0001209191-12-009839.txt : 20120214 0001209191-12-009839.hdr.sgml : 20120214 20120214144841 ACCESSION NUMBER: 0001209191-12-009839 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 12608092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 5 1 doc5.xml FORM 5 SUBMISSION X0304 5 2011-12-31 0 0 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0000949119 MILLER LLOYD I III 222 LAKEVIEW AVENUE SUITE 160-365 WEST PALM BEACH FL 33401 0 0 1 0 Common Stock 2011-07-22 5 G 0 35002 0.00 A 35002 I By AMIL of Ohio, LLC Common Stock 956022 I By Milgrat I (P7) Common Stock 68664 I By Trust C - Lloyd I. Miller The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Prior to October 22, 2010, these 35,002 shares of the issuer's common stock were held in a Florida UGMA account for the benefit of Alexandra B. Miller ("Ms. Miller") and were reported by the Reporting Person as indirect beneficial ownership through such UGMA account. The UGMA account for Ms. Miller terminated automatically in accordance with its terms on October 22, 2010, and until July 21, 2011 these 35,002 shares were owned by Ms. Miller, and were then transferred to AMIL of Ohio, LLC. The Reporting Person indirectly holds 0.01% interest in AMIL of Ohio, LLC and Ms. Miller holds, directly or indirectly, the remaining interest. The shares transferred to AMIL of Ohio, LLC may be deemed the gift of 0.01% of such shares (i.e., approximately 3.5 shares of the issuer) indirectly to the Reporting Person. On May 20, 2011, 68,664 securities held by Milgrat I (P7) were transferred to Trust C. Such transaction only effected a change in the form of beneficial ownership without changing the Reporting Person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13. /s/ David J. Hoyt Attorney-in-fact 2012-02-14