-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AmlhLiB8Cr9YVZDRYmro+8KQ+Er9XJFNwkbJMy3+pUEFwEX6H30iiEkj1UD64Uoz +WQAqhq6JmTyTUmDIYROhA== 0001144204-09-002036.txt : 20090114 0001144204-09-002036.hdr.sgml : 20090114 20090114173638 ACCESSION NUMBER: 0001144204-09-002036 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090112 FILED AS OF DATE: 20090114 DATE AS OF CHANGE: 20090114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 09527077 BUSINESS ADDRESS: BUSINESS PHONE: 310 966 1444 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riley Investment Management LLC CENTRAL INDEX KEY: 0001345523 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 09527076 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-966-1444 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 3 1 form39453_011409173613-.xml X0203 3 2009-01-12 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001207269 RILEY BRYANT R 11100 SANTA MONICA BLVD., SUITE 810 LOS ANGELES CA US 90025 1 0 0 0 0001345523 Riley Investment Management LLC 11100 SANTA MONICA BLVD., SUITE 810 LOS ANGELES CA US 90025 1 0 0 0 Common Stock 1000 I Footnote 1 Common Stock 1406393 I Footnote 2 Common Stock 114135 I Footnote 3 Common Stock 1000 I Footnote 4 Common Stock 34148 I Footnote 5 Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners Master Fund, L.P. Sole equity owner of Riley Investment Management LLC, investment advisor to managed accounts of investment advisory clients including those indirectly affiliated with Riley Investment Partners Master Fund, L.P. Sole indirect equity owner of B. Riley and Co., LLC. Custodian for Mr. Riley's children. Trustee for the B. Riley and Co. Retirement Trust. /s/ Bryant Riley 2009-01-14 -----END PRIVACY-ENHANCED MESSAGE-----