0001144204-12-039419.txt : 20120713
0001144204-12-039419.hdr.sgml : 20120713
20120713164227
ACCESSION NUMBER: 0001144204-12-039419
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120712
FILED AS OF DATE: 20120713
DATE AS OF CHANGE: 20120713
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RILEY BRYANT R
CENTRAL INDEX KEY: 0001207269
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14818
FILM NUMBER: 12962188
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD STE 810
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP
CENTRAL INDEX KEY: 0000795212
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735]
IRS NUMBER: 141541629
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
BUSINESS PHONE: 5184521242
MAIL ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riley Investment Management LLC
CENTRAL INDEX KEY: 0001345523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14818
FILM NUMBER: 12962187
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD.
STREET 2: SUITE 810
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-966-1444
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD.
STREET 2: SUITE 810
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
4
1
form451931_20120713044152-.xml
X0306
4
2012-07-12
1
0000795212
TRANS WORLD ENTERTAINMENT CORP
TWMC
0001207269
RILEY BRYANT R
11100 SANTA MONICA BLVD., SUITE 800
LOS ANGELES
CA
US 90025
0
0
0
1
Former Director
0001345523
Riley Investment Management LLC
11100 SANTA MONICA BLVD., SUITE 800
LOS ANGELES
CA
US 90025
0
0
0
1
Former Director
Common Stock
1000
I
Footnote 1
Stock Options
0.98
2010-06-17
2013-07-12
Common Stock
11250
11250
D
Custodian for Mr. Riley's children.
15,000 options were originally granted and were to vest in four equal annual installments beginning on June 17, 2010. Mr. Riley is no longer on the Board as of July 12, 2012, therefore 3,750 options will not vest. The balance, 11,250, will expire one year from Mr. Riley's resignation on July 13, 2012.
/s/ Bryant Riley
2012-07-13