0001179110-13-002478.txt : 20130212
0001179110-13-002478.hdr.sgml : 20130212
20130212150828
ACCESSION NUMBER: 0001179110-13-002478
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130202
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP
CENTRAL INDEX KEY: 0000795212
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735]
IRS NUMBER: 141541629
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
BUSINESS PHONE: 5184521242
MAIL ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGGINS ROBERT J
CENTRAL INDEX KEY: 0000900603
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14818
FILM NUMBER: 13596761
MAIL ADDRESS:
STREET 1: C/O TRANS WORLD ENTERTAINMENT CORP
STREET 2: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
5
1
edgar.xml
FORM 5 -
X0306
5
2013-02-02
0
0
0
0000795212
TRANS WORLD ENTERTAINMENT CORP
TWMC
0000900603
HIGGINS ROBERT J
38 CORPORATE CIRCLE
ALBANY
NY
12203
1
1
1
0
Chairman and CEO
Common Stock, par value $0.01 per share
13622625
D
Common Stock, par value $0.01 per share
137500
I
Higgins Foundation
Common Stock, par value $0.01 per share
50550
I
Spouse
Common Stock par value $.01 per share
850000
I
Robert J. Higgins Irrevocable Trust
Employee Stock Options (Right to Buy)
Common Stock, par value $0.01 per share
2025000
2025000
D
Stock Settled Appreciation Rights
5.32
2016-05-01
Common Stock, par value $0.01 per share
450000
450000
D
All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act.
Previously reported on Form 4.
All grants are exercisable within 4 years and expire 10 years from date of grant.
/s/ Robert J Higgins
2013-02-12