For |
For |
|
BONEPARTH |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
STEVEN A. BURD |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
JOHN F. HERMA |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
DALE E. JONES |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
WILLIAM S. |
Management |
For |
For |
|
KELLOGG |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
KEVIN MANSELL |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
JOHN E. |
Management |
For |
For |
|
SCHLIFSKE |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
FRANK V. SICA |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
PETER M. |
Management |
For |
For |
|
SOMMERHAUSER |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
STEPHANIE A. |
Management |
For |
For |
|
STREETER |
|
|
|
| 1K |
ELECTION OF DIRECTOR:
NINA G. VACA |
Management |
For |
For |
| 1L |
ELECTION OF DIRECTOR:
STEPHEN E. |
Management |
For |
For |
|
WATSON |
|
|
|
| 2 |
RATIFY APPOINTMENT OF
ERNST & YOUNG |
Management |
For |
For |
|
LLP AS INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
| 3 |
ADVISORY VOTE ON
APPROVAL OF NAMED |
Management |
Against |
Against |
|
EXECUTIVE OFFICER
COMPENSATION. |
|
|
|
| 4 |
SHAREHOLDER PROPOSAL:
ANIMAL FUR |
Shareholder |
Against |
For |
|
POLICY. |
|
|
|
| 5 |
SHAREHOLDER PROPOSAL:
SUCCESSION |
Shareholder |
Against |
For |
|
PLANNING AND
REPORTING. |
|
|
|
| 6 |
SHAREHOLDER PROPOSAL:
EXECUTIVES TO |
Shareholder |
Against |
For |
|
RETAIN SIGNIFICANT
STOCK. |
|
|
|
| HOST
HOTELS & RESORTS, INC. |
|
|
| Security |
44107P104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
HST |
Meeting
Date |
10-May-2012 |
| ISIN |
US44107P1049 |
Agenda |
933595261 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1.1 |
ELECTION OF DIRECTOR:
ROBERT M. |
Management |
For |
For |
|
BAYLIS |
|
|
|
| 1.2 |
ELECTION OF DIRECTOR:
TERENCE C. |
Management |
For |
For |
|
GOLDEN |
|
|
|
| 1.3 |
ELECTION OF DIRECTOR:
ANN M. |
Management |
For |
For |
|
KOROLOGOS |
|
|
|
| 1.4 |
ELECTION OF DIRECTOR:
RICHARD E. |
Management |
For |
For |
|
MARRIOTT |
|
|
|
| 1.5 |
ELECTION OF DIRECTOR:
JOHN B. MORSE, |
Management |
For |
For |
|
JR. |
|
|
|
| 1.6 |
ELECTION OF DIRECTOR:
WALTER C. |
Management |
For |
For |
|
RAKOWICH |
|
|
|
| 1.7 |
ELECTION OF DIRECTOR:
GORDON H. SMITH |
Management |
For |
For |
| 1.8 |
ELECTION OF DIRECTOR:
W. EDWARD |
Management |
For |
For |
|
WALTER |
|
|
|
| 2 |
RATIFY APPOINTMENT OF
KPMG LLP AS |
Management |
For |
For |
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTANTS FOR
2012. |
|
|
|
| 3 |
ADVISORY RESOLUTION
TO APPROVE |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION. |
|
|
|
Page 32 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| TIME
WARNER INC. |
|
|
| Security |
887317303 |
Meeting
Type |
Annual |
| Ticker
Symbol |
TWX |
Meeting
Date |
15-May-2012 |
| ISIN |
US8873173038 |
Agenda |
933572213 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
JAMES L. |
Management |
For |
For |
|
BARKSDALE |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
WILLIAM P. BARR |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
JEFFREY L. |
Management |
For |
For |
|
BEWKES |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
STEPHEN F. |
Management |
For |
For |
|
BOLLENBACH |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
ROBERT C. CLARK |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR:
MATHIAS |
Management |
For |
For |
|
DOPFNER |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
JESSICA P. |
Management |
For |
For |
|
EINHORN |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
FRED HASSAN |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
KENNETH J. |
Management |
For |
For |
|
NOVACK |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
PAUL D. WACHTER |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
DEBORAH C. |
Management |
For |
For |
|
WRIGHT |
|
|
|
| 2 |
RATIFICATION OF
APPOINTMENT OF |
Management |
For |
For |
|
INDEPENDENT
AUDITORS. |
|
|
|
| 3 |
ADVISORY VOTE TO
APPROVE NAMED |
Management |
Against |
Against |
|
EXECUTIVE OFFICER
COMPENSATION. |
|
|
|
| 4 |
STOCKHOLDER PROPOSAL
ON |
Shareholder |
Against |
For |
|
STOCKHOLDER ACTION BY
WRITTEN |
|
|
|
|
CONSENT. |
|
|
|
| JPMORGAN
CHASE & CO. |
|
|
| Security |
46625H100 |
Meeting
Type |
Annual |
| Ticker
Symbol |
JPM |
Meeting
Date |
15-May-2012 |
| ISIN |
US46625H1005 |
Agenda |
933581301 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
JAMES A. BELL |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
CRANDALL C. |
Management |
For |
For |
|
BOWLES |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
STEPHEN B. |
Management |
For |
For |
|
BURKE |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
DAVID M. COTE |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
JAMES S. CROWN |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR:
JAMES DIMON |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
TIMOTHY P. |
Management |
For |
For |
|
FLYNN |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
ELLEN V. FUTTER |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
LABAN P. |
Management |
For |
For |
|
JACKSON,
JR. |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
LEE R. RAYMOND |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
WILLIAM C. |
Management |
For |
For |
|
WELDON |
|
|
|
| 2 |
APPOINTMENT OF
INDEPENDENT |
Management |
For |
For |
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
| 3 |
ADVISORY RESOLUTION
TO APPROVE |
Management |
Against |
Against |
|
EXECUTIVE
COMPENSATION |
|
|
|
| 4 |
POLITICAL
NON-PARTISANSHIP |
Shareholder |
Against |
For |
| 5 |
INDEPENDENT DIRECTOR
AS CHAIRMAN |
Shareholder |
Against |
For |
| 6 |
LOAN
SERVICING |
Shareholder |
Against |
For |
| 7 |
CORPORATE POLITICAL
CONTRIBUTIONS |
Shareholder |
For |
Against |
|
REPORT |
|
|
|
| 8 |
GENOCIDE-FREE
INVESTING |
Shareholder |
Against |
For |
| 9 |
SHAREHOLDER ACTION BY
WRITTEN |
Shareholder |
Against |
For |
|
CONSENT |
|
|
|
| 10 |
STOCK
RETENTION |
Shareholder |
Against |
For |
Page 33 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| ANADARKO
PETROLEUM CORPORATION |
|
|
| Security |
032511107 |
Meeting
Type |
Annual |
| Ticker
Symbol |
APC |
Meeting
Date |
15-May-2012 |
| ISIN |
US0325111070 |
Agenda |
933582240 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
KEVIN P. CHILTON |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
LUKE R. CORBETT |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
H. PAULETT |
Management |
For |
For |
|
EBERHART |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
PETER J. FLUOR |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
RICHARD L. |
Management |
For |
For |
|
GEORGE |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
PRESTON M. |
Management |
For |
For |
|
GEREN III |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
CHARLES W. |
Management |
For |
For |
|
GOODYEAR |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
JOHN R. GORDON |
Management |
For |
For |
|
| 1I |
ELECTION OF DIRECTOR:
JAMES T. |
Management |
For |
For |
|
HACKETT |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
ERIC D. MULLINS |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
PAULA ROSPUT |
Management |
For |
For |
|
REYNOLDS |
|
|
|
| 1L |
ELECTION OF DIRECTOR:
R.A. WALKER |
Management |
For |
For |
| 2 |
RATIFICATION OF
APPOINTMENT OF KPMG |
Management |
For |
For |
|
LLP AS INDEPENDENT
AUDITORS. |
|
|
|
| 3 |
APPROVE THE ANADARKO
PETROLEUM |
Management |
Against |
Against |
|
CORPORATION 2012
OMNIBUS INCENTIVE |
|
|
|
|
COMPENSATION
PLAN. |
|
|
|
| 4 |
ADVISORY VOTE TO
APPROVE NAMED |
Management |
Against |
Against |
|
EXECUTIVE OFFICER
COMPENSATION. |
|
|
|
| 5 |
STOCKHOLDER
PROPOSAL-ADOPTION OF |
Shareholder |
Against |
For |
|
POLICY OF INDEPENDENT
DIRECTOR |
|
|
|
|
CHAIRMAN. |
|
|
|
| 6 |
STOCKHOLDER
PROPOSAL-GENDER |
Shareholder |
Against |
For |
|
IDENTITY
NON-DISCRIMINATION POLICY. |
|
|
|
| 7 |
STOCKHOLDER
PROPOSAL-ADOPTION OF |
Shareholder |
For |
Against |
|
POLICY ON ACCELERATED
VESTING OF |
|
|
|
|
EQUITY
AWARDS. |
|
|
|
| 8 |
STOCKHOLDER
PROPOSAL-REPORT ON |
Shareholder |
For |
Against |
|
POLITICAL
CONTRIBUTIONS. |
|
|
|
| BROADCOM
CORPORATION |
|
|
| Security |
111320107 |
Meeting
Type |
Annual |
| Ticker
Symbol |
BRCM |
Meeting
Date |
15-May-2012 |
| ISIN |
US1113201073 |
Agenda |
933583975 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
ROBERT J. FINOCCHIO, JR |
|
For |
For |
|
2 |
NANCY H. HANDEL |
|
For |
For |
|
3 |
EDDY W. HARTENSTEIN |
|
For |
For |
|
4 |
MARIA M. KLAWE, PH.D. |
|
For |
For |
|
5 |
JOHN E. MAJOR |
|
For |
For |
|
6 |
SCOTT A. MCGREGOR |
|
For |
For |
|
7 |
WILLIAM T. MORROW |
|
For |
For |
|
8 |
HENRY SAMUELI, PH.D. |
|
For |
For |
|
9 |
ROBERT E. SWITZ |
|
For |
For |
| 2 |
TO APPROVE AN
AMENDMENT AND |
Management |
Against |
Against |
|
RESTATEMENT OF THE
BROADCOM |
|
|
|
|
CORPORATION 1998
EMPLOYEE STOCK |
|
|
|
|
PURCHASE PLAN, AS
PREVIOUSLY |
|
|
|
|
AMENDED AND RESTATED,
THAT WOULD |
|
|
|
|
EXTEND THE TERM OF
THE PLAN THROUGH |
|
|
|
|
MAY 15, 2022, AND
EFFECT VARIOUS |
|
|
|
|
TECHNICAL REVISIONS
AND |
|
|
|
|
IMPROVEMENTS. |
|
|
|
| 3 |
TO APPROVE THE
ADOPTION OF THE |
Management |
Against |
Against |
|
BROADCOM CORPORATION
2012 STOCK |
|
|
|
|
INCENTIVE
PLAN. |
|
|
|
| 4 |
TO RATIFY THE
APPOINTMENT OF KPMG LLP |
Management |
For |
For |
|
AS THE COMPANY'S
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR THE YEAR ENDING
DECEMBER 31, 2012. |
|
|
|
Page 34 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| HENRY
SCHEIN, INC. |
|
|
| Security |
806407102 |
Meeting
Type |
Annual |
| Ticker
Symbol |
HSIC |
Meeting
Date |
15-May-2012 |
| ISIN |
US8064071025 |
Agenda |
933584888 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
STANLEY M BERGMAN |
|
For |
For |
|
2 |
GERALD A BENJAMIN |
|
For |
For |
|
3 |
JAMES P BRESLAWSKI |
|
For |
For |
|
4 |
MARK E MLOTEK |
|
For |
For |
|
5 |
STEVEN PALADINO |
|
For |
For |
|
6 |
BARRY J ALPERIN |
|
For |
For |
|
7 |
PAUL BRONS |
|
For |
For |
|
8 |
DONALD J KABAT |
|
For |
For |
|
9 |
PHILIP A LASKAWY |
|
For |
For |
|
10 |
KARYN MASHIMA |
|
For |
For |
|
11 |
NORMAN S MATTHEWS |
|
For |
For |
|
12 |
BRADLEY T SHEARES, PHD |
|
For |
For |
|
13 |
LOUIS W SULLIVAN, MD |
|
For |
For |
| 2 |
PROPOSAL TO AMEND THE
COMPANY'S |
Management |
For |
For |
|
AMENDED AND RESTATED
CERTIFICATE OF |
|
|
|
|
INCORPORATION. |
|
|
|
| 3 |
PROPOSAL TO APPROVE,
BY NON-BINDING |
Management |
For |
For |
|
VOTE, THE 2011
COMPENSATION PAID TO |
|
|
|
|
THE COMPANY'S NAMED
EXECUTIVE |
|
|
|
|
OFFICERS. |
|
|
|
|
| 4 |
PROPOSAL TO RATIFY
THE SELECTION OF |
Management |
For |
For |
|
BDO USA, LLP AS THE
COMPANY'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE FISCAL YEAR |
|
|
|
|
ENDING DECEMBER 29,
2012. |
|
|
|
| STATE
STREET CORPORATION |
|
|
| Security |
857477103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
STT |
Meeting
Date |
16-May-2012 |
| ISIN |
US8574771031 |
Agenda |
933587086 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
K. BURNES |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
P. COYM |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
P. DE SAINT- |
Management |
For |
For |
|
AIGNAN |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
A. FAWCETT |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
D. GRUBER |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR:
L. HILL |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
J. HOOLEY |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR:
R. KAPLAN |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
R. SERGEL |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
R. SKATES |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
G. SUMME |
Management |
For |
For |
| 1L |
ELECTION OF DIRECTOR:
R. WEISSMAN |
Management |
For |
For |
| 2 |
TO APPROVE AN
ADVISORY PROPOSAL ON |
Management |
Against |
Against |
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 3 |
APPROVE THE AMENDED
AND RESTATED |
Management |
Against |
Against |
|
2006 EQUITY INCENTIVE
PLAN TO INCREASE |
|
|
|
|
BY 15.5 MILLION THE
NUMBER OF SHARES |
|
|
|
|
OF COMMON
STOCK. |
|
|
|
| 4 |
RATIFY SELECTION OF
ERNST & YOUNG LLP |
Management |
For |
For |
|
AS INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE YEAR ENDING |
|
|
|
|
DECEMBER 31,
2012. |
|
|
|
Page 35 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| INTEL
CORPORATION |
|
|
| Security |
458140100 |
Meeting
Type |
Annual |
| Ticker
Symbol |
INTC |
Meeting
Date |
17-May-2012 |
| ISIN |
US4581401001 |
Agenda |
933577061 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
CHARLENE |
Management |
For |
For |
|
BARSHEFSKY |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
ANDY D. BRYANT |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
SUSAN L. DECKER |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
JOHN J. DONAHOE |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
REED E. HUNDT |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR:
PAUL S. OTELLINI |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
JAMES D. |
Management |
For |
For |
|
PLUMMER |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
DAVID S. |
Management |
For |
For |
|
POTTRUCK |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
FRANK D. YEARY |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
DAVID B. YOFFIE |
Management |
For |
For |
| 2 |
RATIFICATION OF
SELECTION OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS OUR
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR CURRENT
YEAR |
|
|
|
| 3 |
ADVISORY VOTE TO
APPROVE EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION |
|
|
|
| 4 |
STOCKHOLDER PROPOSAL:
WHETHER TO |
Shareholder |
For |
Against |
|
HOLD AN ADVISORY VOTE
ON POLITICAL |
|
|
|
|
CONTRIBUTIONS |
|
|
|
| JARDEN
CORPORATION |
|
|
| Security |
471109108 |
Meeting
Type |
Annual |
| Ticker
Symbol |
JAH |
Meeting
Date |
17-May-2012 |
| ISIN |
US4711091086 |
Agenda |
933583343 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
MARTIN E. FRANKLIN |
|
For |
For |
|
2 |
JAMES E. LILLIE |
|
For |
For |
|
3 |
MICHAEL S. GROSS |
|
For |
For |
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
JARDEN CORPORATION'S
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM FOR |
|
|
|
|
THE YEAR ENDING
DECEMBER 31, 2012. |
|
|
|
| 3 |
ADVISORY APPROVAL OF
JARDEN |
Management |
For |
For |
|
CORPORATION'S
EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
Page 36 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| AMGEN INC.
|
|
|
| Security |
031162100 |
Meeting
Type |
Annual |
| Ticker
Symbol |
AMGN |
Meeting
Date |
23-May-2012 |
| ISIN |
US0311621009 |
Agenda |
933583937 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
DR. DAVID |
Management |
For |
For |
|
BALTIMORE |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
MR. FRANK J. |
Management |
For |
For |
|
BIONDI, JR. |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
MR. ROBERT A. |
Management |
For |
For |
|
BRADWAY |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
MR. FRANCOIS DE |
Management |
For |
For |
|
CARBONNEL |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
DR. VANCE D. |
Management |
For |
For |
|
COFFMAN |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
DR. REBECCA M. |
Management |
For |
For |
|
HENDERSON |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
MR. FRANK C. |
Management |
For |
For |
|
HERRINGER |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
DR. TYLER JACKS |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
DR. GILBERT S. |
Management |
For |
For |
|
OMENN |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
MS. JUDITH C. |
Management |
For |
For |
|
PELHAM |
|
|
|
| 1K |
ELECTION OF DIRECTOR:
ADM. J. PAUL |
Management |
For |
For |
|
REASON, USN
(RETIRED) |
|
|
|
| 1L |
ELECTION OF DIRECTOR:
MR. LEONARD D. |
Management |
For |
For |
|
SCHAEFFER |
|
|
|
| 1M |
ELECTION OF DIRECTOR:
MR. KEVIN W. |
Management |
For |
For |
|
SHARER |
|
|
|
| 1N |
ELECTION OF DIRECTOR:
DR. RONALD D. |
Management |
For |
For |
|
SUGAR |
|
|
|
| 2 |
TO RATIFY THE
SELECTION OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS OUR
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTANTS FOR |
|
|
|
|
THE FISCAL YEAR
ENDING DECEMBER 31, |
|
|
|
|
2012. |
|
|
|
| 3 |
ADVISORY VOTE TO
APPROVE OUR |
Management |
Against |
Against |
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 4 |
TO APPROVE AN
AMENDMENT TO OUR |
Management |
For |
For |
|
RESTATED CERTIFICATE
OF |
|
|
|
|
INCORPORATION TO
AUTHORIZE |
|
|
|
|
STOCKHOLDER ACTION BY
WRITTEN |
|
|
|
|
CONSENT. |
|
|
|
| 5A |
STOCKHOLDER PROPOSAL
#1 |
Shareholder |
Against |
For |
|
(INDEPENDENT CHAIRMAN
OF THE BOARD). |
|
|
|
| 5B |
STOCKHOLDER PROPOSAL
#2 |
Shareholder |
Against |
For |
|
(TRANSPARENCY IN
ANIMAL USE). |
|
|
|
| 5C |
STOCKHOLDER PROPOSAL
#3 (REQUEST |
Shareholder |
Against |
For |
|
FOR DISCLOSURE OF
LOBBYING POLICIES |
|
|
|
|
AND
PRACTICES). |
|
|
|
| 5D |
STOCKHOLDER PROPOSAL
#4 (CEO TO |
Shareholder |
Against |
For |
|
SERVE ON A MAXIMUM OF
ONE OTHER |
|
|
|
|
BOARD). |
|
|
|
| ENERGYSOLUTIONS, INC. |
|
|
| Security |
292756202 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ES |
Meeting
Date |
23-May-2012 |
| ISIN |
US2927562023 |
Agenda |
933600163 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
STEVEN R. ROGEL |
|
For |
For |
|
2 |
J. BARNIE BEASLEY, JR. |
|
For |
For |
|
3 |
VAL J. CHRISTENSEN |
|
For |
For |
|
4 |
PASCAL COLOMBANI |
|
For |
For |
|
5 |
J.I. "CHIP" EVEREST, II |
|
For |
For |
|
6 |
DAVID J. LOCKWOOD |
|
For |
For |
|
7 |
CLARE SPOTTISWOODE |
|
For |
For |
|
8 |
ROBERT A. WHITMAN |
|
For |
For |
|
9 |
DAVID B. WINDER |
|
For |
For |
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
ERNST & YOUNG LLP
AS THE COMPANY'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE 2012 FISCAL |
|
|
|
|
YEAR. |
|
|
|
|
| 3 |
ADVISORY APPROVAL OF
THE |
Management |
For |
For |
|
COMPENSATION OF THE
COMPANY'S |
|
|
|
|
NAMED EXECUTIVE
OFFICERS. |
|
|
|
Page 37 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| WEATHERFORD INTERNATIONAL LTD |
|
|
| Security |
H27013103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
WFT |
Meeting
Date |
23-May-2012 |
| ISIN |
CH0038838394 |
Agenda |
933622145 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
APPROVAL OF THE 2011
ANNUAL REPORT, |
Management |
For |
For |
|
THE CONSOLIDATED
FINANCIAL |
|
|
|
|
STATEMENTS OF
WEATHERFORD |
|
|
|
|
INTERNATIONAL LTD.
