0001179110-15-003473.txt : 20150226 0001179110-15-003473.hdr.sgml : 20150226 20150226142625 ACCESSION NUMBER: 0001179110-15-003473 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150131 FILED AS OF DATE: 20150226 DATE AS OF CHANGE: 20150226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARKS ROBERT E CENTRAL INDEX KEY: 0001229318 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 15651759 MAIL ADDRESS: STREET 1: 203 EAST MAINST P 12-02 CITY: SPARTANBURG STATE: SC ZIP: 29319 5 1 edgar.xml FORM 5 - X0306 5 2015-01-31 0 0 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001229318 MARKS ROBERT E 38 CORPORATE CIRCLE ALBANY NY 12203 1 0 0 0 Director Stock Options (Right to Buy) 3.00 2022-07-12 Common Stock, par value $0.01 per share 15000 15000 D Deferred Shares Common Stock, par value $0.01 per share 24992 24992 D All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act. Previously reported on Form 3. Deferred Shares are settled upon the Reporting Person's Retirement (with each Deferred Share representing the fair market value of one share of Common Stock on the settlement date). All grants are exercisable within four years of grant. Robert Marks 2015-02-26