0001179110-15-008082.txt : 20150519 0001179110-15-008082.hdr.sgml : 20150519 20150519151059 ACCESSION NUMBER: 0001179110-15-008082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150515 FILED AS OF DATE: 20150519 DATE AS OF CHANGE: 20150519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISENBERG BRUCE J CENTRAL INDEX KEY: 0001187199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 15876162 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 4 1 edgar.xml FORM 4 - X0306 4 2015-05-15 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001187199 EISENBERG BRUCE J 38 CORPORATE CIRCLE ALBANY NY 12203 0 1 0 0 EVP-Real Estate & Store Ops Common Stock, par value $.01 per share 10545 D Common Stock, par value $.01 per share 10639 I 401(k) Employee Stock Options (Right to Buy) 3.88 2015-05-15 4 A 0 35000 3.88 A 2025-05-15 Common Stock, par value $.01 per share 35000 320000 D Stock Settled Appreciation Rights Common Stock, par value $.01 per share 100000 100000 D All grants vest ratably over 4 years and expire 10 years from the date of grant. All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act. Previously reported on Form 4. s/ Bruce J. Eisenberg 2015-05-19