Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | UMB FUND SERVICES, INC. |
b. Street 1 | 235 WEST GALENA STREET |
Street 2 | |
c. City | MILWAUKEE |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212 |
g. Telephone number (including country code if foreign) | 4142992000 |
h. Briefly describe the books and records kept at this location:
| FUND ACCOUNTANT AND ADMINISTRATOR |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | U.S. BANK, N.A. |
b. Street 1 | 1555 NORTH RIVERCENTER DRIVE |
Street 2 | |
c. City | MILWAUKEE |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212 |
g. Telephone number (including country code if foreign) | 4142763737 |
h. Briefly describe the books and records kept at this location:
| CUSTODIAN |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | U.S. BANCORP FUND SERVICES, LLC |
b. Street 1 | 615 EAST MICHIGAN STREET |
Street 2 | |
c. City | MILWAUKEE |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8009682122 |
h. Briefly describe the books and records kept at this location:
| TRANSFER AGENT AND DIVIDEND DISBURSING AGENT |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | SIMS CAPITAL MANAGEMENT LLC |
b. Street 1 | 225 EAST MASON STREET, SUITE 802 |
Street 2 | |
c. City | MILWAUKEE |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202-3657 |
g. Telephone number (including country code if foreign) | 4147651107 |
h. Briefly describe the books and records kept at this location:
| INVESTMENT ADVISER |
Director Record:
1 |
a. Full Name | CLARK J. HILLERY |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | WILLIAM J. RACK |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | BARRY S. ARNOLD |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | RICHARD L. TEIGEN |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |