0001213900-22-010946.txt : 20220307
0001213900-22-010946.hdr.sgml : 20220307
20220307164234
ACCESSION NUMBER: 0001213900-22-010946
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210211
FILED AS OF DATE: 20220307
DATE AS OF CHANGE: 20220307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alimco Financial Corp
CENTRAL INDEX KEY: 0001763340
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14818
FILM NUMBER: 22718654
BUSINESS ADDRESS:
STREET 1: 2336 S.E. OCEAN BOULEVARD SUITE 400
CITY: STUART
STATE: FL
ZIP: 34996
BUSINESS PHONE: 561-287-5399
MAIL ADDRESS:
STREET 1: 2336 S.E. OCEAN BOULEVARD SUITE 400
CITY: STUART
STATE: FL
ZIP: 34996
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kaspien Holdings Inc.
CENTRAL INDEX KEY: 0000795212
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735]
IRS NUMBER: 141541629
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0129
BUSINESS ADDRESS:
STREET 1: 2818 N. SULLIVAN RD.
CITY: SPOKANE
STATE: WA
ZIP: 99216
BUSINESS PHONE: 5184521242
MAIL ADDRESS:
STREET 1: 2818 N. SULLIVAN RD.
CITY: SPOKANE
STATE: WA
ZIP: 99216
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP
DATE OF NAME CHANGE: 19941212
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2021-02-11
0
0000795212
Kaspien Holdings Inc.
KSPN
0001763340
Alimco Financial Corp
2336 SE OCEAN BLVD
SUITE 400
STUART
FL
34996
0
0
1
1
Member of 10% owner group
Common Stock
2021-02-11
4
M
0
127208
A
152893
I
By Alimco Re Ltd.
Common Stock
2021-02-11
4
F
0
39
D
152854
I
By Alimco Re Ltd.
Warrant for Common Stock
0.01
2021-02-11
4
M
0
1
D
2020-03-30
2025-03-31
Common Stock
127208
0
I
By Alimco Re Ltd.
Warrant for Common Stock
0.01
2022-03-02
4
P
0
1
A
2022-03-02
2027-03-02
Common Stock
320000
1
I
By Alimco Re Ltd.
The reported transaction involved the conversion by Alimco Re Ltd. of a warrant to purchase a total of 127,208 shares of Kaspien Holdings Inc. common stock at a price equal to $0.01 per share (the "2020 Warrant"). Alimco Re Ltd. is a wholly owned subsidiary of Alimco Financial Corporation ("Alimco"). Alimco may be deemed to have voting and dispositive control over shares held by Alimco Re Ltd. Alimco disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
The 2020 Warrant was exercised on a cashless basis.
Alimco Re Ltd. acquired the 2020 Warrant in connection with a $2,718,000 secured term loan made on March 30, 2020 by Alimco Re Ltd. to Etailz Inc., a wholly owned subsidiary of Kaspien Holdings Inc.
The reported transaction involved the acquisition by Alimco Re Ltd. of a warrant to purchase a total of 320,000 shares of Kaspien Holdings Inc. common stock at a price equal to $0.01 per share (the "2022 Warrant").
Alimco disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. This filing shall not be deemed an admission that Alimco is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any equity securities covered by this filing.
Alimco Re Ltd. acquired the 2022 Warrant in connection with a $5,000,000 secured term loan made on March 2, 2022 by Alimco Re Ltd. to Kaspien Inc., a subsidiary of Kaspien Holdings Inc.
/s/ Jonathan Marcus, Chief Executive Officer
2022-03-07