FOR THE YEAR ENDED |
|
|
|
|
DECEMBER 31, 2011 AND
THE STATUTORY |
|
|
|
|
FINANCIAL STATEMENTS
OF |
|
|
|
|
WEATHERFORD
INTERNATIONAL LTD. FOR |
|
|
|
|
THE YEAR ENDED
DECEMBER 31, 2011. |
|
|
|
| 2 |
DISCHARGE OF THE
BOARD OF DIRECTORS |
Management |
For |
For |
|
AND EXECUTIVE
OFFICERS FROM LIABILITY |
|
|
|
|
UNDER SWISS LAW FOR
ACTIONS OR |
|
|
|
|
OMISSIONS DURING THE
YEAR ENDED |
|
|
|
|
DECEMBER 31,
2011. |
|
|
|
| 3A |
ELECTION OF DIRECTOR:
BERNARD J. |
Management |
For |
For |
|
DUROC-DANNER |
|
|
|
| 3B |
ELECTION OF DIRECTOR:
SAMUEL W. |
Management |
For |
For |
|
BODMAN, III |
|
|
|
| 3C |
ELECTION OF DIRECTOR:
NICHOLAS F. |
Management |
For |
For |
|
BRADY |
|
|
|
| 3D |
ELECTION OF DIRECTOR:
DAVID J. BUTTERS |
Management |
For |
For |
| 3E |
ELECTION OF DIRECTOR:
WILLIAM E. |
Management |
For |
For |
|
MACAULAY |
|
|
|
| 3F |
ELECTION OF DIRECTOR:
ROBERT K. |
Management |
For |
For |
|
MOSES, JR. |
|
|
|
| 3G |
ELECTION OF DIRECTOR:
GUILLERMO ORTIZ |
Management |
For |
For |
| 3H |
ELECTION OF DIRECTOR:
EMYR JONES |
Management |
For |
For |
|
PARRY |
|
|
|
| 3I |
ELECTION OF DIRECTOR:
ROBERT A. RAYNE |
Management |
For |
For |
| 4 |
RATIFY THE
APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS
INDEPENDENT REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM FOR YEAR |
|
|
|
|
ENDING DECEMBER 31,
2012 AND THE RE- |
|
|
|
|
ELECTION OF ERNST
& YOUNG LTD, ZURICH |
|
|
|
|
AS STATUTORY AUDITOR
FOR YEAR |
|
|
|
|
ENDING DECEMBER 31,
2012. |
|
|
|
| 5 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
For |
For |
|
ARTICLES OF
ASSOCIATION TO EXTEND THE |
|
|
|
|
BOARD'S AUTHORIZATION
TO ISSUE |
|
|
|
|
SHARES FROM
AUTHORIZED SHARE |
|
|
|
|
CAPITAL TO MAY 23,
2014 AND TO INCREASE |
|
|
|
|
ISSUABLE AUTHORIZED
CAPITAL TO AN |
|
|
|
|
AMOUNT EQUAL TO 50%
OF CURRENT |
|
|
|
|
STATED
CAPITAL. |
|
|
|
| 6 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
Against |
Against |
|
WEATHERFORD
INTERNATIONAL LTD. 2010 |
|
|
|
|
OMNIBUS INCENTIVE
PLAN TO INCREASE |
|
|
|
|
THE NUMBER OF SHARES
ISSUABLE UNDER |
|
|
|
|
THE PLAN TO
28,144,000 SHARES. |
|
|
|
| 7 |
APPROVAL OF AN
ADVISORY RESOLUTION |
Management |
Against |
Against |
|
REGARDING EXECUTIVE
COMPENSATION. |
|
|
|
| ZIONS
BANCORPORATION |
|
|
| Security |
989701107 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ZION |
Meeting
Date |
25-May-2012 |
| ISIN |
US9897011071 |
Agenda |
933599865 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
JERRY C. ATKIN |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
R.D. CASH |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
PATRICIA FROBES |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
J. DAVID HEANEY |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
ROGER B. |
Management |
For |
For |
|
PORTER |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
STEPHEN D. |
Management |
For |
For |
|
QUINN |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
HARRIS H. |
Management |
For |
For |
|
SIMMONS |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
L.E. SIMMONS |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
SHELLEY THOMAS |
Management |
For |
For |
|
WILLIAMS |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
STEVEN C. |
Management |
For |
For |
|
WHEELWRIGHT |
|
|
|
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
ERNST & YOUNG LLP
AS THE INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM. |
|
|
|
| 3 |
APPROVAL, ON A
NONBINDING ADVISORY |
Management |
For |
For |
|
BASIS, OF THE
COMPENSATION PAID TO |
|
|
|
|
THE COMPANY'S
EXECUTIVE OFFICERS. |
|
|
|
| 4 |
APPROVAL OF
AMENDMENTS TO THE |
Management |
For |
For |
|
COMPANY'S AMENDED AND
RESTATED 2005 |
|
|
|
|
STOCK OPTION AND
INCENTIVE PLAN. |
|
|
|
| 5 |
APPROVAL OF THE
COMPANY'S 2012 |
Management |
For |
For |
|
MANAGEMENT INCENTIVE
COMPENSATION |
|
|
|
|
PLAN. |
|
|
|
| 6 |
THAT THE BOARD ADOPT
A POLICY TO |
Shareholder |
For |
Against |
|
REVIEW AND DETERMINE
WHETHER TO |
|
|
|
|
SEEK RECOUPMENT OF
BONUSES AND |
|
|
|
|
OTHER INCENTIVE
COMPENSATION. |
|
|
|
Page 38 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| EXXON
MOBIL CORPORATION |
|
|
| Security |
30231G102 |
Meeting
Type |
Annual |
| Ticker
Symbol |
XOM |
Meeting
Date |
30-May-2012 |
| ISIN |
US30231G1022 |
Agenda |
933600086 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
M.J. BOSKIN |
|
For |
For |
|
2 |
P. BRABECK-LETMATHE |
|
For |
For |
|
3 |
L.R. FAULKNER |
|
For |
For |
|
4 |
J.S. FISHMAN |
|
For |
For |
|
5 |
H.H. FORE |
|
For |
For |
|
6 |
K.C. FRAZIER |
|
For |
For |
|
7 |
W.W. GEORGE |
|
For |
For |
|
8 |
S.J. PALMISANO |
|
For |
For |
|
9 |
S.S REINEMUND |
|
For |
For |
|
10 |
R.W. TILLERSON |
|
For |
For |
|
11 |
E.E. WHITACRE, JR. |
|
For |
For |
| 2 |
RATIFICATION OF
INDEPENDENT AUDITORS |
Management |
For |
For |
|
(PAGE 61) |
|
|
|
|
| 3 |
ADVISORY VOTE TO
APPROVE EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION (PAGE
62) |
|
|
|
| 4 |
INDEPENDENT CHAIRMAN
(PAGE 64) |
Shareholder |
Against |
For |
| 5 |
MAJORITY VOTE FOR
DIRECTORS (PAGE 65) |
Shareholder |
Against |
For |
| 6 |
REPORT ON POLITICAL
CONTRIBUTIONS |
Shareholder |
For |
Against |
|
(PAGE 66) |
|
|
|
|
| 7 |
AMENDMENT OF EEO
POLICY (PAGE 67) |
Shareholder |
Against |
For |
| 8 |
REPORT ON NATURAL GAS
PRODUCTION |
Shareholder |
Against |
For |
|
(PAGE 69) |
|
|
|
|
| 9 |
GREENHOUSE GAS
EMISSIONS GOALS |
Shareholder |
Against |
For |
|
(PAGE 71) |
|
|
|
|
| CHEVRON
CORPORATION |
|
|
| Security |
166764100 |
Meeting
Type |
Annual |
| Ticker
Symbol |
CVX |
Meeting
Date |
30-May-2012 |
| ISIN |
US1667641005 |
Agenda |
933601913 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
L.F. DEILY |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
R.E. DENHAM |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
C. HAGEL |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
E. HERNANDEZ |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
G.L. KIRKLAND |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR:
C.W. MOORMAN |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
K.W. SHARER |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR:
J.G. STUMPF |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
R.D. SUGAR |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
C. WARE |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
J.S. WATSON |
Management |
For |
For |
| 2 |
RATIFICATION OF
APPOINTMENT OF |
Management |
For |
For |
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM |
|
|
|
| 3 |
ADVISORY VOTE TO
APPROVE NAMED |
Management |
Against |
Against |
|
EXECUTIVE OFFICER
COMPENSATION |
|
|
|
| 4 |
EXCLUSIVE FORUM
PROVISIONS |
Shareholder |
Against |
For |
| 5 |
INDEPENDENT
CHAIRMAN |
Shareholder |
Against |
For |
| 6 |
LOBBYING
DISCLOSURE |
Shareholder |
Against |
For |
| 7 |
COUNTRY SELECTION
GUIDELINES |
Shareholder |
Against |
For |
| 8 |
HYDRAULIC
FRACTURING |
Shareholder |
Against |
For |
| 9 |
ACCIDENT RISK
OVERSIGHT |
Shareholder |
Against |
For |
| 10 |
SPECIAL
MEETINGS |
Shareholder |
Against |
For |
| 11 |
INDEPENDENT DIRECTOR
WITH |
Shareholder |
Against |
For |
|
ENVIRONMENTAL
EXPERTISE |
|
|
|
Page 39 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| EXPRESS
SCRIPTS HOLDING COMPANY |
|
|
| Security |
30219G108 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ESRX |
Meeting
Date |
30-May-2012 |
| ISIN |
US30219G1085 |
Agenda |
933610001 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
GARY G. BENANAV |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
MAURA C. BREEN |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
WILLIAM J. |
Management |
For |
For |
|
DELANEY |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
NICHOLAS J. |
Management |
For |
For |
|
LAHOWCHIC |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
THOMAS P. MAC |
Management |
For |
For |
|
MAHON |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
FRANK |
Management |
For |
For |
|
MERGENTHALER |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
WOODROW A. |
Management |
For |
For |
|
MYERS, JR.,
MD |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
JOHN O. PARKER, |
Management |
For |
For |
|
JR. |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
GEORGE PAZ |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
MYRTLE S. |
Management |
For |
For |
|
POTTER |
|
|
|
| 1K |
ELECTION OF DIRECTOR:
WILLIAM L. |
Management |
For |
For |
|
ROPER, MD,
MPH |
|
|
|
| 1L |
ELECTION OF DIRECTOR:
SAMUEL K. |
Management |
For |
For |
|
SKINNER |
|
|
|
| 1M |
ELECTION OF DIRECTOR:
SEYMOUR |
Management |
For |
For |
|
STERNBERG |
|
|
|
| 2 |
TO RATIFY THE
APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS THE |
|
|
|
|
COMPANY'S INDEPENDENT
REGISTERED |
|
|
|
|
PUBLIC ACCOUNTANTS
FOR THE |
|
|
|
|
COMPANY'S CURRENT
FISCAL YEAR. |
|
|
|
| 3 |
TO APPROVE, BY
NON-BINDING VOTE, |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 4 |
STOCKHOLDER PROPOSAL
REGARDING |
Shareholder |
For |
Against |
|
REPORT ON POLITICAL
CONTRIBUTIONS. |
|
|
|
| 5 |
STOCKHOLDER PROPOSAL
REGARDING |
Shareholder |
Against |
For |
|
STOCKHOLDER ACTION BY
WRITTEN |
|
|
|
|
CONSENT. |
|
|
|
Page 40 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| WAL-MART
STORES, INC. |
|
|
| Security |
931142103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
WMT |
Meeting
Date |
01-Jun-2012 |
| ISIN |
US9311421039 |
Agenda |
933607408 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
Management |
| 1A |
ELECTION OF
DIRECTOR: AIDA M. ALVAREZ |
Management |
For |
For |
| 1B |
ELECTION OF
DIRECTOR: JAMES W. BREYER |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR: M. MICHELE |
Management |
For |
For |
|
BURNS |
|
|
|
| 1D |
ELECTION OF DIRECTOR: JAMES I. CASH, |
Management |
For |
For |
|
JR. |
|
|
|
| 1E |
ELECTION OF DIRECTOR: ROGER C. |
Management |
For |
For |
|
CORBETT |
|
|
|
| 1F |
ELECTION OF DIRECTOR: DOUGLAS N. DAFT |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR: MICHAEL T. DUKE |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR: MARISSA A. |
Management |
For |
For |
|
MAYER |
|
|
|
| 1I |
ELECTION OF DIRECTOR: GREGORY B. |
Management |
For |
For |
|
PENNER |
|
|
|
| 1J |
ELECTION OF DIRECTOR: STEVEN S |
Management |
For |
For |
|
REINEMUND |
|
|
|
| 1K |
ELECTION OF DIRECTOR: H. LEE SCOTT, JR. |
Management |
For |
For |
| 1L |
ELECTION OF DIRECTOR: ARNE M. |
Management |
For |
For |
|
SORENSON |
|
|
|
| 1M |
ELECTION OF DIRECTOR: JIM C. WALTON |
Management |
For |
For |
| 1N |
ELECTION OF DIRECTOR: S. ROBSON |
Management |
For |
For |
|
WALTON |
|
|
|
| 1O |
ELECTION OF DIRECTOR: CHRISTOPHER J. |
Management |
For |
For |
|
WILLIAMS |
|
|
|
| 1P |
ELECTION OF DIRECTOR: LINDA S. WOLF |
Management |
For |
For |
| 2 |
RATIFICATION OF ERNST & YOUNG LLP AS |
Management |
For |
For |
|
INDEPENDENT ACCOUNTANTS |
|
|
|
| 3 |
ADVISORY VOTE TO APPROVE NAMED |
Management |
Against |
Against |
|
EXECUTIVE OFFICER COMPENSATION |
|
|
|
| 4 |
POLITICAL CONTRIBUTIONS REPORT |
Shareholder |
For |
Against |
| 5 |
DIRECTOR NOMINATION POLICY |
Shareholder |
Against |
For |
| 6 |
REPORT REGARDING INCENTIVE |
Shareholder |
Against |
For |
|
COMPENSATION PROGRAMS |
|
|
|
| DEVON
ENERGY CORPORATION |
|
|
| Security |
25179M103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
DVN |
Meeting
Date |
06-Jun-2012 |
| ISIN |
US25179M1036 |
Agenda |
933612839 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
ROBERT H. HENRY |
|
For |
For |
|
2 |
JOHN A. HILL |
|
For |
For |
|
3 |
MICHAEL M. KANOVSKY |
|
For |
For |
|
4 |
ROBERT A. MOSBACHER, JR |
|
For |
For |
|
5 |
J. LARRY NICHOLS |
|
For |
For |
|
6 |
DUANE C. RADTKE |
|
For |
For |
|
7 |
MARY P. RICCIARDELLO |
|
For |
For |
|
8 |
JOHN RICHELS |
|
For |
For |
| 2 |
APPROVE, IN AN
ADVISORY VOTE, |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 3 |
RATIFY THE
APPOINTMENT OF THE |
Management |
For |
For |
|
INDEPENDENT AUDITORS
FOR 2012. |
|
|
|
| 4 |
APPROVE AMENDING THE
AMENDED AND |
Management |
For |
For |
|
RESTATED CERTIFICATE
OF |
|
|
|
|
INCORPORATION TO
GRANT |
|
|
|
|
STOCKHOLDERS THE
RIGHT TO CALL A |
|
|
|
|
SPECIAL
MEETING. |
|
|
|
| 5 |
APPROVE THE 2012
INCENTIVE |
Management |
Against |
Against |
|
COMPENSATION
PLAN. |
|
|
|
| 6 |
APPROVE THE 2012
AMENDMENT TO THE |
Management |
Against |
Against |
|
2009 LONG-TERM
INCENTIVE |
|
|
|
|
COMPENSATION
PLAN. |
|
|
|
| 7 |
REPORT ON THE
DISCLOSURE OF |
Shareholder |
Against |
For |
|
LOBBYING POLICIES AND
PRACTICES. |
|
|
|
Page 41 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| ALLIANCE
DATA SYSTEMS CORPORATION |
|
|
| Security |
018581108 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ADS |
Meeting
Date |
07-Jun-2012 |
| ISIN |
US0185811082 |
Agenda |
933611522 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: EDWARD
J. |
Management |
For |
For |
|
HEFFERNAN |
|
|
|
| 1B |
ELECTION OF DIRECTOR: ROBERT
A. |
Management |
For |
For |
|
MINICUCCI |
|
|
|
| 2 |
ADVISORY APPROVAL OF
EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
| 3 |
TO RATIFY THE SELECTION OF DELOITTE
& |
Management |
For |
For |
|
TOUCHE LLP AS THE INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC ACCOUNTING FIRM
OF |
|
|
|
|
ALLIANCE DATA SYSTEMS
CORPORATION |
|
|
|
|
FOR 2012. |
|
|
|
| INGERSOLL-RAND PLC |
|
|
| Security |
G47791101 |
Meeting
Type |
Annual |
| Ticker
Symbol |
IR |
Meeting
Date |
07-Jun-2012 |
| ISIN |
IE00B6330302 |
Agenda |
933612916 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: A.C.
BERZIN |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR: J.
BRUTON |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR: J.L.
COHON |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR: G.D.
FORSEE |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR: P.C.
GODSOE |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR: E.E. |
Management |
For |
For |
|
HAGENLOCKER |
|
|
|
| 1G |
ELECTION OF DIRECTOR: C.J.
HORNER |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR: M.W.
LAMACH |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR: T.E.
MARTIN |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR: R.J.
SWIFT |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR: T.L.
WHITE |
Management |
For |
For |
| 2 |
ADVISORY APPROVAL OF THE |
Management |
For |
For |
|
COMPENSATION OF THE COMPANY'S |
|
|
|
|
NAMED EXECUTIVE OFFICERS |
|
|
|
| 3 |
APPROVAL OF THE APPOINTMENT
OF |
Management |
For |
For |
|
INDEPENDENT AUDITORS AND |
|
|
|
|
AUTHORIZATION OF THE AUDIT
COMMITTEE |
|
|
|
|
TO SET THE AUDITORS'
REMUNERATION |
|
|
|
| TARGET
CORPORATION |
|
|
| Security |
87612E106 |
Meeting
Type |
Annual |
| Ticker
Symbol |
TGT |
Meeting
Date |
13-Jun-2012 |
| ISIN |
US87612E1064 |
Agenda |
933623539 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: ROXANNE
S. |
Management |
For |
For |
|
AUSTIN |
|
|
|
| 1B |
ELECTION OF DIRECTOR: CALVIN
DARDEN |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR: MARY N.
DILLON |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR: JAMES
A. |
Management |
For |
For |
|
JOHNSON |
|
|
|
| 1E |
ELECTION OF DIRECTOR: MARY E.
MINNICK |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR: ANNE M. |
Management |
For |
For |
|
MULCAHY |
|
|
|
| 1G |
ELECTION OF DIRECTOR: DERICA W.
RICE |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR: STEPHEN
W. |
Management |
For |
For |
|
SANGER |
|
|
|
| 1I |
ELECTION OF DIRECTOR: GREGG
W. |
Management |
For |
For |
|
STEINHAFEL |
|
|
|
| 1J |
ELECTION OF DIRECTOR: JOHN G.
STUMPF |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR: SOLOMON
D. |
Management |
For |
For |
|
TRUJILLO |
|
|
|
| 2 |
COMPANY PROPOSAL TO RATIFY
THE |
Management |
For |
For |
|
APPOINTMENT OF ERNST & YOUNG LLP
AS |
|
|
|
|
OUR INDEPENDENT REGISTERED
PUBLIC |
|
|
|
|
ACCOUNTING FIRM. |
|
|
|
| 3 |
COMPANY PROPOSAL TO APPROVE
THE |
Management |
For |
For |
|
TARGET CORPORATION OFFICER
SHORT- |
|
|
|
|
TERM INCENTIVE PLAN. |
|
|
|
| 4 |
COMPANY PROPOSAL TO APPROVE, ON
AN |
Management |
For |
For |
|
ADVISORY BASIS, OUR EXECUTIVE |
|
|
|
|
COMPENSATION ("SAY-ON-PAY"). |
|
|
|
| 5 |
SHAREHOLDER PROPOSAL ON |
Shareholder |
Against |
For |
|
ELECTRONICS RECYCLING. |
|
|
|
| 6 |
SHAREHOLDER PROPOSAL ON
PROHIBITING |
Shareholder |
Against |
For |
|
USE OF CORPORATE FUNDS FOR
POLITICAL |
|
|
|
|
ELECTIONS OR CAMPAIGNS. |
|
|
|
Page 42 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| FREEPORT-MCMORAN COPPER & GOLD
INC. |
|
|
| Security |
35671D857 |
Meeting
Type |
Annual |
| Ticker
Symbol |
FCX |
Meeting
Date |
14-Jun-2012 |
| ISIN |
US35671D8570 |
Agenda |
933621989 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
RICHARD C. ADKERSON |
|
For |
For |
|
2 |
ROBERT J. ALLISON, JR. |
|
For |
For |
|
3 |
ROBERT A. DAY |
|
For |
For |
|
4 |
GERALD J. FORD |
|
For |
For |
|
5 |
H. DEVON GRAHAM, JR. |
|
For |
For |
|
6 |
CHARLES C. KRULAK |
|
For |
For |
|
7 |
BOBBY LEE LACKEY |
|
For |
For |
|
8 |
JON C. MADONNA |
|
For |
For |
|
9 |
DUSTAN E. MCCOY |
|
For |
For |
|
10 |
JAMES R. MOFFETT |
|
For |
For |
|
11 |
B. M. RANKIN, JR. |
|
For |
For |
|
12 |
STEPHEN H. SIEGELE |
|
For |
For |
| 2 |
APPROVAL, ON AN
ADVISORY BASIS, OF |
Management |
Against |
Against |
|
THE COMPENSATION OF
OUR NAMED |
|
|
|
|
EXECUTIVE
OFFICERS. |
|
|
|
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
ERNST & YOUNG LLP
AS OUR INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM. |
|
|
|
| 3 |
STOCKHOLDER PROPOSAL
REGARDING |
Shareholder |
Against |
For |
|
THE SELECTION OF A
CANDIDATE WITH |
|
|
|
|
ENVIRONMENTAL
EXPERTISE TO BE |
|
|
|
|
RECOMMENDED FOR
ELECTION TO THE |
|
|
|
|
BOARD OF
DIRECTORS. |
|
|
|
| BEST BUY
CO., INC. |
|
|
| Security |
086516101 |
Meeting
Type |
Annual |
| Ticker
Symbol |
BBY |
Meeting
Date |
21-Jun-2012 |
| ISIN |
US0865161014 |
Agenda |
933631699 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
LISA M. CAPUTO |
|
For |
For |
|
2 |
KATHY J. HIGGINS VICTOR |
|
For |
For |
|
3 |
GERARD R. VITTECOQ |
|
For |
For |
| 2 |
TO RATIFY THE
APPOINTMENT OF DELOITTE |
Management |
For |
For |
|
& TOUCHE LLP AS
OUR INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR THE FISCAL YEAR
ENDING FEBRUARY |
|
|
|
|
2, 2013 |
|
|
|
| 3 |
TO CONDUCT AN
ADVISORY VOTE TO |
Management |
Against |
Against |
|
APPROVE OUR NAMED
EXECUTIVE OFFICER |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
TO APPROVE AN
INCREASE IN THE |
Management |
Against |
Against |
|
AVAILABLE NUMBER OF
SHARES UNDER |
|
|
|
|
THE BEST BUY CO.,
INC. 2008 EMPLOYEE |
|
|
|
|
STOCK PURCHASE
PLAN. |
|
|
|
| 5 |
TO VOTE ON A
SHAREHOLDER PROPOSAL |
Shareholder |
For |
For |
|
RECOMMENDING
DECLASSIFICATION OF |
|
|
|
|
OUR BOARD OF
DIRECTORS, IF PROPERLY |
|
|
|
|
PRESENTED AT THE
MEETING. |
|
|
|
Page 43 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| GOOGLE
INC. |
|
|
| Security |
38259P508 |
Meeting
Type |
Annual |
| Ticker
Symbol |
GOOG |
Meeting
Date |
21-Jun-2012 |
| ISIN |
US38259P5089 |
Agenda |
933632968 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
LARRY PAGE |
|
For |
For |
|
2 |
SERGEY BRIN |
|
For |
For |
|
3 |
ERIC E. SCHMIDT |
|
For |
For |
|
4 |
L. JOHN DOERR |
|
For |
For |
|
5 |
DIANE B. GREENE |
|
For |
For |
|
6 |
JOHN L. HENNESSY |
|
For |
For |
|
7 |
ANN MATHER |
|
For |
For |
|
8 |
PAUL S. OTELLINI |
|
For |
For |
|
9 |
K. RAM SHRIRAM |
|
For |
For |
|
10 |
SHIRLEY M. TILGHMAN |
|
For |
For |
| 2 |
THE RATIFICATION OF
THE APPOINTMENT |
Management |
For |
For |
|
OF ERNST & YOUNG
LLP AS GOOGLE'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE FISCAL YEAR |
|
|
|
|
ENDING DECEMBER 31,
2012. |
|
|
|
| 3A |
THE APPROVAL OF THE
ADOPTION OF |
Management |
For |
For |
|
GOOGLE'S FOURTH
AMENDED AND |
|
|
|
|
RESTATED CERTIFICATE
OF |
|
|
|
|
INCORPORATION: THE
APPROVAL OF THE |
|
|
|
|
ADOPTION OF
AMENDMENTS TO GOOGLE'S |
|
|
|
|
THIRD AMENDED AND
RESTATED |
|
|
|
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
ESTABLISH THE CLASS C
CAPITAL STOCK |
|
|
|
|
AND TO MAKE CERTAIN
CLARIFYING |
|
|
|
|
CHANGES. |
|
|
|
| 3B |
THE APPROVAL OF THE
ADOPTION OF |
Management |
Against |
Against |
|
GOOGLE'S FOURTH
AMENDED AND |
|
|
|
|
RESTATED CERTIFICATE
OF |
|
|
|
|
INCORPORATION: THE
APPROVAL OF THE |
|
|
|
|
ADOPTION OF
AMENDMENTS TO GOOGLE'S |
|
|
|
|
THIRD AMENDED AND
RESTATED |
|
|
|
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
INCREASE THE NUMBER
OF AUTHORIZED |
|
|
|
|
SHARES OF CLASS A
COMMON STOCK |
|
|
|
|
FROM 6 BILLION TO 9
BILLION. |
|
|
|
| 3C |
THE APPROVAL OF THE
ADOPTION OF |
Management |
For |
For |
|
GOOGLE'S FOURTH
AMENDED AND |
|
|
|
|
RESTATED CERTIFICATE
