-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SFaOpK7SP3TESlAi6BjbDga0KOcL5MTiofxu4zGvuMIsYTDQAuivehU3v96JhiaU chWv40e9Rv2FgSfSjhZ/bg== 0000794987-97-000002.txt : 19970402 0000794987-97-000002.hdr.sgml : 19970402 ACCESSION NUMBER: 0000794987-97-000002 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970401 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: US WEST INC CENTRAL INDEX KEY: 0000732718 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 840926774 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-14865 FILM NUMBER: 97572751 BUSINESS ADDRESS: STREET 1: 7800 E ORCHARD RD STREET 2: SUITE 480 CITY: ENGLEWOOD STATE: CO ZIP: 80111 BUSINESS PHONE: 3037936629 MAIL ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD STREET 2: SUITE 480 CITY: ENGLEWOOD STATE: CO ZIP: 80111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: US WEST CAPITAL FUNDING INC CENTRAL INDEX KEY: 0000794987 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 841028672 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-14865-01 FILM NUMBER: 97572752 BUSINESS ADDRESS: STREET 1: 7800 E ORCHARD RD STE 480 CITY: ENGLEWOOD STATE: CO ZIP: 80111 BUSINESS PHONE: 3037936629 MAIL ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD SUITE 480 CITY: ENGLEWOOD STATE: CO ZIP: 80111 424B3 1 FIFTH PRICING SUPPLEMLENT Registration Nos. 333-14865, 333-14865-01, 33-50049 and 33-50049-01 Filing under Rule 424(b)(3) PRICING SUPPLEMENT NO. 5 DATED MARCH 31, 1997 (To Prospectus dated December 9, 1996, as supplemented by Prospectus Supplement dated December 9, 1996) U S WEST CAPITAL FUNDING, INC. MEDIUM-TERM NOTES DUE FROM NINE MONTHS OR MORE FROM DATE OF ISSUE UNCONDITIONALLY GUARANTEED AS TO PAYMENT OF PRINCIPAL, PREMIUM, IF ANY, AND INTEREST BY U S WEST, INC. ____________________
Aggregate Principal Amount: $ 10,000,000 Settlement Date: April 10, 1997 Maturity: April 10, 2002 Coupon: 7.03%
PURCHASE AS PRINCIPAL This Pricing Supplement relates to $10,000,000 aggregate principal amount of Notes that are being purchased, as principal, by Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") for resale to investors at varying prices relating to prevailing market prices at the time of resale as determined by Merrill Lynch. The net proceeds payable by Merrill Lynch to U S WEST Capital Funding, Inc. ("Capital Funding") will be 99% of the aggregate principal amount of the Notes, or $9,900,000, before deduction of expenses payable by Capital Funding. In connection with the sale of the Notes, Merrill Lynch may be deemed to have received compensation in the form of underwriting discounts in the amount of 1.00% of the aggregate principal amount of the Notes, or $100,000.
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