-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sw1nxtAx467/cWeyaReJ2JFUWM/1hyOsUioc3QgkLGxSE+U3s/v0QGYv92zS8rtn DeOT0nZ9fOTvRp8bsddk1g== 0000950137-05-010841.txt : 20050830 0000950137-05-010841.hdr.sgml : 20050830 20050830135343 ACCESSION NUMBER: 0000950137-05-010841 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050830 DATE AS OF CHANGE: 20050830 EFFECTIVENESS DATE: 20050830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THOMPSON PLUMB FUNDS INC CENTRAL INDEX KEY: 0000795264 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-04946 FILM NUMBER: 051058161 BUSINESS ADDRESS: STREET 1: 1200 JOHN Q. HAMMONS DRIVE STREET 2: 5TH FLOOR CITY: MADISON STATE: WI ZIP: 53717 BUSINESS PHONE: 608-827-5700 MAIL ADDRESS: STREET 1: 1200 JOHN Q. HAMMONS DRIVE STREET 2: 5TH FLOOR CITY: MADISON STATE: WI ZIP: 53717 FORMER COMPANY: FORMER CONFORMED NAME: THOMPSON UNGER & PLUMB FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MADISON TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19861222 N-PX 1 c98065nvpx.txt FORM N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER 811-4946 THOMPSON PLUMB FUNDS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) 1200 JOHN Q. HAMMONS DRIVE MADISON, WISCONSIN 53717 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)--(ZIP CODE) JOHN W. THOMPSON, CHAIRMAN THOMPSON PLUMB FUNDS, INC. 1200 JOHN Q. HAMMONS DRIVE MADISON, WISCONSIN 53717 (NAME AND ADDRESS OF AGENT FOR SERVICE) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (608) 827-5700 DATE OF FISCAL YEAR END: 11/30/2005 DATE OF REPORTING PERIOD: 07/01/2004-6/30/2005 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. Thompson Plumb Bond Fund The Thompson Plumb Bond Fund did not hold any portfolio securities with respect to which the Fund was entitled to vote during the period from July 1, 2004 through June 30, 2005. Thompson Plumb Growth Fund MCKESSON CORPORATION MCK ANNUAL MEETING DATE: 07/28/2004 ISSUER: 58155Q103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For JOHN H. HAMMERGREN Management For For ROBERT W. MATSCHULLAT Management For For M. CHRISTINE JACOBS Management For For 02 RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT AUDITORS.
APOGENT TECHNOLOGIES INC. AOT SPECIAL MEETING DATE: 08/02/2004 ISSUER: 03760A101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For 02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For SOLICIT ADDITIONAL PROXIES.
MEDTRONIC, INC. MDT ANNUAL MEETING DATE: 08/26/2004 ISSUER: 585055106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For WILLIAM R BRODY MD PHD Management For For ARTHUR D COLLINS JR Management For For ANTONIO M GOTTO JR MD Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL Shareholder Against For REGARDING ELIMINATION OF CHARITABLE CONTRIBUTIONS.
GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/27/2004 ISSUER: 370334104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management
Thompson Plumb Growth Fund 01 DIRECTOR Management For STEPHEN R. DEMERITT Management For For LIVIO D. DESIMONE Management For For WILLIAM T. ESREY Management For For RAYMOND V. GILMARTIN Management For For JUDITH R. HOPE Management For For ROBERT L. JOHNSON Management For For HEIDI G. MILLER Management For For H. OCHOA-BRILLEMBOURG Management For For MICHAEL D. ROSE Management For For STEPHEN W. SANGER Management For For A. MICHAEL SPENCE Management For For DOROTHY A. TERRELL Management For For 02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITOR. 03 APPROVAL OF AMENDMENTS TO THE COMPANY S BY-LAWS. Management For For
PAYCHEX, INC. PAYX ANNUAL MEETING DATE: 10/06/2004 ISSUER: 704326107 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For B. THOMAS GOLISANO Management For For G. THOMAS CLARK Management For For DAVID J. S. FLASCHEN Management For For PHILLIP HORSLEY Management For For GRANT M. INMAN Management For For J. ROBERT SEBO Management For For JOSEPH M. TUCCI Management For For
ORACLE CORPORATION ORCL ANNUAL MEETING DATE: 10/29/2004 ISSUER: 68389X105 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For JEFFREY O. HENLEY Management For For LAWRENCE J. ELLISON Management For For DONALD L. LUCAS Management For For MICHAEL J. BOSKIN Management For For JACK F. KEMP Management For For JEFFREY S. BERG Management For For SAFRA CATZ Management For For HECTOR GARCIA-MOLINA Management For For JOSEPH A. GRUNDFEST Management For For H. RAYMOND BINGHAM Management For For CHARLES E. PHILLIPS, JR Management For For 02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For For THE FISCAL YEAR 2005 EXECUTIVE BONUS PLAN 03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005 04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management For For