OF |
|
|
|
|
INCORPORATION: THE
APPROVAL OF THE |
|
|
|
|
ADOPTION OF
AMENDMENTS TO GOOGLE'S |
|
|
|
|
THIRD AMENDED AND
RESTATED |
|
|
|
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
PROVIDE FOR THE
TREATMENT OF SHARES |
|
|
|
|
OF CLASS A COMMON
STOCK IN A MANNER |
|
|
|
|
THAT IS AT LEAST AS
FAVORABLE AS THE |
|
|
|
|
SHARES OF CLASS B
COMMON STOCK. |
|
|
|
| 4 |
THE APPROVAL OF
GOOGLE'S 2012 STOCK |
Management |
Against |
Against |
|
PLAN. |
|
|
|
| 5 |
THE APPROVAL OF
GOOGLE'S 2012 |
Management |
Against |
Against |
|
INCENTIVE
COMPENSATION PLAN FOR |
|
|
|
|
EMPLOYEES AND
CONSULTANTS OF |
|
|
|
|
MOTOROLA
MOBILITY. |
|
|
|
| 6 |
A STOCKHOLDER
PROPOSAL REGARDING |
Shareholder |
For |
Against |
|
AN ADVISORY VOTE ON
POLITICAL |
|
|
|
|
CONTRIBUTIONS, IF
PROPERLY PRESENTED |
|
|
|
|
AT THE
MEETING. |
|
|
|
| 7 |
A STOCKHOLDER
PROPOSAL REGARDING |
Shareholder |
Against |
For |
|
MANDATORY ARBITRATION
OF CERTAIN |
|
|
|
|
SHAREHOLDER CLAIMS,
IF PROPERLY |
|
|
|
|
PRESENTED AT THE
MEETING. |
|
|
|
| 8 |
A STOCKHOLDER
PROPOSAL REGARDING |
Shareholder |
Against |
For |
|
EQUAL SHAREHOLDER
VOTING, IF |
|
|
|
|
PROPERLY PRESENTED AT
THE MEETING. |
|
|
|
Page 44 of 45
Thompson Plumb Growth
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| BED BATH
& BEYOND INC. |
|
|
| Security |
075896100 |
Meeting
Type |
Annual |
| Ticker
Symbol |
BBBY |
Meeting
Date |
22-Jun-2012 |
| ISIN |
US0758961009 |
Agenda |
933647577 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
WARREN |
Management |
For |
For |
|
EISENBERG |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
LEONARD |
Management |
For |
For |
|
FEINSTEIN |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
STEVEN H. |
Management |
For |
For |
|
TEMARES |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
DEAN S. ADLER |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
STANLEY F. |
Management |
For |
For |
|
BARSHAY |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
KLAUS EPPLER |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
PATRICK R. |
Management |
For |
For |
|
GASTON |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
JORDAN HELLER |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
VICTORIA A. |
Management |
For |
For |
|
MORRISON |
|
|
|
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
KPMG LLP |
|
|
|
| 3 |
TO APPROVE, BY
NON-BINDING VOTE, THE |
Management |
For |
For |
|
2011 COMPENSATION
PAID TO THE |
|
|
|
|
COMPANY'S NAMED
EXECUTIVE OFFICERS. |
|
|
|
| 4 |
TO APPROVE THE 2012
INCENTIVE |
Management |
Against |
Against |
|
COMPENSATION
PLAN. |
|
|
|
| MOBILE
MINI, INC. |
|
|
| Security |
60740F105 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MINI |
Meeting
Date |
26-Jun-2012 |
| ISIN |
US60740F1057 |
Agenda |
933636942 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
JEFFREY S. GOBLE |
|
For |
For |
|
|
2 |
JAMES J. MARTELL |
|
For |
For |
|
|
3 |
STEPHEN A MCCONNELL |
|
For |
For |
|
| 2 |
RATIFICATION OF THE
SELECTION OF |
Management |
For |
For |
|
ERNST & YOUNG LLP
AS THE COMPANY'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE YEAR ENDING |
|
|
|
|
DECEMBER 31,
2012. |
|
|
|
| 3 |
ADVISORY VOTE ON
EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
| 4 |
RE-APPROVAL OF
PERFORMANCE |
Management |
For |
For |
|
MEASURES UNDER THE
MOBILE MINI, INC. |
|
|
|
|
2006 EQUITY INCENTIVE
PLAN. |
|
|
|
Page 45 of 45
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| FLEXTRONICS INTERNATIONAL LTD. |
|
|
| Security |
Y2573F102 |
Meeting
Type |
Annual |
| Ticker
Symbol |
FLEX |
Meeting
Date |
22-Jul-2011 |
| ISIN |
SG9999000020 |
Agenda |
933476500 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
ROBERT L. |
Management |
For |
For |
|
EDWARDS |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
DANIEL H. |
Management |
For |
For |
|
SCHULMAN |
|
|
|
| 2 |
TO APPROVE THE
RE-APPOINTMENT OF |
Management |
For |
For |
|
DELOITTE & TOUCHE
LLP AS |
|
|
|
|
FLEXTRONICS'S
INDEPENDENT AUDITORS |
|
|
|
|
FOR THE 2012 FISCAL
YEAR AND TO |
|
|
|
|
AUTHORIZE THE BOARD
OF DIRECTORS TO |
|
|
|
|
FIX ITS
REMUNERATION. |
|
|
|
| 3 |
TO APPROVE THE
GENERAL |
Management |
For |
For |
|
AUTHORIZATION FOR THE
DIRECTORS OF |
|
|
|
|
FLEXTRONICS TO ALLOT
AND ISSUE |
|
|
|
|
ORDINARY
SHARES. |
|
|
|
| 4 |
TO APPROVE CHANGES IN
THE CASH |
Management |
Against |
Against |
|
COMPENSATION PAYABLE
TO |
|
|
|
|
FLEXTRONICS'S
NON-EMPLOYEE |
|
|
|
|
DIRECTORS AND THE
CHAIRMAN OF THE |
|
|
|
|
BOARD OF
DIRECTORS. |
|
|
|
| 5 |
TO APPROVE A
NON-BINDING, ADVISORY |
Management |
Against |
Against |
|
RESOLUTION RELATING
TO THE |
|
|
|
|
COMPENSATION OF
FLEXTRONICS'S NAMED |
|
|
|
|
EXECUTIVE
OFFICERS. |
|
|
|
| 6 |
THE FREQUENCY OF A
NON-BINDING, |
Management |
1 Year |
For |
|
ADVISORY RESOLUTION
TO APPROVE THE |
|
|
|
|
COMPENSATION OF
FLEXTRONIC'S NAMED |
|
|
|
|
EXECUTIVE
OFFICERS. |
|
|
|
| S1 |
EXTRAORDINARY GENERAL
MEETING |
Management |
For |
For |
|
PROPOSAL: TO APPROVE
THE RENEWAL OF |
|
|
|
|
THE SHARE PURCHASE
MANDATE |
|
|
|
|
RELATING TO
ACQUISITIONS BY |
|
|
|
|
FLEXTRONICS OF ITS
OWN ISSUED |
|
|
|
|
ORDINARY
SHARES. |
|
|
|
| MCKESSON
CORPORATION |
|
|
| Security |
58155Q103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MCK |
Meeting
Date |
27-Jul-2011 |
| ISIN |
US58155Q1031 |
Agenda |
933483808 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
ANDY D. BRYANT |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
WAYNE A. BUDD |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
JOHN H. |
Management |
For |
For |
|
HAMMERGREN |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
ALTON F. IRBY III |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
M. CHRISTINE |
Management |
For |
For |
|
JACOBS |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
MARIE L. |
Management |
For |
For |
|
KNOWLES |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
DAVID M. |
Management |
For |
For |
|
LAWRENCE,
M.D. |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
EDWARD A. |
Management |
For |
For |
|
MUELLER |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
JANE E. SHAW, |
Management |
For |
For |
|
PH.D. |
|
|
|
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
DELOITTE & TOUCHE
LLP AS THE |
|
|
|
|
COMPANY'S INDEPENDENT
REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM FOR THE FISCAL |
|
|
|
|
YEAR ENDING MARCH 31,
2012. |
|
|
|
| 3 |
ADVISORY VOTE ON
EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION. |
|
|
|
| 4 |
ADVISORY VOTE ON THE
FREQUENCY OF |
Management |
1 Year |
For |
|
THE ADVISORY VOTE ON
EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 5 |
APPROVAL OF AN
AMENDMENT TO OUR |
Management |
For |
For |
|
AMENDED AND RESTATED
CERTIFICATE OF |
|
|
|
|
INCORPORATION
("CERTIFICATE OF |
|
|
|
|
INCORPORATION") TO
REDUCE THE VOTE |
|
|
|
|
REQUIRED TO AMEND OUR
CERTIFICATE OF |
|
|
|
|
INCORPORATION IN ANY
MANNER THAT |
|
|
|
|
WILL ADVERSELY AFFECT
HOLDERS OF |
|
|
|
|
SERIES A JUNIOR
PARTICIPATING |
|
|
|
|
PREFERRED
STOCK. |
|
|
|
| 6 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
For |
For |
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
REDUCE THE VOTE
REQUIRED TO ADOPT, |
|
|
|
|
ALTER OR REPEAL ANY
BY-LAW. |
|
|
|
| 7 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
For |
For |
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
ELIMINATE THE
SUPERMAJORITY VOTING |
|
|
|
|
REQUIREMENTS, AND
ASSOCIATED "FAIR |
|
|
|
|
PRICE" PROVISION,
APPLICABLE TO |
|
|
|
|
CERTAIN BUSINESS
COMBINATIONS. |
|
|
|
| 8 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
Against |
Against |
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
REMOVE A TRANSITIONAL
PROVISION |
|
|
|
|
RELATED TO THE
CLASSIFIED BOARD |
|
|
|
|
STRUCTURE ELIMINATED
IN 2007. |
|
|
|
| 9 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
For |
For |
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
CONFORM THE
"INTERESTED |
|
|
|
|
TRANSACTIONS"
PROVISIONS AND THE |
|
|
|
|
STOCKHOLDER ACTION
PROVISION TO |
|
|
|
|
APPLICABLE
LAW. |
|
|
|
| 10 |
STOCKHOLDER PROPOSAL
ON SIGNIFICANT |
Shareholder |
Against |
For |
|
EXECUTIVE STOCK
RETENTION FOR TWO |
|
|
|
|
YEARS BEYOND
RETIREMENT. |
|
|
|
Page 1 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| ELECTRONIC
ARTS INC. |
|
|
| Security |
285512109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ERTS |
Meeting
Date |
28-Jul-2011 |
| ISIN |
US2855121099 |
Agenda |
933480294 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: LEONARD
S. |
Management |
For |
For |
|
COLEMAN |
|
|
|
| 1B |
ELECTION OF DIRECTOR: JEFFREY
T. |
Management |
For |
For |
|
HUBER |
|
|
|
| 1C |
ELECTION OF DIRECTOR: GERALDINE
B. |
Management |
For |
For |
|
LAYBOURNE |
|
|
|
| 1D |
ELECTION OF DIRECTOR: GREGORY
B. |
Management |
For |
For |
|
MAFFEI |
|
|
|
| 1E |
ELECTION OF DIRECTOR: VIVEK
PAUL |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR: LAWRENCE
F. |
Management |
For |
For |
|
PROBST III |
|
|
|
| 1G |
ELECTION OF DIRECTOR: JOHN S. |
Management |
For |
For |
|
RICCITIELLO |
|
|
|
| 1H |
ELECTION OF DIRECTOR: RICHARD
A. |
Management |
For |
For |
|
SIMONSON |
|
|
|
| 1I |
ELECTION OF DIRECTOR: LINDA J.
SRERE |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR: LUIS A.
UBINAS |
Management |
For |
For |
| 2 |
APPROVE AN AMENDMENT TO THE
2000 |
Management |
Against |
Against |
|
EQUITY INCENTIVE PLAN. |
|
|
|
| 3 |
APPROVE AN AMENDMENT TO THE
2000 |
Management |
For |
For |
|
EMPLOYEE STOCK PURCHASE PLAN. |
|
|
|
| 4 |
ADVISORY VOTE ON THE
COMPENSATION |
Management |
For |
For |
|
OF THE NAMED EXECUTIVE
OFFICERS. |
|
|
|
| 5 |
ADVISORY VOTE ON THE FREQUENCY
OF |
Management |
1 Year |
For |
|
HOLDING FUTURE ADVISORY VOTES
ON |
|
|
|
|
THE COMPENSATION OF THE NAMED |
|
|
|
|
EXECUTIVE OFFICERS. |
|
|
|
| 6 |
RATIFICATION OF THE APPOINTMENT
OF |
Management |
For |
For |
|
KPMG LLP AS INDEPENDENT AUDITORS
FOR |
|
|
|
|
FISCAL YEAR 2012. |
|
|
|
Page 2 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| ALLIANT
TECHSYSTEMS INC. |
|
|
| Security |
018804104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ATK |
Meeting
Date |
02-Aug-2011 |
| ISIN |
US0188041042 |
Agenda |
933482123 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
ROXANNE J. DECYK |
|
For |
For |
|
2 |
MARK W. DEYOUNG |
|
For |
For |
|
3 |
MARTIN C. FAGA |
|
For |
For |
|
4 |
RONALD R. FOGLEMAN |
|
For |
For |
|
5 |
APRIL H. FOLEY |
|
For |
For |
|
6 |
TIG H. KREKEL |
|
For |
For |
|
7 |
DOUGLAS L. MAINE |
|
For |
For |
|
8 |
ROMAN MARTINEZ IV |
|
For |
For |
|
9 |
MARK H. RONALD |
|
For |
For |
|
10 |
WILLIAM G. VAN DYKE |
|
For |
For |
| 2 |
ADVISORY VOTE ON
EXECUTIVE |
Management |
For |
For |
|
COMPENSATION |
|
|
|
| 3 |
ADVISORY VOTE ON THE
FREQUENCY OF |
Management |
1 Year |
For |
|
FUTURE ADVISORY VOTES
ON EXECUTIVE |
|
|
|
|
COMPENSATION |
|
|
|
| 4 |
APPROVAL OF EXECUTIVE
OFFICER |
Management |
For |
For |
|
INCENTIVE PLAN, AS
AMENDED AND |
|
|
|
|
RESTATED |
|
|
|
| 5 |
RATIFICATION OF
APPOINTMENT OF |
Management |
For |
For |
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM |
|
|
|
| XILINX,
INC. |
|
|
| Security |
983919101 |
Meeting
Type |
Annual |
| Ticker
Symbol |
XLNX |
Meeting
Date |
10-Aug-2011 |
| ISIN |
US9839191015 |
Agenda |
933481715 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
PHILIP T. GIANOS |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
MOSHE N. |
Management |
For |
For |
|
GAVRIELOV |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
JOHN L. DOYLE |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
JERALD G. |
Management |
For |
For |
|
FISHMAN |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
WILLIAM G. |
Management |
For |
For |
|
HOWARD, JR. |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
J. MICHAEL |
Management |
For |
For |
|
PATTERSON |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
ALBERT A. |
Management |
For |
For |
|
PIMENTEL |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
MARSHALL C. |
Management |
For |
For |
|
TURNER |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
ELIZABETH W. |
Management |
For |
For |
|
VANDERSLICE |
|
|
|
| 2 |
APPROVE AN AMENDMENT
TO 1990 |
Management |
For |
For |
|
EMPLOYEE QUALIFIED
STOCK PURCHASE |
|
|
|
|
PLAN, ALL AS MORE
FULLY DESCRIBED IN |
|
|
|
|
THE PROXY
STATEMENT. |
|
|
|
| 3 |
APPROVE AN AMENDMENT
TO THE 2007 |
Management |
For |
For |
|
EQUITY INCENTIVE
PLAN, ALL AS MORE |
|
|
|
|
FULLY DESCRIBED IN
THE PROXY |
|
|
|
|
STATEMENT. |
|
|
|
| 4 |
APPROVE CERTAIN
PROVISIONS OF 2007 |
Management |
For |
For |
|
EQUITY INCENTIVE PLAN
FOR PURPOSES |
|
|
|
|
OF COMPLYING WITH THE
INTERNAL |
|
|
|
|
REVENUE CODE OF
1986. |
|
|
|
| 5 |
PROPOSAL TO APPROVE,
ON AN ADVISORY |
Management |
For |
For |
|
BASIS, THE
COMPENSATION OF THE |
|
|
|
|
COMPANY'S NAMED
EXECUTIVE OFFICERS. |
|
|
|
| 6 |
PROPOSAL TO
RECOMMEND, ON AN |
Management |
1 Year |
For |
|
ADVISORY BASIS, THE
FREQUENCY OF |
|
|
|
|
VOTES ON EXECUTIVE
COMPENSATION. |
|
|
|
| 7 |
PROPOSAL TO RATIFY
THE APPOINTMENT |
Management |
For |
For |
|
OF ERNST & YOUNG
LLP AS THE |
|
|
|
|
COMPANY'S EXTERNAL
AUDITORS FOR |
|
|
|
|
FISCAL
2012. |
|
|
|
Page 3 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| THE J. M.
SMUCKER COMPANY |
|
|
| Security |
832696405 |
Meeting
Type |
Annual |
| Ticker
Symbol |
SJM |
Meeting
Date |
17-Aug-2011 |
| ISIN |
US8326964058 |
Agenda |
933486068 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
VINCENT C. BYRD |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
R. DOUGLAS |
Management |
For |
For |
|
COWAN |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
ELIZABETH VALK |
Management |
For |
For |
|
LONG |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
MARK T. |
Management |
For |
For |
|
SMUCKER |
|
|
|
| 2 |
RATIFICATION OF
APPOINTMENT OF ERNST |
Management |
For |
For |
|
& YOUNG LLP AS
THE COMPANY'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE 2012 FISCAL |
|
|
|
|
YEAR. |
|
|
|
| 3 |
APPROVAL OF THE
NON-BINDING, |
Management |
For |
For |
|
ADVISORY VOTE ON
EXECUTIVE |
|
|
|
|
COMPENSATION
("SAY-ON-PAY"). |
|
|
|
| 4 |
APPROVAL OF THE
NON-BINDING, |
Management |
1 Year |
For |
|
ADVISORY VOTE ON THE
FREQUENCY OF |
|
|
|
|
FUTURE SAY-ON-PAY
VOTES. THE |
|
|
|
|
BOARD OF DIRECTORS
RECOMMENDS YOU |
|
|
|
|
VOTE "AGAINST" THE
FOLLOWING |
|
|
|
|
PROPOSAL |
|
|
|
| 5 |
SHAREHOLDER PROPOSAL
REQUESTING A |
Shareholder |
Against |
For |
|
COFFEE SUSTAINABILITY
REPORT. |
|
|
|
| PATTERSON
COMPANIES, INC. |
|
|
| Security |
703395103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
PDCO |
Meeting
Date |
12-Sep-2011 |
| ISIN |
US7033951036 |
Agenda |
933495257 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
ANDRE B. LACY |
|
For |
For |
|
2 |
LES C. VINNEY |
|
For |
For |
| 2 |
ADVISORY APPROVAL OF
EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION. |
|
|
|
| 3 |
ADVISORY VOTE ON THE
FREQUENCY OF |
Management |
1 Year |
N/A |
|
SHAREHOLDER APPROVAL
OF EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
TO RATIFY THE
SELECTION OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS OUR
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR THE FISCAL YEAR
ENDING APRIL 28, |
|
|
|
|
2012. |
|
|
|
| LIONS GATE
ENTERTAINMENT CORP. |
|
|
| Security |
535919203 |
Meeting
Type |
Annual |
| Ticker
Symbol |
LGF |
Meeting
Date |
13-Sep-2011 |
| ISIN |
CA5359192039 |
Agenda |
933499407 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
NORMAN BACAL |
|
For |
For |
|
2 |
MICHAEL BURNS |
|
For |
For |
|
3 |
ARTHUR EVRENSEL |
|
For |
For |
|
4 |
JON FELTHEIMER |
|
For |
For |
|
5 |
FRANK GIUSTRA |
|
For |
For |
|
6 |
MORLEY KOFFMAN |
|
For |
For |
|
7 |
HARALD LUDWIG |
|
For |
For |
|
8 |
G. SCOTT PATERSON |
|
For |
For |
|
9 |
MARK H. RACHESKY, M.D. |
|
For |
For |
|
10 |
DARYL SIMM |
|
For |
For |
|
11 |
HARDWICK SIMMONS |
|
For |
For |
|
12 |
PHYLLIS YAFFE |
|
For |
For |
| 2 |
PROPOSAL TO REAPPOINT
ERNST & YOUNG |
Management |
For |
For |
|
LLP AS THE
INDEPENDENT REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM FOR THE |
|
|
|
|
COMPANY. |
|
|
|
| 3 |
PROPOSAL TO CONDUCT
AN ADVISORY |
Management |
For |
For |
|
VOTE TO APPROVE
EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
PROPOSAL TO CONDUCT
AN ADVISORY |
Management |
1 Year |
For |
|
VOTE ON THE FREQUENCY
OF FUTURE |
|
|
|
|
ADVISORY VOTES ON
EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 5 |
IN THEIR DISCRETION,
THE PROXIES ARE |
Management |
For |
For |
|
AUTHORIZED TO VOTE
UPON SUCH OTHER |
|
|
|
|
BUSINESS AS MAY
PROPERLY COME |
|
|
|
|
BEFORE THE
MEETING. |
|
|
|
Page 4 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| ABERCROMBIE & FITCH CO. |
|
|
| Security |
002896207 |
Meeting
Type |
Special |
| Ticker
Symbol |
ANF |
Meeting
Date |
19-Sep-2011 |
| ISIN |
US0028962076 |
Agenda |
933367547 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
TO ADOPT THE
AGREEMENT AND PLAN OF |
Management |
For |
For |
|
MERGER, DATED AS OF
JANUARY 19, 2011, |
|
|
|
|
BETWEEN THE COMPANY
AND |
|
|
|
|
ABERCROMBIE &
FITCH CO., AN OHIO |
|
|
|
|
CORPORATION AND A
WHOLLY-OWNED |
|
|
|
|
SUBSIDIARY OF THE
COMPANY, BY WHICH |
|
|
|
|
THE COMPANY WILL
EFFECT THE |
|
|
|
|
REINCORPORATION OF
THE COMPANY |
|
|
|
|
FROM DELAWARE TO
OHIO. |
|
|
|
| 2 |
TO APPROVE, IF
NECESSARY, THE |
Management |
For |
For |
|
ADJOURNMENT OF THE
SPECIAL MEETING |
|
|
|
|
TO SOLICIT ADDITIONAL
PROXIES. |
|
|
|
| 3 |
SUCH OTHER BUSINESS
AS MAY PROPERLY |
Management |
For |
For |
|
COME BEFORE THE
SPECIAL MEETING OR |
|
|
|
|
ANY ADJOURNMENT
THEREOF. |
|
|
|
| DARDEN
RESTAURANTS, INC. |
|
|
| Security |
237194105 |
Meeting
Type |
Annual |
| Ticker
Symbol |
DRI |
Meeting
Date |
22-Sep-2011 |
| ISIN |
US2371941053 |
Agenda |
933494332 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
LEONARD L. BERRY |
|
For |
For |
|
2 |
ODIE C. DONALD |
|
For |
For |
|
3 |
CHRISTOPHER J. FRALEIGH |
|
For |
For |
|
4 |
VICTORIA D. HARKER |
|
For |
For |
|
5 |
DAVID H. HUGHES |
|
For |
For |
|
6 |
CHARLES A. LEDSINGER JR |
|
For |
For |
|
7 |
WILLIAM M. LEWIS, JR. |
|
For |
For |
|
8 |
SENATOR CONNIE MACK III |
|
For |
For |
|
9 |
ANDREW H. MADSEN |
|
For |
For |
|
10 |
CLARENCE OTIS, JR. |
|
For |
For |
|
11 |
MICHAEL D. ROSE |
|
For |
For |
|
12 |
MARIA A. SASTRE |
|
For |
For |
| 2 |
TO APPROVE THE
AMENDED DARDEN |
Management |
For |
For |
|
RESTAURANTS, INC.
EMPLOYEE STOCK |
|
|
|
|
PURCHASE
PLAN. |
|
|
|
| 3 |
TO APPROVE AN
ADVISORY RESOLUTION |
Management |
Against |
Against |
|
ON EXECUTIVE
COMPENSATION. |
|
|
|
| 4 |
TO PROVIDE AN
ADVISORY VOTE ON THE |
Management |
1 Year |
For |
|
FREQUENCY OF FUTURE
ADVISORY VOTES |
|
|
|
|
ON EXECUTIVE
COMPENSATION. |
|
|
|
| 5 |
TO RATIFY THE
APPOINTMENT OF KPMG LLP |
Management |
For |
For |
|
AS OUR INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE FISCAL YEAR |
|
|
|
|
ENDING MAY 27,
2012. |
|
|
|
Page 5 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| SEADRILL
LIMITED |
|
|
| Security |
G7945E105 |
Meeting
Type |
Annual |
| Ticker
Symbol |
SDRL |
Meeting
Date |
23-Sep-2011 |
| ISIN |
BMG7945E1057 |
Agenda |
933496083 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
TO RE-ELECT JOHN
FREDRIKSEN AS A |
Management |
For |
For |
|
DIRECTOR OF THE
COMPANY. |
|
|
|
| 2 |
TO RE-ELECT TOR OLAV
TROIM AS A |
Management |
For |
For |
|
DIRECTOR OF THE
COMPANY. |
|
|
|
| 3 |
TO RE-ELECT KATE
BLAKENSHIP AS A |
Management |
For |
For |
|
DIRECTOR OF THE
COMPANY. |
|
|
|
| 4 |
TO RE-ELECT KATHRINE
FREDRIKSEN AS A |
Management |
For |
For |
|
DIRECTOR OF THE
COMPANY. |
|
|
|
| 5 |
TO RE-ELECT CARL ERIK
STEEN AS A |
Management |
For |
For |
|
DIRECTOR OF THE
COMPANY. |
|
|
|
| 6 |
PROPOSAL TO
RE-APPOINT |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS, AS OF |
|
|
|
|
OSLO, NORWAY AS
AUDITORS AND TO |
|
|
|
|
AUTHORIZE THE
DIRECTORS TO |
|
|
|
|
DETERMINE THEIR
REMUNERATION. |
|
|
|
| 7 |
PROPOSAL TO APPROVE
THE |
Management |
For |
For |
|
REMUNERATION OF THE
COMPANY'S |
|
|
|
|
BOARD OF DIRECTORS OF
A TOTAL |
|
|
|
|
AMOUNT OF FEES NOT TO
EXCEED |
|
|
|
|
US$800,000 FOR THE
YEAR ENDED |
|
|
|
|
DECEMBER 31,
2011. |
|
|
|
| TAKE-TWO
INTERACTIVE SOFTWARE, INC. |
|
|
| Security |
874054109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
TTWO |
Meeting
Date |
26-Sep-2011 |
| ISIN |
US8740541094 |
Agenda |
933496867 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
STRAUSS ZELNICK |
|
For |
For |
|
2 |
ROBERT A. BOWMAN |
|
For |
For |
|
3 |
SUNGHWAN CHO |
|
For |
For |
|
4 |
MICHAEL DORNEMANN |
|
For |
For |
|
5 |
BRETT ICAHN |
|
For |
For |
|
6 |
J.
