-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, GkcVyA9F59KV5iWyG5vSmYs5zn9TL5BTQ2JjH0kvy2KpM0pUAMUagXMhUw33CL88 IA50kI5u0qBUiV2czpbpwQ== 0000910213-94-000016.txt : 19940930 0000910213-94-000016.hdr.sgml : 19940930 ACCESSION NUMBER: 0000910213-94-000016 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19940630 FILED AS OF DATE: 19940929 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: O BRIEN ENVIRONMENTAL ENERGY INC CENTRAL INDEX KEY: 0000795185 STANDARD INDUSTRIAL CLASSIFICATION: 5063 IRS NUMBER: 592076187 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09208 FILM NUMBER: 94550921 BUSINESS ADDRESS: STREET 1: 225 S EIGHTH ST CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: 2156275500 FORMER COMPANY: FORMER CONFORMED NAME: OBRIEN ENERGY SYSTEMS INC DATE OF NAME CHANGE: 19910804 NT 10-K 1 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Washington, D.C. 20549 Expires: June 30, 1994 Estimated average burden FORM 12b-25 hours per response...2.50 NOTIFICATION OF LATE FILING SEC FILE NUMBER 1-9208 CUSIP NUMBER (Check One): X Form 10-K Form 20-F Form 11-K 674448 10 5 --- --- --- 674448 AA 3 Form 10-Q Form N-SAR 674448 AB 1 --- --- 674448 AC 9 For Period Ended: June 30, 1994 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: ---------------------------------- Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A - ------------------------------------------------------------------------------ PART I - REGISTRANT INFORMATION O'Brien Environmental Energy, Inc. - ----------------------------------------------------------------------------- Full Name of Registrant O'Brien Energy Systems, Inc. - ----------------------------------------------------------------------------- Former Name if Applicable 225 South Eighth Street - ----------------------------------------------------------------------------- Address of Principal Executive Office (Street and Number) Philadelphia, Pennsylvania 19106 - ----------------------------------------------------------------------------- City, State and Zip Code PART II - RULES 12B-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) X (a) The reasons described in reasonable detail in Part --- III of this form could not be eliminated without unreasonable effort or expense; X (b) The subject annual report, semi-annual report, --- transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due X date; and --- (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III - NARRATIVE State below in reasonable detail the reasons why the Form 10-K, 11- K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach Extra Sheets if Needed) The Company's auditors, Coopers & Lybrand, have not yet completed their review of the audit documentation and financial statement presentations. The statement of Coopers & Lybrand is attached hereto. PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Ronald R. Rominiecki Vice President/Finance and Chief Financial Officer 215 627-5500 - -------------------------------- ----------------- ----------------- (Name and Title) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) been filed? If answer is no, identify report(s). Yes X No 1993 Proxy Statement --- --- - ------------------------------------------------------------------------------ (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? Yes X No --- --- If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. O'BRIEN ENVIRONMENTAL ENERGY, INC. ----------------------------------------------- (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date: September 29, 1994 By:/s/Ronald R. Rominiecki ------------------- ---------------------------------------- Vice President/Finance and Chief Financial Officer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION - ----------------------------------- --------------------------------- Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). - ----------------------------------------------------------------------------- GENERAL INSTRUCTIONS 1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934. 2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files. 3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered. 4. Amendments to the notifications must also be filed on form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification. EX-15 2 Coopers & Lybrand L.L.P. 2400 Eleven Penn Center COOPERS Philadelphia, Pennsylvania & LYBRAND 19103-2962 a professional services firm Telephone (215) 963-8000 Facsimile (215) 963-8700 September 28, 1994 Securities and Exchange Commission Division of Corporate Finance Branch 4 450 Fifth Street, N.W. Washington, DC 20549 Re: O'Brien Environmental Energy, Inc. SEC File No. 1-9208 Gentlemen: Coopers & Lybrand is unable to furnish the required report on audit of the consolidated financial statements for the year ended June 30, 1994, without unreasonable effort. Coopers & Lybrand has not yet completed its review of audit documentation and financial statement presentations. Very truly yours, COOPERS & LYBRAND L.L.P. -----END PRIVACY-ENHANCED MESSAGE-----