-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S0lRELSRy6Hpy/apt3kc81FaqWHp4Kf48J1Kx8hiSXWkoo4LzuLV/u8mbyaYqbb6 N8BOtIt3U+IjSxw6XIJ4NA== 0001016193-98-000120.txt : 19981116 0001016193-98-000120.hdr.sgml : 19981116 ACCESSION NUMBER: 0001016193-98-000120 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981112 FILED AS OF DATE: 19981113 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BONNEVILLE PACIFIC CORP CENTRAL INDEX KEY: 0000795182 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 870363215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-14846 FILM NUMBER: 98746370 BUSINESS ADDRESS: STREET 1: 50 W 300 SOUTH STREET 2: SUITE 300 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: 8013632520 MAIL ADDRESS: STREET 1: 330 EAST MAIN ST STREET 2: SUITE 201 CITY: BARRINGTON STATE: IL ZIP: 60010 COMPANY DATA: COMPANY CONFORMED NAME: BERNARD JAMES W CENTRAL INDEX KEY: 0001073198 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 17120 SE 58TH STREET CITY: BELLEVUE STATE: WA ZIP: 98006 BUSINESS PHONE: 4257397365 MAIL ADDRESS: STREET 1: 17120 SE 58TH STREET CITY: BELLEVUE STATE: WA ZIP: 98006 3 1 INITIAL STATEMENT FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940. _______________________________________________________________________________ 1. NAME AND ADDRESS OF REPORTING PERSON: Bernard James W. (Last) (First) (Middle) 17120 SE 58th Street (Address) Bellevue Washington 98006 (City) (State) (Zip) _______________________________________________________________________________ 2. DATE OF EVENT REQUIRING STATEMENT (Month/Day/Year) November 2, 1998 _______________________________________________________________________________ 3. IRS OR SOCIAL SECURITY NUMBER OF REPORTING PERSON (Voluntary) _______________________________________________________________________________ _______________________________________________________________________________ 4. ISSUER NAME AND TICKER OR TRADING SYMBOL Bonneville Pacific Corporation - BPCOD _______________________________________________________________________________ 5. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER - Check all applicable __X___ Director _____ 10% Owner _____ Officer (give title _____ Other (specify below) below) ________________________________________________________________ _______________________________________________________________________________ 6. IF AMENDMENT, DATE OF ORIGINAL (Month/Day/Year) N/A _______________________________________________________________________________ 7. INDIVIDUAL OR JOINT/GROUP FILING - Check Applicable Line ___X__ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person _______________________________________________________________________________
TABLE 1 - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ___________________________________________________________________________________________________________________________ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Direct (D) or Ownership (Instr. 5) (Instr. 4) Indirect (I) (Instr. 5) ___________________________________________________________________________________________________________________________ N/A 0 0 N/A ___________________________________________________________________________________________________________________________
TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (e.g. puts, calls, warrants, options, convertible securities) ________________________________________________________________________________________________________________________________ 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of 4. Conversion or 5. Ownership 6. Nature of Security (Instr. 4) and Expiration Securitiea Underlying Exercise Price Form of Indirect Date Derivative Security of Derivative Derivative Beneficial (Month/Day/Year) (Instr. 4) Security Security; Ownership _____________________ _________________________ Direct (D) (Instr. 5) Date Expiration Title Amount of or Indirect Exercisable Date Number of (I)(Instr. 5) Shares ________________________________________________________________________________________________________________________________ Stock Option Current 11/2/2008 Common Stock 7,500 $9.44 D N/A ________________________________________________________________________________________________________________________________ ________________________________________________________________________________________________________________________________
Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Date: November 6, 1998 /s/ James W. Bernard **Signature of Reporting Person -----END PRIVACY-ENHANCED MESSAGE-----