0001209191-16-093576.txt : 20160126
0001209191-16-093576.hdr.sgml : 20160126
20160126151506
ACCESSION NUMBER: 0001209191-16-093576
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160125
FILED AS OF DATE: 20160126
DATE AS OF CHANGE: 20160126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP
CENTRAL INDEX KEY: 0000795212
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735]
IRS NUMBER: 141541629
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
BUSINESS PHONE: 5184521242
MAIL ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLER LLOYD I III
CENTRAL INDEX KEY: 0000949119
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14818
FILM NUMBER: 161361357
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-25
0
0000795212
TRANS WORLD ENTERTAINMENT CORP
TWMC
0000949119
MILLER LLOYD I III
3300 SOUTH DIXIE HIGHWAY
SUITE 1-365
WEST PALM BEACH
FL
33405
0
0
1
0
Common Stock
2016-01-25
4
P
0
18199
3.10
A
45491
I
By Milfam III L.P.
Common Stock
8400
I
By LIMFAM LLC
Common Stock
27197
I
By Trust A-1 - Lloyd I. Miller
Common Stock
1561
I
By Milfam I L.P.
Common Stock
2029867
I
By Trust A-4 - Lloyd I. Miller
Common Stock
36031
I
By Susan F. Miller
Common Stock
24000
I
See Footnote no. 2
Common Stock
1156438
D
Common Stock
2462685
I
By Milfam II L.P.
Common Stock
112791
I
By Trust A-3 - Lloyd I. Miller
Common Stock
35002
I
By AMIL of Ohio, LLC
Common Stock
6000
I
By Lloyd I. Miller, III, Trustee GST Catherine C. Miller
Common Stock
6000
I
By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller
Common Stock
6000
I
By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller
Common Stock
4000
I
By Trust A-2 - Lloyd I. Miller
Common Stock
148094
I
By Milgrat (A10)
Common Stock
319605
I
By Milgrat (T10)
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
By Lloyd I. Miller, III, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller
/s/ David J. Hoyt
Attorney-in-fact
2016-01-26