0001179110-14-009702.txt : 20140623
0001179110-14-009702.hdr.sgml : 20140623
20140604161907
ACCESSION NUMBER: 0001179110-14-009702
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140603
FILED AS OF DATE: 20140604
DATE AS OF CHANGE: 20140604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP
CENTRAL INDEX KEY: 0000795212
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735]
IRS NUMBER: 141541629
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
BUSINESS PHONE: 5184521242
MAIL ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Higgins Mark
CENTRAL INDEX KEY: 0001609233
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14818
FILM NUMBER: 14891023
MAIL ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
3
1
edgar.xml
FORM 3 -
X0206
3
2014-06-03
0
0000795212
TRANS WORLD ENTERTAINMENT CORP
TWMC
0001609233
Higgins Mark
38 CORPORATE CIRCLE
ALBANY
NY
12203
0
1
0
0
SVP Merchandising
Common Stock, par value $.01 per share
403649
D
Employee Stock Option (Right to Buy)
14.32
2015-05-02
Common Stock, par value $.01 per share
9000
D
Employee Stock Options (Right to Buy)
5.32
2016-05-01
Common Stock, par value $.01 per share
8500
D
Employee Stock Options (Right to Buy)
5.50
2017-05-01
Common Stock, par value $.01 per share
7750
D
Employee Stock Option (Right to Buy)
1.73
2021-03-01
Common Stock, par value $.01 per share
20000
D
Employee Stock Option (Right to Buy)
2.53
2022-05-07
Common Stock, par value $.01 per share
10000
D
Employee Stock Option (Right to Buy)
4.87
2023-06-21
Common Stock, par value $.01 per share
10000
D
Employee Stock Option (Right to Buy)
3.36
2024-06-03
Common Stock, par value $.01 per share
25000
D
All of the equity transactions listed above are pursuant to equity plans qualified under Rule16b-3 and exempt from Section 16(b) of the Securities Exchange Act.
All of the options vest ratably over four years.
All of the options vest 60% on the third anniversary of grant an 20% on the fourth and fifth anniversay of grant.
/s/ Mark Higgins
2014-06-04