New York
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0-14818
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14-1541629
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(State or Other Jurisdiction of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer Identification No.)
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☐
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common shares, $0.01 par value per share
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KSPN
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NASDAQ Stock Market
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Item 8.01 Other Events.
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Item 9.01
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Financial Statements and Exhibits.
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Exhibit No.
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Description
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Opinion of Sichenzia Ross Ference LLP
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Consent of Sichenzia Ross Ference LLP (included in Exhibit 5.1).
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Dated: March 16, 2021
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Kaspien Holding Inc.
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By:
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/s/ Edwin Sapienza
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Name:
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Edwin Sapienza
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Title:
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Chief Financial Officer
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Very truly yours,
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