0001213900-22-010946.txt : 20220307 0001213900-22-010946.hdr.sgml : 20220307 20220307164234 ACCESSION NUMBER: 0001213900-22-010946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210211 FILED AS OF DATE: 20220307 DATE AS OF CHANGE: 20220307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alimco Financial Corp CENTRAL INDEX KEY: 0001763340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 22718654 BUSINESS ADDRESS: STREET 1: 2336 S.E. OCEAN BOULEVARD SUITE 400 CITY: STUART STATE: FL ZIP: 34996 BUSINESS PHONE: 561-287-5399 MAIL ADDRESS: STREET 1: 2336 S.E. OCEAN BOULEVARD SUITE 400 CITY: STUART STATE: FL ZIP: 34996 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kaspien Holdings Inc. CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 2818 N. SULLIVAN RD. CITY: SPOKANE STATE: WA ZIP: 99216 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 2818 N. SULLIVAN RD. CITY: SPOKANE STATE: WA ZIP: 99216 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP DATE OF NAME CHANGE: 19941212 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2021-02-11 0 0000795212 Kaspien Holdings Inc. KSPN 0001763340 Alimco Financial Corp 2336 SE OCEAN BLVD SUITE 400 STUART FL 34996 0 0 1 1 Member of 10% owner group Common Stock 2021-02-11 4 M 0 127208 A 152893 I By Alimco Re Ltd. Common Stock 2021-02-11 4 F 0 39 D 152854 I By Alimco Re Ltd. Warrant for Common Stock 0.01 2021-02-11 4 M 0 1 D 2020-03-30 2025-03-31 Common Stock 127208 0 I By Alimco Re Ltd. Warrant for Common Stock 0.01 2022-03-02 4 P 0 1 A 2022-03-02 2027-03-02 Common Stock 320000 1 I By Alimco Re Ltd. The reported transaction involved the conversion by Alimco Re Ltd. of a warrant to purchase a total of 127,208 shares of Kaspien Holdings Inc. common stock at a price equal to $0.01 per share (the "2020 Warrant"). Alimco Re Ltd. is a wholly owned subsidiary of Alimco Financial Corporation ("Alimco"). Alimco may be deemed to have voting and dispositive control over shares held by Alimco Re Ltd. Alimco disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The 2020 Warrant was exercised on a cashless basis. Alimco Re Ltd. acquired the 2020 Warrant in connection with a $2,718,000 secured term loan made on March 30, 2020 by Alimco Re Ltd. to Etailz Inc., a wholly owned subsidiary of Kaspien Holdings Inc. The reported transaction involved the acquisition by Alimco Re Ltd. of a warrant to purchase a total of 320,000 shares of Kaspien Holdings Inc. common stock at a price equal to $0.01 per share (the "2022 Warrant"). Alimco disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. This filing shall not be deemed an admission that Alimco is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any equity securities covered by this filing. Alimco Re Ltd. acquired the 2022 Warrant in connection with a $5,000,000 secured term loan made on March 2, 2022 by Alimco Re Ltd. to Kaspien Inc., a subsidiary of Kaspien Holdings Inc. /s/ Jonathan Marcus, Chief Executive Officer 2022-03-07