MOSES |
|
For |
For |
|
7 |
JAMES L. NELSON |
|
For |
For |
|
8 |
MICHAEL SHERESKY |
|
For |
For |
| 2 |
APPROVAL OF THE AMENDMENT TO THE |
Management |
Against |
Against |
|
TAKE-TWO INTERACTIVE SOFTWARE, INC. |
|
|
|
|
2009 STOCK INCENTIVE PLAN. |
|
|
|
| 3 |
APPROVAL OF THE MANAGEMENT |
Management |
For |
For |
|
AGREEMENT, DATED AS OF MAY 20, 2011, |
|
|
|
|
BY AND BETWEEN ZELNICK MEDIA |
|
|
|
|
CORPORATION AND TAKE-TWO |
|
|
|
|
INTERACTIVE SOFTWARE, INC. |
|
|
|
| 4 |
ADVISORY VOTE TO APPROVE THE |
Management |
For |
For |
|
COMPENSATION OF THE NAMED EXECUTIVE |
|
|
|
|
OFFICERS. |
|
|
|
| 5 |
ADVISORY VOTE ON THE
FREQUENCY OF |
Management |
1 Year |
For |
|
HOLDING FUTURE
ADVISORY VOTES TO |
|
|
|
|
APPROVE THE
COMPENSATION OF THE |
|
|
|
|
NAMED EXECUTIVE
OFFICERS. |
|
|
|
| 6 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
ERNST & YOUNG LLP
AS OUR INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR THE FISCAL YEAR
ENDING MARCH 31, |
|
|
|
|
2012. |
|
|
|
Page 6 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| CINTAS
CORPORATION |
|
|
| Security |
172908105 |
Meeting Type |
Annual |
| Ticker Symbol |
CTAS |
Meeting Date |
18-Oct-2011 |
| ISIN |
US1729081059 |
Agenda |
933504082 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
|
|
|
|
|
| 1A |
ELECTION OF DIRECTOR: GERALD S. |
Management |
For |
For |
|
ADOLPH |
|
|
|
| 1B |
ELECTION OF DIRECTOR: MELANIE W. |
Management |
For |
For |
|
BARSTAD |
|
|
|
| 1C |
ELECTION OF DIRECTOR: RICHARD T. |
Management |
For |
For |
|
FARMER |
|
|
|
| 1D |
ELECTION OF DIRECTOR: SCOTT D. FARMER |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR: JAMES J. |
Management |
For |
For |
|
JOHNSON |
|
|
|
| 1F |
ELECTION OF DIRECTOR: ROBERT J. |
Management |
For |
For |
|
KOHLHEPP |
|
|
|
| 1G |
ELECTION OF DIRECTOR: DAVID C. PHILLIPS |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR: JOSEPH |
Management |
For |
For |
|
SCAMINACE |
|
|
|
| 1I |
ELECTION OF DIRECTOR: RONALD W. |
Management |
For |
For |
|
TYSOE |
|
|
|
| 2 |
ADVISORY RESOLUTION ON NAMED |
Management |
For |
For |
|
EXECUTIVE OFFICER COMPENSATION. |
|
|
|
| 3 |
TO HOLD AN ADVISORY VOTE ON THE |
Management |
1
Year |
For |
|
FREQUENCY OF SHAREHOLDER VOTES ON |
|
|
|
|
OUR NAMED EXECUTIVE OFFICER |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
TO RATIFY ERNST & YOUNG LLP AS OUR |
Management |
For |
For |
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR FISCAL YEAR 2012. |
|
|
|
| LINEAR
TECHNOLOGY CORPORATION |
|
|
| Security |
535678106 |
Meeting Type |
Annual |
| Ticker Symbol |
LLTC |
Meeting Date |
02-Nov-2011 |
| ISIN |
US5356781063 |
Agenda |
933508472 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
ROBERT H. SWANSON, JR. |
|
For |
For |
|
2 |
LOTHAR MAIER |
|
For |
For |
|
3 |
ARTHUR C. AGNOS |
|
For |
For |
|
4 |
JOHN
J. GORDON |
|
For |
For |
|
5 |
DAVID S. LEE |
|
For |
For |
|
6 |
RICHARD M. MOLEY |
|
For |
For |
|
7 |
THOMAS S. VOLPE |
|
For |
For |
| 2 |
AN ADVISORY VOTE ON EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION. |
|
|
|
| 3 |
AN ADVISORY VOTE ON THE FREQUENCY |
Management |
1
Year |
Against |
|
OF EXECUTIVE COMPENSATION VOTES. |
|
|
|
| 4 |
TO RATIFY THE APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS THE INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC ACCOUNTING FIRM OF |
|
|
|
|
THE COMPANY FOR THE FISCAL YEAR |
|
|
|
|
ENDING JULY 1, 2012. |
|
|
|
Page 7 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| COACH,
INC. |
|
|
| Security |
189754104 |
Meeting Type |
Annual |
| Ticker Symbol |
COH |
Meeting Date |
03-Nov-2011 |
| ISIN |
US1897541041 |
Agenda |
933508408 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
LEW
FRANKFORT |
|
For |
For |
|
2 |
SUSAN KROPF |
|
For |
For |
|
3 |
GARY
LOVEMAN |
|
For |
For |
|
4 |
IVAN
MENEZES |
|
For |
For |
|
5 |
IRENE MILLER |
|
For |
For |
|
6 |
MICHAEL MURPHY |
|
For |
For |
|
7 |
JIDE
ZEITLIN |
|
For |
For |
| 2 |
TO RATIFY THE APPOINTMENT OF DELOITTE |
Management |
For |
For |
|
& TOUCHE LLP AS THE COMPANY'S |
|
|
|
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR FISCAL YEAR 2012 |
|
|
|
| 3 |
TO HOLD A NON-BINDING ADVISORY VOTE |
Management |
Against |
Against |
|
ON EXECUTIVE COMPENSATION |
|
|
|
| 4 |
TO HOLD A NON-BINDING ADVISORY VOTE |
Management |
1
Year |
For |
|
ON THE FREQUENCY OF FUTURE ADVISORY |
|
|
|
|
VOTES ON EXECUTIVE COMPENSATION |
|
|
|
| JDS
UNIPHASE CORPORATION |
|
|
| Security |
46612J507 |
Meeting Type |
Annual |
| Ticker Symbol |
JDSU |
Meeting Date |
16-Nov-2011 |
| ISIN |
US46612J5074 |
Agenda |
933511633 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
PENELOPE A. HERSCHER |
|
For |
For |
|
2 |
MASOOD JABBAR |
|
For |
For |
|
3 |
THOMAS WAECHTER |
|
For |
For |
| 2 |
TO RATIFY THE APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS THE |
|
|
|
|
INDEPENDENT PUBLIC ACCOUNTING FIRM |
|
|
|
|
FOR JDS UNIPHASE CORPORATION FOR |
|
|
|
|
THE FISCAL YEAR ENDING JUNE 30, 2012. |
|
|
|
| 3 |
TO APPROVE, BY NON-BINDING ADVISORY |
Management |
Against |
Against |
|
VOTE, THE COMPENSATION OF OUR NAMED |
|
|
|
|
EXECUTIVE OFFICERS. |
|
|
|
| 4 |
TO RECOMMEND, BY NON-BINDING |
Management |
1
Year |
For |
|
ADVISORY VOTE, THE FREQUENCY OF THE |
|
|
|
|
ADVISORY VOTE ON THE COMPENSATION |
|
|
|
|
OF OUR NAMED EXECUTIVE OFFICERS. |
|
|
|
| RESMED
INC. |
|
|
| Security |
761152107 |
Meeting Type |
Annual |
| Ticker Symbol |
RMD |
Meeting Date |
16-Nov-2011 |
| ISIN |
US7611521078 |
Agenda |
933512041 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: CHRISTOPHER |
Management |
For |
For |
|
ROBERTS |
|
|
|
| 1B |
ELECTION OF DIRECTOR: JOHN WAREHAM |
Management |
For |
For |
| 2 |
TO APPROVE THE AMENDMENT TO THE 2009 |
Management |
Against |
Against |
|
INCENTIVE AWARD PLAN, WHICH IN PART |
|
|
|
|
INCREASES THE NUMBER OF SHARES |
|
|
|
|
AUTHORIZED FOR ISSUANCE UNDER THE |
|
|
|
|
PLAN FROM 22,921,650 (POST SPLIT) TO |
|
|
|
|
35,475,000 SHARES. |
|
|
|
| 3 |
TO APPROVE, ON AN ADVISORY BASIS, THE |
Management |
For |
For |
|
COMPENSATION PAID TO OUR NAMED |
|
|
|
|
EXECUTIVE OFFICERS. |
|
|
|
| 4 |
TO SELECT THE FREQUENCY OF FUTURE |
Management |
1
Year |
For |
|
ADVISORY VOTES ON EXECUTIVE |
|
|
|
|
COMPENSATION EVERY YEAR, EVERY TWO |
|
|
|
|
YEARS OR EVERY THREE YEARS, AS |
|
|
|
|
INDICATED. |
|
|
|
| 5 |
RATIFICATION OF THE SELECTION OF KPMG |
Management |
For |
For |
|
LLP AS OUR INDEPENDENT AUDITORS FOR |
|
|
|
|
THE FISCAL YEAR ENDING JUNE 30, 2012. |
|
|
|
Page 8 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| MAXIM
INTEGRATED PRODUCTS, INC. |
|
|
| Security |
57772K101 |
Meeting Type |
Annual |
| Ticker Symbol |
MXIM |
Meeting Date |
16-Nov-2011 |
| ISIN |
US57772K1016 |
Agenda |
933513233 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
TUNC
DOLUCA |
|
For |
For |
|
2 |
B.
KIPLING HAGOPIAN |
|
For |
For |
|
3 |
JAMES R. BERGMAN |
|
For |
For |
|
4 |
JOSEPH R. BRONSON |
|
For |
For |
|
5 |
ROBERT E. GRADY |
|
For |
For |
|
6 |
WILLIAM D. WATKINS |
|
For |
For |
|
7 |
A.R.
FRANK WAZZAN |
|
For |
For |
| 2 |
TO RATIFY THE APPOINTMENT OF DELOITTE |
Management |
For |
For |
|
& TOUCHE LLP AS MAXIM'S INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC ACCOUNTING FIRM |
|
|
|
|
FOR THE FISCAL YEAR ENDING JUNE 30, |
|
|
|
|
2012. |
|
|
|
|
| 3 |
TO RATIFY AND APPROVE AN AMENDMENT |
Management |
For |
For |
|
TO MAXIM'S 2008 EMPLOYEE STOCK |
|
|
|
|
PURCHASE PLAN TO INCREASE THE |
|
|
|
|
NUMBER OF SHARES AVAILABLE FOR |
|
|
|
|
ISSUANCE THEREUNDER BY 2,000,000 |
|
|
|
|
SHARES. |
|
|
|
|
| 4 |
TO RATIFY AND APPROVE AN AMENDMENT |
Management |
Against |
Against |
|
TO MAXIM'S AMENDED AND RESTATED 1996 |
|
|
|
|
STOCK INCENTIVE PLAN TO INCREASE THE |
|
|
|
|
NUMBER OF SHARES AVAILABLE FOR |
|
|
|
|
ISSUANCE THEREUNDER BY 7,000,000 |
|
|
|
|
SHARES. |
|
|
|
|
| 5 |
TO APPROVE THE COMPENSATION OF |
Management |
Against |
Against |
|
MAXIM'S NAMED EXECUTIVE OFFICERS |
|
|
|
|
PURSUANT TO AN ADVISORY VOTE |
|
|
|
|
THEREON. |
|
|
|
|
| 6 |
ADVISORY VOTE ON THE FREQUENCY OF |
Management |
1
Year |
For |
|
FUTURE ADVISORY VOTES ON THE |
|
|
|
|
COMPENSATION OF MAXIM'S NAMED |
|
|
|
|
EXECUTIVE OFFICERS. |
|
|
|
| NALCO
HOLDING COMPANY |
|
|
| Security |
62985Q101 |
Meeting Type |
Special |
| Ticker Symbol |
NLC |
Meeting Date |
30-Nov-2011 |
| ISIN |
US62985Q1013 |
Agenda |
933522547 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
ADOPT THE AGREEMENT AND PLAN OF |
Management |
For |
For |
|
MERGER DATED AS OF JULY 19, 2011 |
|
|
|
|
AMONG ECOLAB, INC., SUSTAINABILITY |
|
|
|
|
PARTNERS CORPORATION, A WHOLLY- |
|
|
|
|
OWNED SUBSIDIARY OF ECOLAB INC. AND |
|
|
|
|
NALCO HOLDING COMPANY. |
|
|
|
| 2 |
VOTE, ON A NON-BINDING ADVISORY BASIS, |
Management |
For |
For |
|
TO APPROVE THE COMPENSATION THAT |
|
|
|
|
MAY BECOME PAYABLE TO NALCO'S NAMED |
|
|
|
|
EXECUTIVE OFFICERS IN CONNECTION |
|
|
|
|
WITH THE COMPLETION OF THE |
|
|
|
|
TRANSACTIONS IN THE MERGER. |
|
|
|
| 3 |
ADJOURN THE NALCO SPECIAL MEETING, IF |
Management |
For |
For |
|
NECESSARY OR APPROPRIATE, TO SOLICIT |
|
|
|
|
ADDITIONAL PROXIES IF THERE ARE NOT |
|
|
|
|
SUFFICIENT VOTES TO APPROVE |
|
|
|
|
PROPOSAL 1. |
|
|
|
Page 9 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| THE SCOTTS
MIRACLE-GRO CO. |
|
|
| Security |
810186106 |
Meeting Type |
Annual |
| Ticker Symbol |
SMG |
Meeting Date |
19-Jan-2012 |
| ISIN |
US8101861065 |
Agenda |
933534895 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
ALAN
H. BARRY |
|
For |
For |
|
2 |
THOMAS N. KELLY JR. |
|
For |
For |
|
3 |
CARL
F. KOHRT, PH.D. |
|
For |
For |
|
4 |
JOHN
S. SHIELY |
|
For |
For |
| 2 |
APPROVAL, ON AN ADVISORY BASIS, OF |
Management |
For |
For |
|
THE COMPENSATION OF THE COMPANY'S |
|
|
|
|
NAMED EXECUTIVE OFFICERS. |
|
|
|
| 3 |
RECOMMENDATION, ON AN ADVISORY |
Management |
1
Year |
For |
|
BASIS, REGARDING THE FREQUENCY WITH |
|
|
|
|
WHICH FUTURE ADVISORY VOTES ON |
|
|
|
|
EXECUTIVE COMPENSATION WILL OCCUR. |
|
|
|
| 4 |
RATIFICATION OF THE SELECTION OF |
Management |
For |
For |
|
DELOITTE & TOUCHE LLP AS THE |
|
|
|
|
COMPANY'S INDEPENDENT REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING FIRM FOR THE FISCAL |
|
|
|
|
YEAR ENDING SEPTEMBER 30, 2012. |
|
|
|
| MUELLER
WATER PRODUCTS INC. |
|
|
| Security |
624758108 |
Meeting Type |
Annual |
| Ticker Symbol |
MWA |
Meeting Date |
25-Jan-2012 |
| ISIN |
|
Agenda |
933535493 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
HOWARD L. CLARK, JR. |
|
For |
For |
|
2 |
SHIRLEY C. FRANKLIN |
|
For |
For |
|
3 |
THOMAS J. HANSEN |
|
For |
For |
|
4 |
GREGORY E. HYLAND |
|
For |
For |
|
5 |
JERRY W. KOLB |
|
For |
For |
|
6 |
JOSEPH B. LEONARD |
|
For |
For |
|
7 |
MARK
J. O'BRIEN |
|
For |
For |
|
8 |
BERNARD G. RETHORE |
|
For |
For |
|
9 |
NEIL
A. SPRINGER |
|
For |
For |
|
10 |
LYDIA W. THOMAS |
|
For |
For |
|
11 |
MICHAEL T. TOKARZ |
|
For |
For |
| 2 |
TO APPROVE, BY NON-BINDING VOTE, |
Management |
For |
For |
|
EXECUTIVE COMPENSATION. |
|
|
|
| 3 |
TO AMEND THE AMENDED AND RESTATED |
Management |
For |
For |
|
2006 STOCK INCENTIVE PLAN. |
|
|
|
| 4 |
TO RATIFY THE APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS THE COMPANY'S |
|
|
|
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR FISCAL 2012. |
|
|
|
Page 10 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| D.R.
HORTON, INC. |
|
|
| Security |
23331A109 |
Meeting Type |
Annual |
| Ticker Symbol |
DHI |
Meeting Date |
26-Jan-2012 |
| ISIN |
US23331A1097 |
Agenda |
933538689 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: DONALD R. |
Management |
Against |
Against |
|
HORTON |
|
|
|
| 1B |
ELECTION OF DIRECTOR: BRADLEY S. |
Management |
Against |
Against |
|
ANDERSON |
|
|
|
| 1C |
ELECTION OF DIRECTOR: MICHAEL R. |
Management |
Against |
Against |
|
BUCHANAN |
|
|
|
| 1D |
ELECTION OF DIRECTOR: MICHAEL W. |
Management |
Against |
Against |
|
HEWATT |
|
|
|
| 1E |
ELECTION OF DIRECTOR: BOB G. SCOTT |
Management |
Against |
Against |
| 1F |
ELECTION OF DIRECTOR: DONALD J. |
Management |
Against |
Against |
|
TOMNITZ |
|
|
|
| 2 |
ADVISORY VOTE AS TO EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
| 3 |
ADVISORY VOTE AS TO THE FREQUENCY OF |
Management |
1
Year |
For |
|
FUTURE ADVISORY VOTES ON EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
RATIFY THE APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS OUR |
|
|
|
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM. |
|
|
|
| ROCKWELL
AUTOMATION, INC. |
|
|
| Security |
773903109 |
Meeting Type |
Annual |
| Ticker Symbol |
ROK |
Meeting Date |
07-Feb-2012 |
| ISIN |
US7739031091 |
Agenda |
933539124 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| A |
DIRECTOR |
|
Management |
|
|
|
1 |
BETTY C. ALEWINE |
|
For |
For |
|
2 |
VERNE G. ISTOCK |
|
For |
For |
|
3 |
DAVID B. SPEER |
|
For |
For |
| B |
TO APPROVE THE SELECTION OF DELOITTE |
Management |
For |
For |
|
& TOUCHE LLP AS THE CORPORATION'S |
|
|
|
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM. |
|
|
|
| C |
TO APPROVE THE CORPORATION'S 2012 |
Management |
Against |
Against |
|
LONG-TERM INCENTIVES PLAN. |
|
|
|
| D |
TO APPROVE ON AN ADVISORY BASIS THE |
Management |
For |
For |
|
COMPENSATION OF THE CORPORATION'S |
|
|
|
|
NAMED EXECUTIVE OFFICERS. |
|
|
|
| HELMERICH
& PAYNE, INC. |
|
|
| Security |
423452101 |
Meeting Type |
Annual |
| Ticker Symbol |
HP |
Meeting Date |
07-Mar-2012 |
| ISIN |
US4234521015 |
Agenda |
933547727 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
DONALD F. ROBILLARD, JR |
|
For |
For |
|
2 |
HON.
FRANCIS ROONEY |
|
For |
For |
|
3 |
EDWARD B. RUST, JR |
|
For |
For |
| 2 |
RATIFICATION OF ERNST & YOUNG LLP AS |
Management |
For |
For |
|
AUDITORS FOR 2012. |
|
|
|
| 3 |
ADVISORY VOTE ON EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
| 4A |
AMENDMENT TO THE COMPANY'S AMENDED |
Management |
For |
For |
|
AND RESTATED CERTIFICATE OF |
|
|
|
|
INCORPORATION TO IMPLEMENT A |
|
|
|
|
STAGGERED DECLASSIFICATION OF THE |
|
|
|
|
BOARD OF DIRECTORS OVER A THREE- |
|
|
|
|
YEAR PERIOD. |
|
|
|
| 4B |
AMENDMENT TO THE COMPANY'S AMENDED |
Management |
For |
For |
|
AND RESTATED CERTIFICATE OF |
|
|
|
|
INCORPORATION TO CONFIRM THAT FROM |
|
|
|
|
AND AFTER THE 2015 ANNUAL MEETING, |
|
|
|
|
DIRECTORS MAY BE REMOVED BY THE |
|
|
|
|
STOCKHOLDERS WITH OR WITHOUT CAUSE. |
|
|
|
Page 11 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| NORTHERN
TRUST CORPORATION |
|
|
| Security |
665859104 |
Meeting Type |
Annual |
| Ticker Symbol |
NTRS |
Meeting Date |
17-Apr-2012 |
| ISIN |
US6658591044 |
Agenda |
933556257 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
LINDA WALKER BYNOE |
|
For |
For |
|
2 |
NICHOLAS D. CHABRAJA |
|
For |
For |
|
3 |
SUSAN CROWN |
|
For |
For |
|
4 |
DIPAK C. JAIN |
|
For |
For |
|
5 |
ROBERT W. LANE |
|
For |
For |
|
6 |
EDWARD J. MOONEY |
|
For |
For |
|
7 |
JOHN
W. ROWE |
|
For |
For |
|
8 |
MARTIN P. SLARK |
|
For |
For |
|
9 |
DAVID H.B. SMITH, JR. |
|
For |
For |
|
10 |
CHARLES A. TRIBBETT III |
|
For |
For |
|
11 |
FREDERICK H. WADDELL |
|
For |
For |
| 2 |
APPROVAL, BY AN ADVISORY VOTE, OF THE |
Management |
For |
For |
|
2011 COMPENSATION OF THE |
|
|
|
|
CORPORATION'S NAMED EXECUTIVE |
|
|
|
|
OFFICERS. |
|
|
|
|
| 3 |
APPROVAL OF THE NORTHERN TRUST |
Management |
Against |
Against |
|
CORPORATION 2012 STOCK PLAN. |
|
|
|
| 4 |
RATIFICATION OF THE APPOINTMENT OF |
Management |
For |
For |
|
KPMG LLP AS THE CORPORATION'S |
|
|
|
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR THE FISCAL YEAR |
|
|
|
|
ENDING DECEMBER 31, 2012. THE |
|
|
|
|
BOARD OF DIRECTORS RECOMMENDS YOU |
|
|
|
|
VOTE "AGAINST" THE FOLLOWING |
|
|
|
|
PROPOSALS. |
|
|
|
| 5 |
STOCKHOLDER PROPOSAL REGARDING |
Shareholder |
For |
Against |
|
ACCELERATED VESTING OF EQUITY |
|
|
|
|
AWARDS IN A CHANGE IN CONTROL |
|
|
|
|
SITUATION, IF PROPERLY PRESENTED AT |
|
|
|
|
THE ANNUAL MEETING. |
|
|
|
| 6 |
STOCKHOLDER PROPOSAL REGARDING |
Shareholder |
Against |
For |
|
INDEPENDENCE OF THE BOARD CHAIRMAN, |
|
|
|
|
IF PROPERLY PRESENTED AT THE ANNUAL |
|
|
|
|
MEETING. |
|
|
|
|
| FIRST
HORIZON NATIONAL CORPORATION |
|
|
| Security |
320517105 |
Meeting Type |
Annual |
| Ticker Symbol |
FHN |
Meeting Date |
17-Apr-2012 |
| ISIN |
US3205171057 |
Agenda |
933559695 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: ROBERT B. |
Management |
For |
For |
|
CARTER |
|
|
|
| 1B |
ELECTION OF DIRECTOR: JOHN C. |
Management |
For |
For |
|
COMPTON |
|
|
|
| 1C |
ELECTION OF DIRECTOR: MARK A. EMKES |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR: VICKY B. GREGG |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR: JAMES A. HASLAM, |
Management |
For |
For |
|
III |
|
|
|
| 1F |
ELECTION OF DIRECTOR: D. BRYAN JORDAN |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR: R. BRAD MARTIN |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR: SCOTT M. |
Management |
For |
For |
|
NISWONGER |
|
|
|
| 1I |
ELECTION OF DIRECTOR: VICKI R. PALMER |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR: COLIN V. REED |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR: LUKE YANCY III |
Management |
For |
For |
| 2 |
APPROVAL OF THE 2003 EQUITY |
Management |
Against |
Against |
|
COMPENSATION PLAN, AS PROPOSED TO |
|
|
|
|
BE AMENDED AND RESTATED |
|
|
|
| 3 |
APPROVAL OF THE 2002 MANAGEMENT |
Management |
Against |
Against |
|
INCENTIVE PLAN, AS PROPOSED TO BE |
|
|
|
|
AMENDED AND RESTATED |
|
|
|
| 4 |
APPROVAL OF AN ADVISORY RESOLUTION |
Management |
For |
For |
|
TO APPROVE EXECUTIVE COMPENSATION |
|
|
|
| 5 |
RATIFICATION OF APPOINTMENT OF KPMG |
Management |
For |
For |
|
LLP AS AUDITORS |
|
|
|
Page 12 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| DISCOVER
FINANCIAL SERVICES |
|
|
| Security |
254709108 |
Meeting Type |
Annual |
| Ticker Symbol |
DFS |
Meeting Date |
18-Apr-2012 |
| ISIN |
US2547091080 |
Agenda |
933557247 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: JEFFREY S. |
Management |
For |
For |
|
ARONIN |
|
|
|
| 1B |
ELECTION OF DIRECTOR: MARY K. BUSH |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR: GREGORY C. |
Management |
For |
For |
|
CASE |
|
|
|
| 1D |
ELECTION OF DIRECTOR: ROBERT M. |
Management |
For |
For |
|
DEVLIN |
|
|
|
| 1E |
ELECTION OF DIRECTOR: CYNTHIA A. |
Management |
For |
For |
|
GLASSMAN |
|
|
|
| 1F |
ELECTION OF DIRECTOR: RICHARD H. |
Management |
For |
For |
|
LENNY |
|
|
|
| 1G |
ELECTION OF DIRECTOR: THOMAS G. |
Management |
For |
For |
|
MAHERAS |
|
|
|
| 1H |
ELECTION OF DIRECTOR: MICHAEL H. |
Management |
For |
For |
|
MOSKOW |
|
|
|
| 1I |
ELECTION OF DIRECTOR: DAVID W. NELMS |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR: E. FOLLIN SMITH |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR: LAWRENCE A. |
Management |
For |
For |
|
WEINBACH |
|
|
|
| 2 |
ADVISORY VOTE TO APPROVE NAMED |
Management |
For |
For |
|
EXECUTIVE OFFICER COMPENSATION. |
|
|
|
| 3 |
RATIFICATION OF APPOINTMENT OF |
Management |
For |
For |
|
DELOITTE & TOUCHE LLP AS THE |
|
|
|
|
COMPANY'S INDEPENDENT REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING FIRM. |
|
|
|
| LASALLE
HOTEL PROPERTIES |
|
|
| Security |
517942108 |
Meeting Type |
Annual |
| Ticker Symbol |
LHO |
Meeting Date |
20-Apr-2012 |
| ISIN |
US5179421087 |
Agenda |
933553162 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
JEFFREY T. FOLAND |
|
For |
For |
|
2 |
DARRYL HARTLEY-LEONARD |
|
For |
For |
|
3 |
WILLIAM S. MCCALMONT |
|
For |
For |
| 2 |
TO RATIFY THE APPOINTMENT OF THE |
Management |
For |
For |
|
COMPANY'S INDEPENDENT REGISTERED |
|
|
|
|
PUBLIC ACCOUNTANTS FOR THE YEAR |
|
|
|
|
ENDING DECEMBER 31, 2012. |
|
|
|
| 3 |
TO APPROVE, BY NON-BINDING VOTE, |
Management |
For |
For |
|
EXECUTIVE COMPENSATION. |
|
|
|
| HANESBRANDS INC. |
|
|
| Security |
410345102 |
Meeting Type |
Annual |
| Ticker Symbol |
HBI |
Meeting Date |
24-Apr-2012 |
| ISIN |
US4103451021 |
Agenda |
933554619 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
LEE
A. CHADEN |
|
For |
For |
|
2 |
BOBBY J. GRIFFIN |
|
For |
For |
|
3 |
JAMES C. JOHNSON |
|
For |
For |
|
4 |
JESSICA T. MATHEWS |
|
For |
For |
|
5 |
J.