Thompson Plumb Growth Fund RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN 05 STOCKHOLDER PROPOSAL FOR THE ADOPTION OF THE Shareholder Against For CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA
FEDERAL HOME LOAN MORTGAGE CORPORATI FRE ANNUAL MEETING DATE: 11/04/2004 ISSUER: 313400301 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For BARBARA T. ALEXANDER Management For For GEOFFREY T. BOISI Management For For MICHELLE ENGLER Management For For RICHARD KARL GOELTZ Management For For THOMAS S. JOHNSON Management For For WILLIAM M. LEWIS, JR. Management For For JOHN B. MCCOY Management For For EUGENE M. MCQUADE Management For For SHAUN F. O'MALLEY Management For For RONALD F. POE Management For For STEPHEN A. ROSS Management For For RICHARD F. SYRON Management For For WILLIAM J. TURNER Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004 03 APPROVAL OF THE 2004 STOCK COMPENSATION PLAN Management For For 04 APPROVAL OF THE AMENDED AND RESTATED EMPLOYEE Management For For STOCK PURCHASE PLAN
MICROSOFT CORPORATION MSFT ANNUAL MEETING DATE: 11/09/2004 ISSUER: 594918104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For WILLIAM H. GATES III Management For For STEVEN A. BALLMER Management For For JAMES I. CASH JR. Management For For RAYMOND V. GILMARTIN Management For For A. MCLAUGHLIN KOROLOGOS Management For For DAVID F. MARQUARDT Management For For CHARLES H. NOSKI Management For For HELMUT PANKE Management For For JON A. SHIRLEY Management For For 02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management For For PLAN AND THE 1991 STOCK OPTION PLAN 03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For For PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK OPTION PLAN FOR CONSULTANTS AND ADVISORS 04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For For CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN 05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT AUDITOR
Thompson Plumb Growth Fund SYSCO CORPORATION SYY ANNUAL MEETING DATE: 11/12/2004 ISSUER: 871829107 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For COLIN G. CAMPBELL Management For For JOHN M. CASSADAY Management For For J.K. STUBBLEFIELD, JR. Management For For JACKIE M. WARD Management For For 02 APPROVAL OF RATIFICATION OF APPOINTMENT OF ERNST Management For For & YOUNG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR FISCAL 2005. 03 APPROVAL OF THE 2004 STOCK OPTION PLAN. Management For For 04 APPROVAL OF THE PAYMENT OF COMPENSATION TO CERTAIN Management For For EXECUTIVE OFFICERS UNDER THE 2004 LONG-TERM INCENTIVE CASH PLAN PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. 05 SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against For REVIEW THE COMPANY S POLICIES FOR FOOD PRODUCTS CONTAINING GENETICALLY ENGINEERED INGREDIENTS AND REPORT TO SHAREHOLDERS WITHIN SIX MONTHS.
CARDINAL HEALTH, INC. CAH ANNUAL MEETING DATE: 12/08/2004 ISSUER: 14149Y108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For ROBERT L. GERBIG Management For For RICHARD C. NOTEBAERT Management For For GEORGE H. CONRADES Management For For 02 PROPOSAL TO AMEND THE COMPANY S PERFORMANCE-BASED Management For For INCENTIVE COMPENSATION PLAN AND APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER SUCH PLAN, AS AMENDED. 03 PROPOSAL FROM A SHAREHOLDER ON ANNUAL ELECTION Shareholder Against For OF DIRECTORS, IF PRESENTED PROPERLY.
INTUIT INC. INTU ANNUAL MEETING DATE: 12/09/2004 ISSUER: 461202103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For STEPHEN M. BENNETT Management For For
Thompson Plumb Growth Fund CHRISTOPHER W. BRODY Management For For WILLIAM V. CAMPBELL Management For For SCOTT D. COOK Management For For L. JOHN DOERR Management For For DONNA L. DUBINSKY Management For For MICHAEL R. HALLMAN Management For For DENNIS D. POWELL Management For For STRATTON D. SCLAVOS Management For For 02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2005. 03 APPROVE OUR 2005 EQUITY INCENTIVE PLAN. Management For For
TYCO INTERNATIONAL LTD. TYC ANNUAL MEETING DATE: 03/10/2005 ISSUER: 902124106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For DENNIS C. BLAIR Management For For EDWARD D. BREEN Management For For GEORGE W. BUCKLEY Management For For BRIAN DUPERREAULT Management For For BRUCE S. GORDON Management For For RAJIV L. GUPTA Management For For JOHN A. KROL Management For For MACKEY J. MCDONALD Management For For H. CARL MCCALL Management For For BRENDAN R. O'NEILL Management For For SANDRA S. WIJNBERG Management For For JEROME B. YORK Management For For 02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION.
