0001179110-16-024246.txt : 20160510 0001179110-16-024246.hdr.sgml : 20160510 20160510152752 ACCESSION NUMBER: 0001179110-16-024246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160506 FILED AS OF DATE: 20160510 DATE AS OF CHANGE: 20160510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISENBERG BRUCE J CENTRAL INDEX KEY: 0001187199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 161635451 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 4 1 edgar.xml FORM 4 - X0306 4 2016-05-06 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001187199 EISENBERG BRUCE J 38 CORPORATE CIRCLE ALBANY NY 12203 0 1 0 0 EVP-Real Estate Common Stock, par value $.01 per share 10545 D Employee Stock Options (Right to Buy) 3.81 2016-05-06 4 A 0 35000 3.81 A 2026-05-06 Common Stock, par value $.01 per share 35000 355000 D Stock Settled Appreciation Rights 5.50 2017-05-01 Common Stock, par value $.01 per share 50000 50000 D All grants vest ratably over 4 years and expire 10 years from the date of grant. All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act. s/ Bruce J. Eisenberg 2016-05-10