-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B2RrO9F9WbBMxZJSxpZpyHNbC+UHcPUCjwAr7N/j0gf0OI8BF3Fm9BRmFptV9llC qr4QDNgh+Rl+47iAOLz0MQ== 0001157523-06-007156.txt : 20060721 0001157523-06-007156.hdr.sgml : 20060721 20060721171100 ACCESSION NUMBER: 0001157523-06-007156 CONFORMED SUBMISSION TYPE: 144/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060721 DATE AS OF CHANGE: 20060721 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 144/A SEC ACT: 1933 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 06974800 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN SENIOR LOAN FUND CENTRAL INDEX KEY: 0000853180 RELATIONSHIP: OTHER IRS NUMBER: 366911789 STATE OF INCORPORATION: MA FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 144/A BUSINESS ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC. STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127625441 MAIL ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC. STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN PRIME RATE INCOME TRUST DATE OF NAME CHANGE: 19981006 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL PRIME RATE INCOME TRUST DATE OF NAME CHANGE: 19951018 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN MERRITT PRIME RATE INCOME TRUST DATE OF NAME CHANGE: 19920703 144/A 1 a5193299.txt VAN KAMPEN SENIOR LOAN FUND FORM 144/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144/A NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing OMB APPROVAL an order with a broker to execute sale or executing a sale directly with a market maker. OMB Number: 3235-0101 Expires: December 31, 2006 Estimated average burden hours per response..........4.47 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER 1 (a) NAME OF ISSUER (Please type or print) (b) I.R.S. IDENT. NO. (c) S.E.C. FILE NO. WORK LOCATION Trans World Entertainment Corporation 14-1541629 000-14818 1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. 38 Corporate Circle Albany NY 12203 AREA CODE NUMBER (518) 452-1242 2 (a) (b) I.R.S. IDENT. NO. (c) RELATIONSHIP (d) ADDRESS STREET CITY STATE ZIP CODE PERSON FOR WHOSE ACCOUNT THE TO ISSUER SECURITIES ARE TO BE SOLD Van Kampen Senior Loan Fund 36-6911789 Affiliate 1221 Avenue of the Americas, New York, NY 10020
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number (b) (c) (g) 3 (a) Name and Address of Each Number of (d) (e) (f) Name of Each Title of the Broker Through Whom the SEC USE shares Aggregate Number of Shares Approximate Securities Class of Securities are to be ONLY or Other Units Market or Other Units Date of Sale Exchange Securities Offered to Each Market To Be Sold Value Outstanding (See instr.3(f)) (See To Be Sold Maker who is Acquiring (See instr.3(c)) (See instr.3(d)) (See instr.3(e)) (MO. DAY YR.) instr.3(g)) the Securities Broker- Dealer File Number Common Stock Jefferies & Company, Inc 306,263 $174,876,184.42 30,626,302 07/21/2006 NYSE 11100 Santa Monica Blvd Los Angeles, CA 90025 Knight Equity Markets, L.P. 525 Washington Blvd Jersey City, NJ 07310 UBS 677 Washington Blvd Stamford, CT 06901 JP Morgan Chase & Co. 270 Park Avenue New York, NY 10017 Lehman Brothers 745 Seventh Avenue New York, NY 10019 Citigroup 399 Park Avenue New York, NY 10043 Goldman, Sachs & Co. 85 Broad Street New York, NY 10004
INSTRUCTIONS: 1. (a)Name of issuer. 3. (a)Title of the class of securities to be sold (b)Issuer's IRS Identification Number. (b)Name and address of each broker through whom the securities are intended to be sold. (c)Issuer's SEC file number, if any. (c)Number of shares or other units to be sold (if debt securities, give the aggregate face amount). (d)Issuer's address, including zip code. (d)Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing (e)Issuer's telephone number, including area (e)Number of shares or other units of the class outstanding, or code. if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer. 2. (a)Name of person for whose account the (f)Approximate date on which the securities are to be sold. securities are to be sold. (b)Such person's I.R.S. Identification (g)Name of each securities exchange, if any, on which the number, if such person is an entity. securities are intended to be sold. (c)Such person's relationship to the issuer (e.g., officer, director, 10 percent Potential persons who are to respond to the collection of stockholder, or member of immediate information contained in this form are not required to respond family of any of the foregoing). unless the form displays a currently valid OMB control number. (d)Such person's address, including zip code.
TABLE I--SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the Payment of all or any part of the purchase price or other consideration therefor: Name of Person From Whom Amount of Title of Date You Nature of Acquisition Transaction Acquired Securities Date of Nature of the Class Acquired (If Gift, Also Acquired Payment Payment Give Date Donor Acquired) Trans World Entertainment Share Common Stock 04/22/1999 Share Exchange Corporation 3,789,962 04/22/1999 Exchange
INSTRUCTIONS: 1. If the securities were purchased and full payment 2. If within two years after the acquisition therefore was not made in cash at the time of purchase, of the securities the person for whose explain in the table or in a note thereto the nature of account they are to be sold had any the consideration given. If the consideration consisted short positions, put or other option to of any note or other obligation, or if payment was made dispose of securities referred to in in installments describe the arrangement and state when paragraph (d)(3) of Rule 144, furnish the note or other obligation was discharged in full or full information with respect thereto. the last installment paid.
TABLE II--SECURITIES SOLD DURING THE PAST THREE MONTHS Furnish The Following Information as to All Securities of The Issuer Sold During The Past Three Months By The Person For Whose Account The Securities Are To Be Sold. Amount of Name and Address of Seller Title of Securities To Be Sold. Date of Sale Securities Sold Gross Proceeds 4/24/2006 25,000 138,590.00 4/26/2006 2,500 13,750.00 4/27/2006 21,980 118,702.99 4/28/2006 100 540.00 5/1/2006 700 3,780.00 5/5/2006 2,200 11,880.00 5/5/2006 25,000 135,432.50 5/8/2006 800 4,320.00 5/9/2006 363 1,960.20 Van Kampen Senior Loan Fund Common Stock 5/18/2006 25,000 135,192.50 1221 Avenue of the Americas 5/18/2006 25,000 136,075.00 New York, NY 10020 5/18/2006 25,000 137,620.00 5/18/2006 23,837 130,278.74 5/19/2006 25,000 135,340.00 5/19/2006 16,800 90,941.76 5/19/2006 25,000 135,380.00 5/22/2006 53,783 297,758.82 5/22/2006 8,200 44,784.30
REMARKS: INSTRUCTIONS: ATTENTION: See the definition of "person" in paragraph (a) of The person for whose account the securities to which this notice Rule 144. Information is to be given not only as relates are to be sold hereby represents by signing this notice to the person for whose account the securities that he does not know any material adverse information in regard to are to be sold but also as to all other persons the current and prospective operations of the issuer of the included in that definition. In addition, securities to be sold which has not been publicly disclosed. information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. July 21, 2006 /s/ Debra Rubano - ---------------------------------------------- -------------------------------- DATE OF NOTICE (SIGNATURE) The notice shall be signed by the persons for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. ATTENTION: INTERNATIONAL MISSTATEMENTS OR OMISSION OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).
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