PATRICK MULCAHY |
|
For |
For |
|
6 |
RONALD L. NELSON |
|
For |
For |
|
7 |
RICHARD A. NOLL |
|
For |
For |
|
8 |
ANDREW J. SCHINDLER |
|
For |
For |
|
9 |
ANN
E. ZIEGLER |
|
For |
For |
| 2 |
TO RATIFY THE APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
HANESBRANDS' INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC ACCOUNTING FIRM |
|
|
|
|
FOR HANESBRANDS' 2012 FISCAL YEAR |
|
|
|
| 3 |
TO APPROVE, BY A NON-BINDING, |
Management |
Against |
Against |
|
ADVISORY VOTE, EXECUTIVE |
|
|
|
|
COMPENSATION AS DESCRIBED IN THE |
|
|
|
|
PROXY STATEMENT FOR THE ANNUAL |
|
|
|
|
MEETING |
|
|
|
|
Page 13 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| ASSOCIATED
BANC-CORP |
|
|
| Security |
045487105 |
Meeting Type |
Annual |
| Ticker Symbol |
ASBC |
Meeting Date |
24-Apr-2012 |
| ISIN |
US0454871056 |
Agenda |
933558718 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
JOHN
F. BERGSTROM |
|
For |
For |
|
2 |
RUTH
M. CROWLEY |
|
For |
For |
|
3 |
PHILIP B. FLYNN |
|
For |
For |
|
4 |
RONALD R. HARDER |
|
For |
For |
|
5 |
WILLIAM R. HUTCHINSON |
|
For |
For |
|
6 |
ROBERT A. JEFFE |
|
For |
For |
|
7 |
EILEEN A. KAMERICK |
|
For |
For |
|
8 |
RICHARD T. LOMMEN |
|
For |
For |
|
9 |
J.
DOUGLAS QUICK |
|
For |
For |
|
10 |
JOHN
C. SERAMUR |
|
For |
For |
|
11 |
KAREN T. VAN LITH |
|
For |
For |
|
12 |
JOHN
(JAY) B. WILLIAMS |
|
For |
For |
| 2 |
THE AMENDMENT OF THE AMENDED AND |
Management |
For |
For |
|
RESTATED ARTICLES OF INCORPORATION |
|
|
|
|
OF ASSOCIATED BANC-CORP REGARDING |
|
|
|
|
THE RIGHTS AND PREFERENCES OF |
|
|
|
|
PREFERRED STOCK. |
|
|
|
| 3 |
ADVISORY APPROVAL OF ASSOCIATED |
Management |
For |
For |
|
BANC-CORP'S NAMED EXECUTIVE OFFICER |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
ADVISORY VOTE ON THE FREQUENCY OF |
Management |
1
Year |
For |
|
ADVISORY APPROVAL OF ASSOCIATED |
|
|
|
|
BANC-CORP'S NAMED EXECUTIVE OFFICER |
|
|
|
|
COMPENSATION. |
|
|
|
| 5 |
THE RATIFICATION OF THE SELECTION OF |
Management |
For |
For |
|
KPMG LLP AS THE INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC ACCOUNTING FIRM |
|
|
|
|
FOR ASSOCIATED BANC-CORP FOR THE |
|
|
|
|
YEAR ENDING DECEMBER 31, 2012. |
|
|
|
Page 14 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| SUNTRUST
BANKS, INC. |
|
|
| Security |
867914103 |
Meeting Type |
Annual |
| Ticker Symbol |
STI |
Meeting Date |
24-Apr-2012 |
| ISIN |
US8679141031 |
Agenda |
933562236 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: ROBERT M. BEALL, |
Management |
For |
For |
|
II |
|
|
|
| 1B |
ELECTION OF DIRECTOR: ALSTON D. |
Management |
For |
For |
|
CORRELL |
|
|
|
| 1C |
ELECTION OF DIRECTOR: JEFFREY C. |
Management |
For |
For |
|
CROWE |
|
|
|
| 1D |
ELECTION OF DIRECTOR: BLAKE P. |
Management |
For |
For |
|
GARRETT, JR. |
|
|
|
| 1E |
ELECTION OF DIRECTOR: DAVID H. HUGHES |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR: M. DOUGLAS |
Management |
For |
For |
|
IVESTER |
|
|
|
| 1G |
ELECTION OF DIRECTOR: KYLE PRECHTL |
Management |
For |
For |
|
LEGG |
|
|
|
| 1H |
ELECTION OF DIRECTOR: WILLIAM A. |
Management |
For |
For |
|
LINNENBRINGER |
|
|
|
| 1I |
ELECTION OF DIRECTOR: G. GILMER MINOR, |
Management |
For |
For |
|
III |
|
|
|
| 1J |
ELECTION OF DIRECTOR: DONNA MOREA |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR: DAVID M. |
Management |
For |
For |
|
RATCLIFFE |
|
|
|
| 1L |
ELECTION OF DIRECTOR: WILLIAM H. |
Management |
For |
For |
|
ROGERS, JR. |
|
|
|
| 1M |
ELECTION OF DIRECTOR: THOMAS R. |
Management |
For |
For |
|
WATJEN |
|
|
|
| 1N |
ELECTION OF DIRECTOR: DR. PHAIL WYNN, |
Management |
For |
For |
|
JR. |
|
|
|
| 2 |
PROPOSAL TO RATIFY THE APPOINTMENT |
Management |
For |
For |
|
OF ERNST & YOUNG LLP AS INDEPENDENT |
|
|
|
|
AUDITORS FOR 2012. |
|
|
|
| 3 |
ADVISORY VOTE TO APPROVE EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
| MDU
RESOURCES GROUP, INC. |
|
|
| Security |
552690109 |
Meeting Type |
Annual |
| Ticker Symbol |
MDU |
Meeting Date |
24-Apr-2012 |
| ISIN |
US5526901096 |
Agenda |
933562589 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR: THOMAS EVERIST |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR: KAREN B. FAGG |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR: TERRY D. |
Management |
For |
For |
|
HILDESTAD |
|
|
|
| 1D |
ELECTION OF DIRECTOR: A. BART HOLADAY |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR: DENNIS W. |
Management |
For |
For |
|
JOHNSON |
|
|
|
| 1F |
ELECTION OF DIRECTOR: THOMAS C. |
Management |
For |
For |
|
KNUDSON |
|
|
|
| 1G |
ELECTION OF DIRECTOR: RICHARD H. LEWIS |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR: PATRICIA L. MOSS |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR: HARRY J. PEARCE |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR: JOHN K. WILSON |
Management |
For |
For |
| 2 |
RATIFICATION OF DELOITTE & TOUCHE LLP |
Management |
For |
For |
|
AS THE COMPANY'S INDEPENDENT |
|
|
|
|
AUDITORS FOR 2012. |
|
|
|
| 3 |
ADVISORY VOTE TO APPROVE THE |
Management |
For |
For |
|
COMPENSATION OF THE COMPANY'S |
|
|
|
|
NAMED EXECUTIVE OFFICERS. |
|
|
|
Page 15 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| CELESTICA
INC. |
|
|
| Security |
15101Q108 |
Meeting Type |
Annual |
| Ticker Symbol |
CLS |
Meeting Date |
24-Apr-2012 |
| ISIN |
CA15101Q1081 |
Agenda |
933569355 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
DAN
DIMAGGIO |
|
Withheld |
Against |
|
2 |
WILLIAM A. ETHERINGTON |
|
Withheld |
Against |
|
3 |
LAURETTE KOELLNER |
|
Withheld |
Against |
|
4 |
CRAIG H. MUHLHAUSER |
|
Withheld |
Against |
|
5 |
JOSEPH M. NATALE |
|
Withheld |
Against |
|
6 |
EAMON J. RYAN |
|
Withheld |
Against |
|
7 |
GERALD W. SCHWARTZ |
|
Withheld |
Against |
|
8 |
MICHAEL WILSON |
|
Withheld |
Against |
| 2 |
APPOINTMENT OF KPMG LLP AS AUDITOR |
Management |
For |
For |
|
AND AUTHORIZATION OF THE BOARD OF |
|
|
|
|
DIRECTORS OF CELESTICA INC. TO FIX THE |
|
|
|
|
REMUNERATION OF THE AUDITOR. |
|
|
|
| 3 |
ADVISORY RESOLUTION ON CELESTICA |
Management |
For |
For |
|
INC.'S APPROACH TO EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
| NOBLE
ENERGY, INC. |
|
|
| Security |
655044105 |
Meeting Type |
Annual |
| Ticker Symbol |
NBL |
Meeting Date |
24-Apr-2012 |
| ISIN |
US6550441058 |
Agenda |
933575043 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1.1 |
ELECTION OF DIRECTOR: JEFFREY L. |
Management |
For |
For |
|
BERENSON |
|
|
|
| 1.2 |
ELECTION OF DIRECTOR: MICHAEL A. |
Management |
For |
For |
|
CAWLEY |
|
|
|
| 1.3 |
ELECTION OF DIRECTOR: EDWARD F. COX |
Management |
For |
For |
| 1.4 |
ELECTION OF DIRECTOR: CHARLES D. |
Management |
For |
For |
|
DAVIDSON |
|
|
|
| 1.5 |
ELECTION OF DIRECTOR: THOMAS J. |
Management |
For |
For |
|
EDELMAN |
|
|
|
| 1.6 |
ELECTION OF DIRECTOR: ERIC P. GRUBMAN |
Management |
For |
For |
| 1.7 |
ELECTION OF DIRECTOR: KIRBY L. HEDRICK |
Management |
For |
For |
| 1.8 |
ELECTION OF DIRECTOR: SCOTT D. URBAN |
Management |
For |
For |
| 1.9 |
ELECTION OF DIRECTOR: WILLIAM T. VAN |
Management |
For |
For |
|
KLEEF |
|
|
|
| 2 |
TO RATIFY THE APPOINTMENT OF KPMG LLP |
Management |
For |
For |
|
AS THE COMPANY'S INDEPENDENT |
|
|
|
|
AUDITOR. |
|
|
|
| 3 |
TO APPROVE IN A NON-BINDING ADVISORY |
Management |
Against |
Against |
|
VOTE, THE COMPENSATION OF THE |
|
|
|
|
COMPANY'S NAMED EXECUTIVE OFFICERS. |
|
|
|
| 4 |
TO APPROVE AN AMENDMENT TO THE |
Management |
For |
For |
|
COMPANY'S CERTIFICATE OF |
|
|
|
|
INCORPORATION TO (I) INCREASE THE |
|
|
|
|
NUMBER OF AUTHORIZED SHARES OF |
|
|
|
|
COMMON STOCK FROM 250 MILLION |
|
|
|
|
SHARES TO 500 MILLION SHARES AND (II) |
|
|
|
|
REDUCE THE PAR VALUE OF THE |
|
|
|
|
COMPANY'S COMMON STOCK FROM $3.33 |
|
|
|
|
1/3 PER SHARE TO $0.01 PER SHARE. |
|
|
|
| W.W.
GRAINGER, INC. |
|
|
| Security |
384802104 |
Meeting Type |
Annual |
| Ticker Symbol |
GWW |
Meeting Date |
25-Apr-2012 |
| ISIN |
US3848021040 |
Agenda |
933564800 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
BRIAN P. ANDERSON |
|
For |
For |
|
2 |
WILBUR H. GANTZ |
|
For |
For |
|
3 |
V.
ANN HAILEY |
|
For |
For |
|
4 |
WILLIAM K. HALL |
|
For |
For |
|
5 |
STUART L. LEVENICK |
|
For |
For |
|
6 |
JOHN
W. MCCARTER, JR. |
|
For |
For |
|
7 |
NEIL
S. NOVICH |
|
For |
For |
|
8 |
MICHAEL J. ROBERTS |
|
For |
For |
|
9 |
GARY
L. ROGERS |
|
For |
For |
|
10 |
JAMES T. RYAN |
|
For |
For |
|
|
11 |
E.
SCOTT SANTI |
|
For |
For |
|
|
12 |
JAMES D. SLAVIK |
|
For |
For |
|
| 2 |
PROPOSAL TO RATIFY THE APPOINTMENT |
Management |
For |
For |
|
OF ERNST & YOUNG LLP AS INDEPENDENT |
|
|
|
|
AUDITOR FOR THE YEAR ENDING |
|
|
|
|
DECEMBER 31, 2012. |
|
|
|
| 3 |
SAY ON PAY: ADVISORY PROPOSAL TO |
Management |
For |
For |
|
APPROVE COMPENSATION OF THE |
|
|
|
|
COMPANY'S NAMED EXECUTIVE OFFICERS. |
|
|
|
Page 16 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record
for Period 07/01/2011 to 06/30/2012
| DIAMONDROCK HOSPITALITY CO |
|
|
| Security |
252784301 |
Meeting Type |
Annual |
| Ticker Symbol |
DRH |
Meeting Date |
25-Apr-2012 |
| ISIN |
US2527843013 |
Agenda |
933566993 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
WILLIAM W. MCCARTEN |
|
For |
For |
|
2 |
DANIEL J. ALTOBELLO |
|
For |
For |
|
3 |
W.
ROBERT GRAFTON |
|
For |
For |
|
4 |
MAUREEN L. MCAVEY |
|
For |
For |
|
5 |
GILBERT T. RAY |
|
For |
For |
|
6 |
JOHN
L. WILLIAMS |
|
For |
For |
|
7 |
MARK
W. BRUGGER |
|
For |
For |
| 2 |
TO APPROVE, ON A NON-BINDING, |
Management |
For |
For |
|
ADVISORY BASIS, THE COMPENSATION OF |
|
|
|
|
THE NAMED EXECUTIVE OFFICERS, AS |
|
|
|
|
DISCLOSED IN THE PROXY STATEMENT. |
|
|
|
| 3 |
TO RATIFY THE APPOINTMENT OF KPMG LLP |
Management |
For |
For |
|
AS THE INDEPENDENT AUDITORS FOR |
|
|
|
|
DIAMONDROCK HOSPITALITY COMPANY |
|
|
|
|
FOR THE FISCAL YEAR ENDING DECEMBER |
|
|
|
|
31,
2012. |
|
|
|
|
| ENCANA
CORPORATION |
|
|
| Security |
292505104 |
Meeting Type |
Annual |
| Ticker Symbol |
ECA |
Meeting Date |
25-Apr-2012 |
| ISIN |
CA2925051047 |
Agenda |
933575435 - Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
PETER A. DEA |
|
For |
For |
|
2 |
RANDALL K. ERESMAN |
|
For |
For |
|
3 |
CLAIRE S. FARLEY |
|
For |
For |
|
4 |
FRED
J. FOWLER |
|
For |
For |
|
5 |
SUZANNE P. NIMOCKS |
|
For |
For |
|
6 |
DAVID P. O'BRIEN |
|
For |
For |
|
7 |
JANE
L. PEVERETT |
|
For |
For |
|
8 |
ALLAN P. SAWIN |
|
For |
For |
|
9 |
BRUCE G. WATERMAN |
|
For |
For |
|
10 |
CLAYTON H. WOITAS |
|
For |
For |
| 2 |
APPOINTMENT OF AUDITOR - |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AT A |
|
|
|
|
REMUNERATION TO BE FIXED BY THE |
|
|
|
|
BOARD OF DIRECTORS. |
|
|
|
| 3 |
ADVISORY VOTE APPROVING THE |
Management |
For |
For |
|
CORPORATION'S APPROACH TO EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
Page 17 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| CINCINNATI
FINANCIAL CORPORATION |
|
|
| Security |
172062101 |
Meeting Type |
Annual |
| Ticker
Symbol |
CINF |
Meeting
Date |
28-Apr-2012 |
| ISIN |
US1720621010 |
Agenda |
933564937 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
WILLIAM F. BAHL |
|
For |
For |
|
2 |
STEVEN J. JOHNSTON |
|
For |
For |
|
3 |
KENNETH C. LICHTENDAHL |
|
For |
For |
|
4 |
W. RODNEY MCMULLEN |
|
For |
For |
|
5 |
GRETCHEN W. PRICE |
|
For |
For |
|
6 |
JOHN J. SCHIFF, JR. |
|
For |
For |
|
7 |
THOMAS R. SCHIFF |
|
For |
For |
|
8 |
KENNETH W. STECHER |
|
For |
For |
|
9 |
JOHN F. STEELE, JR. |
|
For |
For |
|
10 |
E. ANTHONY WOODS |
|
For |
For |
| 2 |
RATIFYING THE
SELECTION OF DELOITTE & |
Management |
For |
For |
|
TOUCHE LLP AS THE
COMPANY'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
2012. |
|
|
|
| 3 |
VOTING ON A
NONBINDING PROPOSAL TO |
Management |
For |
For |
|
APPROVE COMPENSATION
FOR THE |
|
|
|
|
COMPANY'S NAMED
EXECUTIVE OFFICERS. |
|
|
|
| 4 |
ADOPTING THE
CINCINNATI FINANCIAL |
Management |
For |
For |
|
CORPORATION 2012
STOCK |
|
|
|
|
COMPENSATION
PLAN. |
|
|
|
| REGAL
BELOIT CORPORATION |
|
|
| Security |
758750103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
RBC |
Meeting
Date |
30-Apr-2012 |
| ISIN |
US7587501039 |
Agenda |
933582442 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
STEPHEN M. BURT |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
DEAN A. FOATE |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
HENRY W. |
Management |
For |
For |
|
KNUEPPEL |
|
|
|
| 2 |
ADVISORY VOTE ON THE
COMPENSATION |
Management |
For |
For |
|
OF THE COMPANY'S
NAMED EXECUTIVE |
|
|
|
|
OFFICERS. |
|
|
|
| 3 |
TO RATIFY THE
SELECTION OF DELOITTE & |
Management |
For |
For |
|
TOUCHE LLP AS THE
INDEPENDENT |
|
|
|
|
AUDITORS FOR THE
COMPANY FOR THE |
|
|
|
|
YEAR ENDING DECEMBER
29, 2012. |
|
|
|
| INTERNATIONAL FLAVORS & FRAGRANCES
INC. |
|
|
| Security |
459506101 |
Meeting
Type |
Annual |
| Ticker
Symbol |
IFF |
Meeting
Date |
01-May-2012 |
| ISIN |
US4595061015 |
Agenda |
933566070 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
MARCELLO |
Management |
Against |
Against |
|
BOTTOLI |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
LINDA B. BUCK |
Management |
Against |
Against |
| 1C |
ELECTION OF DIRECTOR:
J. MICHAEL COOK |
Management |
Against |
Against |
| 1D |
ELECTION OF DIRECTOR:
ROGER W. |
Management |
Against |
Against |
|
FERGUSON,
JR. |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
ANDREAS FIBIG |
Management |
Against |
Against |
| 1F |
ELECTION OF DIRECTOR:
ALEXANDRA A. |
Management |
Against |
Against |
|
HERZAN |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
HENRY W. |
Management |
Against |
Against |
|
HOWELL, JR. |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
KATHERINE M. |
Management |
Against |
Against |
|
HUDSON |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
ARTHUR C. |
Management |
Against |
Against |
|
MARTINEZ |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
DALE F. |
Management |
Against |
Against |
|
MORRISON |
|
|
|
| 1K |
ELECTION OF DIRECTOR:
DOUGLAS D. |
Management |
Against |
Against |
|
TOUGH |
|
|
|
| 2 |
TO RATIFY SELECTION
OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
COMPANY'S INDEPENDENT
REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM FOR 2012. |
|
|
|
| 3 |
ADVISORY VOTE TO
APPROVE THE |
Management |
For |
For |
|
COMPENSATION PAID TO
THE COMPANY'S |
|
|
|
|
NAMED EXECUTIVE
OFFICERS IN 2011. |
|
|
|
Page 18 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| CONSOL
ENERGY INC. |
|
|
| Security |
20854P109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
CNX |
Meeting
Date |
01-May-2012 |
| ISIN |
US20854P1093 |
Agenda |
933579356 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
J. BRETT HARVEY |
|
For |
For |
|
2 |
PHILIP W. BAXTER |
|
For |
For |
|
3 |
JAMES E. ALTMEYER, SR. |
|
For |
For |
|
4 |
WILLIAM E. DAVIS |
|
For |
For |
|
5 |
RAJ K. GUPTA |
|
For |
For |
|
6 |
PATRICIA A. HAMMICK |
|
For |
For |
|
7 |
DAVID C. HARDESTY, JR. |
|
For |
For |
|
8 |
JOHN T. MILLS |
|
For |
For |
|
9 |
WILLIAM P. POWELL |
|
For |
For |
|
10 |
JOSEPH T. WILLIAMS |
|
For |
For |
| 2 |
APPROVAL OF THE
AMENDED AND |
Management |
Against |
Against |
|
RESTATED CONSOL
ENERGY INC. EQUITY |
|
|
|
|
INCENTIVE
PLAN. |
|
|
|
| 3 |
RATIFICATION OF
ANTICIPATED SELECTION |
Management |
For |
For |
|
OF INDEPENDENT
AUDITOR: ERNST & |
|
|
|
|
YOUNG LLP. |
|
|
|
|
| 4 |
ADVISORY VOTE TO
APPROVE NAMED |
Management |
Against |
Against |
|
EXECUTIVE OFFICER
COMPENSATION. |
|
|
|
| MSCI
INC. |
|
|
| Security |
55354G100 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MSCI |
Meeting
Date |
02-May-2012 |
| ISIN |
US55354G1004 |
Agenda |
933565686 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1.1 |
ELECTION OF DIRECTOR:
BENJAMIN F. |
Management |
For |
For |
|
DUPONT |
|
|
|
| 1.2 |
ELECTION OF DIRECTOR:
HENRY A. |
Management |
For |
For |
|
FERNANDEZ |
|
|
|
| 1.3 |
ELECTION OF DIRECTOR:
ALICE W. HANDY |
Management |
For |
For |
| 1.4 |
ELECTION OF DIRECTOR:
CATHERINE R. |
Management |
For |
For |
|
KINNEY |
|
|
|
| 1.5 |
ELECTION OF DIRECTOR:
LINDA H. RIEFLER |
Management |
For |
For |
| 1.6 |
ELECTION OF DIRECTOR:
GEORGE W. |
Management |
For |
For |
|
SIGULER |
|
|
|
| 1.7 |
ELECTION OF DIRECTOR:
PATRICK TIERNEY |
Management |
For |
For |
| 1.8 |
ELECTION OF DIRECTOR:
RODOLPHE M. |
Management |
For |
For |
|
VALLEE |
|
|
|
| 2 |
TO APPROVE, BY
NON-BINDING VOTE, OUR |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION, AS |
|
|
|
|
DESCRIBED IN THESE
PROXY MATERIALS. |
|
|
|
| 3 |
TO RATIFY THE
APPOINTMENT OF DELOITTE |
Management |
For |
For |
|
& TOUCHE LLP AS
INDEPENDENT AUDITOR. |
|
|
|
| 4 |
TO AMEND OUR AMENDED
AND RESTATED |
Management |
For |
For |
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
ELIMINATE THE
AUTHORIZED SHARES OF |
|
|
|
|
CLASS B COMMON STOCK,
INCREASE THE |
|
|
|
|
TOTAL NUMBER OF
AUTHORIZED SHARES |
|
|
|
|
OF CLASS A COMMON
STOCK, REFER TO |
|
|
|
|
THE CLASS A COMMON
STOCK AS |
|
|
|
|
"COMMON STOCK" AND
MAKE CERTAIN |
|
|
|
|
OTHER CONFORMING
CHANGES. |
|
|
|
Page 19 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| BRUNSWICK
CORPORATION |
|
|
| Security |
117043109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
BC |
Meeting
Date |
02-May-2012 |
| ISIN |
US1170431092 |
Agenda |
933568973 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1.1 |
ELECTION OF DIRECTOR:
ANNE E. BELEC |
Management |
For |
For |
| 1.2 |
ELECTION OF DIRECTOR:
MANUEL A. |
Management |
For |
For |
|
FERNANDEZ |
|
|
|
| 1.3 |
ELECTION OF DIRECTOR:
J. STEVEN |
Management |
For |
For |
|
WHISLER |
|
|
|
| 2 |
ADVISORY VOTE TO
APPROVE THE |
Management |
For |
For |
|
COMPENSATION OF THE
COMPANY'S |
|
|
|
|
NAMED EXECUTIVE
OFFICERS. |
|
|
|
| 3 |
THE RATIFICATION OF
THE APPOINTMENT |
Management |
For |
For |
|
OF ERNST & YOUNG
LLP AS THE |
|
|
|
|
COMPANY'S INDEPENDENT
REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM FOR THE FISCAL |
|
|
|
|
YEAR ENDING DECEMBER
31, 2012. |
|
|
|
| ST. JUDE
MEDICAL, INC. |
|
|
| Security |
790849103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
STJ |
Meeting
Date |
03-May-2012 |
| ISIN |
US7908491035 |
Agenda |
933566854 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
JOHN W. BROWN |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
DANIEL J. STARKS |
Management |
