0001179110-16-018384.txt : 20160203 0001179110-16-018384.hdr.sgml : 20160203 20160203151942 ACCESSION NUMBER: 0001179110-16-018384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGGINS ROBERT J CENTRAL INDEX KEY: 0000900603 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 161384617 MAIL ADDRESS: STREET 1: C/O TRANS WORLD ENTERTAINMENT CORP STREET 2: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 4 1 edgar.xml FORM 4 - X0306 4 2016-02-01 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0000900603 HIGGINS ROBERT J 38 CORPORATE CIRCLE ALBANY NY 12203 1 1 1 0 Chairman of the Board Common Stock par value $.01 per share 2016-02-01 4 P 0 10000 3.47 A 14179412 D Common Stock par value $.01 per share 2016-02-02 4 P 0 1275 3.72 A 14180687 D Common Stock par value $.01 per share 250000 I Robert J. Higgins Irrevocable Trust Common Stock par value $.01 per share 137500 I Higgins Foundation Common Stock par value $.01 per share 50550 I Spouse Stock Settled Appreciation Rights Common Stock par value $.01 per share 450000 450000 D All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act Previously reported on Form 4. All grants are exercisable within 4 years and expire 10 years from date of grant. Robert J. Higgins 2016-02-03