MORGAN STANLEY MWD ANNUAL MEETING DATE: 03/15/2005 ISSUER: 617446448 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For JOHN E. JACOB Management For For CHARLES F. KNIGHT Management For For MILES L. MARSH Management For For LAURA D'ANDREA TYSON Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITORS. 03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For INSTITUTE ANNUAL ELECTION OF DIRECTORS. 04 SHAREHOLDER PROPOSAL TO LIMIT CEO COMPENSATION. Shareholder Against For
Thompson Plumb Growth Fund HEWLETT-PACKARD COMPANY HPQ ANNUAL MEETING DATE: 03/16/2005 ISSUER: 428236103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For L.T.BABBIO, JR. Management For For P.C. DUNN Management For For R.A. HACKBORN Management For For G.A. KEYWORTH II Management For For R.E. KNOWLING, JR. Management For For T.J. PERKINS Management For For R.L. RYAN Management For For L.S. SALHANY Management For For R.P. WAYMAN Management For For 02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS HEWLETT-PACKARD Management For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2005 03 APPROVAL OF AN AMENDMENT TO THE HEWLETT-PACKARD Management For For COMPANY 2000 EMPLOYEE STOCK PURCHASE PLAN
FIFTH THIRD BANCORP FITB ANNUAL MEETING DATE: 03/22/2005 ISSUER: 316773100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For JAMES P. HACKETT Management For For JOAN R. HERSCHEDE Management For For ROBERT L. KOCH II Management For For KENNETH W. LOWE Management For For THOMAS W. TRAYLOR Management For For 02 PROPOSAL TO AMEND THE CODE OR REGULATIONS TO Management For For REDUCE THE DEFAULT NUMBER OF DIRECTORS AND TO REDUCE THE MINIMUM NUMBER OF DIRECTORS THE BOARD MAY SET WITHOUT SHAREHOLDER APPROVAL. 03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR 2005.
FISERV, INC. FISV ANNUAL MEETING DATE: 04/06/2005 ISSUER: 337738108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For
Thompson Plumb Growth Fund D.F. DILLON Management For For G.J. LEVY Management For For G.M. RENWICK Management For For 02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2005. 03 TO APPROVE THE FISERV, INC. EXECUTIVE INCENTIVE Management For For COMPENSATION PLAN, AS AMENDED AND RESTATED. 04 TO APPROVE THE FISERV, INC. STOCK OPTION AND Management For For RESTRICTED STOCK PLAN, AS AMENDED AND RESTATED.
NOKIA CORPORATION NOK ANNUAL MEETING DATE: 04/07/2005 ISSUER: 654902204 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 02 APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE Management For For SHEET. 03 APPROVAL OF A PROPOSAL TO THE ANNUAL GENERAL Management For For MEETING OF A DIVIDEND OF EUR 0.33 PER SHARE. 04 DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE Management For For BOARD OF DIRECTORS, AND THE PRESIDENT, FROM LIABILITY. 06 PROPOSAL ON THE COMPOSITION OF THE BOARD AS PROPOSED Management For For BY THE CORPORATE GOVERNANCE AND NOMINATION COMMITTEE. 07 DIRECTORS Management For PAUL J. COLLINS Management For For GEORG EHRNROOTH Management For For BENGT HOLMSTROM Management For For PER KARLSSON Management For For JORMA OLLILA Management For For MARJORIE SCARDINO Management For For VESA VAINIO Management For For ARNE WESSBERG Management For For EDOUARD MICHELIN Management For For DAN HESSE Management For For 08 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Management For For AUDITOR. 09 APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS Management For For OY AS THE AUDITORS FOR FISCAL YEAR 2005. 10 APPROVAL OF THE PROPOSAL TO GRANT STOCK OPTIONS Management For For TO SELECTED PERSONNEL OF THE COMPANY. 11 APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE Management For For THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY COMPANY. 12 AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE Management For For CAPITAL OF THE COMPANY. 13 AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA Management For For SHARES. 14 AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES Management For For HELD BY THE COMPANY. 15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA Management For *Management S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY Position Unkno UPON ITEM 15.