For |
For |
| 2 |
TO APPROVE AMENDMENTS
TO THE 2007 |
Management |
For |
For |
|
EMPLOYEE STOCK
PURCHASE PLAN. |
|
|
|
| 3 |
TO APPROVE AMENDMENTS
TO OUR |
Management |
For |
For |
|
ARTICLES OF
INCORPORATION AND |
|
|
|
|
BYLAWS TO DECLASSIFY
OUR BOARD OF |
|
|
|
|
DIRECTORS. |
|
|
|
| 4 |
ADVISORY VOTE TO
APPROVE |
Management |
For |
For |
|
COMPENSATION OF OUR
NAMED |
|
|
|
|
EXECUTIVE
OFFICERS. |
|
|
|
| 5 |
TO RATIFY THE
APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS OUR
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR 2012. |
|
|
|
| ECOLAB
INC. |
|
|
| Security |
278865100 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ECL |
Meeting
Date |
03-May-2012 |
| ISIN |
US2788651006 |
Agenda |
933568810 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1.1 |
ELECTION OF DIRECTOR:
LESLIE S. BILLER |
Management |
Against |
Against |
| 1.2 |
ELECTION OF DIRECTOR:
JERRY A. |
Management |
Against |
Against |
|
GRUNDHOFER |
|
|
|
| 1.3 |
ELECTION OF DIRECTOR:
MICHAEL LARSON |
Management |
Against |
Against |
| 1.4 |
ELECTION OF DIRECTOR:
VICTORIA J. REICH |
Management |
Against |
Against |
| 1.5 |
ELECTION OF DIRECTOR:
JOHN J. ZILLMER |
Management |
Against |
Against |
| 2 |
RATIFY THE
APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
| 3 |
APPROVE AMENDMENTS TO
THE ECOLAB |
Management |
For |
For |
|
INC. RESTATED
CERTIFICATE OF |
|
|
|
|
INCORPORATION TO
ELIMINATE SUPER- |
|
|
|
|
MAJORITY
VOTING. |
|
|
|
| 4 |
ADVISORY VOTE TO
APPROVE THE |
Management |
For |
For |
|
COMPENSATION OF
EXECUTIVES |
|
|
|
|
DISCLOSED IN THE
PROXY STATEMENT. |
|
|
|
| 5 |
STOCKHOLDER PROPOSAL
REQUESTING |
Shareholder |
For |
Against |
|
THE BOARD OF
DIRECTORS TO PROVIDE AN |
|
|
|
|
ANNUAL ADVISORY VOTE
ON |
|
|
|
|
ELECTIONEERING,
POLITICAL |
|
|
|
|
CONTRIBUTIONS AND
COMMUNICATION |
|
|
|
|
EXPENDITURES. |
|
|
|
| 6 |
STOCKHOLDER PROPOSAL
REQUESTING |
Shareholder |
Against |
For |
|
THE BOARD OF
DIRECTORS TO ADOPT A |
|
|
|
|
RULE TO REDEEM ANY
CURRENT OR |
|
|
|
|
FUTURE STOCKHOLDER
RIGHTS PLAN |
|
|
|
|
UNLESS SUCH PLAN IS
SUBMITTED TO A |
|
|
|
|
STOCKHOLDER VOTE
WITHIN 12 MONTHS. |
|
|
|
Page 20 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| SPX
CORPORATION |
|
|
| Security |
784635104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
SPW |
Meeting
Date |
03-May-2012 |
| ISIN |
US7846351044 |
Agenda |
933570586 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
CHRISTOPHER J. |
Management |
For |
For |
|
KEARNEY |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
MARTHA B. |
Management |
For |
For |
|
WYRSCH |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
PETER |
Management |
For |
For |
|
VOLANAKIS |
|
|
|
| 2 |
TO APPROVE THE
AMENDMENT AND |
Management |
For |
For |
|
RESTATEMENT OF THE
SPX 2002 STOCK |
|
|
|
|
COMPENSATION
PLAN. |
|
|
|
| 3 |
TO APPROVE, BY
NON-BINDING VOTE, SPX'S |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION PRACTICES. |
|
|
|
| 4 |
TO RATIFY THE
APPOINTMENT OF DELOITTE |
Management |
For |
For |
|
& TOUCHE LLP AS
OUR INDEPENDENT |
|
|
|
|
PUBLIC ACCOUNTANTS
FOR 2012. |
|
|
|
| SCANA
CORPORATION |
|
|
| Security |
80589M102 |
Meeting
Type |
Annual |
| Ticker
Symbol |
SCG |
Meeting
Date |
03-May-2012 |
| ISIN |
US80589M1027 |
Agenda |
933578544 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
JAMES A. BENNETT |
|
For |
For |
|
2 |
LYNNE M. MILLER |
|
For |
For |
|
3 |
JAMES W. ROQUEMORE |
|
For |
For |
|
4 |
MACEO K. SLOAN |
|
For |
For |
| 2 |
APPROVAL OF THE
APPOINTMENT OF THE |
Management |
For |
For |
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
| 3 |
SHAREHOLDER PROPOSAL
REGARDING |
Shareholder |
Against |
For |
|
REPEAL OF THE
CLASSIFICATION OF THE |
|
|
|
|
BOARD OF
DIRECTORS. |
|
|
|
| LINCARE
HOLDINGS INC. |
|
|
| Security |
532791100 |
Meeting
Type |
Annual |
| Ticker
Symbol |
LNCR |
Meeting
Date |
07-May-2012 |
| ISIN |
US5327911005 |
Agenda |
933566397 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
J.P. BYRNES |
|
For |
For |
|
2 |
S.H. ALTMAN, PH.D. |
|
For |
For |
|
3 |
C.B. BLACK |
|
For |
For |
|
4 |
A.P. BRYANT |
|
For |
For |
|
5 |
F.D. BYRNE, M.D. |
|
For |
For |
|
6 |
W.F. MILLER, III |
|
For |
For |
|
7 |
E.M. ZANE |
|
For |
For |
| 2 |
RATIFY THE
APPOINTMENT OF KPMG LLP AS |
Management |
For |
For |
|
THE COMPANY'S
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR THE FISCAL YEAR
ENDING DECEMBER |
|
|
|
|
31, 2012. |
|
|
|
|
| 3 |
APPROVE AN ADVISORY
RESOLUTION |
Management |
For |
For |
|
REGARDING EXECUTIVE
COMPENSATION. |
|
|
|
Page 21 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| LKQ
CORPORATION |
|
|
| Security |
501889208 |
Meeting
Type |
Annual |
| Ticker
Symbol |
LKQX |
Meeting
Date |
07-May-2012 |
| ISIN |
US5018892084 |
Agenda |
933566436 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
A. CLINTON ALLEN |
|
For |
For |
|
2 |
KEVIN F. FLYNN |
|
For |
For |
|
3 |
RONALD G. FOSTER |
|
For |
For |
|
4 |
JOSEPH M. HOLSTEN |
|
For |
For |
|
5 |
BLYTHE J. MCGARVIE |
|
For |
For |
|
6 |
PAUL M. MEISTER |
|
For |
For |
|
7 |
JOHN F. O'BRIEN |
|
For |
For |
|
8 |
ROBERT L. WAGMAN |
|
For |
For |
|
9 |
WILLIAM M. WEBSTER, IV |
|
For |
For |
| 2 |
RATIFICATION OF THE APPOINTMENT
OF |
Management |
For |
For |
|
DELOITTE & TOUCHE LLP AS
THE |
|
|
|
|
INDEPENDENT REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM OF LKQ
CORPORATION |
|
|
|
|
FOR THE FISCAL YEAR ENDING
DECEMBER |
|
|
|
|
31, 2012. |
|
|
|
|
| 3 |
APPROVAL OF AN AMENDMENT TO THE
LKQ |
Management |
For |
For |
|
CORPORATION 1998 EQUITY
INCENTIVE |
|
|
|
|
PLAN TO EXPLICITLY ALLOW
PARTICIPATION |
|
|
|
|
BY NON-EMPLOYEE DIRECTORS AND
TO |
|
|
|
|
INCREASE THE NUMBER OF SHARES
OF |
|
|
|
|
LKQ COMMON STOCK AVAILABLE
FOR |
|
|
|
|
ISSUANCE UNDER THE PLAN BY 544,417,
AS |
|
|
|
|
DESCRIBED IN THE PROXY STATEMENT
FOR |
|
|
|
|
THE ANNUAL MEETING. |
|
|
|
| 4 |
APPROVAL OF AN AMENDMENT TO THE
LKQ |
Management |
For |
For |
|
CORPORATION LONG TERM
INCENTIVE |
|
|
|
|
PLAN TO ALLOW ADJUSTMENTS TO
THE |
|
|
|
|
TARGET GOALS THEREUNDER DUE
TO |
|
|
|
|
UNUSUAL, ATYPICAL OR
NON-RECURRING |
|
|
|
|
ITEMS, AS DESCRIBED IN THE
PROXY |
|
|
|
|
STATEMENT FOR THE ANNUAL
MEETING. |
|
|
|
| 5 |
APPROVAL, ON AN ADVISORY BASIS,
OF |
Management |
For |
For |
|
THE COMPENSATION OF THE NAMED |
|
|
|
|
EXECUTIVE OFFICERS OF LKQ |
|
|
|
|
CORPORATION. |
|
|
|
| ZIMMER
HOLDINGS, INC. |
|
|
| Security |
98956P102 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ZMH |
Meeting
Date |
08-May-2012 |
| ISIN |
US98956P1021 |
Agenda |
933567147 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
BETSY J. |
Management |
For |
For |
|
BERNARD |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
MARC N. CASPER |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
DAVID C. DVORAK |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
LARRY C. |
Management |
For |
For |
|
GLASSCOCK |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
ROBERT A. |
Management |
For |
For |
|
HAGEMANN |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
ARTHUR J. |
Management |
For |
For |
|
HIGGINS |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
JOHN L. |
Management |
For |
For |
|
MCGOLDRICK |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
CECIL B. PICKETT, |
Management |
For |
For |
|
PH.D. |
|
|
|
| 2 |
ADVISORY VOTE TO
APPROVE NAMED |
Management |
Against |
Against |
|
EXECUTIVE OFFICER
COMPENSATION |
|
|
|
| 3 |
RATIFICATION OF
APPOINTMENT OF |
Management |
For |
For |
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
2012 |
|
|
|
Page 22 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| FOREST OIL
CORPORATION |
|
|
| Security |
346091705 |
Meeting
Type |
Annual |
| Ticker
Symbol |
FST |
Meeting
Date |
08-May-2012 |
| ISIN |
US3460917053 |
Agenda |
933573429 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
DOD A. FRASER |
|
For |
For |
|
2 |
JAMES D. LIGHTNER |
|
For |
For |
|
3 |
PATRICK R. MCDONALD |
|
For |
For |
| 2 |
APPROVAL, ON AN
ADVISORY BASIS, OF |
Management |
For |
For |
|
THE COMPENSATION OF
FOREST'S NAMED |
|
|
|
|
EXECUTIVE
OFFICERS. |
|
|
|
| 3 |
RE-APPROVAL OF
PERFORMANCE |
Management |
For |
For |
|
MEASURES UNDER THE
FOREST OIL |
|
|
|
|
CORPORATION 2007
STOCK INCENTIVE |
|
|
|
|
PLAN. |
|
|
|
|
| 4 |
RATIFY THE
APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS FOREST'S
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR THE YEAR ENDING
DECEMBER 31, 2012. |
|
|
|
| SWIFT
ENERGY COMPANY |
|
|
| Security |
870738101 |
Meeting
Type |
Annual |
| Ticker
Symbol |
SFY |
Meeting
Date |
08-May-2012 |
| ISIN |
US8707381013 |
Agenda |
933574801 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
CLYDE W. SMITH, JR. |
|
For |
For |
|
2 |
TERRY E. SWIFT |
|
For |
For |
|
3 |
CHARLES J. SWINDELLS |
|
For |
For |
| 2 |
TO INCREASE THE
NUMBER OF SHARES OF |
Management |
For |
For |
|
COMMON STOCK THAT MAY
BE ISSUED |
|
|
|
|
UNDER THE FIRST
AMENDED AND |
|
|
|
|
RESTATED SWIFT ENERGY
COMPANY 2005 |
|
|
|
|
STOCK COMPENSATION
PLAN. |
|
|
|
| 3 |
TO AMEND THE SWIFT
ENERGY COMPANY |
Management |
For |
For |
|
EMPLOYEE STOCK
PURCHASE PLAN TO |
|
|
|
|
INCREASE THE NUMBER
OF SHARES OF |
|
|
|
|
THE COMPANY'S COMMON
STOCK |
|
|
|
|
AVAILABLE FOR
ISSUANCE UNDER THE |
|
|
|
|
PLAN BY UP TO 500,000
ADDITIONAL |
|
|
|
|
SHARES. |
|
|
|
|
| 4 |
TO RATIFY THE
SELECTION OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS SWIFT
ENERGY'S |
|
|
|
|
INDEPENDENT AUDITOR
FOR THE FISCAL |
|
|
|
|
YEAR ENDING DECEMBER
31, 2012. |
|
|
|
| 5 |
TO CONDUCT A
NON-BINDING ADVISORY |
Management |
For |
For |
|
VOTE ON THE
COMPENSATION OF SWIFT |
|
|
|
|
ENERGY'S NAMED
EXECUTIVE OFFICERS AS |
|
|
|
|
PRESENTED IN THE
PROXY STATEMENT. |
|
|
|
Page 23 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| MASCO
CORPORATION |
|
|
| Security |
574599106 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MAS |
Meeting
Date |
08-May-2012 |
| ISIN |
US5745991068 |
Agenda |
933597518 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
RICHARD A. |
Management |
For |
For |
|
MANOOGIAN |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
JOHN C. PLANT |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
MARY ANN VAN |
Management |
For |
For |
|
LOKEREN |
|
|
|
| 2 |
TO APPROVE, BY
NON-BINDING ADVISORY |
Management |
For |
For |
|
VOTE, THE
COMPENSATION PAID TO THE |
|
|
|
|
COMPANY'S NAMED
EXECUTIVE OFFICERS, |
|
|
|
|
AS DISCLOSED PURSUANT
TO THE |
|
|
|
|
COMPENSATION
DISCLOSURE RULES OF |
|
|
|
|
THE SEC, INCLUDING
THE COMPENSATION |
|
|
|
|
DISCUSSION AND
ANALYSIS, THE |
|
|
|
|
COMPENSATION TABLES
AND THE RELATED |
|
|
|
|
MATERIALS DISCLOSED
IN THE PROXY |
|
|
|
|
STATEMENT. |
|
|
|
| 3 |
TO RATIFY THE
SELECTION OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
INDEPENDENT AUDITORS
FOR THE |
|
|
|
|
COMPANY FOR
2012. |
|
|
|
| 4 |
TO RECOMMEND, BY
NON-BINDING VOTE, A |
Shareholder |
For |
Against |
|
STOCKHOLDER PROPOSAL
TO DECLASSIFY |
|
|
|
|
THE BOARD OF
DIRECTORS. |
|
|
|
| 5 |
TO RECOMMEND, BY
NON-BINDING VOTE, A |
Shareholder |
Against |
For |
|
STOCKHOLDER PROPOSAL
TO ADOPT A |
|
|
|
|
POLICY REQUIRING
SENIOR EXECUTIVES |
|
|
|
|
TO RETAIN 75% OR MORE
OF THEIR EQUITY |
|
|
|
|
AWARDS UNTIL REACHING
NORMAL |
|
|
|
|
RETIREMENT
AGE. |
|
|
|
| WATERS
CORPORATION |
|
|
| Security |
941848103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
WAT |
Meeting
Date |
09-May-2012 |
| ISIN |
US9418481035 |
Agenda |
933568632 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
JOSHUA BEKENSTEIN |
|
For |
For |
|
2 |
M.J. BERENDT, PH.D. |
|
For |
For |
|
3 |
DOUGLAS A. BERTHIAUME |
|
For |
For |
|
4 |
EDWARD CONARD |
|
For |
For |
|
5 |
L.H. GLIMCHER, M.D. |
|
For |
For |
|
6 |
CHRISTOPHER A. KUEBLER |
|
For |
For |
|
7 |
WILLIAM J. MILLER |
|
For |
For |
|
8 |
JOANN A. REED |
|
For |
For |
|
9 |
THOMAS P. SALICE |
|
For |
For |
| 2 |
TO RATIFY THE
SELECTION OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS THE |
|
|
|
|
COMPANY'S INDEPENDENT
REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM FOR THE FISCAL |
|
|
|
|
YEAR ENDING DECEMBER
31, 2012. |
|
|
|
| 3 |
TO APPROVE, BY
NON-BINDING VOTE, |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 4 |
TO APPROVE THE 2012
EQUITY INCENTIVE |
Management |
For |
For |
|
PLAN. |
|
|
|
|
Page 24 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| MAXWELL
TECHNOLOGIES, INC. |
|
|
| Security |
577767106 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MXWL |
Meeting
Date |
09-May-2012 |
| ISIN |
US5777671067 |
Agenda |
933571095 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
JOSE L. CORTES |
|
For |
For |
|
2 |
ROGER HOWSMON |
|
For |
For |
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
MCGLADREY &
PULLEN, LLP AS OUR |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE FISCAL YEAR |
|
|
|
|
ENDING DECEMBER 31,
2012. |
|
|
|
| 3 |
TO APPROVE, ON AN
ADVISORY BASIS, OUR |
Management |
For |
For |
|
NAMED EXECUTIVE
OFFICER |
|
|
|
|
COMPENSATION. |
|
|
|
| USG
CORPORATION |
|
|
| Security |
903293405 |
Meeting
Type |
Annual |
| Ticker
Symbol |
USG |
Meeting
Date |
09-May-2012 |
| ISIN |
US9032934054 |
Agenda |
933571728 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
JOSE ARMARIO |
|
For |
For |
|
2 |
W. DOUGLAS FORD |
|
For |
For |
|
3 |
WILLIAM H. HERNANDEZ |
|
For |
For |
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
DELOITTE & TOUCHE
LLP AS INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTANTS FOR |
|
|
|
|
THE YEAR ENDING
DECEMBER 31, 2012. |
|
|
|
| NORDSTROM,
INC. |
|
|
| Security |
655664100 |
Meeting
Type |
Annual |
| Ticker
Symbol |
JWN |
Meeting
Date |
09-May-2012 |
| ISIN |
US6556641008 |
Agenda |
933572934 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
PHYLLIS J. |
Management |
For |
For |
|
CAMPBELL |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
MICHELLE M. |
Management |
For |
For |
|
EBANKS |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
ENRIQUE |
Management |
For |
For |
|
HERNANDEZ,
JR. |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
ROBERT G. |
Management |
For |
For |
|
MILLER |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
BLAKE W. |
Management |
For |
For |
|
NORDSTROM |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
ERIK B. |
Management |
For |
For |
|
NORDSTROM |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
PETER E. |
Management |
For |
For |
|
NORDSTROM |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
PHILIP G. SATRE |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
B. KEVIN TURNER |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
ROBERT D. |
Management |
For |
For |
|
WALTER |
|
|
|
| 1K |
ELECTION OF DIRECTOR:
ALISON A. WINTER |
Management |
For |
For |
| 2 |
APPROVAL OF THE
AMENDED AND |
Management |
For |
For |
|
RESTATED NORDSTROM,
INC. EXECUTIVE |
|
|
|
|
MANAGEMENT BONUS
PLAN. |
|
|
|
| 3 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
| 4 |
ADVISORY VOTE TO
APPROVE EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
Page 25 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| MURPHY OIL
CORPORATION |
|
|
| Security |
626717102 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MUR |
Meeting
Date |
09-May-2012 |
| ISIN |
US6267171022 |
Agenda |
933578948 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
F.W. BLUE |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
S.A. COSSE |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
C.P. DEMING |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
R.A. HERMES |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
J.V. KELLEY |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR:
W. MIROSH |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
R.M. MURPHY |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR:
N.E. SCHMALE |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
D.J.H. SMITH |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
C.G. THEUS |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
D.M. WOOD |
Management |
For |
For |
| 2 |
ADVISORY VOTE TO
APPROVE EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION. |
|
|
|
| 3 |
APPROVE THE PROPOSED
2012 LONG-TERM |
Management |
For |
For |
|
INCENTIVE
PLAN. |
|
|
|
| 4 |
APPROVE THE PROPOSED
2012 ANNUAL |
Management |
Against |
Against |
|
INCENTIVE
PLAN. |
|
|
|
| 5 |
APPROVE THE
APPOINTMENT OF KPMG LLP |
Management |
For |
For |
|
AS INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
| KOHL'S
CORPORATION |
|
|
| Security |
500255104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
KSS |
Meeting
Date |
10-May-2012 |
| ISIN |
US5002551043 |
Agenda |
933565763 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
PETER |
Management |
For |
For |
|
BONEPARTH |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
STEVEN A. BURD |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
JOHN F. HERMA |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
DALE E. JONES |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
WILLIAM S. |
Management |
For |
For |
|
KELLOGG |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
KEVIN MANSELL |
Management |
For |
For |
| 1G |
ELECTION OF DIRECTOR:
JOHN E. |
Management |
For |
For |
|
SCHLIFSKE |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
FRANK V. SICA |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
PETER M. |
Management |
For |
For |
|
SOMMERHAUSER |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
STEPHANIE A. |
Management |
For |
For |
|
STREETER |
|
|
|
| 1K |
ELECTION OF DIRECTOR:
NINA G. VACA |
Management |
For |
For |
| 1L |
ELECTION OF DIRECTOR:
STEPHEN E. |
Management |
For |
For |
|
WATSON |
|
|
|
| 2 |
RATIFY APPOINTMENT OF
ERNST & YOUNG |
Management |
For |
For |
|
LLP AS INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
| 3 |
ADVISORY VOTE ON
APPROVAL OF NAMED |
Management |
Against |
Against |
|
EXECUTIVE OFFICER
COMPENSATION. |
|
|
|
| 4 |
SHAREHOLDER PROPOSAL:
ANIMAL FUR |
Shareholder |
Against |
For |
|
POLICY. |
|
|
|
| 5 |
SHAREHOLDER PROPOSAL:
SUCCESSION |
Shareholder |
Against |
For |
|
PLANNING AND
REPORTING. |
|
|
|
| 6 |
SHAREHOLDER PROPOSAL:
EXECUTIVES TO |
Shareholder |
Against |
For |
|
RETAIN SIGNIFICANT
STOCK. |
|
|
|
