0001179110-18-009146.txt : 20180629 0001179110-18-009146.hdr.sgml : 20180629 20180629164405 ACCESSION NUMBER: 0001179110-18-009146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180627 FILED AS OF DATE: 20180629 DATE AS OF CHANGE: 20180629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoerenz Christoph CENTRAL INDEX KEY: 0001680950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 18929803 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2018-06-27 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001680950 Hoerenz Christoph 38 CORPORATE CIRCLE ALBANY NY 12203 0 1 0 0 Chief Digital and Mktg Officer Stock Option (Right to Buy) 0.98 2018-06-27 4 A 0 100000 0.98 A 2028-06-27 Common Stock, par value $0.01 per share 100000 300000 D All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act. Stock option grants vest ratably over four years. /s/ Christoph Hoerenz 2018-06-29