CITIGROUP INC. C ANNUAL MEETING DATE: 04/19/2005 ISSUER: 172967101 ISIN: Thompson Plumb Growth Fund SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For C. MICHAEL ARMSTRONG Management For For ALAIN J.P. BELDA Management For For GEORGE DAVID Management For For KENNETH T. DERR Management For For JOHN M. DEUTCH Management For For R. HERNANDEZ RAMIREZ Management For For ANN DIBBLE JORDAN Management For For KLAUS KLEINFELD Management For For DUDLEY C. MECUM Management For For ANNE MULCAHY Management For For RICHARD D. PARSONS Management For For CHARLES PRINCE Management For For JUDITH RODIN Management For For ROBERT E. RUBIN Management For For FRANKLIN A. THOMAS Management For For SANFORD I. WEILL Management For For ROBERT B. WILLUMSTAD Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For CITIGROUP 1999 STOCK INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against For COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. 05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For CONTRIBUTIONS. 06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against For BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED. 08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against For NOMINEES BY A MAJORITY OF VOTES CAST. 09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against For PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED. 10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder Against For MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE SUBJECT TO A SHAREHOLDER VOTE.
THE COCA-COLA COMPANY KO ANNUAL MEETING DATE: 04/19/2005 ISSUER: 191216100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For DONALD F. MCHENRY Management For For SAM NUNN Management For For
Thompson Plumb Growth Fund J. PEDRO REINHARD Management For For JAMES D. ROBINSON III Management For For PETER V. UEBERROTH Management For For JAMES B. WILLIAMS Management For For HERBERT A. ALLEN Management For For RONALD W. ALLEN Management For For CATHLEEN P. BLACK Management For For WARREN E. BUFFETT Management For For BARRY DILLER Management For For E. NEVILLE ISDELL Management For For DONALD R. KEOUGH Management For For MARIA ELENA LAGOMASINO Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS 03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For DELEGATION OF INQUIRY TO COLOMBIA 04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For 05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder Against For
STATE STREET CORPORATION STT ANNUAL MEETING DATE: 04/20/2005 ISSUER: 857477103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For T. ALBRIGHT Management For For K. BURNES Management For For T. CASNER Management For For N. DAREHSHORI Management For For A. GOLDSTEIN Management For For D. GRUBER Management For For L. HILL Management For For C. LAMANTIA Management For For R. LOGUE Management For For R. SERGEL Management For For R. SKATES Management For For G. SUMME Management For For D. WALSH Management For For R.WEISSMAN Management For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
UNISYS CORPORATION UIS ANNUAL MEETING DATE: 04/21/2005 ISSUER: 909214108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For J. P. BOLDUC Management For For JAMES J. DUDERSTADT Management For For
Thompson Plumb Growth Fund MATTHEW J. ESPE Management For For DENISE K. FLETCHER Management For For 02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM.
CINCINNATI FINANCIAL CORPORATION CINF ANNUAL MEETING DATE: 04/23/2005 ISSUER: 172062101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For KENNETH C. LICHTENDAHL Management For For W. RODNEY MCMULLEN Management For For THOMAS R. SCHIFF Management For For JOHN F. STEELE, JR. Management For For LARRY R. WEBB Management For For 02 RATIFYING THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 APPROVING AN INCREASE IN THE AUTHORIZED SHARES Management For For OF COMMON STOCK. 04 ADOPTING CINCINNATI FINANCIAL CORPORATION STOCK Management For For OPTION PLAN NO. VIII. 05 APPROVING CINCINNATI FINANCIAL CORPORATION 2003 Management For For NON-EMPLOYEE DIRECTORS STOCK PLAN.
CLEAR CHANNEL COMMUNICATIONS, INC. CCU ANNUAL MEETING DATE: 04/26/2005 ISSUER: 184502102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For ALAN D. FELD Management For For PERRY J. LEWIS Management For For L. LOWRY MAYS Management For For MARK P. MAYS Management For For RANDALL T. MAYS Management For For B.J. MCCOMBS Management For For PHYLLIS B. RIGGINS Management For For THEODORE H. STRAUSS Management For For J.C. WATTS Management For For JOHN H. WILLIAMS Management For For 02 APPROVAL AND ADOPTION OF THE CLEAR CHANNEL COMMUNICATIONS, Management For For INC. 2005 ANNUAL INCENTIVE PLAN. 03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005.