Page 26 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| BILL
BARRETT CORPORATION |
|
|
| Security |
06846N104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
BBG |
Meeting
Date |
10-May-2012 |
| ISIN |
US06846N1046 |
Agenda |
933593267 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
WILLIAM F. OWENS# |
|
For |
For |
|
2 |
RANDY I. STEIN# |
|
For |
For |
|
3 |
KEVIN O. MEYERS$ |
|
For |
For |
| 2 |
PROPOSAL TO APPROVE
AN ADVISORY |
Management |
For |
For |
|
(NON-BINDING)
RESOLUTION REGARDING |
|
|
|
|
THE COMPENSATION OF
OUR NAMED |
|
|
|
|
EXECUTIVE
OFFICERS. |
|
|
|
| 3 |
PROPOSAL TO AMEND AND
RESTATE OUR |
Management |
For |
For |
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
PROVIDE FOR THE
ANNUAL ELECTION OF |
|
|
|
|
ALL
DIRECTORS. |
|
|
|
| 4 |
PROPOSAL TO AMEND AND
RESTATE OUR |
Management |
For |
For |
|
CERTIFICATE OF
INCORPORATION TO |
|
|
|
|
ELIMINATE
SUPERMAJORITY VOTING |
|
|
|
|
REQUIREMENTS. |
|
|
|
| 5 |
PROPOSAL TO APPROVE
OUR 2012 EQUITY |
Management |
For |
For |
|
INCENTIVE
PLAN. |
|
|
|
| 6 |
PROPOSAL TO RATIFY
THE APPOINTMENT |
Management |
For |
For |
|
OF DELOITTE &
TOUCHE LLP AS OUR |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE YEAR ENDING |
|
|
|
|
DECEMBER 31,
2012. |
|
|
|
| HOST
HOTELS & RESORTS, INC. |
|
|
| Security |
44107P104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
HST |
Meeting
Date |
10-May-2012 |
| ISIN |
US44107P1049 |
Agenda |
933595261 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1.1 |
ELECTION OF DIRECTOR:
ROBERT M. |
Management |
For |
For |
|
BAYLIS |
|
|
|
| 1.2 |
ELECTION OF DIRECTOR:
TERENCE C. |
Management |
For |
For |
|
GOLDEN |
|
|
|
| 1.3 |
ELECTION OF DIRECTOR:
ANN M. |
Management |
For |
For |
|
KOROLOGOS |
|
|
|
| 1.4 |
ELECTION OF DIRECTOR:
RICHARD E. |
Management |
For |
For |
|
MARRIOTT |
|
|
|
| 1.5 |
ELECTION OF DIRECTOR:
JOHN B. MORSE, |
Management |
For |
For |
|
JR. |
|
|
|
| 1.6 |
ELECTION OF DIRECTOR:
WALTER C. |
Management |
For |
For |
|
RAKOWICH |
|
|
|
| 1.7 |
ELECTION OF DIRECTOR:
GORDON H. SMITH |
Management |
For |
For |
| 1.8 |
ELECTION OF DIRECTOR:
W. EDWARD |
Management |
For |
For |
|
WALTER |
|
|
|
| 2 |
RATIFY APPOINTMENT OF
KPMG LLP AS |
Management |
For |
For |
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTANTS FOR
2012. |
|
|
|
| 3 |
ADVISORY RESOLUTION
TO APPROVE |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION. |
|
|
|
| BROADCOM
CORPORATION |
|
|
| Security |
111320107 |
Meeting
Type |
Annual |
| Ticker
Symbol |
BRCM |
Meeting
Date |
15-May-2012 |
| ISIN |
US1113201073 |
Agenda |
933583975 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
ROBERT J. FINOCCHIO, JR |
|
For |
For |
|
2 |
NANCY H. HANDEL |
|
For |
For |
|
3 |
EDDY W. HARTENSTEIN |
|
For |
For |
|
4 |
MARIA M. KLAWE, PH.D. |
|
For |
For |
|
5 |
JOHN E. MAJOR |
|
For |
For |
|
6 |
SCOTT A. MCGREGOR |
|
For |
For |
|
7 |
WILLIAM T. MORROW |
|
For |
For |
|
8 |
HENRY SAMUELI, PH.D. |
|
For |
For |
|
9 |
ROBERT E. SWITZ |
|
For |
For |
| 2 |
TO APPROVE AN
AMENDMENT AND |
Management |
Against |
Against |
|
RESTATEMENT OF THE
BROADCOM |
|
|
|
|
CORPORATION 1998
EMPLOYEE STOCK |
|
|
|
|
PURCHASE PLAN, AS
PREVIOUSLY |
|
|
|
|
AMENDED AND RESTATED,
THAT WOULD |
|
|
|
|
EXTEND THE TERM OF
THE PLAN THROUGH |
|
|
|
|
MAY 15, 2022, AND
EFFECT VARIOUS |
|
|
|
|
TECHNICAL REVISIONS
AND |
|
|
|
|
IMPROVEMENTS. |
|
|
|
| 3 |
TO APPROVE THE
ADOPTION OF THE |
Management |
Against |
Against |
|
BROADCOM CORPORATION
2012 STOCK |
|
|
|
|
INCENTIVE
PLAN. |
|
|
|
| 4 |
TO RATIFY THE
APPOINTMENT OF KPMG LLP |
Management |
For |
For |
|
AS THE COMPANY'S
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR THE YEAR ENDING
DECEMBER 31, 2012. |
|
|
|
Page 27 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| HENRY
SCHEIN, INC. |
|
|
| Security |
806407102 |
Meeting
Type |
Annual |
| Ticker
Symbol |
HSIC |
Meeting
Date |
15-May-2012 |
| ISIN |
US8064071025 |
Agenda |
933584888 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
STANLEY M BERGMAN |
|
For |
For |
|
2 |
GERALD A BENJAMIN |
|
For |
For |
|
3 |
JAMES P BRESLAWSKI |
|
For |
For |
|
4 |
MARK E MLOTEK |
|
For |
For |
|
5 |
STEVEN PALADINO |
|
For |
For |
|
6 |
BARRY J ALPERIN |
|
For |
For |
|
7 |
PAUL BRONS |
|
For |
For |
|
8 |
DONALD J KABAT |
|
For |
For |
|
9 |
PHILIP A LASKAWY |
|
For |
For |
|
10 |
KARYN MASHIMA |
|
For |
For |
|
11 |
NORMAN S MATTHEWS |
|
For |
For |
|
12 |
BRADLEY T SHEARES, PHD |
|
For |
For |
|
13 |
LOUIS W SULLIVAN, MD |
|
For |
For |
| 2 |
PROPOSAL TO AMEND THE
COMPANY'S |
Management |
For |
For |
|
AMENDED AND RESTATED
CERTIFICATE OF |
|
|
|
|
INCORPORATION. |
|
|
|
| 3 |
PROPOSAL TO APPROVE,
BY NON-BINDING |
Management |
For |
For |
|
VOTE, THE 2011
COMPENSATION PAID TO |
|
|
|
|
THE COMPANY'S NAMED
EXECUTIVE |
|
|
|
|
OFFICERS. |
|
|
|
|
| 4 |
PROPOSAL TO RATIFY
THE SELECTION OF |
Management |
For |
For |
|
BDO USA, LLP AS THE
COMPANY'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE FISCAL YEAR |
|
|
|
|
ENDING DECEMBER 29,
2012. |
|
|
|
| DENBURY
RESOURCES INC. |
|
|
| Security |
247916208 |
Meeting
Type |
Annual |
| Ticker
Symbol |
DNR |
Meeting
Date |
15-May-2012 |
| ISIN |
US2479162081 |
Agenda |
933599017 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
WIELAND F. WETTSTEIN |
|
For |
For |
|
2 |
MICHAEL L. BEATTY |
|
For |
For |
|
3 |
MICHAEL B. DECKER |
|
For |
For |
|
4 |
RONALD G. GREENE |
|
For |
For |
|
5 |
GREGORY L. MCMICHAEL |
|
For |
For |
|
6 |
KEVIN O. MEYERS |
|
For |
For |
|
7 |
GARETH
ROBERTS |
|
For |
For |
|
8 |
PHIL
RYKHOEK |
|
For |
For |
|
9 |
RANDY
STEIN |
|
For |
For |
|
10 |
LAURA A.
SUGG |
|
For |
For |
| 2 |
ADVISORY PROPOSAL TO APPROVE THE |
Management |
For |
For |
|
COMPANY'S 2011 NAMED EXECUTIVE |
|
|
|
|
OFFICER COMPENSATION. |
|
|
|
| 3 |
PROPOSAL TO AMEND OUR RESTATED |
Management |
For |
For |
|
CERTIFICATE OF INCORPORATION. |
|
|
|
| 4 |
PROPOSAL TO AMEND THE LIMITED |
Management |
For |
For |
|
LIABILITY COMPANY AGREEMENT OF OUR |
|
|
|
|
SUBSIDIARY, DENBURY ONSHORE, LLC. |
|
|
|
| 5 |
PROPOSAL TO RATIFY THE AUDIT |
Management |
For |
For |
|
COMMITTEE'S SELECTION OF |
|
|
|
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
DENBURY'S INDEPENDENT AUDITOR FOR |
|
|
|
|
2012. |
|
|
|
|
Page 28 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| LONE PINE
RESOURCES INC. |
|
|
| Security |
54222A106 |
Meeting
Type |
Annual |
| Ticker
Symbol |
LPR |
Meeting
Date |
16-May-2012 |
| ISIN |
US54222A1060 |
Agenda |
933596225 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
DALE J. HOHM |
|
For |
For |
|
2 |
LOYOLA G. KEOUGH |
|
For |
For |
|
3 |
DONALD MCKENZIE |
|
For |
For |
| 2 |
APPROVAL OF THE LONE
PINE RESOURCES |
Management |
For |
For |
|
INC. 2012 EMPLOYEE
STOCK PURCHASE |
|
|
|
|
PLAN. |
|
|
|
|
| 3 |
ADVISORY VOTE TO
APPROVE NAMED |
Management |
For |
For |
|
EXECUTIVE OFFICER
COMPENSATION. |
|
|
|
| 4 |
ADVISORY VOTE ON THE
FREQUENCY OF |
Management |
1 Year |
Against |
|
EXECUTIVE
COMPENSATION ADVISORY |
|
|
|
|
VOTES. |
|
|
|
|
| 5 |
RATIFICATION OF THE
APPOINTMENT BY |
Management |
For |
For |
|
THE AUDIT AND
RESERVES COMMITTEE OF |
|
|
|
|
ERNST & YOUNG LLP
AS THE INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM OF |
|
|
|
|
LONE PINE RESOURCES
INC. FOR THE YEAR |
|
|
|
|
ENDING DECEMBER 31,
2012. |
|
|
|
| QUICKSILVER RESOURCES INC. |
|
|
| Security |
74837R104 |
Meeting
Type |
Annual |
| Ticker
Symbol |
KWK |
Meeting
Date |
16-May-2012 |
| ISIN |
US74837R1041 |
Agenda |
933616685 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
GLENN DARDEN |
|
For |
For |
|
2 |
W. YANDELL ROGERS, III |
|
For |
For |
| 2 |
ADVISORY VOTE TO
APPROVE EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION |
|
|
|
Page 29 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| REGIONS
FINANCIAL CORPORATION |
|
|
| Security |
7591EP100 |
Meeting
Type |
Annual |
| Ticker
Symbol |
RF |
Meeting
Date |
17-May-2012 |
| ISIN |
US7591EP1005 |
Agenda |
933582505 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
SAMUEL W. |
Management |
Against |
Against |
|
BARTHOLOMEW,
JR. |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
GEORGE W. |
Management |
Against |
Against |
|
BRYAN |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
CAROLYN H. BYRD |
Management |
Against |
Against |
| 1D |
ELECTION OF DIRECTOR:
DAVID J. COOPER, |
Management |
Against |
Against |
|
SR. |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
EARNEST W. |
Management |
Against |
Against |
|
DEAVENPORT,
JR. |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
DON DEFOSSET |
Management |
Against |
Against |
| 1G |
ELECTION OF DIRECTOR:
ERIC C. FAST |
Management |
Against |
Against |
| 1H |
ELECTION OF DIRECTOR:
O.B. GRAYSON |
Management |
Against |
Against |
|
HALL, JR. |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
JOHN D. JOHNS |
Management |
Against |
Against |
| 1J |
ELECTION OF DIRECTOR:
CHARLES D. |
Management |
Against |
Against |
|
MCCRARY |
|
|
|
| 1K |
ELECTION OF DIRECTOR:
JAMES R. MALONE |
Management |
Against |
Against |
| 1L |
ELECTION OF DIRECTOR:
RUTH ANN |
Management |
Against |
Against |
|
MARSHALL |
|
|
|
| 1M |
ELECTION OF DIRECTOR:
SUSAN W. |
Management |
Against |
Against |
|
MATLOCK |
|
|
|
| 1N |
ELECTION OF DIRECTOR:
JOHN E. MAUPIN, |
Management |
Against |
Against |
|
JR. |
|
|
|
| 1O |
ELECTION OF DIRECTOR:
JOHN R. ROBERTS |
Management |
Against |
Against |
| 1P |
ELECTION OF DIRECTOR:
LEE J. |
Management |
Against |
Against |
|
STYSLINGER
III |
|
|
|
| 2 |
NONBINDING
STOCKHOLDER APPROVAL OF |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 3 |
TO RECOMMEND, BY
NON-BINDING VOTE, |
Management |
1 Year |
For |
|
THE FREQUENCY OF
EXECUTIVE |
|
|
|
|
COMPENSATION
VOTES. |
|
|
|
| 4 |
RATIFICATION OF
SELECTION OF |
Management |
For |
For |
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING
FIRM. |
|
|
|
| 5 |
STOCKHOLDER PROPOSAL
REGARDING |
Shareholder |
For |
Against |
|
POSTING A REPORT,
UPDATED SEMI- |
|
|
|
|
ANNUALLY, OF
POLITICAL CONTRIBUTIONS. |
|
|
|
| JARDEN
CORPORATION |
|
|
| Security |
471109108 |
Meeting
Type |
Annual |
| Ticker
Symbol |
JAH |
Meeting
Date |
17-May-2012 |
| ISIN |
US4711091086 |
Agenda |
933583343 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
MARTIN E. FRANKLIN |
|
For |
For |
|
|
2 |
JAMES E. LILLIE |
|
For |
For |
|
|
3 |
MICHAEL S. GROSS |
|
For |
For |
|
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
JARDEN CORPORATION'S
INDEPENDENT |
|
|
|
|
REGISTERD PUBLIC
ACCOUNTING FIRM FOR |
|
|
|
|
THE YEAR ENDING
DECEMBER 31, 2012. |
|
|
|
| 3 |
ADVISORY APPROVAL OF
JARDEN |
Management |
For |
For |
|
CORPORATION'S
EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
Page 30 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| PEPCO
HOLDINGS, INC. |
|
|
| Security |
713291102 |
Meeting
Type |
Annual |
| Ticker
Symbol |
POM |
Meeting
Date |
18-May-2012 |
| ISIN |
US7132911022 |
Agenda |
933589218 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
JACK B. DUNN, IV |
|
For |
For |
|
2 |
TERENCE C. GOLDEN |
|
For |
For |
|
3 |
PATRICK T. HARKER |
|
For |
For |
|
4 |
FRANK O. HEINTZ |
|
For |
For |
|
5 |
BARBARA J. KRUMSIEK |
|
For |
For |
|
6 |
GEORGE F. MACCORMACK |
|
For |
For |
|
7 |
LAWRENCE C. NUSSDORF |
|
For |
For |
|
8 |
PATRICIA A. OELRICH |
|
For |
For |
|
9 |
JOSEPH M. RIGBY |
|
For |
For |
|
10 |
FRANK K. ROSS |
|
For |
For |
|
11 |
PAULINE A. SCHNEIDER |
|
For |
For |
|
12 |
LESTER P. SILVERMAN |
|
For |
For |
| 2 |
A PROPOSAL TO
APPROVE, ON AN |
Management |
For |
For |
|
ADVISORY BASIS, THE
COMPANY'S |
|
|
|
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 3 |
A PROPOSAL TO APPROVE
THE PEPCO |
Management |
For |
For |
|
HOLDINGS, INC. 2012
LONG-TERM |
|
|
|
|
INCENTIVE
PLAN. |
|
|
|
| 4 |
A PROPOSAL TO APPROVE
THE |
Management |
For |
For |
|
PERFORMANCE GOAL
CRITERIA UNDER THE |
|
|
|
|
PEPCO HOLDINGS, INC.
LONG-TERM |
|
|
|
|
INCENTIVE
PLAN. |
|
|
|
| 5 |
A PROPOSAL TO APPROVE
THE PEPCO |
Management |
For |
For |
|
HOLDINGS, INC.
AMENDED AND RESTATED |
|
|
|
|
ANNUAL EXECUTIVE
INCENTIVE |
|
|
|
|
COMPENSATION
PLAN. |
|
|
|
| 6 |
A PROPOSAL TO RATIFY
THE APPOINTMENT |
Management |
For |
For |
|
OF
PRICEWATERHOUSECOOPERS LLP AS |
|
|
|
|
THE INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM OF
THE COMPANY FOR |
|
|
|
|
2012. |
|
|
|
|
| ULTRA
PETROLEUM CORP. |
|
|
| Security |
903914109 |
Meeting
Type |
Annual and Special Meeting |
| Ticker
Symbol |
UPL |
Meeting
Date |
22-May-2012 |
| ISIN |
CA9039141093 |
Agenda |
933611700 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF MICHAEL
D. WATFORD AS |
Management |
For |
For |
|
DIRECTOR |
|
|
|
| 1B |
ELECTION OF W.
CHARLES HELTON AS |
Management |
For |
For |
|
DIRECTOR |
|
|
|
| 1C |
ELECTION OF STEPHEN
J. MCDANIEL AS |
Management |
For |
For |
|
DIRECTOR |
|
|
|
| 1D |
ELECTION OF ROGER A.
BROWN AS |
Management |
For |
For |
|
DIRECTOR |
|
|
|
| 2 |
APPOINTMENT OF ERNST
& YOUNG LLP AS |
Management |
For |
For |
|
AUDITORS OF THE
COMPANY FOR THE |
|
|
|
|
ENSUING YEAR AND
AUTHORIZING THE |
|
|
|
|
DIRECTORS TO FIX
THEIR REMUNERATION |
|
|
|
| 3 |
NON-BINDING ADVISORY
VOTE ON |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION RESOLVED, |
|
|
|
|
THE SHAREHOLDERS OF
THE COMPANY |
|
|
|
|
APPROVE, ON AN
ADVISORY BASIS, THE |
|
|
|
|
COMPENSATION PAID TO
THE COMPANY'S |
|
|
|
|
NAMED EXECUTIVE
OFFICERS, AS |
|
|
|
|
DISCLOSED PURSUANT TO
ITEM 402 OF |
|
|
|
|
REGULATION S.K.,
INCLUDING THE |
|
|
|
|
COMPENSATION
DISCUSSION AND |
|
|
|
|
ANALYSIS, THE
ACCOMPANYING |
|
|
|
|
COMPENSATION TABLES,
AND THE |
|
|
|
|
RELATED NARRATIVE
DISCUSSION, IN THE |
|
|
|
|
COMPANY'S MOST RECENT
PROXY |
|
|
|
|
STATEMENT |
|
|
|
| 4 |
APPROVAL OF MATERIAL
TERMS OF |
Management |
For |
For |
|
EXECUTIVE OFFICER
PERFORMANCE |
|
|
|
|
GOALS |
|
|
|
| 5 |
IF PRESENTED, A
SHAREHOLDER |
Management |
Against |
For |
|
PROPOSAL WHICH IS
OPPOSED BY THE |
|
|
|
|
BOARD OF
DIRECTORS. |
|
|
|
Page 31 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| ENERGYSOLUTIONS, INC. |
|
|
| Security |
292756202 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ES |
Meeting
Date |
23-May-2012 |
| ISIN |
US2927562023 |
Agenda |
933600163 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
STEVEN R. ROGEL |
|
For |
For |
|
2 |
J. BARNIE BEASLEY, JR. |
|
For |
For |
|
3 |
VAL J. CHRISTENSEN |
|
For |
For |
|
4 |
PASCAL COLOMBANI |
|
For |
For |
|
5 |
J.I. "CHIP" EVEREST, II |
|
For |
For |
|
6 |
DAVID J. LOCKWOOD |
|
For |
For |
|
7 |
CLARE SPOTTISWOODE |
|
For |
For |
|
8 |
ROBERT A. WHITMAN |
|
For |
For |
|
9 |
DAVID B. WINDER |
|
For |
For |
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
ERNST & YOUNG LLP
AS THE COMPANY'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE 2012 FISCAL |
|
|
|
|
YEAR. |
|
|
|
|
| 3 |
ADVISORY APPROVAL OF
THE |
Management |
For |
For |
|
COMPENSATION OF THE
COMPANY'S |
|
|
|
|
NAMED EXECUTIVE
OFFICERS. |
|
|
|
| RANGE
RESOURCES CORPORATION |
|
|
| Security |
75281A109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
RRC |
Meeting
Date |
23-May-2012 |
| ISIN |
US75281A1097 |
Agenda |
933601759 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
CHARLES L. |
Management |
For |
For |
|
BLACKBURN |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
ANTHONY V. DUB |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
V. RICHARD |
Management |
For |
For |
|
EALES |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
ALLEN FINKELSON |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
JAMES M. FUNK |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR:
JONATHAN S. |
Management |
For |
For |
|
LINKER |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
KEVIN S. |
Management |
For |
For |
|
MCCARTHY |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
JOHN H. |
Management |
For |
For |
|
PINKERTON |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
JEFFREY L. |
Management |
For |
For |
|
VENTURA |
|
|
|
| 2 |
A PROPOSAL TO APPROVE
THE |
Management |
Against |
Against |
|
COMPENSATION
PHILOSOPHY, POLICIES |
|
|
|
|
AND PROCEDURES
DESCRIBED IN THE |
|
|
|
|
COMPENSATION
DISCUSSION AND |
|
|
|
|
ANALYSIS. |
|
|
|
| 3 |
TO RATIFY THE
APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS OUR
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM. |
|
|
|
| 4 |
STOCKHOLDER PROPOSAL
- A PROPOSAL |
Shareholder |
For |
Against |
|
REQUESTING ADOPTION
OF A POLICY |
|
|
|
|
RELATED TO VESTING OF
EQUITY UPON |
|
|
|
|
TERMINATION OR CHANGE
IN CONTROL. |
|
|
|
| 5 |
STOCKHOLDER PROPOSAL
- A PROPOSAL |
Shareholder |
Against |
For |
|
REQUESTING ADOPTION
OF |
|
|
|
|
SUSTAINABILITY
METRICS FOR EXECUTIVE |
|
|
|
|
COMPENSATION. |
|
|
|
Page 32 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| FISERV,
INC. |
|
|
| Security |
337738108 |
Meeting
Type |
Annual |
| Ticker
Symbol |
FISV |
Meeting
Date |
23-May-2012 |
| ISIN |
US3377381088 |
Agenda |
933604197 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
DANIEL P. KEARNEY 2015 |
|
For |
For |
|
2 |
JEFFERY W. YABUKI 2015 |
|
For |
For |
| 2 |
TO APPROVE AN
AMENDMENT TO OUR |
Management |
For |
For |
|
ARTICLES OF
INCORPORATION THAT |
|
|
|
|
WOULD ELIMINATE THE
CLASSIFIED |
|
|
|
|
STRUCTURE OF OUR
BOARD OF |
|
|
|
|
DIRECTORS AND PROVIDE
FOR THE |
|
|
|
|
ANNUAL ELECTION OF
DIRECTORS AS SET |
|
|
|
|
FORTH IN THE
AMENDMENT. |
|
|
|
| 3 |
TO APPROVE
PERFORMANCE GOALS AND |
Management |
Against |
Against |
|
RELATED MATTERS UNDER
THE FISERV, |
|
|
|
|
INC. 2007 OMNIBUS
INCENTIVE PLAN. |
|
|
|
| 4 |
TO APPROVE, ON AN
ADVISORY BASIS, THE |
Management |
Against |
Against |
|
COMPENSATION OF OUR
NAMED |
|
|
|
|
EXECUTIVE
OFFICERS. |
|
|
|
| 5 |
TO RATIFY THE
SELECTION OF DELOITTE & |
Management |
For |
For |
|
TOUCHE LLP AS OUR
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR 2012. |
|
|
|
| WEATHERFORD INTERNATIONAL LTD |
|
|
| Security |
H27013103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
WFT |
Meeting
Date |
23-May-2012 |
| ISIN |
CH0038838394 |
Agenda |
933622145 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
APPROVAL OF THE 2011
ANNUAL REPORT, |
Management |
For |
For |
|
THE CONSOLIDATED
FINANCIAL |
|
|
|
|
STATEMENTS OF
WEATHERFORD |
|
|
|
|
INTERNATIONAL LTD.
