-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FYZw+QX43wMqP7BN1bvr+/0FShJo9Fs0iUNZcCjT5w7yOqMvV8pNZZ3BS9QdD6qG G/AfcLiRd2L5JjP7xo/czg== 0001179110-06-008271.txt : 20060410 0001179110-06-008271.hdr.sgml : 20060410 20060410174519 ACCESSION NUMBER: 0001179110-06-008271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060406 FILED AS OF DATE: 20060410 DATE AS OF CHANGE: 20060410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOX FRED L CENTRAL INDEX KEY: 0001187191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 06751779 BUSINESS ADDRESS: STREET 1: TRANS WORLD ENTERTAINMENT CORP STREET 2: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 4 1 edgar.xml FORM 4 - X0202 4 2006-04-06 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001187191 FOX FRED L 38 CORPORATE CIRCLE ALBANY NY 12203 0 1 0 0 EVP Merchandising - Marketing Common stock par value $.01 per share 2006-04-06 4 M 0 30808 3.5 A 30808 D Common stock par value $.01 per share 2006-04-06 4 S 0 7108 5.5 D 23700 D Common stock par value $.01 per share 2006-04-06 4 S 0 22700 5.51 D 1000 D Common stock par value $.01 per share 2006-04-06 4 S 0 1000 5.5109 D 0 D Common stock par value $.01 per share 2007-04-07 4 M 0 7901 3.5 A 7901 D Common stock par value $.01 per share 2007-04-07 4 S 0 7901 5.5 D 0 D Common stock par value $.01 per share 2006-04-10 4 M 0 11791 3.5 A 11791 D Common stock par value $.01 per share 2006-04-10 4 S 0 5691 5.5 D 6100 D Common stock par value $.01 per share 2006-04-10 4 S 0 5300 5.51 D 800 D Common stock par value $.01 per share 2006-04-10 4 S 0 400 5.52 D 400 D Common stock par value $.01 per share 2006-04-10 4 S 0 400 5.53 D 0 D Employee Stock Options (Right to Buy) 3.5 2006-04-06 4 M 0 30808 3.5 D 2005-12-27 2013-01-05 Common Stock, par value $.01 per share 30808 329692 D Employee Stock Options (Right to Buy) 3.50 2007-04-07 4 M 0 7901 5.5 D 2005-12-27 2013-05-01 Common Stock, par value $.01 per share 7901 321791 D Employee Stock Options (Right to Buy) 3.5 2006-04-10 4 M 0 11971 3.5 D 2005-12-27 2013-05-01 Common Stock, par value $.01 per share 11971 310000 D All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act. Represents exercise of stock options. s/ Fred L. Fox 2006-04-10 -----END PRIVACY-ENHANCED MESSAGE-----