-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GRPhwFHQprQKKgkw5YcihVXidbt3+v22X72wAip6CM9QNCMiULb9ZZDtXn6NYx58 kESDGTflk47qgj05jv42vg== 0000794927-04-000013.txt : 20040714 0000794927-04-000013.hdr.sgml : 20040714 20040714160454 ACCESSION NUMBER: 0000794927-04-000013 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000629 FILED AS OF DATE: 20040714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CANTERBURY CONSULTING GROUP INC CENTRAL INDEX KEY: 0000794927 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 232170505 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 352 STOKES ROAD STREET 2: SUITE 200 CITY: MEDFORD STATE: NJ ZIP: 08055 BUSINESS PHONE: 609-953-0044 MAIL ADDRESS: STREET 1: 352 STOKES ROAD STREET 2: SUITE 200 CITY: MEDFORD STATE: NJ ZIP: 08055 FORMER COMPANY: FORMER CONFORMED NAME: CANTERBURY INFORMATION TECHNOLOGY INC DATE OF NAME CHANGE: 19970620 FORMER COMPANY: FORMER CONFORMED NAME: CANTERBURY CORPORATE SERVICES INC DATE OF NAME CHANGE: 19940323 FORMER COMPANY: FORMER CONFORMED NAME: CANTERBURY EDUCATIONAL SERVICES INC /PA/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIKUS JEAN Z CENTRAL INDEX KEY: 0001057788 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-15588 FILM NUMBER: 04913966 BUSINESS ADDRESS: STREET 1: 352 STOKES ROAD STREET 2: SUITE 200 CITY: MEDFORD STATE: NJ ZIP: 08055 BUSINESS PHONE: 6099530044 MAIL ADDRESS: STREET 1: 352 STOKES ROAD STREET 2: SUITE 200 CITY: MEDFORD STATE: NJ ZIP: 08055 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2000-06-29 2000-07-08 0 0000794927 CANTERBURY CONSULTING GROUP INC CITI 0001057788 PIKUS JEAN Z 352 STOKES ROAD SUITE 200 MEDFORD NJ 08055 1 1 0 0 Vice President and Secretary common stock 37140 D common stock 430580 I spouse of reporting person common stock 10335 I trust for son of reporting person non-recourse note 1.94 2000-06-29 4 J 0 100000 1.94 A 2000-06-29 2004-06-28 common stock 100000 100000 D non-recourse note 1.94 2000-06-29 4 J 0 200000 1.94 A 2000-06-29 2004-06-28 common stock 200000 200000 I spouse of reporting person This Form 4 amends an earlier Form 4 that reported the transaction at issue as a purchase of common stock. The reporting person is now disclosing the transaction, based on guidance from the Commission, as the acquisition of a non-recourse note that was used to pay substantially all of the purchase price of the common stock to be issued to the reporting person and that is secured by the common stock. The non-recourse nature of the note permits the reporting person to choose between (i) paying off the note (at a price equal to the exercise price times the number of shares of underlying common stock plus accrued interest) and acquiring full ownership of the underlying common stock or (ii) not paying off the note and accured interest and forfeiting the common stock. The principal amount of the non-recourse note as of June 29, 2000 was $194,000, and interest accrues at the rate of 6.6% per annum. The principal amount of this non-recourse note as of June 29, 2000 held by the reporting person's spouse was $388,000, and interest accrues at the rate of 6.6% per annum. Other than the number of shares and the dollar value of this non-recourse note, the history of the transaction is similar as per footnote 1 above. Jean Z. Pikus 2004-07-14 -----END PRIVACY-ENHANCED MESSAGE-----