0001179110-18-012270.txt : 20181019
0001179110-18-012270.hdr.sgml : 20181019
20181019101304
ACCESSION NUMBER: 0001179110-18-012270
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181015
FILED AS OF DATE: 20181019
DATE AS OF CHANGE: 20181019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sapienza Edwin
CENTRAL INDEX KEY: 0001756236
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14818
FILM NUMBER: 181129479
MAIL ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP
CENTRAL INDEX KEY: 0000795212
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735]
IRS NUMBER: 141541629
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
BUSINESS PHONE: 5184521242
MAIL ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP
DATE OF NAME CHANGE: 19920703
3
1
edgar.xml
FORM 3 -
X0206
3
2018-10-15
0
0000795212
TRANS WORLD ENTERTAINMENT CORP
TWMC
0001756236
Sapienza Edwin
38 CORPORATE CIRCLE
ALBANY
NY
12203
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.01 per share
1250
D
Employee Stock Options(Right to Buy)
1.73
Common stock, par value $0.01 per share
8000
D
Employee Stock Options(Right to Buy)
2.53
Common stock, par value $0.01 per share
10000
D
Employee Stock Options(Right to Buy)
4.87
Common stock, par value $0.01 per share
10000
D
Employee Stock Options(Right to Buy)
3.36
Common stock, par value $0.01 per share
7500
D
Employee Stock Options(Right to Buy)
3.88
Common stock, par value $0.01 per share
7500
D
Employee Stock Options(Right to Buy)
3.81
Common stock, par value $0.01 per share
7500
D
Employee Stock Options(Right to Buy)
1.85
Common stock, par value $0.01 per share
25000
D
Employee Stock Options(Right to Buy)
0.98
Common stock, par value $0.01 per share
25000
D
Restricted Stock Units
0
Common stock, par value $0.01 per share
3750
D
Restricted Stock Units
0
Common stock, par value $0.01 per share
5000
D
All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act.
All grants expire 10 years from the date of grant.
All grants are fully vested as of the earliest reporting date.
6,000 options are vested as of the earliest reporting date. 1,500 stock options vest on 6/3/2019.
5,625 options are vested as of the earliest reporting date. 1,875 stock options vest on 5/15/2019.
3,750 options are vested as of the earliest reporting date. 1,875 stock options vest on 5/6/2019 and 1,875 stock options vest on 5/6/2020.
6,250 options are vested as of the earliest reporting date. 6,250 stock options vest on 5/1/2019, 6,250 stock options vest on 5/1/2020 and 6,250 options vest on 5/1/2021.
6,250 stock options vest on 6/27/2019, 6,250 stock options vest on 6/27/2020, 6,250 stock options vest on 6/27/2021 and 6,250 options vest on 5/1/2022.
1,250 RSUs vest on 5/1/2019, 1,250 RSUs vest on 5/1/2020 and 1,250 RSUs vest on 5/1/2021.
1,250 RSUs vest on 6/27/2019, 1,250 RSUs vest on 6/27/2020, 1,250 RSUs vest on 6/27/2021 and 1,250 RSUs vest on 6/27/2022.
Restricted Stock Units terminate upon vesting.
Edwin J. Sapienza
2018-10-19