-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U5O8OUiMiK9hlNOssbCtbVgYcf84h6JxCkIqzYCioMiryx5NRKauYb/GA18/msNE f6n1b/HFM37qgNGHeIQZVg== 0001179110-04-022091.txt : 20041124 0001179110-04-022091.hdr.sgml : 20041124 20041124164414 ACCESSION NUMBER: 0001179110-04-022091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041122 FILED AS OF DATE: 20041124 DATE AS OF CHANGE: 20041124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN JOHN J CENTRAL INDEX KEY: 0001187724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 041167710 BUSINESS ADDRESS: BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: TRANS WORLD ENTERTAINMENT CORP STREET 2: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0202 4 2004-11-22 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001187724 SULLIVAN JOHN J 38 CORPORATE CIRCLE ALBANY NY 12203 0 1 0 0 EVP Finance and CFO Common Stock, par value $0.01 per share 2004-11-22 4 M 0 13825 1.58 A 91325 D Common Stock, par value $0.01 per share 2004-11-22 4 S 0 5725 11.37 D 85600 D Common Stock, par value $0.01 per share 2004-11-22 4 S 0 200 11.4 D 85400 D Common Stock, par value $0.01 per share 2004-11-22 4 S 0 1900 11.45 D 83500 D Common Stock, par value $0.01 per share 2004-11-22 4 S 0 4000 11.48 D 79500 D Common Stock, par value $0.01 per share 2004-11-22 4 S 0 1500 11.5 D 78000 D Common Stock, par value $0.01 per share 2004-11-22 4 S 0 500 11.59 D 77500 D Common Stock, par value $0.01 per share 2004-11-24 4 M 0 15175 1.58 A 92675 D Common Stock, par value $0.01 per share 2004-11-24 4 S 0 15175 11.17 D 77500 D Employee Stock Options (Right ot Buy) 1.58 2004-11-22 4 M 0 13825 11.44 A 2006-05-01 Common stock, par value $0.01 per share 13825 663675 D Employee Stock Options (Right to Buy) 1.58 2004-11-24 4 M 0 15175 11.17 A 2006-05-01 Common Stock, par value $0.01 per share 15175 648500 D Exercise of employee stock options All of the employee stock options listed above are issued pursuant to a stock option plan qualified under Rule 16b-3 and exempt from Section 16(b0 of the Securities Exchange Act. Vested ratably over four years from the date of grant /s John J Sullivan 2004-11-24 -----END PRIVACY-ENHANCED MESSAGE-----