-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OX2qko83eUU2h4tpILmlH0byT7cOldhd9PEP//k69xe7jOVnwOuj15XlYinObnNA xXU5M62XUF0QBE2Gj5zQtQ== 0001179110-04-009429.txt : 20040503 0001179110-04-009429.hdr.sgml : 20040503 20040503165203 ACCESSION NUMBER: 0001179110-04-009429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040430 FILED AS OF DATE: 20040503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN JOHN J CENTRAL INDEX KEY: 0001187724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 04774114 BUSINESS ADDRESS: STREET 1: TRANS WORLD ENTERTAINMENT CORP STREET 2: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: TRANS WORLD ENTERTAINMENT CORP STREET 2: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 4 1 edgar.xml FORM 4 - X0202 4 2004-04-30 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001187724 SULLIVAN JOHN J 38 CORPORATE CIRCLE ALBANY NY 12203 0 1 0 0 EVP Finance and CFO Employee Stock Options (Right to Buy) 10.31 2004-04-30 4 A 0 15000 10.31 A 2005-04-30 2015-04-30 Common Stock, par value $.01 per share 15000 677500 D Employee Stock Options (Right to Buy) 10.31 2004-04-30 4 A 0 15000 10.31 A 2006-04-30 2016-04-30 Common Stock, par value $.01 per share 15000 692500 D Employee Stock Options (Right to Buy) 10.31 2004-04-30 4 A 0 15000 10.31 A 2007-04-30 2017-04-30 Common Stock, par value $.01 per share 15000 707500 D Employee Stock Options (Right to Buy) 10.31 2004-04-30 4 A 0 15000 10.31 A 2008-04-30 2018-04-30 Common Stock, par value $.01 per share 15000 722500 D All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act. /s John J Sullivan 2004-05-03 -----END PRIVACY-ENHANCED MESSAGE-----