0001179110-13-011783.txt : 20130715
0001179110-13-011783.hdr.sgml : 20130715
20130715155931
ACCESSION NUMBER: 0001179110-13-011783
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110227
FILED AS OF DATE: 20130715
DATE AS OF CHANGE: 20130715
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP
CENTRAL INDEX KEY: 0000795212
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735]
IRS NUMBER: 141541629
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
BUSINESS PHONE: 5184521242
MAIL ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGGINS ROBERT J
CENTRAL INDEX KEY: 0000900603
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14818
FILM NUMBER: 13968310
MAIL ADDRESS:
STREET 1: C/O TRANS WORLD ENTERTAINMENT CORP
STREET 2: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
4
1
edgar.xml
FORM 4 -
X0306
4
2011-02-27
0
0000795212
TRANS WORLD ENTERTAINMENT CORP
TWMC
0000900603
HIGGINS ROBERT J
38 CORPORATE CIRCLE
ALBANY
NY
12203
1
1
1
0
Chairman and CEO
Common Stock par value $.01 per share
2011-02-27
4
J
0
253213
1.69
D
14369412
D
Common Stock par value $.01 per share
2013-07-11
4
J
0
600000
5.22
D
250000
I
Robert J. Higgins Irrevocable Trust
Common Stock par value $.01 per share
137500
I
Higgins Foundation
Common Stock par value $.01 per share
50550
I
Spouse
Employee Stock Options (Right to Buy)
Common Stock par value $.01 per share
1025000
1025000
D
Stock Settled Appreciation Rights
Common Stock par value $.01 per share
450000
450000
D
All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act
Previously reported on Form 4.
All grants are exercisable within 4 years and expire 10 years from date of grant.
The Robert J. Higgins TR UA Dated February 2, 2009 ("2009 GRAT") was formed on February 2, 2009 and received 253,213 shares on that date as a gift from Robert J. Higgins. On February 2, 2011, the 253,213 shares held by the 2009 GRAT were distributed to Mr. Higgins' grandchildren and the 2009 GRAT was terminated.
600,000 shares held in the Robert J. Higgins 2012 Irrevocable Trust, established 12/28/2012, were distributed from the trust to Mr. Higgins' children. Mr. Higgins' spouse is trustee for the trust.
/S/ Robert J. Higgins
2013-07-15