-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VsK3esJeEHX934uGH42G6xgb8vqHIrbM5WzOtXiMVhyY+dGPsQxXmfBJSUCWmmmF 66mFrLOEIEzmkZlBqM3A7A== 0001073205-99-000005.txt : 19990208 0001073205-99-000005.hdr.sgml : 19990208 ACCESSION NUMBER: 0001073205-99-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990131 FILED AS OF DATE: 19990205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BONNEVILLE PACIFIC CORP CENTRAL INDEX KEY: 0000795182 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 870363215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-14846 FILM NUMBER: 99521701 BUSINESS ADDRESS: STREET 1: 50 W 300 SOUTH STREET 2: SUITE 300 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: 8013632520 MAIL ADDRESS: STREET 1: 50 WEST 300 SOUTH STREET 2: SUITE 300 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 COMPANY DATA: COMPANY CONFORMED NAME: STEPANEK STEVEN H CENTRAL INDEX KEY: 0001073205 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 671 ALOHA RD CITY: SALT LAKE CITY STATE: UT ZIP: 84103 BUSINESS PHONE: 8013632520 MAIL ADDRESS: STREET 1: 671 ALOHA RD CITY: SALT LAKE CITY STATE: UT ZIP: 84103 4 1 FORM 4 OMB APPROVAL -------------------------- [ ] Check this box if no longer OMB Number subject in Section 16. Form 4 Expires: or Form 5 obigations may Estimated average burden continue. See Instruction 1(b). hours per response U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person: Stepanek, Steven H. 671 Aloha Road Salt Lake City, UT 84103 2. Issuer Name and Ticker or Trading Symbol: Bonneville Pacific Corporation BPCOD 3. IRS or Social Security Number of Reporting Person (Voluntary): ###-##-#### 4. Statement for Month/Year: January 1999 5. If Amendment, Date of Original (Month/Year): 6. Relationship of Reporting Person to Issuer (Check all applicable): [x] Director [ ] 10% Owner [x] Officer (give title below) [ ] Other (specify below) Secretary----------------------------------------------------------- TABLE 1 - Non Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4, and 5) Beneficially Form; direct (Instr. 8) Owned at Direct Bene- End of (D) or ficial (Month/ (A) Month Indirect Owner- Day/ or (nstr. 3 and 4) (I) ship Year Code V Amount (D) Price (Instr. 4) (Instr. 4) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
TABLE II - Derivative Securites Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- 6. Date Exer- (Instr. 3) sion or action tion Code ative Securities Ac- cisable and Ex- Exercise Date (Instr. 8) quired (A) or Dis- piration Date Price of posed of (D) (Month/Day/ Deriv- (Month/ Instr. 3, 4, and 5) Year) ative Day/ Security Year) Date Expira- Exer- tion Code V (A) (D) cisable Date Employee Stock Option 5.00 1-7-99 J* (A) 1/7/99 1/7/09
TABLE 11 (Continued)
7. Title and Amount of Under- 8. Price 9. Number 10. Owner- 11. Na- lying Securities of of Deriv- ship ture (Instr. 3 and 4) Deriv- ative Form of In- ative Secur- of De- direct Secur- ities rivative Bene- ity Bene- Secu- ficial (Instr. ficially rity: Own- 5) Owned Direct ership at End (D) or (Instr. 4) Amount or of Indi- Number of Month rect (I) Title Shares (Instr. 4) (Instr. 4) common stock 75,000 5.00 75,000 (D)
Explanation of Responses: *grant of option to buy 75,000 shares 20% vests immediately and the remainder @20% per year for 4 years or accelerated to 100% vesting upon event of sale or change of control. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. - ------------------------------------- ---------------------- **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----