CHEVRONTEXACO CORPORATION CVX ANNUAL MEETING DATE: 04/27/2005 Thompson Plumb Growth Fund ISSUER: 166764100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For S.H. ARMACOST Management For For R.E. DENHAM Management For For R.J. EATON Management For For S. GINN Management For For C.A. HILLS Management For For F.G. JENIFER Management For For S. NUNN Management For For D.J. O'REILLY Management For For P.J. ROBERTSON Management For For C.R. SHOEMATE Management For For R.D. SUGAR Management For For C. WARE Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 DIRECTORS COMPENSATION Shareholder Against For 04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder Against For 05 STOCK OPTION EXPENSING Shareholder Against For 06 ANIMAL TESTING Shareholder Against For 07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against For 08 REPORT ON ECUADOR Shareholder Against For
PFIZER INC. PFE ANNUAL MEETING DATE: 04/28/2005 ISSUER: 717081103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For MICHAEL S. BROWN Management For For M. ANTHONY BURNS Management For For ROBERT N. BURT Management For For W. DON CORNWELL Management For For WILLIAM H. GRAY III Management For For CONSTANCE J. HORNER Management For For WILLIAM R. HOWELL Management For For STANLEY O. IKENBERRY Management For For GEORGE A. LORCH Management For For HENRY A. MCKINNELL Management For For DANA G. MEAD Management For For RUTH J. SIMMONS Management For For WILLIAM C. STEERE, JR. Management For For JEAN-PAUL VALLES Management For For 02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For
Thompson Plumb Growth Fund FOR DIRECTORS. 04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against For ACCESS TO PFIZER PRODUCTS. 05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against For OF PRESCRIPTION DRUGS. 06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against For 07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against For IN CANADA. 08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL PRODUCTS.
WENDY'S INTERNATIONAL, INC. WEN ANNUAL MEETING DATE: 04/28/2005 ISSUER: 950590109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For JOHN T. SCHUESSLER Management For For KERRII B. ANDERSON Management For For WILLIAM E. KIRWAN Management For For ANN B. CRANE Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT YEAR. 03 APPROVAL OF THE SHAREHOLDER PROPOSAL REGARDING Shareholder Against For A REPORT ON GENETICALLY ENGINEERED PRODUCTS. 04 APPROVAL OF THE SHAREHOLDER PROPOSAL REGARDING Shareholder Against For A REPORT ON THE FEASIBILITY OF CONTROLLED-ATMOSPHERE KILLING OF CHICKENS BY SUPPLIERS.
IMS HEALTH INCORPORATED RX ANNUAL MEETING DATE: 04/29/2005 ISSUER: 449934108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For DAVID R. CARLUCCI Management For For CONSTANTINE L. CLEMENTE Management For For KATHRYN E. GIUSTI Management For For M. BERNARD PUCKETT Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For TO THE SHAREHOLDER RIGHTS PLAN.
BERKSHIRE HATHAWAY INC. BRKA ANNUAL MEETING DATE: 04/30/2005 ISSUER: 084670207 ISIN: Thompson Plumb Growth Fund SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For WARREN E. BUFFETT Management For For CHARLES T. MUNGER Management For For HOWARD G. BUFFETT Management For For MALCOLM G. CHACE Management For For WILLIAM H. GATES III Management For For DAVID S. GOTTESMAN Management For For CHARLOTTE GUYMAN Management For For DONALD R. KEOUGH Management For For THOMAS S. MURPHY Management For For RONALD L. OLSON Management For For WALTER SCOTT, JR. Management For For 02 PROPOSED AMENDMENT OF THE CORPORATION S RESTATED Management For For CERTIFICATE OF INCORPORATION THAT WOULD ADD TO THE VOTING RIGHTS OF HOLDERS OF CLASS B COMMON STOCK IN CERTAIN SITUATIONS. 03 PROPOSED AMENDMENT OF THE CORPORATION S RESTATED Management For For CERTIFICATE OF INCORPORATION THAT WOULD CLARIFY THE RIGHTS OF HOLDERS OF CLASS B COMMON STOCK IN A STOCK SPLIT OR STOCK DIVIDEND.
