0001209191-17-049921.txt : 20170823 0001209191-17-049921.hdr.sgml : 20170823 20170823150449 ACCESSION NUMBER: 0001209191-17-049921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170822 FILED AS OF DATE: 20170823 DATE AS OF CHANGE: 20170823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 171046987 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-22 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0000949119 MILLER LLOYD I III 3300 SOUTH DIXIE HIGHWAY SUITE 1-365 WEST PALM BEACH FL 33405 0 0 1 0 Common Stock 2017-08-22 4 P 0 964 1.50 A 8462 I By Milfam I L.P. Common Stock 8400 I By LIMFAM LLC Common Stock 27197 I By Trust A-1 - Lloyd I. Miller Common Stock 2054867 I By Trust A-4 - Lloyd I. Miller Common Stock 45491 I By Milfam III L.P. Common Stock 36031 I By Susan F. Miller Common Stock 0 I See Footnote no. 3 Common Stock 1189802 D Common Stock 2472384 I By Milfam II L.P. Common Stock 112791 I By Trust A-3 - Lloyd I. Miller Common Stock 35002 I By AMIL of Ohio, LLC Common Stock 6000 I By Lloyd I. Miller, III, Trustee GST Catherine C. Miller Common Stock 6000 I By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller Common Stock 6000 I By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller Common Stock 4000 I By Trust A-2 - Lloyd I. Miller Common Stock 448972 I By Trust C - Lloyd I. Miller Common Stock 0 I By Milgrat (T10) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing. On December 30, 2016, 24,000 securities held by Lloyd I. Miller, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller were transferred to Lloyd I. Miller, III. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13. By Lloyd I. Miller, III, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller On July 11, 2017, pursuant to a final distribution made in connection with a grantor retained annuity trust, Milgrat (T10) transferred 172,187 shares to Trust C. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13. /s/ Paul N. Silverstein Attorney-in-fact 2017-08-23