0001179110-14-009697.txt : 20140623 0001179110-14-009697.hdr.sgml : 20140623 20140604161549 ACCESSION NUMBER: 0001179110-14-009697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140603 FILED AS OF DATE: 20140604 DATE AS OF CHANGE: 20140604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson John CENTRAL INDEX KEY: 0001554342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 14890993 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 4 1 edgar.xml FORM 4 - X0306 4 2014-06-03 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001554342 Anderson John 38 CORPORATE CIRCLE ALBANY NY 12033 0 1 0 0 Chief Financial Officer Employee Stock Options (Right to Buy) 3.36 2014-06-03 4 A 0 35000 3.36 A 2024-06-03 Common Stock, par value $.01 per share 35000 107300 D All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act. All options vest 60% on the third anniversary of grant on 20% on the fourth and fifth anniversary. John Anderson 2014-06-04