THE ST. PAUL TRAVELERS COMPANIES, IN STA ANNUAL MEETING DATE: 05/03/2005 ISSUER: 792860108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For JOHN H. DASBURG Management For For LESLIE B. DISHAROON Management For For JANET M. DOLAN Management For For KENNETH M. DUBERSTEIN Management For For JAY S. FISHMAN Management For For LAWRENCE G. GRAEV Management For For THOMAS R. HODGSON Management For For ROBERT I. LIPP Management For For BLYTHE J. MCGARVIE Management For For GLEN D. NELSON, MD Management For For CLARENCE OTIS, JR. Management For For CHARLES W. SCHARF Management For For LAURIE J. THOMSEN Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For AS ST. PAUL TRAVELERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
COLGATE-PALMOLIVE COMPANY CL ANNUAL MEETING DATE: 05/04/2005 ISSUER: 194162103 ISIN: SEDOL: VOTE GROUP: GLOBAL Thompson Plumb Growth Fund
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For J.K. CONWAY Management For For R.E. FERGUSON Management For For E.M. HANCOCK Management For For D.W. JOHNSON Management For For R.J. KOGAN Management For For D.E. LEWIS Management For For R. MARK Management For For E.A. MONRAD Management For For 02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management For For OPTION PLAN 04 APPROVAL OF THE COMPANY S 2005 NON-EMPLOYEE DIRECTOR Management For For STOCK OPTION PLAN 05 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against For
PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/04/2005 ISSUER: 713448108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For J.F. AKERS Management For For R.E. ALLEN Management For For R.L. HUNT Management For For A.C. MARTINEZ Management For For I.K. NOOYI Management For For S.S REINEMUND Management For For S.P. ROCKEFELLER Management For For J.J. SCHIRO Management For For F.A. THOMAS Management For For C.M. TRUDELL Management For For S.D. TRUJILLO Management For For D. VASELLA Management For For 02 APPROVAL OF AUDITORS Management For For 03 SHAREHOLDER PROPOSAL Shareholder Against For
GAP, INC. GPS ANNUAL MEETING DATE: 05/10/2005 ISSUER: 364760108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For HOWARD P. BEHAR Management For For ADRIAN D.P. BELLAMY Management For For DOMENICO DE SOLE Management For For DONALD G. FISHER Management For For
Thompson Plumb Growth Fund DORIS F. FISHER Management For For ROBERT J. FISHER Management For For PENELOPE L. HUGHES Management For For BOB L. MARTIN Management For For JORGE P. MONTOYA Management For For PAUL S. PRESSLER Management For For JAMES M. SCHNEIDER Management For For MAYO A. SHATTUCK III Management For For MARGARET C. WHITMAN Management For For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE PROPOSAL TO AMEND AND RESTATE Management For For THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE COMPENSATION AWARD PLAN.
AMGEN INC. AMGN ANNUAL MEETING DATE: 05/11/2005 ISSUER: 031162100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For DR. DAVID BALTIMORE Management For For MS. JUDITH C. PELHAM Management For For MR. KEVIN W. SHARER Management For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2005. 03A STOCKHOLDER PROPOSAL #1 (IN VITRO TESTING) Shareholder Against For 03B STOCKHOLDER PROPOSAL #2 (EXECUTIVE COMPENSATION) Shareholder Against For 03C STOCKHOLDER PROPOSAL #3 (STOCK RETENTION) Shareholder Against For
FIRST DATA CORPORATION FDC ANNUAL MEETING DATE: 05/11/2005 ISSUER: 319963104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For ALISON DAVIS Management For For JAMES D. ROBINSON III Management For For BERNARD L. SCHWARTZ Management For For ARTHUR F. WEINBACH Management For For 02 THE APPROVAL OF AN INCREASE IN THE NUMBER OF Management For For SHARES ISSUABLE UNDER THE COMPANY S EMPLOYEE STOCK PURCHASE PLAN BY 6,000,000 SHARES OF THE COMPANY S COMMON STOCK. 03 THE APPROVAL OF AMENDMENTS TO THE COMPANY S SENIOR Management For For EXECUTIVE INCENTIVE PLAN. 04 THE RATIFICATION OF THE SELECTION OF ERNST & Management For For YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2005. 05 SHAREHOLDER PROPOSAL ON JOB LOSS AND DISLOCATION Shareholder Against For IMPACT STATEMENT. 06 SHAREHOLDER PROPOSAL ON DIRECTOR LIABILITY. Shareholder Against For
Thompson Plumb Growth Fund OFFICE DEPOT, INC. ODP ANNUAL MEETING DATE: 05/13/2005 ISSUER: 676220106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For LEE A. AULT III Management For For NEIL R. AUSTRIAN Management For For DAVID W. BERNAUER Management For For ABELARDO E. BRU Management For For DAVID I. FUENTE Management For For BRENDA J. GAINES Management For For MYRA M. HART Management For For W. SCOTT HEDRICK Management For For JAMES L. HESKETT Management For For PATRICIA A. MCKAY Management For For MICHAEL J. MYERS Management For For STEVE ODLAND Management For For 02 TO RATIFY OUR AUDIT COMMITTEE S APPOINTMENT OF Management For For DELOITTE & TOUCHE LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE TERM DESCRIBED IN THIS PROXY STATEMENT. 03 TO CONSIDER A PROPOSAL FROM A SHAREHOLDER RECOMMENDING: Shareholder Against For (I) THAT OUR BOARD AMEND THE BYLAWS TO PROVIDE THAT NO CORPORATE OFFICER SHALL RECEIVE ANNUAL COMPENSATION IN EXCESS OF THE LIMITS ESTABLISHED BY THE INTERNAL REVENUE CODE FOR DEDUCTIBILITY OF EMPLOYEE REMUNERATION AND CERTAIN OTHER MATTERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 04 TO CONSIDER A PROPOSAL FROM A SHAREHOLDER RECOMMENDING Shareholder Against For THAT OUR BOARD OF DIRECTORS AMEND THE GOVERNANCE DOCUMENTS (CERTIFICATE OF INCORPORATION OR BYLAWS) OF THE COMPANY TO PROVIDE THAT DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF THE VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS.