FOR THE YEAR ENDED |
|
|
|
|
DECEMBER 31, 2011 AND
THE STATUTORY |
|
|
|
|
FINANCIAL STATEMENTS
OF |
|
|
|
|
WEATHERFORD
INTERNATIONAL LTD. FOR |
|
|
|
|
THE YEAR ENDED
DECEMBER 31, 2011. |
|
|
|
| 2 |
DISCHARGE OF THE
BOARD OF DIRECTORS |
Management |
For |
For |
|
AND EXECUTIVE
OFFICERS FROM LIABILITY |
|
|
|
|
UNDER SWISS LAW FOR
ACTIONS OR |
|
|
|
|
OMISSIONS DURING THE
YEAR ENDED |
|
|
|
|
DECEMBER 31,
2011. |
|
|
|
| 3A |
ELECTION OF DIRECTOR:
BERNARD J. |
Management |
For |
For |
|
DUROC-DANNER |
|
|
|
| 3B |
ELECTION OF DIRECTOR:
SAMUEL W. |
Management |
For |
For |
|
BODMAN, III |
|
|
|
| 3C |
ELECTION OF DIRECTOR:
NICHOLAS F. |
Management |
For |
For |
|
BRADY |
|
|
|
| 3D |
ELECTION OF DIRECTOR:
DAVID J. BUTTERS |
Management |
For |
For |
| 3E |
ELECTION OF DIRECTOR:
WILLIAM E. |
Management |
For |
For |
|
MACAULAY |
|
|
|
| 3F |
ELECTION OF DIRECTOR:
ROBERT K. |
Management |
For |
For |
|
MOSES, JR. |
|
|
|
| 3G |
ELECTION OF DIRECTOR:
GUILLERMO ORTIZ |
Management |
For |
For |
| 3H |
ELECTION OF DIRECTOR:
EMYR JONES |
Management |
For |
For |
|
PARRY |
|
|
|
| 3I |
ELECTION OF DIRECTOR:
ROBERT A. RAYNE |
Management |
For |
For |
| 4 |
RATIFY THE
APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS
INDEPENDENT REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM FOR YEAR |
|
|
|
|
ENDING DECEMBER 31,
2012 AND THE RE- |
|
|
|
|
ELECTION OF ERNST
& YOUNG LTD, ZURICH |
|
|
|
|
AS STATUTORY AUDITOR
FOR YEAR |
|
|
|
|
ENDING DECEMBER 31,
2012. |
|
|
|
| 5 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
For |
For |
|
ARTICLES OF
ASSOCIATION TO EXTEND THE |
|
|
|
|
BOARD'S AUTHORIZATION
TO ISSUE |
|
|
|
|
SHARES FROM
AUTHORIZED SHARE |
|
|
|
|
CAPITAL TO MAY 23,
2014 AND TO INCREASE |
|
|
|
|
ISSUABLE AUTHORIZED
CAPITAL TO AN |
|
|
|
|
AMOUNT EQUAL TO 50%
OF CURRENT |
|
|
|
|
STATED
CAPITAL. |
|
|
|
| 6 |
APPROVAL OF AN
AMENDMENT TO THE |
Management |
Against |
Against |
|
WEATHERFORD
INTERNATIONAL LTD. 2010 |
|
|
|
|
OMNIBUS INCENTIVE
PLAN TO INCREASE |
|
|
|
|
THE NUMBER OF SHARES
ISSUABLE UNDER |
|
|
|
|
THE PLAN TO
28,144,000 SHARES. |
|
|
|
| 7 |
APPROVAL OF AN
ADVISORY RESOLUTION |
Management |
Against |
Against |
|
REGARDING EXECUTIVE
COMPENSATION. |
|
|
|
Page 33 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| UNUM
GROUP |
|
|
| Security |
91529Y106 |
Meeting
Type |
Annual |
| Ticker
Symbol |
UNM |
Meeting
Date |
24-May-2012 |
| ISIN |
US91529Y1064 |
Agenda |
933600529 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
PAMELA H. |
Management |
Against |
Against |
|
GODWIN |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
THOMAS KINSER |
Management |
Against |
Against |
| 1C |
ELECTION OF DIRECTOR:
A.S. MACMILLAN, |
Management |
Against |
Against |
|
JR. |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
EDWARD J. MUHL |
Management |
Against |
Against |
| 2 |
TO APPROVE, ON AN
ADVISORY BASIS, THE |
Management |
For |
For |
|
COMPENSATION OF THE
COMPANY'S |
|
|
|
|
NAMED EXECUTIVE
OFFICERS |
|
|
|
| 3 |
TO APPROVE THE UNUM
GROUP STOCK |
Management |
For |
For |
|
INCENTIVE PLAN OF
2012. |
|
|
|
| 4 |
TO RATIFY THE
APPOINTMENT OF ERNST & |
Management |
For |
For |
|
YOUNG LLP AS THE
COMPANY'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
2012 |
|
|
|
| ZIONS
BANCORPORATION |
|
|
| Security |
989701107 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ZION |
Meeting
Date |
25-May-2012 |
| ISIN |
US9897011071 |
Agenda |
933599865 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
JERRY C. ATKIN |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
R.D. CASH |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
PATRICIA FROBES |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
J. DAVID HEANEY |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
ROGER B. |
Management |
For |
For |
|
PORTER |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
STEPHEN D. |
Management |
For |
For |
|
QUINN |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
HARRIS H. |
Management |
For |
For |
|
SIMMONS |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
L.E. SIMMONS |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
SHELLEY THOMAS |
Management |
For |
For |
|
WILLIAMS |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
STEVEN C. |
Management |
For |
For |
|
WHEELWRIGHT |
|
|
|
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
ERNST & YOUNG LLP
AS THE INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM. |
|
|
|
| 3 |
APPROVAL, ON A
NONBINDING ADVISORY |
Management |
For |
For |
|
BASIS, OF THE
COMPENSATION PAID TO |
|
|
|
|
THE COMPANY'S
EXECUTIVE OFFICERS. |
|
|
|
| 4 |
APPROVAL OF
AMENDMENTS TO THE |
Management |
For |
For |
|
COMPANY'S AMENDED AND
RESTATED 2005 |
|
|
|
|
STOCK OPTION AND
INCENTIVE PLAN. |
|
|
|
| 5 |
APPROVAL OF THE
COMPANY'S 2012 |
Management |
For |
For |
|
MANAGEMENT INCENTIVE
COMPENSATION |
|
|
|
|
PLAN. |
|
|
|
| 6 |
THAT THE BOARD ADOPT
A POLICY TO |
Shareholder |
For |
Against |
|
REVIEW AND DETERMINE
WHETHER TO |
|
|
|
|
SEEK RECOUPMENT OF
BONUSES AND |
|
|
|
|
OTHER INCENTIVE
COMPENSATION. |
|
|
|
Page 34 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| ALLIANCE
DATA SYSTEMS CORPORATION |
|
|
| Security |
018581108 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ADS |
Meeting
Date |
07-Jun-2012 |
| ISIN |
US0185811082 |
Agenda |
933611522 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
EDWARD J. |
Management |
For |
For |
|
HEFFERNAN |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
ROBERT A. |
Management |
For |
For |
|
MINICUCCI |
|
|
|
| 2 |
ADVISORY APPROVAL OF
EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
| 3 |
TO RATIFY THE
SELECTION OF DELOITTE & |
Management |
For |
For |
|
TOUCHE LLP AS THE
INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM OF |
|
|
|
|
ALLIANCE DATA SYSTEMS
CORPORATION |
|
|
|
|
FOR 2012. |
|
|
|
| INGERSOLL-RAND PLC |
|
|
| Security |
G47791101 |
Meeting
Type |
Annual |
| Ticker
Symbol |
IR |
Meeting
Date |
07-Jun-2012 |
| ISIN |
IE00B6330302 |
Agenda |
933612916 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
A.C. BERZIN |
Management |
For |
For |
| 1B |
ELECTION OF DIRECTOR:
J. BRUTON |
Management |
For |
For |
| 1C |
ELECTION OF DIRECTOR:
J.L. COHON |
Management |
For |
For |
| 1D |
ELECTION OF DIRECTOR:
G.D. FORSEE |
Management |
For |
For |
| 1E |
ELECTION OF DIRECTOR:
P.C. GODSOE |
Management |
For |
For |
| 1F |
ELECTION OF DIRECTOR:
E.E. |
Management |
For |
For |
|
HAGENLOCKER |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
C.J. HORNER |
Management |
For |
For |
| 1H |
ELECTION OF DIRECTOR:
M.W. LAMACH |
Management |
For |
For |
| 1I |
ELECTION OF DIRECTOR:
T.E. MARTIN |
Management |
For |
For |
| 1J |
ELECTION OF DIRECTOR:
R.J. SWIFT |
Management |
For |
For |
| 1K |
ELECTION OF DIRECTOR:
T.L. WHITE |
Management |
For |
For |
| 2 |
ADVISORY APPROVAL OF
THE |
Management |
For |
For |
|
COMPENSATION OF THE
COMPANY'S |
|
|
|
|
NAMED EXECUTIVE
OFFICERS |
|
|
|
| 3 |
APPROVAL OF THE
APPOINTMENT OF |
Management |
For |
For |
|
INDEPENDENT AUDITORS
AND |
|
|
|
|
AUTHORIZATION OF THE
AUDIT COMMITTEE |
|
|
|
|
TO SET THE AUDITORS'
REMUNERATION |
|
|
|
| ACTIVISION
BLIZZARD, INC. |
|
|
| Security |
00507V109 |
Meeting
Type |
Annual |
| Ticker
Symbol |
ATVI |
Meeting
Date |
07-Jun-2012 |
| ISIN |
US00507V1098 |
Agenda |
933620317 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
PHILIPPE G.H. |
Management |
Against |
Against |
|
CAPRON |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
ROBERT J. CORTI |
Management |
Against |
Against |
| 1C |
ELECTION OF DIRECTOR:
FREDERIC R. |
Management |
Against |
Against |
|
CREPIN |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
LUCIAN GRAINGE |
Management |
Against |
Against |
| 1E |
ELECTION OF DIRECTOR:
BRIAN G. KELLY |
Management |
Against |
Against |
| 1F |
ELECTION OF DIRECTOR:
ROBERT A. |
Management |
Against |
Against |
|
KOTICK |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
JEAN-BERNARD |
Management |
Against |
Against |
|
LEVY |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
ROBERT J. |
Management |
Against |
Against |
|
MORGADO |
|
|
|
| 1I |
ELECTION OF DIRECTOR:
STEPHANE |
Management |
Against |
Against |
|
ROUSSEL |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
RICHARD |
Management |
Against |
Against |
|
SARNOFF |
|
|
|
| 1K |
ELECTION OF DIRECTOR:
REGIS TURRINI |
Management |
Against |
Against |
| 2 |
APPROVE AMENDMENT AND
RESTATEMENT |
Management |
Against |
Against |
|
OF 2008 INCENTIVE
PLAN TO AMEND |
|
|
|
|
LIMITATIONS WITH
RESPECT TO GRANTING |
|
|
|
|
OF AWARDS UNDER
PLAN |
|
|
|
| 3 |
APPROVAL OF THE
COMPANY'S EXECUTIVE |
Management |
Against |
Against |
|
COMPENSATION |
|
|
|
| 4 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS OUR |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
2012 |
|
|
|
Page 35 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| NATUS
MEDICAL INCORPORATED |
|
|
| Security |
639050103 |
Meeting
Type |
Annual |
| Ticker
Symbol |
BABY |
Meeting
Date |
08-Jun-2012 |
| ISIN |
US6390501038 |
Agenda |
933615948 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
DORIS E. |
Management |
Against |
Against |
|
ENGIBOUS |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
WILLIAM M. |
Management |
Against |
Against |
|
MOORE |
|
|
|
| 2 |
TO RATIFY THE
APPOINTMENT OF DELOITTE |
Management |
For |
For |
|
& TOUCHE LLP AS
INDEPENDENT |
|
|
|
|
ACCOUNTANTS FOR THE
COMPANY FOR |
|
|
|
|
THE CURRENT FISCAL
YEAR. |
|
|
|
| 3 |
ADVISORY APPROVAL OF
THE COMPANY'S |
Management |
For |
For |
|
EXECUTIVE
COMPENSATION. |
|
|
|
| 4 |
TO APPROVE THE
AMENDMENT OF OUR |
Management |
For |
For |
|
AMENDED AND RESTATED
CERTIFICATE OF |
|
|
|
|
INCORPORATION TO
ELIMINATE |
|
|
|
|
SUPERMAJORITY VOTING
THRESHOLDS. |
|
|
|
| CAVIUM,
INC. |
|
|
| Security |
14964U108 |
Meeting
Type |
Annual |
| Ticker
Symbol |
CAVM |
Meeting
Date |
08-Jun-2012 |
| ISIN |
US14964U1088 |
Agenda |
933617841 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
Management |
|
|
|
1 |
SANJAY MEHROTRA |
|
For |
For |
| 2 |
TO RATIFY THE
SELECTION OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS THE |
|
|
|
|
INDEPENDENT AUDITORS
OF CAVIUM, INC. |
|
|
|
|
FOR ITS FISCAL YEAR
ENDING DECEMBER |
|
|
|
|
31, 2012. |
|
|
|
| 3 |
TO APPROVE, ON AN
ADVISORY BASIS, THE |
Management |
For |
For |
|
COMPENSATION OF
CAVIUM, INC.'S NAMED |
|
|
|
|
EXECUTIVE
OFFICERS. |
|
|
|
| CHESAPEAKE
ENERGY CORPORATION |
|
|
| Security |
165167107 |
Meeting
Type |
Annual |
| Ticker
Symbol |
CHK |
Meeting
Date |
08-Jun-2012 |
| ISIN |
US1651671075 |
Agenda |
933636978 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
RICHARD K. DAVIDSON |
|
Withheld |
Against |
|
2 |
V. BURNS HARGIS |
|
Withheld |
Against |
| 2 |
TO APPROVE AN
AMENDMENT TO OUR |
Management |
Against |
Against |
|
BYLAWS TO IMPLEMENT
MAJORITY VOTING |
|
|
|
|
IN DIRECTOR
ELECTIONS. |
|
|
|
| 3 |
AN ADVISORY VOTE TO
APPROVE OUR |
Management |
Against |
Against |
|
NAMED EXECUTIVE
OFFICER |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
TO APPROVE AN
AMENDMENT TO OUR |
Management |
Against |
Against |
|
LONG TERM INCENTIVE
PLAN. |
|
|
|
| 5 |
TO APPROVE THE ANNUAL
INCENTIVE PLAN. |
Management |
Against |
Against |
| 6 |
TO RATIFY THE
APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS OUR |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE FISCAL YEAR |
|
|
|
|
ENDED DECEMBER 31,
2012. |
|
|
|
| 7 |
SHAREHOLDER PROPOSAL
RELATING TO |
Shareholder |
Against |
For |
|
RE-INCORPORATION IN
DELAWARE. |
|
|
|
| 8 |
SHAREHOLDER PROPOSAL
RELATING TO |
Shareholder |
Against |
For |
|
POLITICAL LOBBYING
EXPENDITURES. |
|
|
|
| 9 |
SHAREHOLDER PROPOSAL
RELATING TO |
Shareholder |
Against |
For |
|
THE SUPERMAJORITY
VOTING STANDARD. |
|
|
|
| 10 |
SHAREHOLDER PROPOSAL
RELATING TO |
Shareholder |
Against |
For |
|
PROXY
ACCESS. |
|
|
|
Page 36 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| JOS. A.
BANK CLOTHIERS, INC. |
|
|
| Security |
480838101 |
Meeting
Type |
Annual |
| Ticker
Symbol |
JOSB |
Meeting
Date |
15-Jun-2012 |
| ISIN |
US4808381010 |
Agenda |
933633100 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1.1 |
ELECTION OF DIRECTOR:
ANDREW A. |
Management |
Against |
Against |
|
GIORDANO |
|
|
|
| 1.2 |
ELECTION OF DIRECTOR:
WILLIAM E. |
Management |
Against |
Against |
|
HERRON |
|
|
|
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
DELOITTE & TOUCHE
LLP AS THE |
|
|
|
|
COMPANY'S REGISTERED
PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE FISCAL YEAR |
|
|
|
|
ENDING FEBRUARY 2,
2013. |
|
|
|
| 3 |
AN ADVISORY VOTE TO
APPROVE THE |
Management |
For |
For |
|
COMPANY'S EXECUTIVE
COMPENSATION. |
|
|
|
| BEST BUY
CO., INC. |
|
|
| Security |
086516101 |
Meeting
Type |
Annual |
| Ticker
Symbol |
BBY |
Meeting
Date |
21-Jun-2012 |
| ISIN |
US0865161014 |
Agenda |
933631699 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
LISA M. CAPUTO |
|
For |
For |
|
2 |
KATHY J. HIGGINS VICTOR |
|
For |
For |
|
3 |
GERARD R. VITTECOQ |
|
For |
For |
| 2 |
TO RATIFY THE
APPOINTMENT OF DELOITTE |
Management |
For |
For |
|
& TOUCHE LLP AS
OUR INDEPENDENT |
|
|
|
|
REGISTERED PUBLIC
ACCOUNTING FIRM |
|
|
|
|
FOR THE FISCAL YEAR
ENDING FEBRUARY |
|
|
|
|
2, 2013. |
|
|
|
|
| 3 |
TO CONDUCT AN
ADVISORY VOTE TO |
Management |
Against |
Against |
|
APPROVE OUR NAMED
EXECUTIVE OFFICER |
|
|
|
|
COMPENSATION. |
|
|
|
| 4 |
TO APPROVE AN
INCREASE IN THE |
Management |
Against |
Against |
|
AVAILABLE NUMBER OF
SHARES UNDER |
|
|
|
|
THE BEST BUY CO.,
INC. 2008 EMPLOYEE |
|
|
|
|
STOCK PURCHASE
PLAN. |
|
|
|
| 5 |
TO VOTE ON A
SHAREHOLDER PROPOSAL |
Shareholder |
For |
For |
|
RECOMMENDING
DECLASSIFICATION OF |
|
|
|
|
OUR BOARD OF
DIRECTORS, IF PROPERLY |
|
|
|
|
PRESENTED AT THE
MEETING. |
|
|
|
| MEDASSETS,
INC. |
|
|
| Security |
584045108 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MDAS |
Meeting
Date |
21-Jun-2012 |
| ISIN |
US5840451083 |
Agenda |
933635762 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
C.A. LANCE PICCOLO |
|
For |
For |
|
2 |
BRUCE F. WESSON |
|
For |
For |
|
3 |
SAMUEL K. SKINNER |
|
For |
For |
| 2 |
TO RATIFY THE
APPOINTMENT OF KPMG |
Management |
For |
For |
|
LLP, AS THE
INDEPENDENT REGISTERED |
|
|
|
|
PUBLIC ACCOUNTING
FIRM FOR THE |
|
|
|
|
COMPANY FOR THE
FISCAL YEAR ENDING |
|
|
|
|
DECEMBER 31,
2012. |
|
|
|
| 3 |
TO APPROVE THE
COMPENSATION OF THE |
Management |
For |
For |
|
COMPANY'S NAMED
EXECUTIVE OFFICERS. |
|
|
|
Page 37 of 38
Thompson Plumb MidCap
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| BED BATH
& BEYOND INC. |
|
|
| Security |
075896100 |
Meeting
Type |
Annual |
| Ticker
Symbol |
BBBY |
Meeting
Date |
22-Jun-2012 |
| ISIN |
US0758961009 |
Agenda |
933647577 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
WARREN |
Management |
For |
For |
|
EISENBERG |
|
|
|
| 1B |
ELECTION OF DIRECTOR:
LEONARD |
Management |
For |
For |
|
FEINSTEIN |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
STEVEN H. |
Management |
For |
For |
|
TEMARES |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
DEAN S. ADLER |
Management |
For |
For |
|
| 1E |
ELECTION OF DIRECTOR:
STANLEY F. |
Management |
For |
For |
|
BARSHAY |
|
|
|
| 1F |
ELECTION OF DIRECTOR:
KLAUS EPPLER |
Management |
For |
For |
|
| 1G |
ELECTION OF DIRECTOR:
PATRICK R. |
Management |
For |
For |
|
GASTON |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
JORDAN HELLER |
Management |
For |
For |
|
| 1I |
ELECTION OF DIRECTOR:
VICTORIA A. |
Management |
For |
For |
|
MORRISON |
|
|
|
| 2 |
RATIFICATION OF THE
APPOINTMENT OF |
Management |
For |
For |
|
KPMG LLP |
|
|
|
| 3 |
TO APPROVE, BY
NON-BINDING VOTE, THE |
Management |
For |
For |
|
2011 COMPENSATION
PAID TO THE |
|
|
|
|
COMPANY'S NAMED
EXECUTIVE OFFICERS. |
|
|
|
| 4 |
TO APPROVE THE 2012
INCENTIVE |
Management |
Against |
Against |
|
COMPENSATION
PLAN. |
|
|
|
| MOBILE
MINI, INC. |
|
|
| Security |
60740F105 |
Meeting
Type |
Annual |
| Ticker
Symbol |
MINI |
Meeting
Date |
26-Jun-2012 |
| ISIN |
US60740F1057 |
Agenda |
933636942 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1 |
DIRECTOR |
|
Management |
|
|
|
1 |
JEFFREY S. GOBLE |
|
For |
For |
|
|
2 |
JAMES J. MARTELL |
|
For |
For |
|
|
3 |
STEPHEN A MCCONNELL |
|
For |
For |
|
| 2 |
RATIFICATION OF THE
SELECTION OF |
Management |
For |
For |
|
ERNST & YOUNG LLP
AS THE COMPANY'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM FOR
THE YEAR ENDING |
|
|
|
|
DECEMBER 31,
2012. |
|
|
|
| 3 |
ADVISORY VOTE ON
EXECUTIVE |
Management |
For |
For |
|
COMPENSATION. |
|
|
|
| 4 |
RE-APPROVAL OF
PERFORMANCE |
Management |
For |
For |
|
MEASURES UNDER THE
MOBILE MINI, INC. |
|
|
|
|
2006 EQUITY INCENTIVE
PLAN. |
|
|
|
Page 38 of 38
Thompson Plumb Bond
Fund
Proxy Voting Record for Period
07/01/2011 to 06/30/2012
| CIT GROUP
INC. |
|
|
| Security |
125581801 |
Meeting
Type |
Annual |
| Ticker
Symbol |
CIT |
Meeting
Date |
15-May-2012 |
| ISIN |
US1255818015 |
Agenda |
933586591 -
Management |
| Item |
Proposal |
Type |
Vote |
For/Against |
| |
|
|
|
|
Management |
| 1A |
ELECTION OF DIRECTOR:
JOHN A. THAIN |
Management |
Against |
Against |
| 1B |
ELECTION OF DIRECTOR:
MICHAEL J. |
Management |
Against |
Against |
|
EMBLER |
|
|
|
| 1C |
ELECTION OF DIRECTOR:
WILLIAM M. |
Management |
Against |
Against |
|
FREEMAN |
|
|
|
| 1D |
ELECTION OF DIRECTOR:
DAVID M. |
Management |
Against |
Against |
|
MOFFETT |
|
|
|
| 1E |
ELECTION OF DIRECTOR:
R. BRAD OATES |
Management |
Against |
Against |
| 1F |
ELECTION OF DIRECTOR:
MARIANNE MILLER |
Management |
Against |
Against |
|
PARRS |
|
|
|
| 1G |
ELECTION OF DIRECTOR:
GERALD |
Management |
Against |
Against |
|
ROSENFELD |
|
|
|
| 1H |
ELECTION OF DIRECTOR:
JOHN R. RYAN |
Management |
Against |
Against |
| 1I |
ELECTION OF DIRECTOR:
SEYMOUR |
Management |
Against |
Against |
|
STERNBERG |
|
|
|
| 1J |
ELECTION OF DIRECTOR:
PETER J. TOBIN |
Management |
Against |
Against |
| 1K |
ELECTION OF DIRECTOR:
LAURA S. UNGER |
Management |
Against |
Against |
| 2 |
TO RATIFY THE
APPOINTMENT OF |
Management |
For |
For |
|
PRICEWATERHOUSECOOPERS LLP AS CIT'S |
|
|
|
|
INDEPENDENT
REGISTERED PUBLIC |
|
|
|
|
ACCOUNTING FIRM AND
EXTERNAL |
|
|
|
|
AUDITORS FOR
2012. |
|
|
|
| 3 |
ADVISORY VOTE TO
APPROVE NAMED |
Management |
For |
For |
|
EXECUTIVE OFFICER
COMPENSATION. |
|
|
|
Page 1 of 1
SIGNATURES
Pursuant to
the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
|
THOMPSON PLUMB
FUNDS, INC. |
|
|
|
By: |
/s/ |
John W. Thompson |
|
|
|
John W. Thompson, Chief
Executive |
|
|
|
Officer and
President |
|
|
|
Date: August 14,
2012 |