-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PQCbBfM6DE4pNwobbtjn3qOG76zH3z0Cxx2xBZfhfdSXgmYMrXFdIM78WuOzSCHg Fqfoqi5rHB5ocb8r2Iaisw== 0001179110-07-008910.txt : 20070502 0001179110-07-008910.hdr.sgml : 20070502 20070502160339 ACCESSION NUMBER: 0001179110-07-008910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070501 FILED AS OF DATE: 20070502 DATE AS OF CHANGE: 20070502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISENBERG BRUCE J CENTRAL INDEX KEY: 0001187199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 07810711 BUSINESS ADDRESS: STREET 1: TRANS WORLD ENTERTAINMENT CORP STREET 2: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 4 1 edgar.xml FORM 4 - X0202 4 2007-05-01 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001187199 EISENBERG BRUCE J 38 CORPORATE CIRCLE ALBANY NY 12203 0 1 0 0 EVP Real Estate Comm Stock par value $.01 per share 2007-05-01 4 A 0 4545 5.5 A 10545 D Stock Settled Appreciation Rights 5.5 2007-05-01 4 A 0 50000 5.5 A 2017-05-01 Common Stock par value $.01 per share 50000 617500 D Stock Appreciation Rights granted under Trans World Entertainment Corporation 2005 Long-Term Incentive Plan, which provides for tax witholding rights in a transaction exempt under Rule 16b-3. 50% vest after the end of three years and 50% vest at the end of the fourth year. Includes Employee Stock Options (Right to Buy) of 517,500 and 50,000 Stock Settled Appreciation Rights previuosly reported on Form 4 filings. Restricted Stock granted under Trans World Entertainment Corporation 2005 Long-Term Incentive Plan, which provides for tax witholding rights in a transaction exempt under Rule 16b-3. 50% vest after the end of one year and 50% vest at the end of the second year. s/ Bruce J. Eisenberg 2007-05-02 -----END PRIVACY-ENHANCED MESSAGE-----