INSTINET GROUP INCORPORATED INGP ANNUAL MEETING DATE: 05/16/2005 ISSUER: 457750107 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For DAVID J. GRIGSON Management For For IAN STRACHAN Management For For EDWARD J. NICOLL Management For For ROBIN JOSEPHS Management For For 02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INSTINET GROUP INCORPORATED S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR. 03 APPROVE THE INSTINET GROUP 2005 ANNUAL CASH INCENTIVE Management For For PLAN.
Thompson Plumb Growth Fund INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/18/2005 ISSUER: 458140100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For CRAIG R. BARRETT Management For For CHARLENE BARSHEFSKY Management For For E.JOHN P. BROWNE Management For For D. JAMES GUZY Management For For REED E. HUNDT Management For For PAUL S. OTELLINI Management For For DAVID S. POTTRUCK Management For For JANE E. SHAW Management For For JOHN L. THORNTON Management For For DAVID B. YOFFIE Management For For 02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF AMENDMENT AND EXTENSION OF THE 2004 Management For For EQUITY INCENTIVE PLAN. 04 APPROVAL OF AMENDMENT AND EXTENSION OF THE EXECUTIVE Management For For OFFICER INCENTIVE PLAN.
THE HARTFORD FINANCIAL SVCS GROUP, I HIG ANNUAL MEETING DATE: 05/18/2005 ISSUER: 416515104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For RAMANI AYER Management For For RONALD E. FERGUSON Management For For EDWARD J. KELLY, III Management For For PAUL G. KIRK, JR. Management For For THOMAS M. MARRA Management For For GAIL J. MCGOVERN Management For For MICHAEL G. MORRIS Management For For ROBERT W. SELANDER Management For For CHARLES B. STRAUSS Management For For H. PATRICK SWYGERT Management For For DAVID K. ZWIENER Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 APPROVAL OF THE HARTFORD 2005 INCENTIVE STOCK Management For For PLAN 04 APPROVAL OF MATERIAL TERMS OF EXECUTIVE OFFICER Management For For PERFORMANCE GOALS FOR INCENTIVE AWARDS
TRIBUNE COMPANY TRB ANNUAL MEETING DATE: 05/18/2005 ISSUER: 896047107 ISIN: SEDOL: Thompson Plumb Growth Fund VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For ROGER GOODAN Management For For ENRIQUE HERNANDEZ, JR. Management For For J. CHRISTOPHER REYES Management For For DUDLEY S. TAFT Management For For 02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/20/2005 ISSUER: 887317105 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For JAMES L. BARKSDALE Management For For STEPHEN F. BOLLENBACH Management For For STEPHEN M. CASE Management For For FRANK J. CAUFIELD Management For For ROBERT C. CLARK Management For For JESSICA P. EINHORN Management For For MILES R. GILBURNE Management For For CARLA A. HILLS Management For For REUBEN MARK Management For For MICHAEL A. MILES Management For For KENNETH J. NOVACK Management For For RICHARD D. PARSONS Management For For R.E. TURNER Management For For FRANCIS T. VINCENT, JR. Management For For DEBORAH C. WRIGHT Management For For 02 RATIFICATION OF AUDITORS. Management For For 03 STOCKHOLDER PROPOSAL REGARDING PAY COMPARISON. Shareholder Against For
HENRY SCHEIN, INC. HSIC ANNUAL MEETING DATE: 05/24/2005 ISSUER: 806407102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For STANLEY M. BERGMAN Management For For GERALD A. BENJAMIN Management For For JAMES P. BRESLAWSKI Management For For MARK E. MLOTEK Management For For STEVEN PALADINO Management For For BARRY J. ALPERIN Management For For PAUL BRONS Management For For DR. MARGARET A. HAMBURG Management For For DONALD J. KABAT Management For For PHILIP A. LASKAWY Management For For
