0001144204-12-039419.txt : 20120713 0001144204-12-039419.hdr.sgml : 20120713 20120713164227 ACCESSION NUMBER: 0001144204-12-039419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120712 FILED AS OF DATE: 20120713 DATE AS OF CHANGE: 20120713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 12962188 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riley Investment Management LLC CENTRAL INDEX KEY: 0001345523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 12962187 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-966-1444 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 form451931_20120713044152-.xml X0306 4 2012-07-12 1 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001207269 RILEY BRYANT R 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA US 90025 0 0 0 1 Former Director 0001345523 Riley Investment Management LLC 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA US 90025 0 0 0 1 Former Director Common Stock 1000 I Footnote 1 Stock Options 0.98 2010-06-17 2013-07-12 Common Stock 11250 11250 D Custodian for Mr. Riley's children. 15,000 options were originally granted and were to vest in four equal annual installments beginning on June 17, 2010. Mr. Riley is no longer on the Board as of July 12, 2012, therefore 3,750 options will not vest. The balance, 11,250, will expire one year from Mr. Riley's resignation on July 13, 2012. /s/ Bryant Riley 2012-07-13