-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D6MtGSfpEe0EMFJIZcjj+dyLh6d9zZ3GA5JL93C8Dn16Ey4SamoY6r1c0TQjV5kc +gHfh6zbcXNVMQbYLfUwRA== 0001144204-10-032651.txt : 20100609 0001144204-10-032651.hdr.sgml : 20100609 20100609164236 ACCESSION NUMBER: 0001144204-10-032651 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100607 FILED AS OF DATE: 20100609 DATE AS OF CHANGE: 20100609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 10887600 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riley Investment Management LLC CENTRAL INDEX KEY: 0001345523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 10887599 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-966-1444 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 form432678_060910164219-.xml X0303 4 2010-06-07 1 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001207269 RILEY BRYANT R 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA US 90025 1 0 0 0 0001345523 Riley Investment Management LLC 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA US 90025 1 0 0 0 Common Stock 2010-06-07 4 S 0 22045 1.85 D 62103 I Footnote 1 Common Stock 1000 I Footnote 2 Common Stock 2010-06-09 4 S 0 30872 1.8506 D 31231 I Footnote 1 Stock Options 0.98 2010-06-17 2019-06-17 Common Stock 15000 15000 D Trustee of B. Riley and Co. Retirement Trust. Custodian for Mr. Riley's children. The option vests in four equal annual installments beginning on June 17, 2010. /s/ Bryant Riley 2010-06-09 -----END PRIVACY-ENHANCED MESSAGE-----