0001179110-18-006228.txt : 20180504 0001179110-18-006228.hdr.sgml : 20180504 20180504103149 ACCESSION NUMBER: 0001179110-18-006228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180501 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reickert W Michael CENTRAL INDEX KEY: 0001676659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 18806466 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2018-05-01 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001676659 Reickert W Michael 38 CORPORATE CIRCLE ALBANY NY 12203 1 0 0 0 Common Stock, par value $.01 per share 2018-05-01 4 A 0 64000 A 64000 D Common Stock, par value $.01 per share 14279715 I By Trust Director Stock Option (Right to Buy) 3.67 2026-07-06 Common S$0.01 per share 15000 15000 D Annual compensation paid in shares of common stock in lieu of cash award pursuant to the 2005 Long Term Incentive Award Plan, which such plan qualifies under Rule 16(b)-3. The equity transactions listed above is pursuant to equity plans qualified under 16b-3 and exempt from Section 16(b) of the Securities Exchange Act Option grants are exercisable within 4 years of grant and expire 10 years after grant. These shares are owned directly by the Robert J. Higgins TWMC Trust, a ten percent owner of the issuer, and indirectly by W. Michael Reickert as a trustee of the Trust. /s/ W. Michael Reickert 2018-05-01