Thompson Plumb Growth Fund NORMAN S. MATTHEWS Management For For MARVIN H. SCHEIN Management For For DR. LOUIS W. SULLIVAN Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2001 Management For For HENRY SCHEIN, INC. SECTION 162(M) CASH BONUS PLAN. 03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For S CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/25/2005 ISSUER: 30231G102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For W.W. GEORGE Management For For W.R. HOWELL Management For For P.E. LIPPINCOTT Management For For M.C. NELSON Management For For W.V. SHIPLEY Management For For M.J. BOSKIN Management For For J.R. HOUGHTON Management For For R.C. KING Management For For H.A. MCKINNELL, JR. Management For For L.R. RAYMOND Management For For R.W.TILLERSON Management For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 28). Management For For 03 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against For 04 BOARD COMPENSATION (PAGE 31). Shareholder Against For 05 INDUSTRY EXPERIENCE (PAGE 32). Shareholder Against For 06 ACEH SECURITY REPORT (PAGE 33). Shareholder Against For 07 AMENDMENT OF EEO POLICY (PAGE 34). Shareholder Against For 08 BIODIVERSITY IMPACT REPORT (PAGE 36). Shareholder Against For 09 CLIMATE SCIENCE REPORT (PAGE 37). Shareholder Against For 10 KYOTO COMPLIANCE REPORT (PAGE 40). Shareholder Against For
WAL-MART STORES, INC. WMT ANNUAL MEETING DATE: 06/03/2005 ISSUER: 931142103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For
Thompson Plumb Growth Fund JAMES W. BREYER Management For For M. MICHELE BURNS Management For For DOUGLAS N. DAFT Management For For DAVID D. GLASS Management For For ROLAND A. HERNANDEZ Management For For JOHN D. OPIE Management For For J. PAUL REASON Management For For H. LEE SCOTT, JR. Management For For JACK C. SHEWMAKER Management For For JOSE H. VILLARREAL Management For For JOHN T. WALTON Management For For S. ROBSON WALTON Management For For CHRISTOPHER J. WILLIAMS Management For For LINDA S. WOLF Management For For 02 APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE Management For For PLAN OF 2005, AS AMENDED 03 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For For 04 A SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE Shareholder Against For COMPENSATION FRAMEWORK 05 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against For REPORT 06 A SHAREHOLDER PROPOSAL REGARDING AN EQUITY COMPENSATION Shareholder Against For REPORT 07 A SHAREHOLDER PROPOSAL REGARDING A POLITICAL Shareholder Against For CONTRIBUTIONS REPORT 08 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT Shareholder Against For OPPORTUNITY REPORT 09 A SHAREHOLDER PROPOSAL REGARDING A DIRECTOR ELECTION Shareholder Against For MAJORITY VOTE STANDARD 10 A SHAREHOLDER PROPOSAL REGARDING BOARD INDEPENDENCE Shareholder Against For 11 A SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-VESTING Shareholder Against For SHARES
BLYTH, INC. BTH ANNUAL MEETING DATE: 06/08/2005 ISSUER: 09643P108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For JOHN W. BURKHART Management For For WILMA H. JORDAN Management For For JAMES M. MCTAGGART Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT AUDITORS.
CLARIENT INC. CLRT ANNUAL MEETING DATE: 06/08/2005 ISSUER: 180489106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For RONALD A. ANDREWS Management For For MICHAEL F. COLA Management For For ANTHONY L. CRAIG Management For For IRWIN SCHER, M.D. Management For For
Thompson Plumb Growth Fund FRANK P. SLATTERY, JR. Management For For JON R. WAMPLER Management For For G. STEVE HAMM Management For For
EBAY INC. EBAY ANNUAL MEETING DATE: 06/23/2005 ISSUER: 278642103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management - ---------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For FRED D. ANDERSON Management For For EDWARD W. BARNHOLT Management For For SCOTT D. COOK Management For For ROBERT C. KAGLE Management For For 02 TO APPROVE OUR EBAY INCENTIVE PLAN IN ORDER TO Management For For QUALIFY IT UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE. 03 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 1,790,000,000 TO 3,580,000,000 SHARES. 04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2005. 05 STOCKHOLDER PROPOSAL REGARDING GRANTING OF PERFORMANCE-VESTING Shareholder Against For SHARES TO SENIOR EXECUTIVES. 06 STOCKHOLDER PROPOSAL REGARDING THE VOTING STANDARD Shareholder Against For FOR DIRECTOR ELECTIONS.
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. THOMPSON PLUMB FUNDS, INC. By: /s/ John W. Thompson ------------------------------- John W. Thompson, Chairman and Chief Executive Officer Date: August 30, 2005 -----END PRIVACY-ENHANCED MESSAGE-----